United States v. Sharbutt

                                                                         FILED
                                                             United States Court of Appeals
                                                                     Tenth Circuit

                    UNITED STATES COURT OF APPEALS                  August 12, 2008
                                                                 Elisabeth A. Shumaker
                                TENTH CIRCUIT                        Clerk of Court



 UNITED STATES OF AMERICA,

               Appellee,
                                                         No. 07-5151
          v.                                              N.D. Okla.
 JIMMY LEE SHARBUTT,                           (D.C. No. 02-CR-00078-JHP-1)

               Appellant.


                            ORDER AND JUDGMENT *


Before O’BRIEN, McKAY, and GORSUCH, Circuit Judges.



      Jimmy Lee Sharbutt, a federal prisoner appearing pro se 1 and in forma

pauperis, appeals from the district court’s denial of his 28 U.S.C. § 2255 motion

to vacate his sentence. Sharbutt contends his counsel was ineffective for failing

to object to a sentencing enhancement imposed under the penalty provisions of

the Armed Career Criminal Act (ACCA). See 18 U.S.C. § 924(e). Specifically he



      *
        This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
      1
        Pro se pleadings are liberally construed. Ledbetter v. City of Topeka,
Kan., 318 F.3d 1183, 1187 (10th Cir. 2003).
claims one of the predicate crimes, a second-degree burglary, was included in

violation of Shephard v. United States, 544 U.S. 13 (2005). We granted a limited

Certificate of Appealability (COA) and ordered the government to file a

responsive brief addressing the following issues: (1) whether, consistent with

Shephard, the government presented sufficient evidence of at least three predicate

offenses; and if not, (2) whether Sharbutt suffered from ineffective assistance of

counsel. Having reviewed the government’s response and Sharbutt’s reply, we

AFFIRM.



                                I. BACKGROUND

      Sharbutt was charged in a two-count superseding indictment with

possession of a firearm after former conviction of a felony in violation of 28

U.S.C. §§ 922(g)(1) and 924(e) (Count I); and possession of a controlled

substance with intent to distribute in violation of 21 U.S.C. §§ 841(a)(1) and

841(b)(1)(C) (Count II). After the court granted Sharbutt’s motion to sever the

counts for purposes of trial, a jury found him guilty of Count I. The court

subsequently granted the government’s motion to dismiss Count II.

      At sentencing, the district court applied the ACCA, which “mandates a

minimum 15-year prison sentence for anyone possessing a firearm after three

prior convictions for serious drug offenses or violent felonies.” Shepard, 544

U.S. at 15. Sharbutt was deemed an Armed Career Criminal based upon the

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presentence report’s identification of three prior convictions committed on

different occasions: a conviction in Oklahoma County on June 20, 1980, at the

age of 19 for Second Degree Burglary and two later convictions for Robbery with

Firearms. Sharbutt was sentenced to 262 months imprisonment.

      Sharbutt appealed, arguing the district court erred by denying several

evidentiary motions. On January 5, 2005, we affirmed his conviction and

sentence. United States v. Sharbutt, 120 Fed.Appx. 244 (10th Cir. 2005), cert.

denied, 546 U.S. 1097 (2006).

      Sharbutt filed a motion to vacate his sentence pursuant to 28 U.S.C. § 2255,

which the district court denied. See United States v. Sharbutt, Nos. 02-CR-78-

JHP, 06-CV-600-JHP-FHM, 2007 WL 1894274 (N.D. Okla. July 2, 2007). It also

denied his subsequent request for a COA. Sharbutt renewed his request here,

raising only the claim he received ineffective assistance when his counsel failed

to challenge the ACCA sentencing enhancement based on his conviction for

second degree burglary. We granted a COA on this issue.



                                II. DISCUSSION

      To succeed on his claim of ineffective assistance of counsel, Sharbutt must

show his counsel was ineffective under the standards established in Strickland v.

Washington, 466 U.S. 668 (1984). Strickland requires two components; first,

“[t]he defendant must show that counsel’s performance was deficient.” Id. at

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687. This means Sharbutt must establish “counsel made errors so serious that

counsel was not functioning as the ‘counsel’ guaranteed the defendant by the

Sixth Amendment.” Id. Second, Sharbutt “must show that the deficient

performance prejudiced the defense”; counsel’s errors must be “so serious as to

deprive the defendant of a fair trial, a trial whose result is reliable.” Id. Failure

to succeed in demonstrating either component is fatal to Sharbutt’s claim. Id. at

697. Because the government’s submission to our request for argument vitiated

any claim of prejudice, we need not reach the first prong. Id. at 697 (“[A] court

need not determine whether counsel's performance was deficient before

examining the prejudice suffered by the defendant as a result of the alleged

deficiencies.”).

        A “burglary” is a “violent felony” under the ACCA if the conviction is for

any crime “having the basic elements of unlawful or unprivileged entry into, or

remaining in, a building or structure, with intent to commit a crime.” Taylor v.

United States, 495 U.S. 575, 599 (1990);18 U.S.C. § 924(e)(2)(B)(ii). This is

known as a generic burglary. Id. at 598. The Oklahoma statute defining

Sharbutt’s crime, second degree burglary, is non-generic. Under the statute, a

conviction may be based on entry of a vessel or vending machine as well as a

building. Thus, the court was required to determine whether his prior conviction

qualified as a “violent felony” under the ACCA. To do so, we apply a

“categorical approach.” See Taylor, 495 U.S. at 602.

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      Generally, the sentencing court must “look only to the fact of conviction

and the statutory definition of the prior offense.” Id. However, where the

statutory definition of the state crime of conviction encompasses both crimes that

would qualify as a “violent felony” and crimes that would not, a broader inquiry

is permissible. Id. (addressing a conviction based on a jury verdict). Sharbutt

claims his counsel was ineffective because he did not require the government to

prove Sharbutt’s conviction was for a violent felony under the ACCA.

      Even assuming Sharbutt’s counsel should have objected to the presentence

report (“PSR”) under Taylor, the government established it would have been able

to prove Sharbutt’s conviction was appropriately considered at sentencing. In

Shephard, the Supreme Court held the sentencing court, when considering a guilty

plea for a burglary conviction under a non-generic statute, is generally limited “to

examining the statutory definition, charging document, written plea agreement,

transcript of plea colloquy, and any explicit factual finding by the trial judge to

which the defendant assented.” 544 U.S. at 16. Here, the government supplied

the indictment in Sharbutt’s second degree burglary conviction. The indictment

leaves no doubt Sharbutt was convicted for burglary by entering a building, a

violent felony as described in the ACCA. Taylor, 499 U.S. at 599. Therefore, he

was not prejudiced by his attorney’s failure to object to the PSR as any objection

would have been without merit.




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AFFIRMED.


                  ENTERED FOR THE COURT


                  Terrence L. O’Brien
                  Circuit Judge




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