FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS August 13, 2008
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT Clerk of Court
MANUEL T. MARTINEZ,
Plaintiff-Appellant,
v. No. 08-2008
(D.C. No. 2:06-CV-01217-KBM)
MICHAEL J. ASTRUE, (D. N.M.)
Commissioner of Social Security,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before MURPHY, Circuit Judge, BRORBY, Senior Circuit Judge, and
TYMKOVICH, Circuit Judge.
Manuel T. Martinez appeals from an opinion and order entered by a United
Magistrate Judge 1 affirming the decision of the Commissioner of Social Security
(Commissioner) denying his application for disability insurance benefits and
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
1
The parties consented to the jurisdiction of the magistrate judge.
supplemental security income. We have jurisdiction under 42 U.S.C. § 405(g)
and 28 U.S.C. § 1291, and we affirm.
I
Mr. Martinez was injured in an automobile accident in April 2001, when he
was twenty-seven years old. Prior to the accident, Mr. Martinez – who has an
eighth grade education – worked variously as a glass repairer and grocery stocker,
which required heavy lifting. In October 2001, he applied for benefits claiming
disability from the time of the accident based on alleged permanent neck and back
strain with chronic pain, tingling in his arms and legs, and post-traumatic tension
headaches. The medical records also revealed problems with depression and
anxiety.
Following the administrative denial of his claim, he appeared at an
evidentiary hearing before an administrative law judge (ALJ) in October 2005.
In his March 2006 decision, the ALJ denied the claim at step five of the
sequential-evaluation process, see Williams v. Bowen, 844 F.2d 748, 751
(10th Cir. 1988), finding that Mr. Martinez’s allegations of the severity of his
symptoms were not credible and that he retained the residual functional capacity
for light, unskilled work, including work as a laundry folder or food assembler.
His request for review was denied by the Appeals Council, and the magistrate
judge affirmed the Commissioner’s decision. This appeal followed.
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II
“We review the Commissioner’s decision to determine whether the correct
legal standards were applied and whether the Commissioner’s factual findings are
supported by substantial evidence in the record.” Langley v. Barnhart, 373 F.3d
1116, 1118 (10th Cir. 2004). We “may neither reweigh the evidence nor
substitute our judgment for that of the agency.” Id. (quotation omitted).
III
The first contention of error is the ALJ’s failure to adequately develop the
record. In particular, Mr. Martinez asserts that in order to properly evaluate the
effects of his head trauma, the ALJ should have referred him for a consultative
examination. To be sure, “where there is a direct conflict in the medical evidence
requiring resolution or where the medical evidence in the record is inconclusive, a
consultative examination is often required for proper resolution of a disability
claim.” Hawkins v. Chater, 113 F.3d 1162, 1166 (10th Cir. 1997) (citations
omitted). But these are not the facts of this case. First, Mr. Martinez does not
cite to any conflicting medical evidence and we cannot find any such evidence
either. Second, the record contains two reports from a consulting psychiatrist
who evaluated Mr. Martinez’s cognitive abilities and concluded that he retained
the ability to “follow and understand directions” and “attend to simple tasks.”
Aplt. App., Vol. III at 264, see also id. at 311. Again, Mr. Martinez fails to
explain why this evidence was inconclusive.
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IV
The next contention of error concerns the ALJ’s failure to specifically
mention and discuss the records from the emergency room where Mr. Martinez
was treated several hours following the accident and the records from Michael
Rozenblum, a chiropractor who treated him during the first few months after the
accident. According to Mr. Martinez, “the ALJ should have addressed [these]
medical records as they corroborated and were consistent with persistent
complaints of post concussive symptoms and physical restrictions which are
relevant to [his] chronic impairment.” Aplt. Op. Br. at 18.
“[A]n ALJ is not required to discuss every piece of evidence. Rather, in
addition to discussing the evidence supporting his decision, the ALJ also must
discuss the uncontroverted evidence he chooses not to rely upon, as well as
significantly probative evidence he rejects.” Clifton v. Chater, 79 F.3d 1007,
1009-10 (10th Cir. 1996) (citation omitted).
We address first the emergency room records. The accident happened in
the early morning hours of April 21, 2001. Mr. Martinez was examined at the
scene by emergency personnel and went home; however, several hours later he
presented himself at the emergency room where he complained of “back, neck
[and] shoulder pain.” Aplt. App., Vol. II at 168. He also reported that “he began
to have dizzy spells when laying down.” Id. He told hospital personnel that he
lost consciousness at the scene. His diagnosis on discharge was “neck strain.”
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Id. The ALJ discussed the fact that Mr. Martinez was claiming disability arising
from, among other things, injuries to his head, neck, and back that he sustained in
the accident. As such, there was no need to rely on the emergency room records
to establish these facts. Moreover, these records are not probative as to the
severity of any of his alleged impairments.
Similarly, the records from Dr. Rozenblum contain Mr. Martinez’s
complaints of migraine headaches, a condition that the ALJ acknowledged was
claimed as a disability. Further, these records are not probative because they
relate to chiropractic diagnoses and treatments for his neck and back – not
headaches.
V
Following the ALJ’s decision dated March 7, 2006, and while the case was
under review, Mr. Martinez’s lawyer submitted a report dated January 13, 2006,
to the Appeals Council for its consideration. He argues that the Appeals Council
was required to specifically discuss the report in its notice that denied his request
for review. We disagree. 20 C.F.R. § 404.970(b) provides:
The Appeals Council shall evaluate the entire record including the
new and material evidence submitted if it relates to the period on or
before the date of the administrative law judge hearing decision. It
will then review the case if it finds that the administrative law
judge’s action, findings, or conclusion is contrary to the weight of
the evidence currently of record.
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The Appeals Council stated that it “considered the reasons [Mr. Martinez]
disagree[d] with the decision and the additional evidence listed on the enclosed
Order of Appeals Council,” Aplt. App., Vol. II at 4, which included the
January 13, 2006 report, and concluded there was no basis for changing the ALJ’s
decision. Under these circumstances, “the Appeals Council adequately
‘considered . . . the additional evidence,’ meaning that it ‘evaluate[d] the entire
record including the new and material evidence submitted,” Martinez v.
Barnhart, 444 F.3d 1201, 1207 (10th Cir. 2006) (quoting 20 C.F.R. § 404.970(b)
(alteration in original) (citation omitted). There is “nothing in the statutes or
regulations that . . . require[s] [a specific] analysis where new evidence is
submitted and the Appeals Council denies review.” Id. at 1208.
VI
Finally, Mr. Martinez argues that the ALJ’s failure to make specific
findings about the severity of his alleged impairments at step two of the five-step
sequential-evaluation process, see Williams, 844 F.2d at 750, requires that the
case be remanded. Again, we disagree. This argument might have merit if the
ALJ had failed to discuss the impairments at any other step in the
sequential-evaluation process; however the decision discusses in detail the effect
of each alleged impairment. This omission is harmless error. See Fischer-Ross v.
Barnhart, 431 F.3d 729, 730, 733-34 (10th Cir. 2005) (holding that an ALJ’s
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factually-substantiated findings at other steps of the sequential-evaluation process
provide a proper basis for upholding a step-three the decision).
The judgment of the district court is AFFIRMED.
Entered for the Court
Michael R. Murphy
Circuit Judge
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