FILED
United States Court of Appeals
Tenth Circuit
April 7, 2009
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 08-3162
v. (D.C. No. 07-CR-20065-JWL-2)
(D. Kan.)
EDWARD MENDEZ,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before KELLY, ANDERSON, and BRISCOE, Circuit Judges. **
Defendant-Appellant Edward Mendez appeals his sentence. Mr. Mendez
pled guilty to one count of conspiracy to distribute and to possess with intent to
distribute more than 500 grams of cocaine in violation of 21 U.S.C. § 846 (“Count
I”) and one count of possessing with intent to distribute more than 500 grams of
cocaine in violation of 21 U.S.C. § 841 and 18 U.S.C. § 2 (“Count II”). 1 R. Doc.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
**
After examining the briefs and the appellate record, this three-judge
panel has determined unanimously that oral argument would not be of material
assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
Cir. R. 34.1(G). The cause is therefore ordered submitted without oral argument.
1; 1 R. Doc. 59. The district court imposed a sentence of 240 months on each of
Counts I and II, to run concurrently. 1 R. Doc. 117. The sentence was calculated
as follows. The Presentence Investigation Report (“PSR”) held Mr. Mendez
accountable for 27.6 kilograms of cocaine, 3.175 kilograms of “ice
methamphetamine,” and 2.2 kilograms of marijuana. 3 R. at ¶ 45. Converted to
its marijuana-equivalent, the total amount of drugs exceeded 30,000 kilograms of
marijuana—resulting in a base offense level of 38 under U.S.S.G. § 2D1.1(c)(1).
3. R. at ¶ 45. Two offense levels were added under U.S.S.G. § 2D1.1(b)(1) for
possession of a firearm during drug transactions. 3 R. at ¶ 46. Pursuant to
U.S.S.G. § 3E1.1, the PSR adjusted the offense level down three levels for
admitting culpability, resulting in a total offense level of 37. 3 R. at ¶¶ 51, 54.
Mr. Mendez objected to the firearm enhancement, asserting that he had
never carried a gun. 3 R. at ¶ 98. He also objected to the total amount of drugs
attributed to him, claiming that he did not engage in certain of the transactions
recited in the PSR. 3 R. at ¶ 103. After a hearing, the district court overruled
both objections, 2 R. Doc. 141 at 182, and adopted the PSR without change, 3 R.
attach. at 1 (Statement of Reasons). On appeal, Mr. Mendez argues that the
district court erred in (1) calculating the amount of drugs that he should be
accountable for and (2) enhancing his sentence for possession of a firearm. He
also argues that (3) his sentence was unreasonable under the totality of the
circumstances.
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I. Miscalculation of Drug Quantity
As to the miscalculation of the drug quantity, Mr. Mendez argues that the
district court erred by finding that the methamphetamine attributed to him had an
average purity of 60%. The government concedes that the purity average was
inadvertently miscalculated. Because Mr. Mendez did not raise this issue below,
our review is for plain error. United States v. Mendoza, 543 F.3d 1186, 1190-91
(10th Cir. 2008); see Fed. R. Crim. P. 52(b). Plain error is “(1) an error, (2) that
is plain, which means clear or obvious under current law, and (3) that affects
substantial rights.” United States v. Goode, 483 F.3d 676, 681 (10th Cir. 2007)
(internal quotation marks omitted).
Mr. Mendez has satisfied this standard. The district court attributed 4½
pounds of methamphetamine to Mr. Mendez, based on the testimony of a Mr.
Cardenas. 2 R. Doc. 141 at 184-85. The district court then converted the 4½
pounds of methamphetamine to its marijuana equivalent using a 60% purity ratio;
this calculation resulted in a marijuana equivalent of 24,494.4 kilograms. Id. at
185-86. This was error. A review of the lab report entered into evidence shows
that the correct purity average was actually 41%—which would lead to a
marijuana equivalent of 16,737.8 kilograms. Aplt. Br. attach. at 1-2 (Laboratory
Analysis Report). The error was also plain, because it was “clear and obvious at
the time of the appeal.” Morales-Fernandez v. INS, 418 F.3d 1116, 1124 (10th
Cir. 2005). Finally, the error affected the substantial rights of Mr. Mendez
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because it led the district court to calculate an incorrect base offense level. Had
the district court used the proper average purity percentage, the base offense level
would have been 36, not 38. 1 Therefore, the defect in the sentencing probably
altered the final sentence he received. See United States v. Serrata, 425 F.3d 886,
917 (10 th Cir. 2005) (“In order to demonstrate that an error affected his
substantial rights, a defendant must show a reasonable probability that the defects
in his sentencing altered the result of the proceedings.” (internal quotation marks
omitted)). Accordingly, Mr. Mendez must be resentenced.
1
The explanation provided by Mr. Mendez and accepted by the government
adequately summarizes the proper calculation:
The Court attributed four and one half pounds of methamphetamine to
defendant. Each pound is 453.6 grams. 453.6 times four and one half
equals 2,041.2 grams which when multiplied by the correct average
purity, forty one percent, equals 836.89 grams of methamphetamine
actual. The conversion table at U.S.S.G. § 2D1.1 provides that each
gram of methamphetamine actual is the equivalent of 20 kilograms of
marijuana. 836.89 times 20 equals 16,737.8 kilograms of marijuana.
The District Court found the cocaine in this case was the equivalent
of 5,600 kilograms of marijuana. Additionally, the District Court
found [Mr. Mendez] distributed 90.72 kilograms of marijuana.
Adding the marijuana equivalents of methamphetamine and cocaine in
this case equal 22,337.80 kilograms of marijuana. Adding the 90.72
kilograms of marijuana to this total yields a total drug quantity of
22,428.5[2] kilograms of marijuana or a level 36 under U.S.S.G.
§ 2D1.1. Thus, the District Court’s conclusion that [Mr. Mendez]
should be accountable for over 30,000 kilograms of marijuana and
thereby have a base offense level of 38 is erroneous. [Mr. Mendez’s]
guideline sentence is overstated by two levels because of this error.
Aplt. Br. 13-14; Aplee Br. 13.
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II. Firearm Enhancement
Mr. Mendez next argues that the district court erred by applying a firearm
enhancement under U.S.S.G. § 2D1.1(b)(1). “We review factual findings under
U.S.S.G. § 2D1.1(b)(1) for clear error.” United States v. Topete-Plascencia, 351
F.3d 454, 458 (10th Cir. 2003) (internal quotation marks and brackets omitted).
“A finding is not clearly erroneous unless it is without factual support in the
record or if, after reviewing all of the evidence, we are left with the definite and
firm conviction that a mistake has been made.” In re Ford, 492 F.3d 1148, 1153
(10th Cir. 2007) (internal quotation marks omitted).
If a defendant is convicted for an offense involving drugs, the Guidelines
provide a two level enhancement “[i]f a dangerous weapon (including a firearm)
was possessed[.]” U.S.S.G. § 2D1.1(b)(1). The enhancement “should be applied
if the weapon was present, unless it is clearly improbable that the weapon was
connected with the offense.” Id. § 2D1.1 cmt. n.3. “The government bears the
initial burden of proving possession by a preponderance of the evidence[.]”
United States v. Smith, 131 F.3d 1392, 1400 (10th Cir. 1997). To meet this
burden, the government need only show “that a temporal and spatial relation
existed between the weapon, the drug trafficking activity, and the defendant.”
United States v. Zavalza-Rodriguez, 379 F.3d 1182, 1185 (10th Cir. 2004)
(internal quotation marks omitted). If possession is established, the burden shifts
to the defendant to show “that it is clearly improbable the weapon was connected
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with the offense.” Id. (internal quotation marks omitted).
The district court relied principally on two witnesses in making the factual
determination that Mr. Mendez possessed a weapon in connection with the drug
offenses. One witness (Mr. Klepac) testified that Mr. Mendez “would bring his
.45 with him on a few occasions” when a drug deal occurred, 2 R. Doc. 141 at 51,
and that Mr. Mendez would usually carry the semi-automatic pistol in his
waistband, id. at 52-53. Furthermore, another witness (Mr. Hogan) testified that
drug dealers “usually carry” weapons, id. at 80, though he did not observe Mr.
Mendez carrying a weapon, id. at 89. The district court discounted Mr. Mendez’s
own testimony that he did not carry a weapon, finding his testimony not credible.
Id. at 183, 188.
“The determination of a witness’s credibility is a matter left to the sound
discretion of the district court.” Topete-Plascencia, 351 F.3d at 458; see United
States v. Payton, 405 F.3d 1168, 1171 (10th Cir. 2005). Here, the district court
found Mr. Klepac’s testimony credible because of its specificity and because it
was supported by Mr. Hogan’s testimony. 2 R. Doc. 141 at 188-89. Moreover,
the district court expressed skepticism regarding Mr. Mendez’s testimony as an
effort to minimize his involvement. Id. at 183. We normally defer to the district
court’s credibility determinations and we see no reason not to do so here. The
testimony was sufficient to satisfy the government’s burden to show possession
by a preponderance of the evidence, and Mr. Mendez did not meet his burden of
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then showing that it is clearly improbable the weapon was connected with the
offense. Therefore, the district court’s assessment of the firearm enhancement
pursuant to U.S.S.G. § 2D1.1(b)(1) was not clearly erroneous.
III. Reasonableness of the Sentence
Finally, Mr. Mendez argues that his sentence was unreasonable because he
“only admitted to being involved in the distribution of three kilograms of
cocaine,” and because the district court “relied upon the testimony of three
convicted drug dealers to quadruple [his] sentence above and beyond what would
be justified by the conduct [he] admitted.” However, we need not reach this
issue. “When a district court . . . err[s] in calculating the applicable Guidelines
range, we must remand for resentencing, whether or not the district court’s chosen
sentence is substantively reasonable, unless we are able to ascertain that the
court’s calculation error was harmless.” United States v. Todd, 515 F.3d 1128,
1135 (10th Cir. 2008); see United States v. Kristl, 437 F.3d 1050, 1054-55 (10th
Cir. 2006) (per curiam). Here, the calculation error was not harmless, so we
remand without determining the substantive reasonableness of the sentence.
Accordingly, we REMAND to the district court for resentencing in
accordance with this order and judgment.
Entered for the Court
Paul J. Kelly, Jr.
Circuit Judge
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