FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
February 18, 2010
TENTH CIRCUIT Elisabeth A. Shumaker
__________________________ Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 09-6175
v. (D.Ct. No. 5:05-CR-00160-R-2)
(W.D. Okla.)
LARRY HODGE,
Defendant-Appellant.
______________________________
ORDER AND JUDGMENT *
Before BARRETT, ANDERSON, and BRORBY, Senior Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Defendant-Appellant Larry Eugene Hodge, a federal inmate appearing pro
se and a career offender, appeals the district court’s denial of his motion brought
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
pursuant to 18 U.S.C. § 3582(c)(2) for the purpose of modifying his sentence
based on Amendment 709 to the United States Sentencing Guidelines
(“Guidelines” or “U.S.S.G.”). We exercise jurisdiction under 28 U.S.C. § 1291
and affirm.
I. Factual and Procedural Background
On November 2, 2005, Mr. Hodge pled guilty to knowingly and
intentionally distributing 23.2 grams of a mixture or substance containing a
detectable amount of cocaine base (crack), in violation of 21 U.S.C. § 841(a)(1).
See United States v. Hodge, 2009 WL 4071832, at *1 (10 th Cir. Nov. 25, 2009)
(unpublished op.). After Mr. Hodge pled guilty, a federal probation officer
prepared a presentence report in conjunction with the 2005 Guidelines to
determine his recommended sentence. Based on Mr. Hodge’s criminal activity
involving distribution of 74.9 grams of crack, the probation officer applied
U.S.S.G. § 2D1.1(c)(4), for a base offense level of thirty-two. See id. However,
because Mr. Hodge possessed at least two prior felony drug convictions, he
qualified as a career offender under U.S.S.G. § 4B1.1, resulting in a higher base
offense level of thirty-four. See id. After applying a three-level decrease to the
career offender offense level for acceptance of responsibility, the probation
officer calculated Mr. Hodge’s total offense level at thirty-one. See id. Because
Mr. Hodge qualified as a career offender under U.S.S.G. § 4B1.1(b), his career
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offender criminal history category was VI, which, together with his total offense
level of thirty-one, resulted in a Guidelines range of 188 to 235 months
imprisonment. See id. On March 8, 2006, the district court sentenced Mr. Hodge
at the bottom of the sentencing range to 188 months imprisonment. See id. Mr.
Hodge did not appeal his conviction or sentence, including application of the
career offender guidelines.
On May 6, 2008, the district court appointed Mr. Hodge counsel for the
purpose of filing a motion for a reduction of sentence pursuant to 18 U.S.C.
§ 3582(c)(2), based on Amendment 706 which modified the Drug Quantity Table
in U.S.S.G. § 2D1.1(c) downward two levels for crack cocaine offenses, effective
November 1, 2007, and retroactive as of March 3, 2008. 1 Mr. Hodge then moved
for modification of his sentence, which the district court denied and this court
affirmed. See id. at **1-2. In affirming the district court’s denial of Mr. Hodge’s
§ 3582(c)(2) motion, we determined Amendment 706 did not affect sentences,
like his, based on the career offender guidelines in § 4B1.1, and that the Supreme
Court’s decision in United States v. Booker, 543 U.S. 220 (2005), did not apply to
sentencing modification proceedings. See id. at *2.
1
See U.S.S.G. Supp. to App. C, Amend. 706 (Reason for Amend.);
Amends. 712 and 713 (Mar. 3, 2008 Supp.); U.S.S.G. § 1B1.10(a)(2) (Nov. 1,
2008).
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On August 17, 2009, while Mr. Hodge’s aforementioned appeal was
pending before this court, he filed the instant pro se motion for modification of
his sentence under § 3582(c)(2), basing it primarily on Booker and Amendment
709 to the Guidelines. Amendment 709, which became effective November 1,
2007, modified §§ 4A1.1 and 4A1.2 regarding criminal history calculation and
“the counting of multiple prior sentences and the use of misdemeanor and petty
offenses in determining a defendant’s criminal history score.” 2 U.S.S.G., Supp. to
App. C, Amend. 709 at 238. Mr. Hodge also raised various other arguments,
collaterally attacking his sentence. The district court denied his motion, holding
Amendment 709 was inapplicable to his case because § 1B1.10(c) did not list
Amendment 709 as having retroactive application for the purpose of reducing his
2005 sentence. It also rejected Mr. Hodge’s Booker argument and noted his
remaining arguments collaterally attacking his sentence would best be addressed
in a motion under 28 U.S.C. § 2255.
2
The commentary to Amendment 709 states that it “simplifies the rules for
counting multiple prior sentences .... Under the amendment, the initial inquiry
will be whether the prior sentences were for offenses that were separated by an
intervening arrest .... If so, they are to be considered separate sentences, counted
separately, and no further inquiry is required.” U.S.S.G., Supp. to App. C,
Amend. 709 at 238. Based on our holding, addressed hereafter, that Amendment
709 does not apply retroactively to Mr. Hodge, we need not determine if it is
otherwise applicable to computation of Mr. Hodge’s criminal history score. We
note, however, Mr. Hodge’s two prior convictions, used in determining his career
offender status, occurred on April 10, 1997, and March 31, 2001, and were
separated by an intervening arrest. As a result, it is doubtful whether either his
criminal history score or his status as a career offender are affected by the
amendment.
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II. Discussion
Mr. Hodge now appeals the district court’s denial of his pro se motion
based on Amendment 709 as well as Booker and its progeny. The government
opposes Mr. Hodge’s appeal and further points out that on September 15, 2009,
prior to filing his brief in the instant appeal, Mr. Hodge filed a third § 3582(c)
motion in the district court almost identical to the one filed in the instant case.
On November 13, 2009, the district court denied Mr. Hodge’s third § 3582(c)
motion, from which Mr. Hodge has filed a notice of appeal, and briefing is
pending. For the purpose of judicial economy, we proceed to the instant appeal.
“‘We review de novo the district court’s interpretation of a statute or the
sentencing guidelines.’” United States v. Brown, 556 F.3d 1108, 1111 (10 th Cir.)
(quoting United States v. Smartt, 129 F.3d 539, 540 (10 th Cir. 1997)), cert. denied,
130 S. Ct. 219 (2009). “We review for an abuse of discretion a district court’s
decision to deny a reduction in sentence under 18 U.S.C. § 3582(c)(2).” Id.
(relying on United States v. Dorrough, 84 F.3d 1309, 1311 (10 th Cir. 1996)).
“When a ‘motion for a sentence reduction is not a direct appeal or a collateral
attack under 28 U.S.C. § 2255, the viability of the motion depends entirely on 18
U.S.C. § 3582(c).’” Id. at 1111-12 (quoting Smartt, 129 F.3d at 540).
The relevant part of § 3582, on which Mr. Hodge relies in bringing his
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action, states:
[I]n the case of a defendant who has been sentenced to a term of
imprisonment based on a sentencing range that has subsequently
been lowered by the Sentencing Commission pursuant to 28 U.S.C.
[§] 994(o), ... the court may reduce the term of imprisonment, after
considering the factors set forth in section 3553(a) to the extent that
they are applicable, if such a reduction is consistent with applicable
policy statements issued by the Sentencing Commission.
18 U.S.C. § 3582(c)(2) (emphasis added). The Sentencing Commission’s policy
regarding retroactive application states:
In a case in which a defendant is serving a term of imprisonment,
and the guideline range applicable to that defendant has
subsequently been lowered as a result of an amendment to the
Guidelines Manual listed in subsection (c) below, the court may
reduce the defendant’s term of imprisonment as provided by 18
U.S.C. § 3582(c)(2). As required by 18 U.S.C. § 3582(c)(2), any
such reduction in the defendant’s term of imprisonment shall be
consistent with this policy statement.
U.S.S.G. § 1B1.10(a)(1) (emphasis added). Subsection (c), referenced above,
does not list Amendment 709 as one of the retroactive amendments, so that a
sentence reduction based on that amendment is inconsistent with the
Commission’s policy statement. See U.S.S.G. § 1B1.10(c); United States v.
Peters, 524 F.3d 905, 907 (8 th Cir.), cert denied, 129 S. Ct. 290 (2008). As a
result, even though Amendment 709, effective November 1, 2007, modified
§§ 4A1.1 and 4A1.2 to change the way certain prior convictions affect a
defendant’s criminal history calculation, it has no retroactive application to Mr.
Hodge’s 2005 sentence. As to Mr. Hodge’s Booker-type arguments, we have
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unequivocally held the Supreme Court’s holding in Booker has no bearing on
sentencing modification proceedings brought pursuant to § 3582(c)(2). See
United States v. Rhodes, 549 F.3d 833, 840 (10 th Cir. 2008), cert. denied, 129 S.
Ct. 2052 (2009). We and the district court are bound by such precedent. See
United States v. Dryden, 563 F.3d 1168, 1171 n.1 (10 th Cir.), cert. denied, 130 S.
Ct. 311 (2009). Accordingly, the district court did not abuse its discretion in
failing to apply either Amendment 709 or the holding in Booker to Mr. Hodge’s
sentence for the purpose of denying his § 3582(c)(2) motion for a reduction in his
sentence.
III. Conclusion
We AFFIRM the district court’s order denying Mr. Hodge’s appeal filed
pursuant to 18 U.S.C. § 3582(c)(2). We also DENY the government’s motion to
dismiss the appeal on timeliness grounds. 3 We caution Mr. Hodge that we may
3
The district court issued its order denying the instant motion on August
19, 2009, and Mr. Hodge filed his notice of appeal on September 2, 2009. In its
appeal brief, the government asks us to dismiss the appeal on timeliness grounds,
arguing we lack jurisdiction to consider it, given Mr. Hodge’s notice of appeal
“was at least four days out of time.” We consider the government’s argument as a
motion to dismiss the appeal and deny it. Under the 2009 version of the Federal
Rules of Appellate Procedure, which applies in the instant appeal, we compute
any period of time specified in the Rules to “[e]xclude intermediate Saturdays,
Sundays, and legal holidays when the period is less than 11 days, unless stated in
calendar days.” Fed. R. App. P. 26(a)(2) (2009). In this case, Mr. Hodge timely
filed his appeal on September 2, 2009, which is within ten days of the district
court’s order, excluding intermediate Saturdays and Sundays.
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order him to show cause why any pending or future appeals to modify his
sentence under 18 U.S.C. § 3582(c)(2) based on retroactive application of
Amendment 709 or the holding in Booker should not be summarily dismissed on
the same grounds as addressed in this appeal.
Entered by the Court:
WADE BRORBY
United States Circuit Judge
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