FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
November 19, 2007
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
MARVIN B. DAVIS,
Plaintiff - Appellant, No. 07-3044
v. D. Kan.
KANSAS DEPARTMENT OF (D.C. No. 01-CV-3417-SAC)
CORRECTIONS; CHARLES E.
SIMMONS, Secretary of Corrections;
BARBARA SCHNEIDER, Records
Clerk, Kansas Department of
Corrections; MARK BENEFIELD,
Wichita Parole Officer, Kansas
Department of Corrections; KANSAS
PAROLE BOARD, Wichita Parole
Office; KENT A. SISSON, Director of
South Parole Region, Kansas
Department of Corrections;
JOHN/JANE DOES Individually and
officially and any Kansas State
Official, Kansas State Government
Entities, or other proper parties
amendable to suit in this action;
HUTCHINSON CORRECTION
FACILITY; ROBERT D.
HANNIGAN, former Warden of
Hutchinson Correctional Facility,
Defendants - Appellants.
ORDER DISMISSING APPEAL AS FRIVOLOUS
Before KELLY, MURPHY, and O’BRIEN, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Marvin B. Davis, a state prisoner appearing pro se 1 and in forma pauperis,
appeals from the district court’s denial of his motion for relief from judgment and
subsequent motions for reconsideration. We dismiss Davis’ frivolous appeal
pursuant to 28 U.S.C. § 1915(e)(2)(B)(I).
I. BACKGROUND
In 1991, Davis pled guilty in Kansas state court to a charge of felony theft.
He was given a suspended sentence of one to five years in prison. In 1992,
Davis’ probation was revoked and he was imprisoned. He completed his sentence
on December 22, 1996. In 1997, he was convicted in Kansas state court of
aggravated burglary, aggravated kidnapping, aggravated indecent liberties with a
child and domestic violence, and was sentenced to 230 months imprisonment,
based on a criminal history score of “G.”
Davis contends the Kansas Department of Corrections (KDOC) should have
converted his 1991 sentence when the Kansas Sentencing Guidelines Act, Kan.
Stat. Ann. § 21-4701 et seq., was enacted in 1993. According to Davis, if the
1
On account of Davis’ pro se status, we liberally construe his filings, but
hold him to the same rules of procedure as other litigants. See Nielsen v. Price,
17 F.3d 1276, 1277 (10th Cir. 1994).
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KDOC had properly converted his 1991 sentence, it would have expired on
October 15, 1994, not December 22, 1996. Davis argues this 24-month period of
unlawful confinement violated his constitutional right to due process and
subjected him to cruel and unusual punishment. Moreover, he contends that
because of the KDOC’s alleged error, his 1991 sentence should not have been
considered as part of his criminal history in calculating his 1997 sentence, which
would have had the effect of shortening his 1997 sentence.
Davis pursued three different avenues for relief. First, he sought
post-sentencing relief in Kansas state court pursuant to Kan. Stat. Ann.
§ 60-1507. The state trial court denied the petition. The Kansas Court of
Appeals concluded the trial court lacked jurisdiction to hear Davis’ petition
because Davis had completed his 1991 sentence. See Davis v. State, 77 P.3d 1288
(Kan. Ct. App. 2003) (unpublished). The Kansas Supreme Court denied review.
Davis v. State, 277 Kan. 923 (Kan. 2003).
Second, Davis filed a petition for writ of habeas corpus and writ of coram
nobis in federal court under 28 U.S.C. §§ 2241 and 2254. The petition was
dismissed as time-barred. Davis appealed to this Court. We denied a Certificate
of Appealability (COA) as to Davis’ habeas claims and affirmed the district
court’s denial of a writ of coram nobis. Davis v. Roberts, 425 F.3d 830, 834-36
(10th Cir. 2005).
Third, Davis filed a civil rights complaint against the KDOC and its
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officers in federal court, seeking declaratory and injunctive relief and
compensatory and punitive damages based on the defendants’ alleged failure to
properly apply the Kansas Sentencing Guidelines Act to his 1991 sentence. On
December 19, 2001, the district court dismissed Davis’ complaint for failure to
state a claim. See 28 U.S.C. § 1915(e)(2)(B)(ii) (“Notwithstanding any filing fee,
or any portion thereof, that may have been paid, the court shall dismiss the case at
any time if the court determines that . . . the . . . appeal . . . fails to state a claim
on which relief may be granted . . . . ”). The court cited Heck v. Humphrey, 512
U.S. 477 (1994), in support of its conclusion “[t]o the extent plaintiff seeks
damages under § 1983, no claim for damages for harm resulting from an allegedly
unlawful conviction or sentence is properly before a federal court if the
challenged conviction or sentence has not first been invalidated.” (R. Doc. 5 at
3.) Davis did not appeal this dismissal.
Almost four years later, on June 28, 2005, Davis filed a motion for relief
from judgment pursuant to Rule 60(b)(5) of the Federal Rules of Civil Procedure,
arguing relief was warranted based on the Supreme Court’s holding in Wilkinson
v. Dotson, 544 U.S. 74 (2005). According to Davis, Wilkinson called into
question the court’s reliance on Heck. This motion was denied. Davis then filed
two motions for reconsideration, both of which were denied. In its order denying
Davis’ first motion for reconsideration, the court explained: “[b]ecause a
judgment for plaintiff . . . would necessarily implicate the validity of his 1991
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sentence, plaintiff’s claims for damages for alleged error in the non-conversion of
his 1991 sentence remains arguably barred by Heck.” (R. Doc. 10 at 2.)
Moreover, “even if Wilkinson could be retroactively applied . . . it is factually and
legally distinguishable and offers plaintiff no basis for relief . . . .” (Id. at 3.)
Davis appeals from the denial of his motion for relief from judgment and
his motions for reconsideration. 2
II. STANDARD OF REVIEW
Pursuant to Rule 60(b), “the court may relieve a party . . . from a final
judgment” for five specified reasons. See Fed. R. Civ. P. 60(b)(1)-(5). Rule
60(b)(6), the subsection relied upon by Davis, is a catchall provision, allowing
relief from judgment for “any other reason justifying relief . . . .” Relief under
Rule 60(b) “is extraordinary and may only be granted in exceptional
circumstances.” Amoco Oil Co. v. United States Env’t. Prot. Agency, 231 F.3d
694, 697 (10th Cir. 2000) (quotations omitted). “We review a district court’s
denial of a Rule 60(b) motion for an abuse of discretion. Cummings v. Gen.
Motors Corp., 365 F.3d 944, 954 (10th Cir. 2004). “Parties seeking relief under
Rule 60(b) have a higher hurdle to overcome because such a motion is not a
substitute for an appeal.” Id. at 955. “Rule 60(b)(6) relief is . . . difficult to
attain and is appropriate only when it offends justice to deny such relief. The
2
At the time he filed his Notice of Appeal, Davis’ second motion for
reconsideration was still pending before the district court. It has since been
denied.
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denial of a 60(b)(6) motion will be reversed only if we find a complete absence of
a reasonable basis and are certain that the decision is wrong.” Zurich N. Am. v.
Matrix Serv., Inc., 426 F.3d 1281, 1293 (10th Cir. 2005) (citation and quotations
omitted).
We also review the denial of a motion for reconsideration for abuse of
discretion. See Hancock v. Okla. City, 857 F.2d 1394, 1395 (10th Cir. 1988).
III. DISCUSSION
The district court did not abuse its discretion in denying Davis’ motions for
relief from judgment and for reconsideration of the same. The court properly
concluded that, even if Wilkinson could be applied retroactively, it does not
support Davis’ position.
In Heck, the issue before the Court was “whether a state prisoner may
challenge the constitutionality of his conviction in a suit for damages under 42
U.S.C. § 1983.” 512 U.S. at 478. The Court held “when a state prisoner seeks
damages in a § 1983 suit, the district court must consider whether a judgment in
favor of the plaintiff would necessarily imply the invalidity of his conviction or
sentence; if it would, the complaint must be dismissed unless the plaintiff can
demonstrate that the conviction or sentence has already been invalidated.” Id. at
487 (emphasis added).
In Wilkinson, the Court considered whether two state prisoners who alleged
their parole procedures were unconstitutional could bring an action for
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declaratory and injunctive relief under § 1983 or were limited to seeking relief
under the federal habeas corpus statutes. 544 U.S. at 76. The Court read its prior
cases, including Heck, to indicate that “a state prisoner’s § 1983 action is barred
(absent prior invalidation) – no matter the relief sought (damages or equitable
relief), no matter the target of the prisoner’s suit (state conduct leading to
conviction or internal prison proceedings) – if success in that action would
necessarily demonstrate the invalidity of confinement or its duration.” Id. at 81-
82. Applying that principle, the Court held the state prisoners’ claims were
cognizable under § 1983 because success on those claims would not necessarily
spell speedier release or imply the invalidity of their convictions or sentences. Id.
at 82.
Wilkinson is not applicable here because success on Davis’ claims would
necessarily imply the invalidity of his 1991 sentence or spell speedier release on
his 1997 sentence. Thus, Davis’ § 1983 claim falls squarely within the Heck
holding and is barred. Because Davis has failed to present any legal theory which
could conceivably refute the district court’s disposition, his appeal is frivolous
under 28 U.S.C. § 1915(e)(2)(B)(I). See Northington v. Jackson, 973 F.2d 1518,
1520 (10th Cir. 1992) (“A claim is frivolous or malicious [under
§ 1915(e)(2)(B)(I)] if it is based on an indisputably meritless legal theory.”)
(quotations omitted). We therefore assess two strikes against Davis under 28
U.S.C. § 1915(g). See Jennings v. Natrona County Det. Ctr. Med. Facility, 175
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F.3d 775, 781 (10th Cir. 1999) (“If we dismiss as frivolous the appeal of an action
the district court dismissed under 28 U.S.C. § 1915(e)(2)(B), both dismissals
count as strikes.”)
Davis’ appeal is DISMISSED as frivolous. We remind Davis of his
obligation to continue making partial payments of his appellate filing fee until the
entire balance is paid in full. Dismissal of an appeal does not relieve Davis of his
obligation to pay the filing fee in full. Kinnell v. Graves, 265 F.3d 1125, 1129
(10th Cir. 2001).
ENTERED FOR THE COURT
Terrence L. O’Brien
Circuit Judge
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