FILED
United States Court of Appeals
Tenth Circuit
August 17, 2010
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 10-2117
v. (D. New Mexico)
ALEJANDRO RAMOS-LOPEZ, (D.C. No. 2:03-CR-02239-BB-3)
Defendant - Appellant.
ORDER AND JUDGMENT *
Before PORFILIO, ANDERSON, and BRORBY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10 th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
In 2004, defendant and appellant, Alejandro Ramos-Lopez, pled guilty to
two counts of transporting illegal aliens and aiding and abetting, under 8 U.S.C.
§ 1324(a)(1)(A)(ii), (a)(1)(B)(I) and (a)(1)(A)(v)(II). When he failed to appear,
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
in violation of the conditions of his pre-trial release, an arrest warrant was issued.
Mr. Ramos-Lopez remained in warrant status until he was apprehended in August
2009. 1 He was subsequently sentenced on April 30, 2010, to thirty months’
imprisonment, followed by two years of supervised release. Arguing that the
district court should have sua sponte sought a sentence below the minimum
advisory sentence under the United States Guideline Commission, Guidelines
Manual (“USSG”), Mr. Ramos-Lopez appeals. We affirm.
BACKGROUND
As indicated, in November 2003, Mr. Ramos-Lopez was indicted, along
with some co-defendants, on two counts of transporting illegal aliens and aiding
and abetting. While on pre-trial supervised release, Mr. Ramos-Lopez absconded
in April 2004, and was eventually arrested in May 2009 on the outstanding
warrant.
In preparation for sentencing, the United States Probation office prepared a
presentence report (“PSR”), which recommended a sentence under the advisory
sentencing guidelines. The PSR calculated a total offense level of 17 for
Mr. Ramos-Lopez which, with a criminal history category of III, yielded an
advisory guidelines range of 30 to 37 months’ imprisonment.
1
Apparently, an arrest for driving under the influence led to the capture of
Mr. Ramos-Lopez.
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Mr. Ramos-Lopez did not file any objections to the PSR, nor did he file a
sentencing memorandum. At his sentencing hearing on April 30, 2010,
Mr. Ramos-Lopez’s counsel specifically denied having any challenges to the
factual statements or guidelines calculations and proposals in the PSR. When
asked if Mr. Ramos-Lopez or his counsel would like to address the court prior to
sentencing, Mr. Ramos-Lopez’s counsel explained that Mr. Ramos-Lopez had
absconded to help his wife care for her ill mother, that he (Mr. Ramos-Lopez)
knew what he had done was wrong, and that “he knows he’s got to pay a penalty.”
Tr. of Sentencing Hr’g at 4, R. Vol. 3 at 8. After conceding that the guideline
range of 30 to 37 months was correctly calculated, defense counsel stated, “And
we’re just requesting the low end of the range.” Id.
After explaining that it had reviewed the PSR, the guideline calculations
and the sentencing factors listed in 18 U.S.C. § 3553(a), the district court
sentenced Mr. Ramos-Lopez to 30 months’ imprisonment (the low end of the
applicable guidelines range). This appeal followed.
DISCUSSION
We review a criminal defendant’s sentence for reasonableness, deferring to
the district court under the “familiar abuse-of-discretion standard of review.”
Gall v. United States, 552 U.S. 38, 46 (2007). Reasonableness review has a
procedural and a substantive component. United States v. Alapizco-Valenzuela,
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546 F.3d 1208, 1214 (10 th Cir. 2008). “We may not examine the weight a district
court assigns to various § 3553(a) factors, and its ultimate assessment of the
balance between them, as a legal conclusion to be reviewed de novo. Instead, we
must ‘give due deference to the district court’s decision that the § 3553(a) factors,
on a whole, justify the [sentence imposed].’” United States v. Smart, 518 F.3d
800, 807-08 (10 th Cir.2008) (quoting Gall, 552 U.S. at 51)). A sentence imposed
within the properly calculated advisory guideline range is entitled to a rebuttable
presumption of reasonableness.
Mr. Ramos-Lopez’s argument is this: “Mr. Ramos-Lopez should have been
considered for a variance based on the § 3553(a) requirement that the sentence be
sufficient but not greater than necessary to achieve the statutory purpose of
punishment.” Appellant’s Br. at 5. He makes this argument despite his own
failure to ask for such a variance before the district court and despite his
counsel’s specific averment that a sentence at the low end of the guidelines range
would be acceptable and, implicitly, reasonable.
The government argues that Mr. Ramos-Lopez has “waived the arguments
for a lower sentence that he now seeks to raise for the first time in this appeal,
and this Court should summarily affirm the presumptively reasonable guideline
sentence imposed by the district court.” Appellee’s Br. at 4. We agree with the
government. Even were we to not find waiver, we would find Mr. Ramos-
Lopez’s sentence reasonable.
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Because “waiver is accomplished by intent, but forfeiture comes about
through neglect, . . . we have held that a party that has forfeited a right by failing
to make a proper objection may obtain relief for plain error; but a party that has
waived a right is not entitled to appellate relief.” United States v. Carrasco-
Salazar, 494 F.3d 1270, 1272 (10 th Cir. 2007). It is clear in this case that
Mr. Ramos-Lopez waived any argument that he was entitled to a below-guideline
sentence. See United States v. Mancera-Perez, 505 F.3d 1054, 1057 (10 th Cir.
2007) (“Because [defendant] did not argue for a shorter sentence in front of the
district court, and indeed conceded the appropriateness of his [low-end-of-the-
guidelines sentence], we believe this argument [for a shorter sentence] seeks to
assert invited error and is waived.”).
His argument that the district court should have sua sponte granted a
variance is of no assistance to him. We have acknowledged that while “[w]e may
consider an issue of waiver sua sponte, . . . we are not required to do so.” Id. at
1057 n.3. The same can be said about the district court.
In sum, we perceive no abuse of discretion in the district court’s implicit
decision not to grant a waiver, and in its decision to sentence Mr. Ramos-Lopez to
thirty months’ imprisonment.
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CONCLUSION
For the foregoing reasons, the decision of the district court is AFFIRMED.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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