NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 09-4207
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MARY REVELL,
Appellant,
v.
CITY OF JERSEY CITY; JERSEY CITY POLICE DEPARTMENT; HUGH
DONAGHUE; DANIEL HALLERAN; JEREMIAH HEALY; EDWARD McGREEVY;
KENNETH MOUNT; ROBERT TROY; and JOHN DOES 1-10; POLICE OFFICER
PAUL JENSEN
______________
Appeal from the United States District Court
for the District of New Jersey
(No. 06-cv-03210)
District Court Judge: Honorable Joseph A. Greenaway, Jr.
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Submitted Under Third Circuit L.A.R. 34.1(a)
September 14, 2010
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Before: RENDELL, FISHER and GARTH, Circuit Judges.
(Opinion Filed: September 17, 2010)
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OPINION
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GARTH, Circuit Judge:
Appellant Mary Revell (“Revell”) appeals from the District Court’s grant of
summary judgment in favor of appellees the City of Jersey City, its police department, and
certain individual officers. The District Court granted appellees’ motions for summary
judgment as to all claims; Revell appeals from the District Court order with respect to her
First Amendment retaliation claim and her claim pursuant to the New Jersey Conscientious
Employee Protection Act (“CEPA”). For the reasons that follow, we will affirm.
I.
We write exclusively for the parties, who are familiar with the factual context and
legal history of this case. Therefore, we set forth only those facts necessary to our
analysis.
Revell, a Jersey City police officer, claimed that the City of Jersey City (“City”)
was seeking to purchase a new police radio communication system without open and
competitive bidding and without the publication of bid specifications. It was her
understanding that the City was steering the contract to a pre-selected company without
considering other companies who could provide a more efficient and cost-effective
system.
Revell asserted that improprieties were being committed, and wrote letters of
complaint to Acting Governor of New Jersey Richard Codey, to the U.S. Attorney’s Office
for the District of New Jersey, and to other public figures. In her letters, Revell alleged
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improprieties such as violations of state law and grant policies, and implored the offices to
look into these matters. She wrote the letters on her own personal stationery, did the work
outside the office, and never billed for any of the time. She signed certain of the letters
“Mary Revell, Private Citizen.”
Revell alleges that the appellees retaliated against her because of her letter writing
campaign. Her allegations of retaliatory conduct may be summed up as follows: Revell’s
brothers were threatened; appellee Troy told her one time to stop the letters; she was
directed to undergo a random drug test; she was directed to furnish a report explaining
why she was absent one day; appellee Mount called her a “bad catalyst”; appellee
McGreevy called her “half a cop”; Revell was transferred from the Property Room to a
new assignment on patrol duty on January 23, 2006. This transfer did not affect a cut in
rank, pay, or hours.
The District Court, in granting summary judgment to the defendants, held that
certain of Revell’s letters (speech), limited to the letters sent to various public officials,
were protected by the First Amendment. Revell v. City of Jersey City, No. 06-3210, 2009
WL 3152110, at *4 (D.N.J. Sept. 28, 2009). The court determined that Revell’s “letter-
writing campaign does not fall within the ambit of her official duties.” Id. at *5. The
court nonetheless concluded that Revell’s First Amendment retaliation claim failed,
because there was “no evidence supporting Plaintiff’s claims that she suffered retaliation.”
Id. The court held: “Plaintiff’s transfer and the alleged comments and behavior directed
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towards her do not amount to punitive conduct that would deter a person of ordinary
firmness from exercising her free speech rights,” and that the lack of adverse employment
action was fatal to Revell’s claims. Id. at *6, 8.
II.
The District Court had subject matter jurisdiction pursuant to 28 U.S.C. § 1331.
This Court has appellate jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary
review over orders granting summary judgment. Lauren W. v. DeFlaminis, 480 F.3d 259,
265 (3d Cir. 2007). We affirm those orders if our review reveals that “there is no genuine
issue of material fact and that the moving party is entitled to judgment as a matter of law.”
Id. at 265-66. We review the facts “in the light most favorable to the non-moving part[y],
and draw all reasonable factual inferences in” her favor. Id. at 266.
III.
To state a First Amendment retaliation claim, a plaintiff must show that (1) the
activity in question was protected by the First Amendment and (2) the protected activity
was a substantial factor in the alleged retaliatory action. Hill v. Borough of Kutztown, 455
F.3d 225, 241 (3d Cir. 2006); Hill v. City of Scranton, 411 F.3d 118, 125 (3d Cir. 2005).
The first factor is a question of law; the second factor is a question of fact. Borough of
Kutztown, 455 F.3d at 241.
To meet the burden of showing retaliatory action under the second factor, a plaintiff
must first show that the defendants’ action was “sufficient to deter a person of ordinary
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firmness from exercising” his or her rights. McKee v. Hart, 436 F.3d 165, 170 (3d Cir.
2006); Lauren W., 480 F.3d at 267. She must then show that her protected activity was a
substantial factor in causing this conduct. See Lauren W., 480 F.3d at 259. “To establish
the requisite causal connection, a plaintiff usually must prove either (1) an unusually
suggestive temporal proximity between the protected activity and the allegedly retaliatory
action, or (2) a pattern of antagonism coupled with timing to establish a causal link.” Id.
Plaintiff may also show causation “from the evidence gleaned from the record as a whole.”
Id.
Assuming, arguendo, that appellant engaged in protected activity, she fails to
demonstrate an adverse action taken against her, or that the protected activity was a
substantial factor in the alleged adverse action.1
The retaliatory conduct that Revell alleges is insufficient as a matter of law “to
deter a person of ordinary firmness from exercising [her] First Amendment rights.”
McKee, 436 F.3d at 170 (internal quotation marks omitted). Courts have declined to find
adverse action where the “alleged retaliatory acts were criticism, false accusations or
verbal reprimands.” Brennan v. Norton, 350 F.3d 399, 419 (3d Cir. 2003). Revell’s
allegations, which were equivalent to a few criticisms, admonishments, or verbal
1
As noted, the District Court agreed that “some of Plaintiff’s speech, limited to
those letters sent to various public officials, is protected by the First Amendment.” 2009
WL 3152110, at *4.
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reprimands, do not rise to the level of a campaign of retaliatory harassment.2
Significantly, Revell offers little proof that any of the conduct was done for the
purpose of retaliating against her. For example, on December 9, 2004, Revell’s brother
Luke was threatened by two Jersey City Police Department plainclothes officers. Yet
there is a lack of evidence that the attack on Luke was in retaliation for Revell’s letter-
writing. Revell also claims that the Department threatened to fire her brother Thomas.
Again, the record discloses no evidence that the threat to Thomas was linked to any
2
Judge Rendell disagrees with the conclusion that Revell failed to allege an
“adverse action” for purposes of her First Amendment claim. Revell averred that as a
result of her public disagreement with Defendants’ conduct, she was transferred from the
Property Room to a new assignment on patrol duty, where she lacked any meaningful
responsibilities and was not actually given patrol work; rather, she was stationed in a
hallway for several months without any tasks and was demeaned by her supervisor as
“half a cop” in front of fellow police officers. This transfer is sufficiently adverse under
relevant jurisprudence. See, e.g., Rutan v. Republican Party, 497 U.S. 62 (1990) (noting
that even “an act of retaliation as trivial as failing to hold a birthday party for a public
employee” is protected by the First Amendment if the conduct is “intended to punish her
for exercising her free speech rights.”); McKee v. Hart, 436 F.3d 165, 170 (3d Cir. 2006)
(“The effect of the alleged conduct on the employee’s freedom of speech need not be
great in order to be actionable.”) (internal quotations omitted). Under similar
circumstances, the Court of Appeals for the First Circuit recently found a transfer that
substantially altered an employee’s duties and working environment, but maintained her
same job title and salary, could lead a jury to conclude that the post-transfer working
conditions were “unreasonably inferior” to the prior employment situation. Rodriguez-
Garcia v. Miranda-Marin, 610 F.3d 756, 766 (1st Cir. 2010) (noting that the transfer
deprived plaintiff of her prior responsibilities, and she spent most of her time in a
windowless storage area doing nothing post-transfer). Indeed, this Court previously held
that “a cause of action is supplied by all but truly de minimis violations.” O’Connor v.
City of Newark, 440 F.3d 125 (3d Cir. 2006) (“A First Amendment retaliation claim will
lie for any individual act which meets this ‘deterrence threshold,’ and that threshold is
very low.”).
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retaliatory animus; rather, the record reveals evidence that the Department had
independent reasons for questioning Thomas’ position. Nor is there evidence that Revell’s
random drug test constituted retaliatory conduct. Finally, Revell argues in support of her
claim that appellee Troy in January 2005 told her to stop writing letters. Revell, however,
was not transferred until 2006, over one year later. We cannot conclude that these acts
satisfy the standard of “an unusually suggestive temporal proximity” which could prove
causation.
Revell has failed to carry her burden of showing that any particular named
defendant engaged in sufficient adverse conduct with a retaliatory animus, or that the acts
she alleges furnish the essential causation connection. In sum, there is insufficient
evidence to find that appellant’s letter-writing was a substantial factor in any negative or
adverse conduct directed towards her.
IV.
Having held that Revell has not satisfied her burdens of proving either adverse
action or that her letter-writing caused the actions which she alleges were adverse, we
need not address the appellees’ claim of qualified immunity.3
3
The doctrine of qualified immunity “protects government officials from liability
for civil damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Pearson v.
Callahan, 129 S. Ct. 808, 815 (2009) (internal quotation marks omitted).
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V.
Revell has similarly failed to demonstrate the adverse action necessary to maintain
a claim under CEPA. Under CEPA, “‘[r]etaliatory action’ means the discharge,
suspension or demotion of an employee, or other adverse employment action taken against
an employee in the terms and conditions of employment.” N.J.S.A. 34:19-2e. According
to the New Jersey courts, CEPA requires “an employer’s action to have either impacted on
the employee’s ‘compensation or rank’ or be ‘virtually equivalent to discharge.’” Klein v.
Univ. of Med. and Dentistry of N.J., 871 A.2d 681, 691 (N.J. Super. 2005). “Moreover,
retaliatory action does not encompass action taken to effectuate the discharge, suspension
or demotion but rather speaks in terms of completed action.” Id. (internal quotation marks
omitted).
“The imposition of a minor sanction is insufficient to constitute a retaliatory action
under the statute. Nor does the imposition of a condition on continued performance
of duties in and of itself constitute an adverse employment action as a matter of
law, absent evidence of adverse consequences flowing from that condition.”
Id. at 691-92 (internal citations omitted). No reasonable juror could find that
Revell has satisfied this standard. At most, she has shown that the actions complained
about do not impact her compensation or rank, and were not virtually equivalent to
discharge. She thus fails to state a claim under the CEPA.
We will affirm the judgment of the District Court.
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