FILED
United States Court of Appeals
Tenth Circuit
August 1, 2008
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
NICHOLAS HARRISON,
Plaintiff-Appellant,
No. 07-6301
v. (D.C. No. CIV-06-431-R)
(W.D. Okla.)
UNITED STATES OF AMERICA,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before O’BRIEN, EBEL, and GORSUCH, Circuit Judges.
Plaintiff-Appellant Nicholas Harrison appeals from the district court’s
decision denying his request to remand his claims against Lieutenant Colonel
Stuart Jolly to Oklahoma state court. Harrison also appeals the district court’s
refusal to resubstitute Jolly as the defendant in this case. We find neither claim
convincing, and pursuant to our appellate jurisdiction under 28 U.S.C. § 1291, we
*
After examining appellant’s brief and the appellate record, this panel has
determined unanimously that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2) and 10th Cir. R.
34.1(G). The case is therefore ordered submitted without oral argument. This
order and judgment is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
AFFIRM the district court’s decisions. In addition, we GRANT Harrison’s
motion to proceed in forma pauperis.
Harrison was enrolled as a student at the University of Central Oklahoma
where he was a participant in the United States Army Reserve Officers’ Training
Corps (“ROTC”) Program. Lieutenant Colonel Jolly was Harrison’s commanding
officer in the ROTC program. After Harrison failed to complete several ROTC
program requirements, Jolly recommended that the Army remove Harrison from
the program. The Army agreed and ordered Harrison’s removal.
After his removal, Harrison filed suit against Jolly in state court. The
United States Attorney then certified, pursuant to 28 U.S.C. § 2679, that Jolly
acted within the scope of his employment during the incidents alleged in
Harrison’s complaint. As a result of this certification, the case was removed to
federal court and the United States was substituted for Jolly as the defendant. See
28 U.S.C. § 2679(d)(2). After Harrison returned from active military duty
service, the district court denied his motion to remand and dismissed his claims.
Liberally construing his pro se brief, as we must, Harrison contends on appeal
that the district court erred by failing to remand his case to state court and by
failing to substitute Jolly for the United States.
Title 28, section 2679(d)(2) of the United States Code squarely dictates that
once the Attorney General has certified that the government employee was acting
within the scope of his employment, a district court may not remand the case to
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state court. 1 See Osborn v. Haley, ___ U.S. ___, 127 S. Ct. 881, 894 (2007). As
the Supreme Court explained, “Congress gave district courts no authority to
return cases to state courts on the ground that the Attorney General’s certification
was unwarranted. . . . For purposes of establishing a forum to adjudicate the
case . . . § 2679(d)(2) renders the Attorney General’s certification dispositive.”
Id. Accordingly, the district court properly denied Harrison’s motion to remand
the case to state court because it was powerless to do so.
Section 2679(d)(2)’s bar on remand, however, does not prevent the district
court from resubstituting the federal official as the defendant for purposes of trial
if the certification was improper. Id. We review de novo the district court’s legal
determination that the Attorney General’s certification was proper. See Richman
v. Straley, 48 F.3d 1139, 1145 (10th Cir. 1995); see also Council on Am. Islamic
Relations v. Ballenger, 444 F.3d 659, 664 (D.C. Cir. 2006). We refer to
Oklahoma state law to determine whether Jolly acted within the scope of his
employment. See Richman, 48 F.3d at 1145; see also Ballenger, 444 F.3d at 663.
Under Oklahoma law, an employee acts within the scope of his employment if he
is “engaged in work assigned, or if [he is] doing that which is proper, necessary
1
Section 2679(d)(2) states, in pertinent part, “This certification of the
Attorney General shall conclusively establish scope of office or employment for
purposes of removal.” 28 U.S.C. § 2679(d)(2).
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and usual to accomplish the work assigned.” Nail v. City of Henryetta, 911 P.2d
914, 917 (Okla. 1996).
Turning to the instant case, our analysis begins with the Attorney General’s
certification, which provides us with prima facie evidence that Jolly acted within
the scope of his employment. Richman, 48 F.3d at 1145. Harrison bears the
burden of overcoming the presumption this prima facie evidence creates. Id. In
an attempt to meet this burden, Harrison argues that Jolly acted beyond the scope
of his employment because Jolly’s actions were malicious, willful, and wanton.
Harrison, however, provides us only with this conclusory argument. Without
more, he has failed to rebut the presumption the certification created, and
accordingly, the district court properly declined his invitation to resubstitute Jolly
as the defendant.
For the foregoing reasons, we AFFIRM the district court’s decision to deny
Harrison’s requests to remand the case to state court and to resubstitute Jolly as
the defendant. In addition, we GRANT Harrison’s motion to proceed in forma
pauperis.
ENTERED FOR THE COURT
David M. Ebel
Circuit Judge
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