FILED
United States Court of Appeals
Tenth Circuit
January 28, 2008
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 07-3009
v. (D.C. Nos. 05-CV-3375-CM and
03-CR-20003-CM)
ANTONIO C. MOORE, (D.C. No. Kan.)
Defendant - Appellant.
ORDER DENYING
CERTIFICATE OF APPEALABILITY
AND DISMISSING APPEAL
Before KELLY, MURPHY, and O’BRIEN, Circuit Judges.
Moore was charged, along with nine others, in a nine-count indictment. He
entered into a plea agreement, pursuant to which he pled guilty to one count of
conspiracy to distribute and to possess with intent to distribute cocaine base
(crack) in violation of 21 U.S.C. § 846. The plea agreement contained a waiver
of appeal and collateral attack, which provided, in pertinent part:
Defendant knowingly and voluntarily waives any right to appeal or
collaterally attack any matter in connection with this prosecution,
conviction and sentence. The defendant is aware that Title 18,
U.S.C. § 3742 affords a defendant the right to appeal the conviction
and sentence imposed. By entering into this agreement, the
defendant knowingly waives any right to appeal a sentence imposed
which is within the guideline range determined appropriate by the
court. The defendant also waives any right to challenge a sentence
or manner in which it was determined in any collateral attack,
including, but not limited to, a motion brought under Title 28, U.S.C.
§ 2255 [except as limited by United States v. Cockerham, 237 F.3d
1179, 1187 (10th Cir. 2001)]. In other words, the defendant waives
the right to appeal the sentence imposed in this case except to the
extent, if any, the court departs upwards from the applicable
sentencing guideline range determined by the court.
(R. Vol. I, Doc. 409, Ex. 1.) Prior to accepting Moore’s guilty plea, the court
questioned Moore to ensure he understood the consequences of his plea. The
court determined Moore’s plea was knowing and voluntary and sentenced Moore
to 188 months imprisonment, which was within the calculated sentencing
guidelines range. Moore did not file a direct appeal.
Approximately one year later, Moore filed a pro se motion to vacate, set
aside or correct sentence by a person in federal custody under 28 U.S.C. § 2255.
Moore claimed: (1) his counsel was ineffective during plea negotiations and
sentencing; (2) his plea was not made knowingly, intelligently and voluntarily;
and (3) his counsel was ineffective in not filing a direct appeal of his sentence.
The government responded by filing a motion to enforce the waiver provision in
the plea agreement.
The district court partially denied Moore’s motion and partially granted the
government’s motion. It concluded Moore’s plea was knowing and voluntary and
determined his claim of ineffective assistance of counsel at sentencing was within
the scope of the plea agreement waiver. As to Moore’s claim that his counsel was
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ineffective in negotiating the plea agreement, the district court held it fell outside
the scope of the waiver but determined Moore failed to demonstrate prejudice as
required by Strickland v. Washington, 466 U.S. 668 (1984). It also concluded
Moore’s claim that his counsel was ineffective in failing to file a direct appeal
fell outside the scope of the waiver and Moore was entitled to an evidentiary
hearing on the issue. After this hearing, at which Moore was represented by
counsel, the district court denied the remainder of Moore’s motion. Moore filed a
notice of appeal and a request for a COA. The court found Moore had not made a
substantial showing of the denial of a constitutional right and denied his request
for a COA.
Appearing pro se 1 and in forma pauperis, Moore renews his request for a
COA to this Court. See 28 U.S.C. § 2253(c)(1)(A); F ED . R. A PP . P. 22(b)(1).
The denial of a motion for relief under § 2255 may be appealed only if the district
court or this Court first issues a COA. 28 U.S.C. § 2253(c)(1)(B). A COA is a
jurisdictional prerequisite to our review. Miller-El v. Cockrell, 537 U.S. 322, 336
(2003). We issue a COA “only if the applicant has made a substantial showing of
the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). Moore must show
“reasonable jurists could debate whether (or, for that matter, agree that) the
petition should have been resolved in a different manner or that the issues
1
We liberally construe pro se pleadings. See Ledbetter v. City of Topeka,
Kan., 317 F.3d 1183, 1187 (10th Cir. 2003).
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presented were adequate to deserve encouragement to proceed further.” Slack v.
McDaniel, 529 U.S. 473, 484 (2000) (quotations omitted). In evaluating whether
Moore has satisfied this burden, we undertake “a preliminary, though not
definitive, consideration of the [legal] framework” applicable to each of his
claims. Miller-El v. Cockrell, 537 U.S. at 338.
Moore has filed two separate requests for a COA, each raising the same
argument — his constitutional rights were violated by the district court’s
calculation of his criminal history. We agree with the district court that Moore
has waived his right to assert this argument. A provision in a plea agreement
waiving the right to appeal and collaterally attack a conviction or sentence is
enforceable if (a) the disputed issue falls within the scope of the waiver; (b) the
defendant knowingly and voluntarily waived his rights; and (c) the waiver will
not result in a miscarriage of justice. See United States v. Hahn, 359 F.3d 1315,
1325 (10th Cir. 2004) (en banc). These three prongs are satisfied here.
Though we are not required to do so, we have reviewed Moore’s proposed
opening brief, the district court’s orders, and the entire record on appeal pursuant
to the framework set out in Miller-El. 2 Moore is not entitled to a COA on the
other issues raised in his § 2255 motion. Jurists of reason would not disagree
with the district court’s resolution of Moore’s §2255 motion and it is not
reasonably subject to debate.
2
We have considered the arguments raised by Moore before the district
court and in his proposed opening brief, even though not all of them were raised
in his COA requests with this Court.
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We DENY Moore’s request for COA and DISMISS his nascent appeal.
ENTERED FOR THE COURT
Terrence L. O’Brien
Circuit Judge
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