FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
POWELL’S BOOKS, INC.; OLD
MULTNOMAH BOOK STORE, LTD.,
DBA Annie Bloom’s Books; DARK
HORSE COMICS, INC.; COLETTE’S:
GOOD FOOD + HUNGRY MINDS,
LLC; BLUEJAY, INC., DBA Paulina
Springs Books; ST. JOHN’S
BOOKSELLERS, LLC; AMERICAN
BOOKSELLERS FOUNDATION FOR FREE
EXPRESSION; ASSOCIATION OF
AMERICAN PUBLISHERS, INC.;
FREEDOM TO READ FOUNDATION,
INC.; COMIC BOOK LEGAL DEFENSE
FUND,
Plaintiffs-Appellants,
and
AMERICAN CIVIL LIBERTIES UNION OF
OREGON; CANDACE MORGAN;
PLANNED PARENTHOOD OF THE
COLUMBIA/WILLAMETTE, INC.;
CASCADE AIDS PROJECT,
Plaintiffs,
v.
14447
14448 POWELL’S BOOKS v. KROGER
JOHN R. KROGER, in his official
capacity as Attorney General of
the State of Oregon; MATT
SHIRTCLIFF, Baker County District
Attorney, in his official capacity;
JOHN HAROLDSON, Benton County
District Attorney, in his official
capacity; JOHN FOOTE, Clackamas
County District Attorney, in his
official capacity; JOSHUA MARQUIS,
Clatsop County District Attorney,
in his official capacity; STEVE
ATCHISON, Columbia County
District Attorney, in his official
capacity; PAUL FRASIER, Coos
County District Attorney, in his
official capacity; GARY WILLIAMS,
Crook County District Attorney, in
his official capacity; EVERETT
DIAL, Curry County District
Attorney, in his official capacity;
MICHAEL DUGAN, Deschutes
County District Attorney, in his
official capacity; JACK BANTA,
Douglas County District Attorney,
in his official capacity; MARION
WEATHERFORD, Gilliam County
District Attorney, in his official
capacity; RYAN JOSLIN, Grant
County District Attorney, in his
official capacity;
POWELL’S BOOKS v. KROGER 14449
TIM COLAHAN, Harney County
District Attorney, in his official
capacity; JOHN SEWELL, Hood
River County District Attorney, in
his official capacity; MARK
HUDDLESTON, Jackson County
District Attorney, in his official
capacity; PETER L. DEUEL,
Jefferson County District Attorney,
in his official capacity; STEPHEN D.
CAMPBELL, Josephine County
District Attorney, in his official
capacity; EDWIN I. CALEB, Klamath
County District Attorney, in his
official capacity; DAVID A.
SCHUTT, Lake County District
Attorney, in his official capacity;
DOUGLASS HARCLEROAD, Lane
County District Attorney, in his
official capacity; BERNICE BARNETT,
Lincoln County District Attorney,
in her official capacity; JASON
CARLILE, Linn County District
Attorney, in his official capacity;
DAN NORRIS, Malheur County
District Attorney, in his official
capacity; WALTER M. BEGLAU,
Marion County District Attorney,
in his official capacity; ELIZABETH
BALLARD, Morrow County District
Attorney, in her official capacity;
14450 POWELL’S BOOKS v. KROGER
MICHAEL D. SCHRUNK, Multnomah
County District Attorney, in his
official capacity; JOHN FISHER,
Polk County District Attorney, in
his official capacity; WADE M.
MCLEOD, Sherman County District
Attorney, in his official capacity;
WILLIAM BRYAN PORTER, Tillamook
County District Attorney, in his
official capacity; DEAN GUSHWA,
Umatilla County District Attorney,
in his official capacity; TIM
THOMPSON, Union County District No. 09-35153
Attorney, in his official capacity; D.C. No.
DANIEL OUSLEY, Wallowa County 3:08-cv-00501-MO
District Attorney, in his official
capacity; ERIC J. NISLEY, Wasco
County District Attorney, in his
official capacity; ROBERT
HERMANN, Washington County
District Attorney, in his official
capacity; THOMAS W. CUTSFORTH,
Wheeler County District Attorney,
in his official capacity; BRAD
BERRY, Yamhill County District
Attorney, in his official capacity,
Defendants-Appellees.
POWELL’S BOOKS v. KROGER 14451
AMERICAN CIVIL LIBERTIES UNION OF
OREGON; CANDACE MORGAN;
PLANNED PARENTHOOD OF THE
COLUMBIA/WILLAMETTE, INC.;
CASCADE AIDS PROJECT,
Plaintiffs-Appellants,
and
POWELL’S BOOKS, INC.; OLD
MULTNOMAH BOOK STORE, LTD.,
DBA Annie Bloom’s Books; DARK
HORSE COMICS, INC.; COLETTE’S:
GOOD FOOD + HUNGRY MINDS,
LLC; BLUEJAY, INC., DBA Paulina
Springs Books; ST. JOHN’S
BOOKSELLERS, LLC; AMERICAN
BOOKSELLERS FOUNDATION FOR FREE
EXPRESSION; ASSOCIATION OF
AMERICAN PUBLISHERS, INC.;
FREEDOM TO READ FOUNDATION,
INC.; COMIC BOOK LEGAL DEFENSE
FUND,
Plaintiffs,
v.
14452 POWELL’S BOOKS v. KROGER
JOHN R. KROGER, in his official
capacity as Attorney General of
the State of Oregon; MATT
SHIRTCLIFF, Baker County District
Attorney, in his official capacity;
JOHN HAROLDSON, Benton County
District Attorney, in his official
capacity; JOHN FOOTE, Clackamas
County District Attorney, in his
official capacity; JOSHUA MARQUIS,
Clatsop County District Attorney,
in his official capacity; STEVE
ATCHISON, Columbia County
District Attorney, in his official
capacity; PAUL FRASIER, Coos
County District Attorney, in his
official capacity; GARY WILLIAMS,
Crook County District Attorney, in
his official capacity; EVERETT
DIAL, Curry County District
Attorney, in his official capacity;
MICHAEL DUGAN, Deschutes
County District Attorney, in his
official capacity; JACK BANTA,
Douglas County District Attorney,
in his official capacity; MARION
WEATHERFORD, Gilliam County
District Attorney, in his official
capacity; RYAN JOSLIN, Grant
County District Attorney, in his
official capacity;
POWELL’S BOOKS v. KROGER 14453
TIM COLAHAN, Harney County
District Attorney, in his official
capacity; JOHN SEWELL, Hood
River County District Attorney, in
his official capacity; MARK
HUDDLESTON, Jackson County
District Attorney, in his official
capacity; PETER L. DEUEL,
Jefferson County District Attorney,
in his official capacity; STEPHEN D.
CAMPBELL, Josephine County
District Attorney, in his official
capacity; EDWIN I. CALEB, Klamath
County District Attorney, in his
official capacity; DAVID A.
SCHUTT, Lake County District
Attorney, in his official capacity;
DOUGLASS HARCLEROAD, Lane
County District Attorney, in his
official capacity; BERNICE BARNETT,
Lincoln County District Attorney,
in her official capacity; JASON
CARLILE, Linn County District
Attorney, in his official capacity;
DAN NORRIS, Malheur County
District Attorney, in his official
capacity; WALTER M. BEGLAU,
Marion County District Attorney,
in his official capacity; ELIZABETH
BALLARD, Morrow County District
Attorney, in her official capacity;
14454 POWELL’S BOOKS v. KROGER
MICHAEL D. SCHRUNK, Multnomah
County District Attorney, in his
official capacity; JOHN FISHER,
Polk County District Attorney, in
his official capacity; WADE M.
MCLEOD, Sherman County District
Attorney, in his official capacity;
WILLIAM BRYAN PORTER, Tillamook
County District Attorney, in his
official capacity; DEAN GUSHWA,
Umatilla County District Attorney,
in his official capacity; TIM No. 09-35154
THOMPSON, Union County District
Attorney, in his official capacity; D.C. No.
3:08-cv-00501-MO
DANIEL OUSLEY, Wallowa County
District Attorney, in his official OPINION
capacity; ERIC J. NISLEY, Wasco
County District Attorney, in his
official capacity; ROBERT
HERMANN, Washington County
District Attorney, in his official
capacity; THOMAS W. CUTSFORTH,
Wheeler County District Attorney,
in his official capacity; BRAD
BERRY, Yamhill County District
Attorney, in his official capacity,
Defendants-Appellees.
Appeal from the United States District Court
for the District of Oregon
Michael W. Mosman, District Judge, Presiding
Argued and Submitted
June 8, 2010—Portland, Oregon
Filed September 20, 2010
POWELL’S BOOKS v. KROGER 14455
Before: Ferdinand F. Fernandez, M. Margaret McKeown,
and Richard A. Paez, Circuit Judges.
Opinion by Judge McKeown
POWELL’S BOOKS v. KROGER 14457
COUNSEL
Michael A. Bamberger, Sonnenschein Nath & Rosenthal LLP,
New York, New York; P.K. Runkles-Pearson, Stoel Rives
14458 POWELL’S BOOKS v. KROGER
LLP, Portland, Oregon; Chin See Ming, ACLU Foundation of
Oregon, Inc., Portland, Oregon, for the plaintiffs-appellants.
Michael A. Casper, Oregon Department of Justice, Salem,
Oregon, for the defendants-appellees.
J. Joshua Wheeler, The Thomas Jefferson Center for the Pro-
tection of Free Expression, Charlottesville, Virginia, for
amicus curiae.
OPINION
McKEOWN, Circuit Judge:
We consider here the constitutionality of a pair of Oregon
statutes intended to stop child sexual abuse in its early stages.
The statutes broadly take aim at practices of “luring” and
“grooming” that expose minors to sexually explicit materials
in the hopes of lowering their inhibitions against engaging in
sexual conduct. The “furnishing” statute, Oregon Revised
Statutes § 167.054 (“section 054”), criminalizes providing
children under the age of thirteen with sexually explicit mate-
rial. The “luring” statute, § 167.057 (“section 057”), criminal-
izes providing minors under the age of eighteen with visual,
verbal, or narrative descriptions of sexual conduct for the pur-
pose of sexually arousing the minor or the furnisher, or induc-
ing the minor to engage in sexual conduct.
Appellants, a broad cross-section of booksellers; non-profit
literary, legal, and health organizations; and a concerned
grandmother (together, “Powell’s Books”), argue that these
statutes violate the First Amendment. In particular, Powell’s
Books claims, among other things, that the statutes are
facially overbroad and criminalize a substantial amount of
constitutionally protected speech. We agree.
POWELL’S BOOKS v. KROGER 14459
Although the state argues that the statutes may be construed
to narrowly focus on the sharing of hardcore pornography or
material that is obscene to minors alone, its position is contra-
dicted by the statutory text. Repeated reliance on the legisla-
ture’s efforts to combat hardcore pornography cannot change
the text of the statute. The legislative goal does not match the
text of the statutes; the statutes’ undoing is their overbreadth.
In their current form, the statutes sweep up a host of material
entitled to constitutional protection, ranging from standard
sexual education materials to novels for children and young
adults by Judy Blume. Despite the legislature’s laudable
goals, we cannot rewrite the statute to conform to constitu-
tional limitations.1
BACKGROUND
We begin with a review of the statutory scheme. The stat-
utes follow a series of related anti-child abuse laws that the
Oregon courts invalidated under the state constitution’s
speech clause in 2000. See State v. Maynard, 5 P.3d 1142,
1149-51 (Or. Ct. App. 2000) (discussing previous cases). In
2007, the legislature went back to the drawing board and
enacted the current statutes in an effort to address the per-
ceived gap in Oregon’s child abuse prevention scheme.
Section 054, the “furnishing” statute, criminalizes the act of
“intentionally furnish[ing] a child [under the age of thirteen],
or intentionally permit[ting] a child to view, sexually explicit
material” where the person “knows that the material is sexu-
ally explicit material.” OR. REV. STAT. § 167.054(1).2 Furnish-
ing is a Class A misdemeanor. This section includes several
1
Because the statutes are unconstitutionally overbroad, we do not
address the challenge to the provisions as void for vagueness or the chal-
lenges to the statutes as applied to particular works.
2
The Oregon statutes define “child” as “a person under 13 years of age.”
OR. REV. STAT. § 167.051(1). “ ‘Furnishes’ means to sell, give, rent, loan
or otherwise provide.” Id. § 167.051(2).
14460 POWELL’S BOOKS v. KROGER
exemptions, including immunity for acts of furnishing mate-
rial whose “sexually explicit portions . . . form merely an inci-
dental part of an otherwise nonoffending whole and serve
some purpose other than titillation.” Id. § 167.054(2)(b).3 Sec-
tion 054 also includes a number of affirmative defenses.4
Section 057 criminalizes “luring,” which is defined as
“[f]urnish[ing] to, or us[ing] with, a minor” a “visual repre-
sentation or explicit verbal description or narrative account of
sexual conduct” for the purpose of “[a]rousing or satisfying
the sexual desires of the person or the minor” or “[i]nducing
the minor to engage in sexual conduct.” Id. § 167.057(1).5
Luring is a Class C felony. Like section 054, section 057
exempts the furnishing or use of “a representation, description
or account of sexual conduct that forms merely an incidental
part of an otherwise nonoffending whole and serves some
purpose other than titillation.” Id. § 167.057(2). The section
also includes similar affirmative defenses.6
3
Employees of museums, schools, law enforcement agencies, medical
treatment providers, and public libraries acting within the scope of regular
employment are also exempt from prosecution. OR. REV. STAT.
§ 167.054(2)(a)
4
In particular, it is an affirmative defense that the material was furnished
(or that viewing was permitted) “solely for the purpose of sex education,
art education or psychological treatment” by a parent or legal guardian, an
education or treatment provider, or their agent. OR. REV. STAT.
§ 167.054(3)(a). It is also an affirmative defense to have “reasonable cause
to believe” that the person who received or viewed the material was not
a child, or that the defendant was less than three years older than the child.
Id. § 167.054(3)(b)-(c).
5
Plaintiffs do not challenge the constitutionality of the inducing prong,
and we do not address it here. See OR. REV. STAT. § 174.040 (noting that
“if any part of a statute is held unconstitutional, the remaining parts shall
remain in force unless” an enumerated exception applies).
6
In particular, it is an affirmative defense to furnish or use the material
for psychological or medical treatment by a treatment provider or her
agent, but it is not a defense to provide the material for sex or art educa-
tion by permission of a parent or legal guardian. OR. REV. STAT.
§ 167.057(3)(a). It is also an affirmative defense to have “reasonable cause
to believe” the recipient of the material or person with whom the material
was used was not a minor, id. § 167.057(3)(b), or that the defendant was
less than three years older than the minor. Id. § 167.057(3)(c).
POWELL’S BOOKS v. KROGER 14461
Powell’s Books brought suit seeking a declaration of the
unconstitutionality of, and injunction against enforcement of,
sections 054 and 057 under the First, Fifth, and Fourteenth
Amendments. The district court denied Powell’s Books’
motions for preliminary and permanent injunctions, finding
the statutes neither unconstitutionally overbroad nor void for
vagueness. Powell’s Books, Inc. v. Myers, 599 F. Supp. 2d
1226, 1243-44, 1246-47, 1249-50 (D. Or. 2008). The district
court also rejected Powell’s Books’ pre-enforcement, as-
applied challenges on grounds that the plaintiffs were too
diverse and that the works that allegedly fell within the reach
of the statutes were too dissimilar. Id. at 1235-36.
ANALYSIS
We address Powell’s Books’ overbreadth challenge alone
as it suffices to dispose of this case.7 In examining an over-
breadth challenge, we follow a familiar sequential analysis.
First, we construe the reach of the statutory provisions. United
States v. Williams, 553 U.S. 285, 293 (2008). Second, we
inquire whether the statute criminalizes a “substantial
amount” of expressive activity. Id. at 297. Finally, we con-
sider whether the statute is “readily susceptible” to a limiting
construction that would render it constitutional. Virginia v.
Am. Booksellers Ass’n, 484 U.S. 383, 397 (1988) (internal
quotation marks omitted).
The statutes cannot survive this inquiry. Contrary to the
state’s position, the statutes reach the distribution of far more
material than hardcore pornography or material that is
obscene to minors, and they implicate a substantial amount of
7
We review de novo the denial of declaratory relief. Wagner v. Prof’l
Eng’rs in Cal. Gov’t, 354 F.3d 1036, 1040 (9th Cir. 2004). We review
denial of a permanent injunction for an abuse of discretion, but review the
underlying determination of the statutes’ constitutionality de novo and the
underlying findings of fact for clear error. Ting v. AT&T, 319 F.3d 1126,
1135 (9th Cir. 2003).
14462 POWELL’S BOOKS v. KROGER
constitutionally protected speech. In addition, the statutes are
not subject to a limiting construction that would make them
constitutional. For this reason, we conclude that Oregon
Revised Statutes §§ 167.054 and 167.057 (except the “induc-
ing” prong, which is not at issue here) are unconstitutionally
overbroad and must be invalidated.
I. THE SCOPE OF SECTIONS 054 AND 057
We begin with the scope of the statutes. In construing the
reach of sections 054 and 057, our role is to “interpret the law
as would the [Oregon] Supreme Court.” Planned Parenthood
of Idaho, Inc. v. Wasden, 376 F.3d 908, 925 (9th Cir. 2004).
This process is a different undertaking than construing a fed-
eral statute. Under Oregon rules of construction, we first con-
sider text and context together. State v. Gaines, 206 P.3d
1042, 1050-51 (Or. 2009). We may also consider legislative
history proffered by a party to the extent that it is useful. Id.
If the scope of the statute remains ambiguous at that point in
the analysis, we may then turn to “general maxims of statu-
tory construction” to resolve our uncertainty. Id. The Oregon
approach contrasts with the standard federal statutory con-
struction, which looks first to the text and then, in the case of
ambiguity, employs the canons of construction and, in light of
the debate over its significance, may or may not involve a ref-
erence to legislative history. See Clark v. Martinez, 543 U.S.
371, 385 (2005); Exxon Mobil Corp. v. Allapattah Servs., Inc.,
545 U.S. 546, 568 (2005).
[1] On their face, the liability provisions of sections 054
and 057 cover a range of material. Section 054(1) criminalizes
furnishing “sexually explicit material” to children. The defini-
tions provision of the statute, § 167.051, specifically defines
“sexually explicit material” as “material containing visual
images” of:
(a) Human masturbation or sexual intercourse;
POWELL’S BOOKS v. KROGER 14463
(b) Genital-genital, oral-genital, anal-genital or oral-
anal contact, whether between persons of the same
or opposite sex or between humans and animals; or
(c) Penetration of the vagina or rectum by any object
other than as part of a personal hygiene practice.
Id. § 167.051(5).
[2] Section 057(1) criminalizes furnishing a minor or “us-
[ing]” a “visual representation or explicit verbal description or
narrative account of sexual conduct” with a minor.8 “Sexual
conduct” is defined as the same acts depicted in “sexually
explicit material,” except it adds the “[t]ouching of the geni-
tals, pubic areas or buttocks of the human male or female or
of the breasts of the human female.” Id. § 167.051(4). The
definition of “sexual conduct” is also narrower in that it
excludes “[p]enetration of the vagina or rectum by any
object” where “part of a medical diagnosis or as part of a per-
sonal hygiene practice,” whereas the definition of “sexually
explicit material” only excludes such penetration when part of
a “personal hygiene practice.” Compare OR. REV. STAT.
§ 167.051(4)(c) with OR. REV. STAT. § 167.051(5)(c).
The state chiefly seeks to limit the breadth of sections 054
and 057 based on the exemption from liability that appears in
both provisions—that is, the exemption for materials whose
sexual content “form[s] merely an incidental part of an other-
wise nonoffending whole and serves some purpose other than
titillation.” See OR. REV. STAT. § 167.054(2)(b); see also id.
§ 167.057(2). In the state’s view, this exemption narrows the
8
Because the statute does not define “explicit” as it is used in section
057, we refer to its ordinary, dictionary meaning—that is, as “fully
revealed or expressed without vagueness, implication, or ambiguity” and
“open in the depiction of nudity or sexuality.” Merriam-Webster Online
Dictionary (2010), http://www.merriam-webster.com/dictionary/explicit;
see Doe v. Medford Sch. Dist. 549C, 221 P.3d 787, 792 (Or. Ct. App.
2009).
14464 POWELL’S BOOKS v. KROGER
statutes to bar the dissemination only of “hardcore pornogra-
phy” to children and minors.
[3] This argument is unavailing. The text and context show
that the statutes cover far more than what might qualify as
hardcore pornography. The statutory text makes no mention
of “hardcore pornography,” but rather refers to “sexually
explicit material” and a “visual representation or explicit ver-
bal description or narrative account of sexual conduct.” OR.
REV. STAT. §§ 167.054(1), 167.057(1)(a). As the materials in
the record show, whatever the precise boundaries of hardcore
pornography may be, the statutes clearly extend beyond them.
Powell’s Books submitted a wide array of books to illustrate
its argument. Consider, for example, the well-known draw-
ings of sex acts in The Joy of Sex; the cartoon depictions of
sexual intercourse in the children’s book, Mommy Laid an
Egg, or Where Do Babies Come From? by Babette Cole; or
the fantastical sex scene between Charlotte and Lord Griffin
in Kentaro Miura’s manga, Berserk. All are visual depictions
of “sexual intercourse” under section 054, yet they hardly
count as hardcore pornography.
[4] Similarly, the references to the “visual representation”
and “explicit” verbal depictions of “sexual conduct” in section
057 are not synonymous with hardcore pornography. Section
057 reaches representations of activity, including the touching
of breasts or buttocks, that are commonly seen or read outside
of pornographic materials, hardcore or otherwise. Examples
include the books listed above, along with the scenes of “sex-
ual conduct” that appear in a work like Margaret Atwood’s
classic and frequently-taught novel, The Handmaid’s Tale.
To be sure, the exemption constrains the statutes’ reach to
a certain extent. It does not, however, limit their application
to materials that fall outside constitutional protection. Again
the text and context make this clear. As a preliminary matter,
we note that the requirement of a non-“titillating” purpose
refers to the explicit portion of the materials, and not the work
POWELL’S BOOKS v. KROGER 14465
as a whole. In section 054, the word “serve” agrees grammati-
cally with “sexually explicit portions,” not with the “nonof-
fending whole.” See OR. REV. STAT. § 167.054(2)(b) (referring
to “material the sexually explicit portions of which form
merely an incidental part of an otherwise nonoffending whole
and serve some purpose other than titillation”). Similarly, in
section 057, the word “serves” agrees with “representation,
description or account of sexual conduct.” See id.
§ 167.057(2) (referring to “a representation, description or
account of sexual conduct that forms merely an incidental part
of an otherwise nonoffending whole and serves some purpose
other than titillation”). Thus, the exemption considers whether
the explicit portion of the material, and not the work as such
or as a whole, serves some purpose other than arousal.
The state bases its “hardcore pornography” argument on a
disjunctive reading of the exemption. In the state’s view, a
work may provide the basis for prosecution unless its explicit
portions form “merely an incidental part of an otherwise non-
offending whole” or “serve some purpose other than titilla-
tion.” To put this the other way around, the exemption
ostensibly protects a work from giving rise to liability unless
its sexually explicit portions form more than an incidental
portion of the work as a whole and solely intend to titillate.
Thus, the state argues, the statutes only cover hardcore pornog-
raphy.9
The problem, however, is that the statute does not say “or”
—it says “and.” The two conditions for exemption from pros-
ecution are plainly written in the conjunctive: a defendant
must satisfy both conditions in order to avoid prosecution.
Thus, a work might still give rise to liability if its sexually
explicit portions solely intend to titillate but are only an inci-
9
Because we reject this line of analysis, we do not address whether the
state’s definition of hardcore pornography is a viable one. Indeed, our
decision rests on the text of the statute as written, not on an undefined
premise that it targets hardcore pornography.
14466 POWELL’S BOOKS v. KROGER
dental part of the work as a whole (e.g., arguably, some of the
sex scenes in Berserk). Likewise, a work might give rise to
liability if its sexually explicit portions are more than an inci-
dental part of the work, but do not solely intend to titillate
(e.g., The Handmaid’s Tale). Neither work, on the state’s def-
inition, constitutes hardcore pornography, yet they still poten-
tially run afoul of the statutes.10
The state makes two related arguments that we decline to
embrace. First, the state relies heavily on State v. Maynard, a
decision by the Oregon Court of Appeals construing the pre-
decessor provision to the exemption. In Maynard, the court
addressed a statute that criminalized furnishing minors any
visual representation of “a person or portion of the human
body that depicts nudity, sadomasochistic abuse, sexual con-
duct or sexual excitement.” OR. REV. STAT. § 167.065(1)(a)
(repealed 2007). The statute provided an affirmative defense
that is essentially identical to the exemption in sections 054
and 057: namely, a defense for so-called “contraband” that
was “merely an incidental part of an otherwise nonoffending
whole, and serving some purpose therein other than titilla-
tion[.]” OR. REV. STAT. § 167.085 (amended 2007).11 Reading
these provisions together, the court in Maynard construed the
statute as “seek[ing] to prevent harm to children by prohibit-
ing attempts to titillate them by means of sexually explicit
10
Although the state cites several cases construing “and” to mean “or,”
they are all inapposite. See Slodov v. United States, 436 U.S. 238, 246-47
(1978) (same, where alternative reading would undermine the statute’s
purpose); United States v. Bonilla-Montenegro, 331 F.3d 1047, 1050-51
(9th Cir. 2003) (reading “and” disjunctively to avoid surplusage); Ollilo
v. Clatskanie People’s Util. Dist., 132 P.2d 416, 419 (Or. 1942) (constru-
ing the term “and/or”); Pendleton Sch. Dist. 16R v. State, 185 P.3d 471,
479 (Or. Ct. App. 2008) (reading “and” disjunctively to avoid internal
contradiction), aff’d in part and rev’d in part on other grounds, 200 P.3d
133 (Or. 2009).
11
As the court explained, “titillate” in this context meant “to [sexually]
excite pleasurably or agreeably” or to “arouse by stimulation.” Maynard,
5 P.3d at 1147 (internal quotation marks omitted).
POWELL’S BOOKS v. KROGER 14467
materials” and to “protect[ ] children from the harmful effects
of viewing hardcore pornography.” Maynard, 5 P.3d at 1147,
1148 (internal quotation marks omitted). The court especially
based its interpretation on the defense in former § 167.085,
which “plainly . . . applie[d] to those materials not primarily
intended to titillate the victim.” Id. at 1147.
The state argues that Maynard requires construing sections
054 and 057 as limited to hardcore materials. Maynard, how-
ever, is of limited relevance and does not authorize reading
the exemption in the state’s expansive manner. In holding that
the statute was aimed at the effects of exposure to hardcore
pornography, Maynard did not construe the scope of the stat-
ute, but rather addressed the threshold issue, under Oregon
free speech doctrine, of whether the statute “sufficiently iden-
tified the harmful effects it sought to prevent.” Id. at 1146.12
Indeed, upon turning to the scope of the material covered, the
court went on to strike down the statute as overbroad. See id.
at 1150-51.13 Thus, even assuming that, under Maynard, sec-
tions 054 and 057 similarly aim at effects the legislature
deemed harmful, that does not determine what materials actu-
ally fall within their reach.
[5] As a second line of defense, the state cites legislative
history that likewise reflects the legislature’s concerns about
minors’ exposure to hardcore pornography. In the state’s
12
Under the Oregon framework, courts examine first whether the restric-
tion aims at the content of speech or the harmful effects of speech. If the
law targets content, it is unconstitutional unless the restraint is confined
within some historical exception. If the law targets effects, courts scruti-
nize it for overbreadth. State v. Robertson, 649 P.2d 569, 576-77 (Or.
1982).
13
Significantly, in Maynard the court specifically held the statute to be
overbroad because the defense did not apply to all acts of “furnishing,” but
rather only to the acts of “display,” “showing,” and “exhibition.” May-
nard, 5 P.3d at 1150-51. Contrary to the state’s argument, Maynard did
not reach the issue of whether the defense was sufficient to save the statute
from overbreadth with respect to the expressive activity it did cover.
14468 POWELL’S BOOKS v. KROGER
view, the legislature was highly cognizant of state court deci-
sions striking down previous laws on sharing explicit materi-
als with minors as overbroad and endeavored to draft a statute
focused narrowly on hardcore pornography.14 However,
“[w]hen the text of a statute is truly capable of having only
one meaning, no weight can be given to legislative history
that suggests—or even confirms—that legislators intended
something different.” Gaines, 206 P.3d at 1051. Regardless of
any contrary suggestions in the legislative history, the statu-
tory text is plainly not limited to offending pornographic
materials that the state hoped to target. In short, good inten-
tions cannot trump the language of the statute.
II. THE CRIMINALIZATION OF A SUBSTANTIAL AMOUNT OF
EXPRESSIVE ACTIVITY
[6] Having delimited the reach of the statutes, we consider
whether they criminalize a substantial amount of expressive
activity.15 States may restrict the access of minors to obscene
14
See, e.g., Maynard, 5 P.3d at 1150 (invalidating statute that criminal-
ized visual images of sexual conduct and sexual excitement “regardless of
the significance of such depictions in the context of the materials taken as
a whole”); State v. Woodcock, 706 P.2d 1012, 1013 (Or. Ct. App. 1985)
(deeming overbroad a statute that “essentially prohibits furnishing minors
with any printed matter containing ‘dirty words’ no matter how incidental
the objectionable language is in the context of the work as a whole”); State
v. Frink, 653 P.2d 553, 555 (Or. Ct. App. 1982) (invalidating a ban on fur-
nishing a minor with materials that depict nudity regardless of erotic con-
tent).
15
The state argues that section 057 is directed at the conduct of “luring
minors using pornography” and not speech, and thus falls outside First
Amendment protections. However, the statute plainly applies to materials
covered by the First Amendment. The statute does not proscribe speech
that is integral or limited to criminal conduct—that is, speech that is “the
vehicle” for a crime. United States v. Dhingra, 371 F.3d 557, 561 (9th Cir.
2004); United States v. Meek, 366 F.3d 705, 721 (9th Cir. 2004). Section
057 curbs speech used to induce prospective victims to engage in sexual
activity but also criminalizes providing materials to arouse or satisfy sex-
ual desires. OR. REV. STAT. § 167.057(1)(b). Whereas inducing a minor to
engage in sexual activity is independently criminal, arousing oneself or a
minor is not.
POWELL’S BOOKS v. KROGER 14469
material so long as the legislature has a rational basis “to find
that exposure to material condemned by the statute is harmful
to minors.” Ginsberg v. New York, 390 U.S. 629, 641 (1968).
A state may impose such restrictions even if the material at
issue is not obscene to adults. Am. Booksellers Found. v.
Dean, 342 F.3d 96, 101 (2d Cir. 2003). However, “[s]peech
that is neither obscene as to youths nor subject to some other
legitimate proscription cannot be suppressed solely to protect
the young from ideas or images that a legislative body thinks
unsuitable for them.” Erznoznik v. Jacksonville, 422 U.S. 205,
213-14 (1975).
In Ginsberg, the Court upheld a New York statute that
criminalized the sale of “girlie magazines” to persons under
the age of seventeen. 390 U.S. at 631-33. This statute incorpo-
rated the obscenity test previously articulated in Memoirs v.
Massachusetts, namely, that a work is obscene if
(a) the dominant theme of the material taken as a
whole appeals to a prurient interest in sex; (b) the
material is patently offensive because it affronts con-
temporary community standards relating to the
description or representation of sexual matters; and
(c) the material is utterly without redeeming social
value.
383 U.S. 413, 418 (1966).
Five years after Ginsberg, the Court revisited the question
of the appropriate obscenity standard for adults in Miller v.
California, 413 U.S. 15 (1973). The Court explicitly rejected
the lack of “redeeming social value” prong set forth in Mem-
oirs, holding that a state could criminalize the distribution of
only those materials that “taken as a whole, do not have seri-
ous literary, artistic, political, or scientific value.” Id. at 24.16
16
The Court left the other two prongs substantially unchanged, holding
that material was obscene if “the average person, applying contemporary
14470 POWELL’S BOOKS v. KROGER
The Supreme Court has never explicitly extended the “seri-
ous value” standard to obscenity for minors. See Entm’t Soft-
ware Ass’n v. Blagojevich, 469 F.3d 641, 648 (7th Cir. 2006)
(citing cases). The parties, however, argue that Miller’s
amendment with respect to adults also applies to minors. A
number of our sister circuits have approved of the adaptation
of Miller to minors as well. See, e.g., Am. Booksellers v.
Webb, 919 F.2d 1493, 1503 & n.18 (11th Cir. 1990); Am.
Booksellers Ass’n v. Virginia, 882 F.2d 125, 127 n. 2 (4th Cir.
1989); M.S. News Co. v. Casado, 721 F.2d 1281, 1286-87
(10th Cir. 1983).
[7] Ultimately, we need not decide this issue as the statutes
are overbroad under both frameworks. Sections 054 and 057
sweep up material that, when taken as a whole, has serious lit-
erary, artistic, political, or scientific value for minors and thus
also has at least some “redeeming social value.” Because the
statutes sweep beyond Miller’s more lenient definition of
obscenity, they necessarily extend beyond the Ginsburg for-
mulation as well. In addition, sections 054 and 057 do not
limit themselves to material that predominantly appeals to
minors’ prurient interest. As a result, the statutes reach a sub-
stantial amount of constitutionally protected speech. Because
the statutes fail to satisfy the first two prongs of Mil-
ler/Ginsberg, we need not determine whether they also crimi-
nalize the furnishing of a significant amount of material that
is not patently offensive.
A. SERIOUS VALUE
[8] Nothing in the language of the statutes, including the
exemptions, takes the “serious value” of the work as a whole
community standards would find that the work, taken as a whole, appeals
to the prurient interest” and “the work depicts or describes, in a patently
offensive way, sexual conduct specifically defined by the applicable state
law.” Miller, 413 U.S. at 24 (internal citation and quotation marks omit-
ted).
POWELL’S BOOKS v. KROGER 14471
into account, or, for that matter, whether the work possesses
any “redeeming social value.” A pair of examples from the
record highlight the statutes’ overbreadth in this regard. It’s
Perfectly Normal is a sexual education book containing sim-
ple line drawings that include non-obscene but unmistakable
images of sexual intercourse and masturbation. As its subtitle
indicates, the book provides frank information about “chang-
ing bodies, growing up, sex & sexual health,” and thus does
not lack serious scientific value even for children under the
age of thirteen. The images of sexual intercourse and mastur-
bation are “sexually explicit material” and, pursuant to section
054, they may not be furnished to children under the age of
thirteen. OR. REV. STAT. §§ 167.054(1); 167.051(5)(a). While
their primary purpose is education rather than titillation, the
images of sexual intercourse and masturbation are not an “in-
cidental” portion of the work as a whole, as they cannot be
considered subordinate or nonessential in a sexual education
manual. Thus, the exemption fails to shelter sexual education
materials like It’s Perfectly Normal from liability.
[9] Similarly, section 057 sweeps up works like Forever,
a coming-of-age novel written by Judy Blume. Forever
includes explicit narrative accounts of masturbation, sexual
intercourse, and genital-genital contact, which are all depic-
tions of sexual conduct that may not be shared with minors,
if the furnisher intends to arouse the minor or the furnisher.
See OR. REV. STAT. §§ 167.057(a)-(b); 167.051(4)(a)-(b). But
Forever certainly contains serious artistic or literary value as
to minors as a whole, and the explicit narrative accounts in
Forever are not incidental to the coming of age story. See
Ashcroft v. Free Speech Coal., 535 U.S. 234, 248 (2002)
(explaining that inclusion of obscene portions that are part of
the narrative of a non-obscene work do not cause “the work
itself . . . [to] become obscene”). These examples are hardly
exotic. They demonstrate that the statutes reach a substantial
number of works that are not obscene to children or minors
because they fail to take into account the value of the work
as a whole.
14472 POWELL’S BOOKS v. KROGER
B. PRURIENT INTEREST
[10] The statutes also do not limit themselves to material
that predominantly appeals to prurient interest. Such material
is understood to trigger responses “over and beyond” normal
sexual arousal. Brockett v. Spokane Arcades, Inc., 472 U.S.
491, 498-99 (1985). Section 054 defines sexually explicit
material to consist of visual images of sexual intercourse as
well as more specific subcategories. This definition is broad
enough to reach a substantial amount of material that does not
appeal to the prurient interest of a child under thirteen, but
merely appeals to regular sexual interest.
[11] Section 057 reaches even farther than section 054,
criminalizing the furnishing of written and visual depictions
of sexual intercourse, along with depictions of the “[t]ouching
of the genitals, pubic areas or buttocks of the human male or
female or of the breasts of the human female,” to minors as
old as seventeen. OR. REV. STAT. §§ 167.051(4)(d);
167.057(1)(a). As the district court found, section 057 thus
criminalizes fiction no more tawdry than a romance novel,
“written or created to arouse the reader [or] viewer.” Powell’s
Books, 599 F. Supp. 2d at 1246. In this respect, section 057
also reaches a substantial amount of expressive activity that
does not appeal to the prurient interests of minors.
The exemption does not cure this overbreadth as it focuses
on titillation, and not prurient interest. Titillation and arousal
are not synonymous with an abnormal or prurient sexual
response as described in Brockett. To criminalize furnishing
material solely intended to titillate the reader will certainly
sweep up some material that appeals to the prurient interest of
children and minors, but it will also criminalize a broad swath
of material that does not appeal to prurient interests.
[12] By restricting the dissemination and use of non-
obscene material, the statutes trench on the First Amendment
rights of minors and adults alike. On the one hand, the statutes
POWELL’S BOOKS v. KROGER 14473
limit minors’ access to expressive material that the state may
not legitimately proscribe. See Erznoznik, 422 U.S. at 213-14.
On the other, the statutes also restrict adults from providing
minors with materials that are entirely anodyne for First
Amendment purposes. The Supreme Court has repeatedly
emphasized that the state may not prevent adults from circu-
lating non-obscene materials amongst themselves. See Ash-
croft, 535 U.S. at 252. Although we apply a “variable
standard” for obscenity to minors, it is equally true that the
state may not restrict adults from sharing material with minors
that is not obscene for minors. The statutes’ overbreadth
impinges on the rights of all individuals to legitimately share
and access non-obscene materials without the interference of
the state.
III. LIMITING CONSTRUCTION
[13] In light of the statutes’ facial overbreadth, the only
question remaining is whether the statutes are susceptible to
a reasonable limiting construction. In addressing this issue,
we consider the limiting constructions proffered by the state,
but do not “insert missing terms into the statute or adopt an
interpretation precluded by the plain language of the ordi-
nance.” Foti v. City of Menlo Park, 146 F.3d 629, 639 (9th
Cir. 1998); see also Frink, 653 P.2d at 557-58. We may not
“rewrite a state law to conform it to constitutional require-
ments.” Am. Booksellers, 484 U.S. at 397.
[14] The statutes sweep in the many works that include
portions solely intended to titillate and arouse the reader but
have serious value when taken as a whole. The statutes also
exempt materials based on a non-titillating purpose, rather
than a prurient one. To satisfy the Miller/Ginsberg require-
ments, we would have to insert language where we are not
permitted to do so. See OR. REV. STAT. § 174.010 (providing
that “[i]n the construction of a statute, the office of the judge
is . . . not to insert what has been omitted, or to omit what has
14474 POWELL’S BOOKS v. KROGER
been inserted.”); see also United States v. Stevens, 130 S. Ct.
1577, 1592 (2010).
Finally, although we appreciate the state’s argument that it
has not, and will not, bring prosecutions against individuals or
businesses like Powell’s Books, this stand down approach
cannot overcome the flaws in the statute. “The First Amend-
ment protects against the Government; it does not leave us at
the mercy of noblesse oblige.” Id. at 1591. We may not
uphold the statutes merely because the state promises to treat
them as properly limited.
[15] In sum, we conclude that because sections 054 and
057 on their face reach a significant amount of material that
is not obscene as to minors, the statutes are unconstitutionally
overbroad.
REVERSED.