FILED
United States Court of Appeals
Tenth Circuit
May 1, 2009
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
TENTH CIRCUIT Clerk of Court
THANH TRAN,
Petitioner-Appellant,
v. No. 08-1328
ARISTEDES ZAVARES, Executive (D.C. No. 08-cv-0107-ZLW-BNB)
Director; THE ATTORNEY (N. D. Colo.)
GENERAL OF THE STATE OF
COLORADO,
Respondents-Appellees.
ORDER DENYING CERTIFICATE OF APPEALABILITY *
Before KELLY, ANDERSON, and BRISCOE, Circuit Judges.
Thanh Tran, a Colorado state prisoner appearing pro se, seeks a certificate
of appealability (COA) in order to challenge the district court’s denial of his 28
U.S.C. § 2254 application for federal habeas relief. Because Tran has failed to
satisfy the standards for the issuance of a COA, we deny his request and dismiss
the matter.
I
On February 23, 1996, Tran was convicted in the District Court of Jefferson
*
This order is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel.
County, Colorado, of five counts of aggravated robbery, one count of second
degree burglary, one count of third degree assault, five counts of crime of
violence, and five counts of accessory to the crime of aggravated robbery. Tran
was sentenced to a total of fifty years’ imprisonment, comprised of consecutive
ten-year sentences on each of the aggravated robbery counts, and lesser
concurrent sentences on the remaining counts of conviction. Tran’s convictions
and sentences were affirmed on direct appeal by the Colorado Court of Appeals.
People v. Tran, No. 96CA0855 (Colo. Ct. App. Nov. 28, 1997). The Colorado
Supreme Court denied certiorari review on August 26, 1998. Tran did not file a
petition for writ of certiorari with the United States Supreme Court.
On December 23, 1998, Tran filed with the state trial court a motion for
reduction of sentence pursuant to Colo. R. Crim. P. 35(b). The state trial court
denied Tran’s motion on March 16, 1999. Tran did not appeal that ruling.
On August 23, 2001, Tran filed with the state trial court a motion for
postconviction relief pursuant to Colo. R. Crim. P. 35(c). The state trial court
denied Tran’s motion on December 10, 2001. On March 31, 2003, the Colorado
Court of Appeals affirmed the state trial court’s denial of Tran’s motion. People
v. Tran, No. 02CA0121 (Colo. Ct. App. March 27, 2003). Tran did not petition
the Colorado Supreme Court for certiorari review, and the mandate issued on June
2, 2003.
On July 29, 2005, Tran filed with the state trial court a second motion for
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postconviction relief pursuant to Colo. R. Crim. P. 35(c). The state trial court
denied Tran’s motion on September 29, 2005. On May 17, 2007, the Colorado
Court of Appeals affirmed the trial court’s ruling. People v. Tran, No. 05CA2460
(Colo. Ct. App. May 17, 2007). The Colorado Supreme Court denied certiorari
review on October 29, 2007, and a mandate was issued on November 5, 2007.
On January 16, 2008, Tran initiated this action by filing a pro se
application for writ of habeas corpus pursuant to 28 U.S.C. § 2254. Tran alleged
three claims for relief in his application: (1) insufficient evidence to support his
aggravated robbery convictions; (2) a Sixth Amendment claim arising out of the
sentences imposed for his aggravated robbery convictions; and (3) a double
jeopardy claim arising out of those same sentences. On July 11, 2008, the district
court issued an order dismissing Tran’s application as time-barred. In doing so,
the district court noted
that the one-year limitation period [set forth in 28 U.S.C. § 2244(d)]
began to run on November 25, 1998, the day after [Tran’s]
conviction and sentence became final. Mr. Tran did not have a
postconviction motion pending in state court from November 25,
1998, until December 22, 1998, from May 1, 1999, until August 22,
2001, from May 15, 2003, until July 28, 2005, and from November
16, 2007, until December 25, 2007, a total time of over four years.
ROA, Doc. 18 at 8. Although Tran had argued that he was entitled to equitable
tolling on the grounds that he was unaware of the filing requirements, he was
diligent in pursuing his claims, and there was no prejudice to respondents, the
district court rejected each of those assertions.
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Tran filed a timely notice of appeal. The district court construed Tran’s
notice of appeal as a request for COA and denied that request. Tran has now
renewed his request for COA with this court. Tran has also filed with this court a
motion for leave to proceed on appeal in forma pauperis (IFP).
II
Issuance of a COA is jurisdictional. Miller-El v. Cockrell, 537 U.S. 322,
336 (2003). In other words, a state prisoner may appeal from the denial of federal
habeas relief under 28 U.S.C. § 2254 only if the district court or this court first
issues a COA. 28 U.S.C. § 2253(c)(1)(A). A COA may be issued “only if the
applicant has made a substantial showing of the denial of a constitutional right.”
28 U.S.C. § 2253(c)(2). In order to make that showing, a prisoner must
demonstrate “that reasonable jurists could debate whether (or, for that matter,
agree that) the petition should have been resolved in a different manner or that the
issues presented were adequate to deserve encouragement to proceed further.”
Slack v. McDaniel, 529 U.S. 473, 484 (2000) (internal quotation marks omitted).
If the district court denied the “habeas petition on procedural grounds without
reaching the prisoner’s underlying constitutional claim,” the prisoner must, in
order to obtain a COA, demonstrate “that jurists of reason would find it debatable
whether the petition states a valid claim of the denial of a constitutional right and
that jurists of reason would find it debatable whether the district court was correct
in its procedural ruling.” Id.
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The district court in this case correctly outlined the controlling standards
for assessing the timeliness of an application for federal habeas relief. As it
noted, Congress has “established a one-year period of limitations for habeas
petitions.” Hoggro v. Boone, 150 F.3d 1223, 1225 (10th Cir. 1998) (citing 28
U.S.C. § 2244(d)(1)). The one-year limitations period generally starts running
from “the date on which the [state court] judgment became final by the conclusion
of direct review or the expiration of the time for seeking such review.” 28 U.S.C.
§ 2244(d)(1)(A). The one-year limitations period is, however, tolled by “[t]he
time during which a properly filed application for State post conviction relief . . .
is pending.” Id. § 2244(d)(2). Finally, the limitations period may also, in rare
circumstances, “be subject to equitable tolling.” Miller v. Marr, 141 F.3d 976,
978 (10th Cir. 1998). Equitable tolling “is only available when an inmate
diligently pursues his claims and demonstrates that the failure to timely file was
caused by extraordinary circumstances beyond his control.” Marsh v. Soares, 223
F.3d 1217, 1220 (10th Cir. 2000).
After reviewing the record on appeal, we fully agree with the district court
that Tran’s application for federal habeas relief was filed well past the expiration
of the one-year limitations period, and we conclude that no reasonable jurist could
find it debatable whether the district court was correct in its procedural ruling.
Further, we reach the same conclusions with regard to the district court’s
rejection of Tran’s request for equitable tolling. Although Tran now alleges in
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his appellate pleadings that the delay in filing his federal habeas application was
the result of his retained attorneys being negligent in their pursuit of his state
postconviction efforts, we find no merit to his arguments in this regard. Aside
from the fact that there is no right to counsel in postconviction proceedings,
United States v. Prows, 448 F.3d 1223, 1229 (10th Cir. 2006), the record on
appeal clearly establishes that Tran himself failed to pursue federal habeas relief
in a diligent manner.
Accordingly, the request for a COA is DENIED and the appeal is
DISMISSED. Tran’s motion for leave to proceed IFP on appeal is DENIED.
Entered for the Court
Mary Beck Briscoe
Circuit Judge
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