FILED
United States Court of Appeals
Tenth Circuit
October 23, 2008
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
FOR THE TENTH CIRCUIT
RUDY STANKO, individually and on
behalf of similarly situated prisoners,
Plaintiff-Appellant,
v. No. 08-1094
(D.C. No. 1:07-CV-01791-ZLW)
BLAKE DAVIS, individually and in (D. Colo.)
his official capacity as a Warden;
MICHAEL K. NALLEY, individually
and in his official capacity as Regional
Director; HARLEY LAPPIN,
individually and in his official
capacity as Director; DEFENDANTS
1X THROUGH 6X, individually and
in he/she’s [sic] official capacity,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before HARTZ, BALDOCK, and GORSUCH, Circuit Judges.
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
Rudy Stanko appeals from the district court’s order dismissing his case
without prejudice for failure to comply with Rule 8 of the Federal Rules of Civil
Procedure. We have jurisdiction pursuant to 28 U.S.C. § 1291. Because
Mr. Stanko’s complaint adequately affords each named defendant with notice of
the nature of the claims against him, we cannot help but conclude that it complies
with Rule 8 and so we reverse and remand for further proceedings.
***
Mr. Stanko, a federal prisoner proceeding pro se, filed a complaint in
district court against Blake Davis, Michael Nalley, Harley Lappin, and six
unnamed defendants. He voluntarily filed an amended complaint a few weeks
later. The magistrate judge then entered an order directing Mr. Stanko to file a
second amended complaint that complied with Rule 8. The order explained that
[i]n both the original complaint and the amended complaint,
Mr. Stanko refers the Court to a “main complaint,” . . . for the facts
in support of his claims. However, Mr. Stanko fails to make clear
what, if any, document he considers to be his main complaint. He
also fails to make clear what claim is asserted pursuant to which
statute. He further fails to make clear what each defendant did to
violate his constitutional rights and which constitutional rights were
violated.
R. Doc. 26 at 2-3.
Mr. Stanko then filed a second amended complaint (the “Complaint”). He
alleged, among other things, that defendants violated his constitutional rights by
impeding his access to the courts and then retaliated against him for filing
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administrative complaints by throwing him in the “hole,” which involves
“extreme isolation, enforced idleness and deprivation of virtually all meaningful
environmental stimulation;” and subjecting him to “diesel therapy,” which is
“being on the road for several weeks at a time in shackles and chains” (he
explained that he was shipped over 2,000 miles from Englewood, Colorado to
Oklahoma City, Oklahoma, then to Terre Haute, Indiana, and then to Sandstone,
Minnesota). Id. Doc. 29 at 3B ¶20, 3D ¶34, and 3F ¶43.
Mr. Stanko presented his factual allegations in seven pages with forty-four
numbered paragraphs in the “Nature of the Case” section and then presented eight
claims in four pages in his “Cause of Action” section. The district court noted
that Mr. Stanko did attempt to make clear what claim was asserted pursuant to
which statute, but the court found that “[Mr. Stanko] still fails to present his
claims in a manageable format that allows the Court and Defendants to know
what claims are being asserted and to be able to respond to those claims.” Id.
Doc. 30 at 4. Specifically, the district court observed that
Mr. Stanko places the majority of his factual allegations in the
section on “Nature of the Case.” He then refers to those allegations
in some claims by citing to numbered paragraphs, e.g., claims one,
three, four, five, and six, and in other claims fails to do so, e.g.,
claims two, seven, and eight. In the claims in which he fails to cite
to numbered paragraphs, he apparently expects Defendants to review
the section on the “Nature of the Case” to determine which facts
apply to those claims and against which Defendants those claims are
being asserted.
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Id. The district court explained that Mr. Stanko “may not reference a separate
section for his factual allegations if by doing so he fails to present his claims in a
manageable format,” and concluded that Mr. Stanko’s Complaint failed “to set
forth a short and plain statement of his claims showing that he is entitled to
relief.” Id. The district court then sua sponte dismissed the Complaint and the
action without prejudice for failure to comply with the pleading requirements of
Rule 8. This appeal followed.
***
We review for abuse of discretion the district court’s decision to dismiss an
action for failing to comply with Rule 8. See Nasious v. Two Unknown B.I.C.E.
Agents, 492 F.3d 1158, 1161 (10th Cir. 2007).
In assessing a claim that the district court abused its discretion, we are
mindful that “Federal Rule of Civil Procedure 8(a)(2) requires only a short and
plain statement of the claim showing that the pleader is entitled to relief, in order
to give the defendant fair notice of what the claim is and the grounds upon which
it rests.” Bell Atl. Corp. v. Twombly, 127 S. Ct. 1955, 1964 (2007) (quotations
and ellipsis omitted). Rule 8 requires also that pleadings “be construed so as to
do justice.” Fed. R. Civ. P. 8(e). Moreover, “[a] document filed pro se is to be
liberally construed, and a pro se complaint, however inartfully pleaded, must be
held to less stringent standards than formal pleadings drafted by lawyers.”
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Erickson v. Pardus, 127 S. Ct. 2197, 2200 (2007) (per curiam) (quotations and
citation omitted).
Mr. Stanko argues that his Complaint was in compliance with the
magistrate judge’s order and met the standards required by Rule 8; his Complaint
adequately put the defendants on notice of their misconduct; and the district court
abused its discretion by applying a pleading standard more stringent than should
be applied to a pro se litigant.
Defendants respond that the district court did not abuse its discretion in
dismissing the Complaint on Rule 8 grounds because “[t]he [Complaint] did not
provide the named defendants with adequate notice of the claims against them,
thereby inhibiting their ability to prepare a defense.” Aplee. Br. at 10.
Specifically, defendants argue that
[t]he second, seventh and eight[h] claims, and the majority of the
first claim, are brought collectively against “defendants,” but the
“Nature of the Case” section of the [C]omplaint does not identify
with certainty what, if any, actions or omissions each defendant
committed that gave rise to each claim. Rather, the vast majority of
the “Nature of the Case” simply casts “defendants” as committing
various acts.
Id. at 12 (citing to numbered paragraphs in the Complaint). Defendants contend
they “were unable . . . to discern the basis for [Mr. Stanko’s] allegations or
against whom he directed the charges of wrongdoing.” Id.
We are unable to agree with the district court and defendants’
characterization of the Complaint. A review of Mr. Stanko’s Complaint clearly
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reveals sufficient information to provide each individual defendant with notice of
the allegations against him. The challenged conduct of Defendant Davis is
identified in ¶¶ 13, 16, 18, 31, 34, 35, 37, 42, and 44; likewise, the conduct of
Defendant Nalley is identified in ¶¶ 21, 34, 35, 37, and 42; and the conduct of
Defendant Lappin is identified in ¶¶ 34, 35, 37, and 42. See R. Doc. 29 at 3A-3F.
Moreover, at the end of the “Nature of the Case” Mr. Stanko provides two
paragraphs that summarize his claims against each individual defendant. In ¶37
he alleged:
Defendants Davis, Nalley and Lappin have denied my challenges
(administrative complaint numbered 467532) in a conspiracy (42
USC § 1985) in violation of the Constitution (1st, 5th, 9th, 10th and
14th amendments); their own rules and regulations (P.S. 5100.08 &
28 CFR § 551.90); and the law of Congress (stated in the causes of
action), all in retaliation for the Plaintiff’s attempts to exercise his
due process rights to gain meaningful access to the courts, and/or in
retaliation for his religious convictions and beliefs.
Id. at 3E. In ¶42 he alleged:
Defendants Nalley and Lappin approved the actions of defendant
Davis, which permitted the minimum security Plaintiff to be given a
dose of diesel therapy of being on the road in shackles and chains for
two and one-half weeks for a distance of over 2,000 miles, and
placed in “the hole” at Oklahoma City; Terre Haute, Indiana; Oxford,
Wisconsin in retaliation for activities which were protected by the 1st
and 5th Amendments; Bureau of Prisons’ Program Statement
5100.08; Title 18 US[C] § 3621(b)(4)(A)(B); Title 42 USC
§§ 12131-12134; Federal Rule 38(b) of Criminal Procedure; and
Federal Rule 23(a) of Appellate Procedure.
Id. at 3F.
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We express no view concerning the merits of Mr. Stanko’s action, but we
cannot help but conclude that his Complaint satisfies Rule 8’s mandate and
adequately provides each defendant with notice of the nature of the claims against
him. Accordingly, the district court erred in dismissing this action sua sponte at
this preliminary stage, and we reverse the district court’s dismissal of
Mr. Stanko’s Complaint and remand for further proceedings consistent with this
order and judgment. We grant Mr. Stanko’s application to proceed in forma
pauperis and remind him that he must continue making partial payments from his
prison account until the filing fee is paid in full.
Entered for the Court
Neil M. Gorsuch
Circuit Judge
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