FILED
United States Court of Appeals
Tenth Circuit
June 9, 2008
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 07-2090
MELVIN MARTIN,
Defendant-Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
(D.C. NO. 1:05-CR-1268-BB)
Ann Steinmetz, Albuquerque, New Mexico, for Defendant-Appellant.
David N. Williams, Assistant United States Attorney (Larry Gómez, United States
Attorney, with him on the briefs), Albuquerque, New Mexico, for Plaintiff-
Appellee.
Before LUCERO, HOLLOWAY and McCONNELL, Circuit Judges.
McCONNELL, Circuit Judge.
In March, 2007, a federal jury convicted Melvin Martin of two counts of
rape and two counts of assault for brutally attacking his girlfriend in their shared
home on the Navajo reservation. Before trial the defendant attempted to plead
guilty to the assault charges—but not the rape charges—and the judge refused to
accept his partial plea. At trial, Mr. Martin requested a jury instruction about the
victim’s possible consent to the sex, which the judge refused to give. After trial,
the judge sentenced Mr. Martin to 30 years in prison. The defendant appeals,
challenging these three decisions. We conclude that there was no error, and
affirm his conviction and sentence.
I. BACKGROUND
The following facts emerged at trial, and are not challenged on appeal:
Through the internet, Melvin Martin met the victim, whom we will call Jane Doe.
She had left her home in Indiana and came to Crown Point, New Mexico, on the
Navajo reservation, to live with him. The couple had two children together, and
lived in what the victim described as a common-law marriage. Mr. Martin
attended classes at the Crownpoint Institute of Technology while Ms. Doe cared
for the children; they survived on food stamps and other government assistance.
On May 8, 2005 1—Mother’s Day—Mr. Martin and three friends sat
drinking in the living room of the house while Ms. Doe took care of the children
in a bedroom. At one point, Ms. Doe emerged into the main room of the house to
1
On appeal, Mr. Martin disputes this date, insisting that because the
indictment alleges that the crime was committed “[o]n or about May 9, 2005,” R.
Vol. 1, Indictment at 1, these events must have taken place on Monday, May 9.
However, Ms. Doe testified without contradiction that the assault took place on
May 8, which is consistent with the indictment’s approximation. In any case, Mr.
Martin does not argue that the date has any relevance to his legal claims.
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get a bottle of baby formula and warm it momentarily in the microwave. This
apparently angered Mr. Martin, and after his friends left, he accused Ms. Doe of
feigning her need for the baby formula in order to flirt with his friends. When
she denied the accusation, he savagely attacked her.
He began by beating her with his fists, kicking her, and throwing her into
the bathroom. There, he bashed her head against the sink faucet and started to
strangle her. He anally raped her, ignoring her pleas to stop. During a brief
respite from the assault and rape, Mr. Martin asked her repeatedly which of his
friends she wanted to have sex with. Ms. Doe denied that she was interested in
any of his friends, and he accused her of lying. Finally, she named one of the
three men who had been in the living room earlier.
This further enraged Mr. Martin, who said, “[w]ell, that’s it, I’m going to
cut out your G spot so you won’t be able to feel love anymore,” and retrieved a
knife from the closet. R. Vol. 6, at 174. He repeatedly stabbed Ms. Doe in the
vagina and throughout her lower body. She also received cuts to her hand when
she tried to defend herself. Mr. Martin then allowed her to wash her wounds in
the bathroom. When she came out, he cut off her hair with the knife and
demanded that she perform oral sex on him. Frightened, Ms. Doe complied. She
later testified, “I was scared. I had already been beaten, bloody and stabbed, so I
just did it to save my face.” R. Vol. 6 at 176. Blood was spattered on the walls
and ceiling. Afraid to get blood on the bed, she fell asleep on the floor.
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Ms. Doe did not immediately report the incident to the police. But her
wounds became infected and she had trouble walking, so Mr. Martin took her to
the emergency room in Crown Point. Because of her dire condition, she was
flown to Albuquerque, where her injuries confined her to the hospital for five
months. There, she eventually related the incident to an FBI agent. The injuries
to her bladder, uterus, intestine, and other internal organs required nine or ten
surgeries, including a hysterectomy. A physician that treated her testified that
“the only reason that [she] survived this event was . . . her youth and . . . her
underlying good health. A lot of people probably would not have survived a
similar assault.” R. Vol. 6, at 277.
Mr. Martin was then indicted by a federal grand jury. A superseding
indictment laid out four charges: two counts of aggravated sexual abuse in
violation of 18 U.S.C. §2241(a) (for the anal and oral sex), and one count each of
assault under 18 U.S.C. § 113(a)(3) (for the stabbing) and § 113(a)(6) (for the
beating). These are federal criminal statutes that apply to crimes in “the Indian
country.” 18 U.S.C. § 1153. The advisory Guidelines sentence for the sexual
abuse charges is much higher than for the assault charges, and Mr. Martin asked
to plead guilty to the assault without pleading guilty to the sexual abuse. While
he admitted that he beat and stabbed Ms. Doe, he claimed that their sexual
relations had always been consensual, even after he attacked her. The judge
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refused to accept the partial plea, and Mr. Martin chose to go to trial on all four
charges.
At trial, the government presented testimony from the victim, from a doctor
who had treated her in Albuquerque, and from an evidence technician with the
Navajo Department of Criminal Investigations. Mr. Martin did not testify and
presented no evidence on his own behalf. He did ask that the jury receive an
instruction about possible consent to the anal and oral sex, which the district
judge refused to give. The jury found him guilty of all four counts. When the
defendant addressed the court at sentencing, he insisted that he “never had to rape
no women . . . in my life, ever. . . . I never had to force myself upon a woman to
have sex.” R. Vol. 9, at 28. The judge calculated the defendant’s sentence under
the advisory sentencing guidelines: 292–365 months. The judge then imposed a
sentence within the guidelines range—two 360-month sentences for the rapes and
two 120-month sentences for the assaults, all running concurrently. Mr. Martin
now appeals, arguing that he should have been permitted to plead guilty, should
have received his consent instruction, and that the judge miscalculated his
advisory guidelines range. We consider each issue in turn and affirm.
II. GUILTY PLEA
Mr. Martin told the district court that he wanted to plead guilty to the
assaults, but still proceed to trial on the rapes. The court held two hearings to
consider the issue, and refused to accept the partial plea because it wanted to
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avoid making complicated evidentiary rulings and potentially confusing the jury
by letting the defendant stipulate to half the government’s case. On appeal, Mr.
Martin argues that this violated his constitutional right to plead guilty. We have
doubts that the district court’s desire to avoid confusing the jury or complicating
the evidentiary issues was a sufficient basis for rejecting the partial plea. See In
re Vasquez-Ramirez, 443 F.3d 692, 695–96 (9th Cir. 2006) (“[V]iewing Rules
11(a) and (b) together, it is clear that a court must accept an unconditional guilty
plea, so long as the Rule 11(b) requirements are met.”). But we conclude that the
decision can be affirmed on another ground: the lack of a factual basis for Mr.
Martin’s plea.
The defendant acknowledges that his constitutional right to plead guilty, to
whatever extent it exists, applies only “if all foundational requirements are met.”
Aplt’s Br. 18. One such requirement is that the defendant must admit the “factual
basis” of the charged crime. Fed. R. Crim. P. 11(b)(3). There is no constitutional
right to have a plea accepted without admitting the factual basis for it. See
Santobello v. New York, 404 U.S. 257, 261–62 (1971); North Carolina v. Alford,
400 U.S. 35, 38 n.11 (1970); United States v. Young, 45 F.3d 1405, 1414 (10th
Cir. 1995); United States v. Brown, 331 F.3d 591, 594 (8th Cir. 2003); United
States v. Gomez-Gomez, 822 F.2d 1008, 1010–11 (11th Cir. 1987). The
government argues, and we agree, that Mr. Martin did not admit the facts
necessary to convict him of both assaults.
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To plead guilty to the assault with the knife, Mr. Martin had to admit that
he committed “assault with a dangerous weapon, with intent to do bodily harm,
and without just cause or excuse.” 18 U.S.C. § 113(a)(3). He did not do so.
During his first motion hearing, Mr. Martin testified on direct examination that he
believed he was guilty of the assaults “[b]ecause I did stab the victim and she was
hurt, and I did beat her.” R. Vol. 4, at 53. Alone, this statement does not confess
to the specific intent required by § 113(a)(3). See United States v. Two Eagle,
318 F.3d 785, 791 (8th Cir. 2003). On cross-examination the prosecution gave
Mr. Martin another chance to admit the necessary intent, asking the defendant,
“[w]hat was your intent when you were stabbing her in the vagina?” R. Vol. 4, at
55. Defense counsel objected to this question, and the district court at first
sustained the objection until the prosecutor pointed out that this charge “requires
that the defendant admit with intent to do bodily harm, [sic] and the last question
I was asking him what his intent was.” R. Vol. 4, at 56. Acknowledging this, the
court allowed the question. The following exchange ensued:
[Government]: Mr. Martin, what was your intent when you inserted
that knife into Jane Doe’s vagina?
[Defendant]: Well, what do you mean by the word intent? Could
you define that word for me.
[Government]: No. What did you say right before you inserted that
knife into her vagina? Do you remember saying, “I’m going to
cut out your G spot so you can’t feel anything anymore”?
[Defendant]: No, I don’t recall.
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[Government]: Were you drinking that night?
[Defendant]: Yes, I was.
[Government]: Your honor, under the circumstances, the defendant .
. . does not seem to admit to specific intent. I would ask the
Court on that basis to reject the Defendants’ [sic] plea to both
[c]ounts . . . .
R. Vol. 4, at 56–57. Defense counsel and the court each questioned the defendant
once more, but neither asked him again about his intent to do bodily harm, and
Mr. Martin never admitted that he had such intent. Nor did the parties re-open
the issue at the second motion hearing. Defense counsel’s decision not to,
especially in light of Mr. Martin’s request for a definition of “intent,” is puzzling.
However, this leaves us with admissions that are not enough for a conviction
under § 113(a)(3), and therefore not enough to plead guilty. Fed. R. Crim. P.
11(b)(3). In the face of the government’s objection, Mr. Martin had to admit to
specific intent to injure in order to plead guilty to this charge. 2
It is true that only one of the assault charges lacked a factual basis, because
the charge based on the beating has no such intent requirement. It merely
requires that the defendant admit to “[a]ssault resulting in serious bodily injury,”
2
Below, Mr. Martin’s lawyer appeared to argue that one can infer specific
intent to injure from Mr. Martin’s unadorned admission that he stabbed the
victim, even though more facts are generally required to support such an
inference of specific intent. See United States v. Gibson, 896 F.2d 206, 209–10
(6th Cir. 1990); United States v. Guilbert, 692 F.2d 1340, 1344 (11th Cir. 1982).
On appeal, counsel abandoned this argument by failing to brief it.
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18 U.S.C. § 113(a)(6) (emphasis added), and there is no suggestion that Mr.
Martin failed to admit to either of these facts. He therefore may have been
entitled to plead guilty to one of the assault charges had he wanted to. However,
the defendant never attempted to plead guilty to only one charge below, and at
oral argument Mr. Martin’s lawyer confirmed that the defendant was not
interested in pleading guilty to only one of the two assault charges.
Strategically, this is unsurprising. The advantage to pleading guilty to the
assault charges was that it could potentially have limited the scope of evidence
the government could introduce at trial about the victim’s injuries. If he had been
permitted to plead to both assault charges, Mr. Martin was prepared to argue that
testimony about how Ms. Doe’s injuries turned septic when left untreated was
irrelevant to the charges of forcible rape. This might have excluded a number of
photographs and medical testimony that the defendant feared would influence the
jury’s view of the rape charges. 3 But once the assault charge for the stabbing
went to trial, the defendant gained little strategic advantage from pleading to the
other assault because the consequences of the knife wounds would likely remain
admissible. Thus, because Mr. Martin wanted to plead guilty only to both
3
The defendant entered a standing objection to this testimony below.
Because we conclude that the plea was properly rejected, we do not need to
decide what evidence would have been excluded if the plea were accepted.
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assaults or to neither, and because he was unwilling to admit the factual basis
necessary to plead guilty to both of them, he had no right to plead guilty here.
III. JURY INSTRUCTIONS
In the district court, Mr. Martin objected to the jury instructions on the
sexual assault charges, complaining that there was no instruction about the
victim’s consent and proposing a consent instruction of his own. Both his
proposal and his objection were denied. “We review the instructions as a whole
de novo to determine whether they accurately informed the jury of the governing
law. We then review any instructions offered by the defendant and rejected by
the court. A defendant is entitled to an instruction on his theory of the case if the
instruction is a correct statement of the law, and if he has offered sufficient
evidence for the jury to find in his favor. We review a district judge’s refusal to
issue a requested instruction under this standard for abuse of discretion.” United
States v. Nacchio, 519 F.3d 1140, 1158–59 (10th Cir. 2008) (internal citations and
quotation marks omitted). Because the instruction Mr. Martin requested misstated
the law and the instructions he received did not, there was no error.
First we consider the jury instructions Mr. Martin received. On the two
sexual assault counts, the district judge instructed the jury:
[T]he government must prove each of the following elements
beyond a reasonable doubt:
First, that the Defendant Melvin Martin caused [Jane Doe] to
engage in a sexual act which consisted of contact between his penis
and her [anus/mouth;]
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Second, that the Defendant Melvin Martin acted knowingly in
causing [Jane Doe] to engage in that sexual act;
Third, that the Defendant Melvin Martin did so by using force
against [Jane Doe] or by threatening or placing [Jane Doe] in fear
that she would be subjected to death or serious bodily injury; and
Fourth, that the Defendant is an Indian, the incident took
place in Indian Country, and that the incident happened within the
State and District of New Mexico. The parties have stipulated to the
facts in this fourth element; therefore, you should accept these facts
as true.
R. Vol. 1, Instructions 7–8. Mr. Martin claims that these instructions misstate the
law because they do not make clear that the statute applies only to non-consensual
sex. It is true that the instructions do not use the word “consent,” and the
government does not argue that the statute could be applied to violent sex acts
that are nonetheless consensual between the parties. See United States v.
Norquay, 987 F.2d 475, 478 (8th Cir. 1993) (“The manifest purpose of [18 U.S.C.
§ 2241(a)(1)] is to criminalize sexual acts engaged in with a person whose will is
not actually engaged but is overcome by violence.”) overruled on other grounds
by United States v. Thomas, 20 F.3d 817, 823 (8th Cir. 1994) (en banc).
Nonetheless, the instructions taken as a whole correctly convey that the sex must
be nonconsensual, and therefore “accurately informed the jury of the governing
law.” Nacchio, 519 F.3d at 1159.
The key is the interaction between the first and third elements of the
instructions. These require the government to prove that the defendant “caused
[the victim] to engage in a sexual act . . . by using force . . . or by threatening . . .
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death or serious bodily injury.” R. Vol. 1, Instructions 7–8. That is, the
government was required to prove that force or serious threat—and therefore not
the victim’s consent—was the cause of the sex act. This is all the proof of non-
consent that the statute demands. Indeed, the instructed elements were copied
from the statute’s text. See 18 U.S.C. § 2241(a) (“Whoever . . . knowingly causes
another person to engage in a sexual act . . . by using force against that other
person or . . . by threatening or placing that other person in fear that any person
will be subjected to death [or] serious bodily injury . . . shall be . . . imprisoned
for any term of years or life.”). By requiring the government to prove that threat
or force caused the sexual act, the instructions correctly stated the law under §
2241(a). See United States v. Rivera, 43 F.3d 1291, 1298 (9th Cir. 1995)
(causation requirement of § 2241 accounted for defendant’s theory that the victim
“consensually engaged in intercourse rather than out of fear.”).
Though the instructions as a whole were not erroneous, Mr. Martin also
requested a specific instruction clarifying the role of consent, and now argues that
the district judge abused his discretion in denying it. He would have had the jury
instructed:
Consent is willingness in fact for conduct to occur. Consent may be
manifested by action or inaction and need not be communicated to
the actor. If words or conduct are reasonably understood by another
to be intended as consent, they constitute apparent consent and are as
effective as consent in fact.
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R. Vol. 1, Defendant’s Requested Instruction J. The defense borrowed the
language from an instruction in a civil case arising under the Eighth Amendment
and 42 U.S.C. § 1983. Giron v. Corr. Corp. of Am., 191 F.3d 1281, 1286–87
(10th Cir. 1999).
The proposed instruction does not correctly describe the role of consent in
a trial under 18 U.S.C. § 2241. Under the statute, actual consent is relevant to the
extent it negates the required causation. But merely apparent consent does not
negate causation, because it is apparent, not real. It is therefore not necessarily
true that “apparent consent” is “as effective as consent in fact.” “Apparent
consent” might be relevant to disproving a defendant’s mens rea in some cases,
but only by negating knowingness, the second element of the crime, not by
negating the causation requirement embodied in the first and third. The proffered
instruction improperly equated actual and apparent consent, and also failed to
explain how either form of consent related to the elements the jury was required
to find. Thus, the district judge did not abuse his discretion in concluding that
this instruction from a civil case under § 1983 should not be transplanted into a
criminal rape case.
Moreover, “‘[i]t is not error to refuse to give a requested instruction if the
same subject matter is adequately covered in the general instructions.’” United
States v. Cerrato-Reyes, 176 F.3d 1253, 1262 (10th Cir. 1999) (quoting United
States v. Alonso, 790 F.2d 1489, 1496 (10th Cir. 1986)) (other internal quotation
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marks omitted). By requiring the jury to find that the defendant “caused [the
victim] to engage in a sexual act . . . by using force . . . or by threatening . . .
death or serious bodily injury,” R. Vol. 1, Instructions 7–8, the district court’s
instructions adequately covered the issue of lack of consent. The district court
might well have concluded that the defendant’s proffered instruction, with its
unexplained references to manifestation of consent by “inaction,” to the lack of
any need for the consent to be communicated to the defendant, and to “apparent”
consent, might be more confusing and less enlightening to the jury than the
simpler version based on the language of the statute.
Indeed, it is not clear that there was an adequate factual basis for the
requested instruction. As the district judge commented at sentencing, “[y]ou
can’t bang someone’s head into the sink hard enough to put blood on the ceiling
and then claim sex following that was consensual.” R. Vol. 9, at 36. 4 On cross-
examination, Mr. Martin’s lawyer tried to cast doubt on the victim’s testimony
that she was raped by suggesting that there were inconsistencies in her testimony,
but this tactic proved ineffective. Ms. Doe did admit that when she was heavily
medicated and had just woken up “out of a coma” in the hospital, she did not tell
the FBI agent interviewing her that she had explicitly said “no” when Mr. Martin
4
The defendant interjected, “I never banged her on the sink, Your Honor.
That happened by hitting her against the wood stove.” R. Vol. 9, at 36. It is not
clear whether this is true, see R. Vol. 6, at 183, 185, 239–40, and it is beside the
point.
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anally raped her. R. Vol. 6, at 228. She also testified that she had never refused
to have oral sex with Mr. Martin earlier in their relationship, before the night of
the assaults, although she had previously refused him anal sex. But she said
nothing to contradict her earlier testimony that she had not consented to any of
the sex acts on the night of the assaults. In light of the uncontested evidence of
the brutal beating, the court was within its discretion to refuse Mr. Martin’s
instruction on apparent consent even if it had correctly stated the law. See United
States v. Boyles, 57 F.3d 535, 542–43 (7th Cir. 1995) (Such instructions should be
“‘a rare case indeed,’” under 18 U.S.C. § 2241 because “‘the need to employ
force will necessarily indicate, as a general matter, a lack of consent so obvious
as to render a mistake impossible.’” (quoting Norquay, 987 F.2d at 478)).
IV. SENTENCING
The district court adopted the PSR’s recommendations and concluded that
Mr. Martin’s offense level was 38 and his criminal history category was III. The
defendant complains that the court miscalculated his advisory guidelines range by
improperly grouping his multiple offenses, by applying an enhancement for
bodily injury to the rape charges, and refusing to find that he had accepted
responsibility for his crimes. These are claims of “procedural” unreasonableness
reviewed for abuse of discretion. See United States v. Peña-Hermosillo, 522 F.3d
1108, 1109, 1111 (10th Cir. Apr. 15, 2008); United States v. Smart, 518 F.3d 800,
803–04 (10th Cir. 2008). We find no error in the district court’s calculations.
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A. Grouping and Bodily Injury
First, Mr. Martin argues that the district judge erred in determining the total
offense level for Mr. Martin’s multiple counts of conviction. The judge,
accepting the recommendation of the PSR, calculated Mr. Martin’s sentence as
follows: for each of the rape charges, the Sentencing Guidelines provide a base
offense level of 30. U.S.S.G. § 2A3.1. There is a 4-point enhancement for
convictions under 28 U.S.C. § 2241, the aggravated sexual abuse statute under
which the defendant was convicted. U.S.S.G. § 2A3.1(b)(1). There is another 4-
point enhancement if the victim sustained life-threatening bodily injury. Id. §
2A3.1(b)(4). This produced an offense level of 38 on these counts. The assaults
would have had an offense level of up to 25 (for the assault with the knife) and 21
(for the other assault), see id. § 2A2.2, but as we shall explain they will be
disregarded in any total-offense-level calculation because their level is so much
lower than that of the rapes. Chapter 3, Part D then provides the rule for
combining all of these counts. If they are counted as a single transaction
“involving substantially the same harm,” (i.e., “grouped”), the total offense level
is 38—the level of the most serious count. 5 U.S.S.G. §§ 3D1.2, 3D1.3(a). If each
5
There is a different mechanism for grouping under § 3D1.2(d), a provision
that deals with multiple offenses whose sentences are based on aggregate losses
or quantities. Subsection (d) “specifically exclude[s] . . . all offenses in Chapter
Two, Part A,” id, and Mr. Martin’s convictions were all for offenses in §2A, so
this subsection is irrelevant here.
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one is counted as a separate injury or transaction, (i.e., not “grouped”), the four
counts cumulate to an offense level of 40—38 for the most serious count, an
additional two levels for the fact that there is another equally serious count, id. §
3D1.4(a), and no increase for the assaults because their offense level is at least
nine levels below the level of the most serious counts, id. § 3D1.4(c). The district
judge chose to group the charges together as one transaction, thus giving Mr.
Martin the lower offense level. A decision not to group the charges would have
given Mr. Martin a potential Guidelines sentence of life imprisonment.
As best we understand, Mr. Martin has two complaints about this
calculation: that the district judge should not have grouped the charges together,
and that once the charges are not grouped, the 4-level enhancement for serious
bodily injury would apply only to the assaults and not to the rapes. This would
have produced an offense level of 36, and a guidelines range of 235–293 months.
We are not sure why Mr. Martin’s lawyer argued so strenuously below that the
offenses should not be grouped, which would send his offense level up rather than
down, 6 but in any case we conclude that the district court was correct on both
issues.
It was proper to group the charges together. The Guidelines require
grouping “[w]hen counts involve the same victim” and either “the same act or
6
Mr. Martin’s lawyer appeared to believe this argument about grouping
was relevant in some unexplained way to the bodily-injury enhancement.
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transaction” or “two or more acts or transactions connected by a common criminal
objective.” Id. § 3D1.2(a), (b). Here, the judge and the PSR concluded that all
four charges were sufficiently connected, and we agree. The beatings and rapes
happened over the course of a few hours with little break, as part of one
prolonged brutal attack. Under those circumstances, grouping is appropriate. See
United States v. Sneezer, 983 F.2d 920, 924–25 (9th Cir. 1992) (two counts of
rape against the same victim in a short span of time should be grouped); see also
U.S.S.G. § 3D1.3 cmt. 4 (“For example, if the defendant commits forcible
criminal sexual abuse (rape), aggravated assault, and robbery, all against the same
victim on a single occasion, all of the counts are grouped together under §
3D1.2.”).
It was also proper to apply the bodily-injury enhancement to the rapes, for
reasons that have nothing to do with grouping. Mr. Martin’s argument appears to
be that because the bodily injury was directly caused by the knife and the beating,
it should enhance only the assaults and not the rapes. Whatever logic such a
sentencing scheme might have, it is not the one envisioned by the guidelines.
Guideline 2A3.1 (b)(4)(A) provides for a specific offense enhancement—
applicable particularly to sexual assault charges—when “the victim sustain[s]
permanent or life-threatening bodily injury.” The crime is using force to procure
sex, so this enhancement includes injuries sustained because the rapist was
beating the victim into submission. See United States v. Bell, 367 F.3d 452, 470
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(5th Cir. 2004). Mr. Martin perpetrated the rapes by using very serious force
against the victim, and the judge concluded that this force nearly killed her. This
is precisely the situation envisioned by the enhancement.
B. Acceptance of Responsibility
Finally, Mr. Martin claims that he was entitled to a two-level downward
adjustment for acceptance of responsibility, see U.S.S.G. § 3E1.1, because of his
attempt to plead guilty to two of the four charges. The district court refused to
apply the adjustment, saying, “I see nothing in this record that convinces me there
is any acceptance of responsibility.” R. Vol. 9, at 20. We review this factual
conclusion for clear error, United States v. Tom, 494 F.3d 1277, 1281 (10th Cir.
2007), and affirm it.
While § 3E1.1 does not demand that a defendant plead guilty, it does not
apply to one who consistently denies the basic facts constituting the charged
crime. See U.S.S.G. § 3E1.1 cmts. 1(a), 2. Mr. Martin not only refused to plead
guilty to the rapes, the gravest charges for which he was sentenced, but
affirmatively denied them. Even at his sentencing hearing, he continued to insist
that he had not raped the victim because he “never had to force [him]self upon a
woman to have sex.” R. Vol. 9, at 28. There was thus no basis for concluding
that he had accepted responsibility for the rapes.
There is at least a little evidence that the defendant accepted responsibility
for the assaults, but the district judge’s finding that he did not “‘is entitled to
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great deference on review.’” United States v. Saffo, 227 F.3d 1260, 1271 (10th
Cir. 2000) (quoting U.S.S.G. § 3E1.1 cmt. 5.). We do not find clear error in the
sentencing judge’s conclusion about the assault. Furthermore, even if we did, it
could not help Mr. Martin. Assuming for the sake of argument that a defendant
may claim the adjustment for some charges in a group and not for others—which
we have never held, see United States v. Aguayo-Gonzales, 472 F.3d 809, 811 n.3
(10th Cir. 2007) (collecting cases)—Mr. Martin’s sentence would be unaltered by
an adjustment applied only to the assaults. When the offenses are grouped
together, as these were, the highest offense level is the only one relevant to the
defendant’s ultimate sentence. The offense level for the more serious assault is
already 13 levels below that for the rapes, and two more levels would make no
difference at all.
V. CONCLUSION
There was no error in Mr. Martin’s conviction or sentence. The judgment
of the district court is AFFIRMED.
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