Revised June 3, 1999
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_____________________
No. 97-41388
_____________________
JOY NIDAY COLSON,
Plaintiff-Appellant,
v.
PAUL GROHMAN; MIKE HOGG; JACK ROBERTS;
STELLA ROBERTS; CITY OF PEARLAND,
Defendants-Appellees.
_________________________________________________________________
Appeal from the United States District Court
for the Southern District of Texas
_________________________________________________________________
April 26, 1999
Before KING, Chief Judge, and JONES and SMITH, Circuit Judges.
KING, Chief Judge:
Plaintiff-appellant Joy Niday Colson appeals from the
district court’s grant of summary judgment in favor of
defendants-appellees Paul Grohman, Mike Hogg, Jack Roberts,
Stella Roberts, and the City of Pearland. Colson, an elected
official, alleges that defendants-appellees falsely accused her
of criminal acts, urged prosecutors to investigate her, and
instigated a recall election against her because they disagreed
with her political views and votes. Such retaliation, she
1
asserts, violates her rights under both the First and Fourteenth
Amendments. We find that the retaliatory criticism,
investigations, and false accusations to which Colson maintains
she was subjected are not actionable under the First Amendment.
Because Colson’s Fourteenth Amendment claim rests on a theory
that defendants-appellees both harmed her reputation and deprived
her of her constitutional right to speak without retaliation, it
is foreclosed by our conclusion that she has suffered no
actionable First Amendment harm. Accordingly, we affirm the
district court’s grant of summary judgment.
I. FACTUAL AND PROCEDURAL BACKGROUND
Because the precise nature of the harms suffered by a
plaintiff claiming First Amendment retaliation is crucial to our
determination of whether she has alleged a constitutional
deprivation, we describe in detail the long and tortured history
of this case. Plaintiff-appellant Joy Niday Colson, whose
husband, Bill Colson, was a police officer in Pearland, Texas
(the City), won a seat on the Pearland City Council (the Council)
in May 1991. At that time, the other members of the Council were
Benny Frank, D.A. Miller, Randy Weber, and Billy Wolff, who in
May 1992 was replaced by David Smith. In the late summer or
early fall of 1992, defendant-appellee Phillip Michael Hogg, the
Pearland Police Department (PPD) Police Chief, presented his
proposed PPD budget for 1993, including a pay plan for PPD
2
employees, to the Council for adoption. Colson offered an
alternative proposal (the Colson Pay Plan) that called for
eliminating one of four PPD corporal positions, hiring two clerks
to fill that position, and assigning two clerks to administrative
duties so that another officer would be free to patrol the
streets. Hogg and defendant-appellee Paul Grohman, Pearland’s
City Manager, opposed the Colson Pay Plan. On December 14, 1992,
over Hogg’s objections, the Council voted unanimously to abolish
the corporal position.
According to Colson, Hogg then began using the powers of his
office to retaliate against her for her opposition to his
proposed budget. On January 7, 1993, Hogg submitted to Brazoria
County District Attorney Jim Mapel a “confidential investigation”
memorandum detailing numerous instances in which certain Pearland
City Council members, including Colson, allegedly violated state
open meetings or conflict-of-interest statutes. Hogg allegedly
related at least two incidents that he admitted he knew did not
constitute crimes. First, based on a conversation he had with
Council member Benny Frank in February 1992, Hogg suggested that
Colson violated the Texas Open Meetings Act (TOMA) by meeting
secretly to conspire to terminate then-City Manager James
DeShazer. Hogg admitted in the memorandum, however, that City
Attorney Lester Rorick had informed him that Colson had committed
no crime because a Council quorum had not been present at the
allegedly illegal meetings. Hogg also noted that in 1981 and
3
1983, Bill Colson offered two other PPD officers compensation in
exchange for their resigning from PPD sergeant positions so that
he could be promoted more quickly, a practice that Colson claims
Hogg knew was legal at the time. Although it was unusual for the
District Attorney’s Office to investigate such allegations, Mapel
assigned Assistant District Attorney Tom Selleck to the case
because of Hogg’s status as Police Chief.
Colson claims that over the next few months, Hogg became
increasingly frustrated by her positions on PPD issues and
retaliated against her by making more false criminal accusations.
First, on May 8, 1993, Hogg prepared a confidential report
alleging that Colson had violated TOMA and the state nepotism
statute. Some two weeks later, Hogg prepared another update
accusing Colson of improperly proposing that the Council
reconsider its earlier decision to discontinue disability
coverage for city employees in an effort to benefit her husband,
who had contracted a disabling illness. Hogg also noted:
I must add, that I am very concerned that this matter is
taking so long to address. I delivered the information to
Mr. Maples [sic] on January 7, 1993. Some of the subjects
in this matter have been contacted, and rumors are flying.
I feel that postponing actions may jeopardize this case
totally.
Hogg delivered both reports to Selleck.
In response, Selleck told Hogg that if he could prove that
three TOMA violations had occurred within the preceding twelve
months, Selleck would take the allegations to the Brazoria County
4
grand jury. In June 1993, however, Selleck informed Mapel that
there was no basis for bringing criminal charges against the
Council members. Selleck and Mapel also discussed their concern
that Hogg was attempting to use the District Attorney’s Office in
a personal battle with Colson and other Council members. Mapel
informed Hogg on June 15, 1993, that no action would be taken
with respect to his allegations. Hogg claims that Mapel
acknowledged that the Council members had committed “technical
violations” of TOMA but considered these too minor for
prosecution. The record, however, contains no other evidence
that Mapel said any such thing.
At around the same time, Council member Weber requested a
Council meeting to evaluate Hogg, and City Manager Grohman
confided to Hogg that Colson, Miller, and Weber wanted to
terminate Hogg. On June 21, 1993, the Council, with Colson
absent, met in a public session for the express purpose of
evaluating Hogg. Hogg read a prepared statement suggesting that
the Council, in violation of TOMA and the City Charter, had
decided at a private retreat not to approve any raises for police
officers for fiscal year 1994. On or about July 13, Hogg filed a
probable cause affidavit claiming that Miller had committed
official misconduct by accepting pay from a public university
while also drawing a salary from the City. Three days later,
Hogg met with Selleck and Brazoria County Investigator John
Blankenship and provided them with a chart of violations that
5
Council members allegedly had committed between July 1, 1992 and
July 12, 1993. The chart indicated that Colson had violated TOMA
and the state nepotism statute by participating in illegal
meetings and voting on a matter directly affecting her husband.
On July 19, 1993, in a closed executive session, the Council
evaluated Grohman. Smith and Weber rated Grohman favorably,
while Frank gave him an average score. Miller described
Grohman’s performance as poor, as did Colson, who criticized him
for “manag[ing] with intimidation” and awarding salary increases
without Council approval. At the end of the meeting, Miller and
Frank requested that the Council consider terminating Grohman at
its next meeting, on July 26, 1993.
Colson alleges that a furious Grohman asked Hogg to prepare
recall petitions for the Council members who had criticized him,
which Hogg did.1 The petition for Colson contained the following
allegations, even though the district attorney already had
1
In their City Charter, the people of Pearland have reserved
the power to recall city officials from office. To invoke the
process, a specified number of the electorate must file a recall
petition alleging one or more specified “grounds” for recall, i.e.,
incompetency, misconduct, or malfeasance in office. Five days
after a petition has been filed, the City Secretary must either
certify it if it is in proper form or return it to the petitioners
for correction. If it is certified, the City Secretary must then
present the petition to the Council. Within five days after a
petition has been presented, the accused official may request “that
a public hearing be held to permit him/her to present facts
pertinent to the charges specified in the recall petition,” and,
within fifteen days of such a request, the Council must order a
recall election wherein the voters decide whether the accused
official should be removed from office.
6
declined to bring charges:
Directed to the City Council in and for the City of Pearland
for the specific purpose of demanding the recall of Joy
Colson, who is a duly elected Council member of the City
Council in and for the City of Pearland . . . . Pursuant to
Section 6.02 of the City of Pearland Charter, the below
signed qualified voters do hereby demand the recall of
Council Member Colson on the grounds of Malfeasance in
Office.
Specifically we allege that Ms. Colson, while acting as
a city council member, did violate The City of Pearland
Charter, Sections 8.06 and 8.07, and Chapter 171(1)d, of the
Local Government Code there by [sic] violating a law
relating to her office as a Council member, thus rendering
her actions in violation of Section 39.01 of the State Penal
Code titled Official Misconduct, the same being a Class A
Misdemeanor. We further allege that Ms. Colson violated
these sections by deciding on the final budget of the police
department for fiscal year 94 without conducting the
required Public Hearing and posting the required Public
notice, further that on March 8, 1993 she participated in a
vote that had a direct effect on her husband’s position in
the Police Department. We further allege that she regularly
enters into deliberations concerning matters which have a
direct impact on her husband.
Hogg delivered a copy of the Colson recall petition to two
individuals who requested it, Grohman and another city employee,
Paul Dillon, but to no one else. Grohman delivered a copy of the
Colson recall petition to defendant-appellee Stella Roberts, a
private Pearland citizen and former Council member, but to no one
else. Grohman and Stella Roberts then prepared a set of
instructions to accompany the petitions. These instructions
stated that Colson was being investigated by the District
Attorney’s Office and a grand jury for possible criminal
violations and accused her of (1) having shown a disregard for
the laws governing the City; (2) having numerous allegations
7
lodged against her for acting illegally outside public meetings;
(3) letting personal vendettas override public interest by
persecuting the police chief, city manager, and other city
employees; and (4) self-dealing. Colson contends that all of
these allegations were false. The petitions were circulated
during the July 26 Council meeting held to consider dismissing
Grohman, at which a divided Council, with Colson, Miller, and
Frank on one side and Smith and Weber on the other, decided to
revisit the issue of Grohman’s employment after ninety days.
On September 7, 1993, then-City Secretary Pat Jones received
the petitions. On September 11, she determined that the
signatures on the petitions lacked the necessary voter
registration numbers. Grohman then contacted Stella Roberts, who
picked up the petitions for correction, and directed City
employees to assist Stella Roberts and her husband, defendant-
appellee Jack Roberts, in correcting the petitions and to help
Jones certify them. Grohman also ordered Jones to provide the
Robertses with a City copy of the voter registration list so that
they could more easily provide the registration numbers. On
September 12, the Robertses returned the corrected petitions.
Jones and the City Attorney determined, however, that many of the
signatures were invalid because the petitions were not signed by
the affiants claiming to have circulated them, as required by the
City Charter. Grohman then personally telephoned the affiants,
including Jack Roberts, and requested that they come to the City
8
Secretary’s Office to sign the petitions they had circulated.
Throughout this period, Jones asserts, Grohman pressured her to
certify the petitions without verifying the signatures thereon
and to complete the certification in time for the September 13
Council meeting. Jones ultimately refused to certify the
petitions.
Following the return of the petitions, the Robertses, along
with others, organized the circulation of a second set of recall
petitions containing the same accusations against Colson that had
been made in the first set of recall petitions. In addition to a
new allegation of incompetence, the second set of petitions also
alleged that Colson (1) committed malfeasance in office by
regularly voting on matters directly affecting the compensation
afforded her husband as a member of the PPD; (2) approved the
1994 budget for the PPD in violation of TOMA; and (3) effectively
relegated her investigation and consideration of certain actions
to be taken by the Council to Miller and Frank and then voted
according to their direction or position. On October 4, 1993,
Colson filed suit in state court seeking an injunction barring
any recall election and continued publication of the allegedly
false criminal allegations against her. On November 22, 1993,
the state district court enjoined any recall election, finding
that the petitions failed to give Colson adequate notice of the
charges against her. No recall election ever occurred.
During and after the circulation of the first set of recall
9
petitions, Grohman and Hogg continued to report the Council’s
alleged criminal activity to the District Attorney’s Office. On
September 8, in a tape-recorded telephone conversation, Selleck
told Hogg that he had met with Colson, Miller, Frank, and their
lawyer and had informed the Council members that they had broken
the law. He also stated that he had accused Colson personally of
violating the state nepotism statute and committing criminal
official misconduct. In early November 1993, Hogg prepared a
presentation on the Council’s alleged criminal activities for
Sergeant Jim Harelson of the Texas Rangers. After the state
district court enjoined the recall election on November 22,
Stella Roberts telephoned Hogg to report that she had observed
Colson engaged in conversations in the courtroom regarding
matters that might have been pending before the Council and
offered to speak to the District Attorney’s Office. Hogg
prepared a report to law enforcement authorities setting forth
Roberts’s allegations.
Grohman and Hogg also continued to ask the District
Attorney’s Office to bring charges against Colson. On November
23, 1993, Grohman complained to Mapel that Council members were
retaliating against him and told Mapel that he understood that a
grand jury would follow Mapel’s recommendation. Mapel denied
this. Grohman also stated that an indictment for retaliation or
coercion was the only thing that would make Colson and the other
Council members “run the other way.” Hogg attempted to pressure
10
Mapel to indict Colson by forwarding to him a copy of a letter
criticizing Colson from his friend and political ally Reverend
Scarborough of the First Baptist Church of Pearland, accompanied
by a cover letter stating that the First Baptist congregation had
1800 members. Finally, in December 1993, Hogg, Selleck,
Blankenship, and Texas Ranger Joe Harelson met in Blankenship’s
office at the Brazoria County District Attorney’s Office, where
Hogg asked Selleck to bring criminal retaliation or coercion
charges against Colson because she had voted to have Grohman
investigated. Selleck told Hogg that he did not have sufficient
grounds to bring such charges. After Hogg continued pressuring
Selleck to bring the allegations before the grand jury, Selleck
warned Hogg that he was “coming close to trampling” on Colson’s
constitutional rights. Several days after this meeting, Hogg
told Selleck that if he could get Colson, Frank, and Miller
indicted, he would guarantee him 1800 votes if Selleck ran to
succeed Mapel as District Attorney in the upcoming election.
Selleck told Hogg that he had no interest in running for District
Attorney. Following this meeting, according to Colson, Selleck
and Blankenship concluded that Hogg had lost his focus as an
impartial and objective criminal investigator and forgotten his
mission as the City’s chief law enforcement officer. They also
discussed, but rejected, bringing bribery charges against him.
On January 12, 1994, Hogg testified before the grand jury.
He accused Colson of retaliation and coercion of a public
11
servant, despite being told by Selleck not to present such
allegations because the elements of these offenses could not be
met. He also asked the grand jury to indict Colson for a
violation of the nepotism statute and TOMA despite, Colson
claims, his awareness that she had the right to vote on matters
involving bona fide classes of employees that included her
husband and that the Council had held a public hearing on the PPD
budget. Following Hogg’s presentation, the grand jury declined
to indict Colson and found no probable cause to believe that
either the nepotism or conflict of interest statutes had been
violated. On February 3, 1994, Hogg wrote to Harelson, asking
that Selleck be investigated for his failure to take action on
Hogg’s allegations.
On March 23, 1994, Assistant District Attorney Danette
Holcombe informed Grohman that the grand jury had considered
Grohman’s retaliation and coercion charges and brought back a no-
bill on both. Grohman again claimed that he was being retaliated
against “by three of them. I can’t prove it but on two because
Mrs. Colson is always very careful not to be the one that signs
the documents. It’s always Miller and Frank . . . .” Holcombe
informed Grohman that several members of the Brazoria County
District Attorney’s Office had reviewed the case and had not
found that anyone had retaliated against or coerced Grohman.
On or about April 14, 1994, just two weeks before the May
1994 election in which Colson was running for reelection, Hogg
12
prepared, on City time and using City property, a lengthy report
on PPD stationery entitled “Pearland Pandemonium, or ‘It’s OK,
everybody does it’” and directed the City Secretary’s Office to
forward it to the public library. The purpose of the report,
Hogg claimed, was to give the Council an accounting of events as
it considered Grohman’s employment status; nevertheless, he
admitted that he had it placed in the library because he “wanted
it in the public forum.” While Hogg represented the report to be
a complete chronology of events relating to criminal
investigations of all Council members, it targeted only Colson,
Frank, and Miller. Hogg attributed his failure to include
allegations against any of the other Council members as “due to
[his] style of writing.”
In May 1994, Colson lost her reelection bid by a wide
margin. She continued to pursue a state court action for
defamation, libel, and due process violations against, among
others, the Robertses; in August 1994, she added Hogg and Grohman
as defendants. In May 1995, Colson filed an amended petition
alleging claims under 42 U.S.C. § 1983 for violations of her
rights under the First and Fourteenth Amendments.2 Hogg,
2
Section 1983 provides:
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State . . . subjects, or
causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities secured
by the Constitution and laws, shall be liable to the party
13
Grohman, the Robertses, and the City of Pearland (collectively,
defendants) removed the case to the United States District Court
for the Southern District of Texas pursuant to 28 U.S.C.
§ 1441(a) & (b), where it was assigned to a magistrate judge, and
Colson filed several amended petitions. Her Seventh Amended
Original Petition, the live pleading in this case, alleges a
“deliberate and calculated campaign undertaken by the Defendants,
conspiring together, to remove her from office and to destroy her
reputation and good standing in the Pearland community in direct
retaliation for [her] efforts to speak out and vote on matters of
public concern.” The petition contains five counts: (1)
Defendants, acting under color of state law, wilfully, knowingly,
and maliciously conspired to intimidate and retaliate against
Colson, in her capacity as an elected official and as a citizen,
for her efforts to speak out and vote freely on matters of public
concern, and their malicious actions did, in fact, deny Colson
her First Amendment rights as secured by the Constitution and 42
U.S.C. § 1983; (2) defendants, acting under color of state law,
wilfully, knowingly, and maliciously conspired to publicize false
injured . . . .
42 U.S.C. § 1983. Section 1983 creates a private right of action
for redressing the violation of federal law by those acting under
color of state law. See Migra v. Warren City Sch. Dist. Bd. of
Educ., 465 U.S. 75, 82 (1984). It is not itself a source of
substantive rights, but merely provides a method for vindicating
federal rights conferred elsewhere. See Albright v. Oliver, 510
U.S. 266, 271 (1994).
14
and defamatory statements about Colson in connection with their
efforts to remove her from public office through their initiation
of recall proceedings, and these statements stigmatized Colson
and cast her in a false light, thereby denying Colson her
Fourteenth Amendment rights as secured by the Constitution and 42
U.S.C. § 1983; (3) defendants made false statements with reckless
disregard for the truth or actual knowledge of their falsity, “in
an effort to retaliate and injure Colson and her political
associates,” and these statements constitute actionable slander,
libel, and libel per se under Texas Civil Practice & Remedies
Code § 73.001; (4) defendants’ actions constitute intentional
infliction of emotional distress on Colson; and (5) defendant
Hogg caused the commencement of criminal prosecutions against
Colson and her political associates, “knowingly making false and
misleading charges in retaliation for Colson speaking out on
matters of public concern involving the PPD and Grohman.” Colson
claims damages for “shame, embarrassment, humiliation, and mental
pain and anguish,” as well as injury to her “good name and
reputation,” loss of her Council position, and exposure to
“hatred, contempt, and the ridicule of the general public, as
well as her friends and relatives.”
All defendants filed motions for summary judgment. With
respect to Colson’s § 1983 claims, they contended that she had
failed to allege any deprivation of a cognizable constitutional
right. Colson filed a response, arguing that she had stated
15
(1) an actionable First Amendment free speech claim because she
had alleged that defendants misused the recall and criminal
justice processes to retaliate against her for her
constitutionally protected speech, and (2) an actionable
Fourteenth Amendment liberty interest claim because she had
alleged that the defendants injured her reputation and deprived
her of “her First Amendment right to speak out on matters of
public concern while she was a Council member, free from
retaliation by defendants.” The magistrate judge issued a report
recommending that summary judgment be denied on the First
Amendment issue but granted on all other claims. The district
court, however, declined to accept the recommendation, granted
defendants’ motions for summary judgment on the First and
Fourteenth Amendment claims, and dismissed those claims.3 Colson
appealed.
II. STANDARD OF REVIEW
We review the entry of summary judgment de novo, see Morris
v. Covan World Wide Moving, Inc., 144 F.3d 377, 380 (5th Cir.
1998), applying the same standards as the district court, see
Lodge Hall Music, Inc. v. Waco Wrangler Club, Inc., 831 F.2d 77,
79 (5th Cir. 1987). After consulting applicable law in order to
3
The district court then ordered that the First and
Fourteenth Amendment claims be severed from the remaining claims
pursuant to Federal Rule of Civil Procedure 54(b). Because only
matters of state law remained, the court declined to exercise
supplemental jurisdiction and remanded the remaining claims to the
district court of Brazoria County, Texas.
16
ascertain the material factual issues, we consider the evidence
bearing on those issues, viewing the facts and the inferences to
be drawn therefrom in the light most favorable to the non-movant.
See King v. Chide, 974 F.2d 653, 656 (5th Cir. 1992). The party
moving for summary judgment has the initial burden of “informing
the district court of the basis for its motion, and identifying
those portions of [the summary judgment record] which it believes
demonstrate the absence of a genuine issue of material fact.”
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Once that
burden is met, the burden of production shifts to the non-movant
to demonstrate that a genuine issue of fact does exist on the
material elements of his claims. See id. at 323-24. Summary
judgment is properly granted if “the pleadings, depositions,
answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to
any material fact and that the moving party is entitled to a
judgment as a matter of law.” FED. R. CIV. P. 56(c).
III. DISCUSSION
On appeal, Colson asserts that defendants violated her First
Amendment rights by misusing the criminal justice and recall
processes to retaliate against her for her speech on matters of
public concern. Specifically, she claims, defendants knowingly
(1) reported baseless accusations to the District Attorney’s
Office in an effort to have her prosecuted; (2) used these
17
allegations as the basis of a recall petition to drive her out of
office; and (3) repeated them once again in a public document
designed to discredit her with her constituents. Such
retaliation by city officials, Colson argues, constitutes a
deprivation of her First Amendment rights under color of state
law and is therefore actionable under 42 U.S.C. § 1983.
Defendants respond that, even taking Colson’s complaint as true,
their actions resulted only in injury to Colson’s reputation,
which is not actionable under the Constitution, especially where
the plaintiff is, like Colson, an elected policymaker alleging
that her opponents’ politically motivated defamation chilled her
expression.
The First Amendment provides that “Congress shall make no
law respecting an establishment of religion, or prohibiting the
free exercise thereof; or abridging the freedom of speech, or of
the press; or the right of the people peaceably to assemble, and
to petition the Government for a redress of grievances.” U.S.
CONST. amend. I. Although it explicitly refers only to federal
action, it applies to the states through the Due Process Clause
of the Fourteenth Amendment. See De Jonge v. Oregon, 299 U.S.
353, 364 (1937). There is no question that political expression
such as Colson’s positions and votes on City matters is protected
speech under the First Amendment. See Connick v. Myers, 461 U.S.
138, 145 (1983) (“[T]he Court has frequently reaffirmed that
speech on public issues occupies the highest rung of the
18
heirarchy [sic] of First Amendment values and is entitled to
special protection.”) (internal quotation marks omitted); First
Nat’l Bank v. Bellotti, 435 U.S. 765, 776 (1978) (stating that
speech on matters of public concern is “at the heart of the First
Amendment’s protection”); Rash-Aldridge v. Ramirez, 96 F.3d 117,
119 (5th Cir. 1996) (citing Miller v. Town of Hull, 878 F.2d 523,
532 (1st Cir. 1989)).
We turn first to defendants’ argument that Colson cannot
claim First Amendment protection against their alleged
retaliation because she was a public official. They assert that
just as the Pearland electorate as a whole did not violate
Colson’s constitutional rights by voting her out of office
because of her political speech, no individual citizen could
violate her constitutional rights by publicly criticizing her
official actions, trying to remove her from office through the
use of statutory procedures, attempting to have her criminally
investigated for official misconduct, and campaigning to oust her
from office. Cf. Zilich v. Longo, 34 F.3d 359, 363 (6th Cir.
1994) (holding that a “pattern of retaliatory voting and official
legislative action” does not violate the First Amendment and that
“[t]he First Amendment is not an instrument designed to outlaw
partisan voting or petty political bickering through the adoption
of legislative resolutions”).
Defendants are certainly correct that criticism of public
officials lies at the very core of speech protected by the First
19
Amendment. See New York Times Co. v. Sullivan, 376 U.S. 254,
269-70 (1964) (stating that this country enjoys “a profound
national commitment to the principle that debate on public issues
should be uninhibited, robust, and wide-open, and that it may
well include vehement, caustic, and sometimes unpleasantly sharp
attacks on government and public officials”). Even charges of
criminal conduct against an official or candidate are
constitutionally protected unless they are made with knowledge of
their falsehood or with reckless disregard of whether they are
false or not. See Monitor Patriot Co. v. Roy, 401 U.S. 265, 277
(1971). But intentional or reckless falsehood, even political
falsehood, enjoys no First Amendment protection:
At the time the First Amendment was adopted, as today, there
were those unscrupulous enough and skillful enough to use
the deliberate or reckless falsehood as an effective
political tool to unseat the public servant or even to
topple an administration. . . . That speech is used as a
tool for political ends does not automatically bring it
under the protective mantle of the Constitution. For the
use of the known lie as a tool is at once at odds with the
premises of democratic government and with the orderly
manner in which economic, social, or political change is to
be effected.
McDonald v. Smith, 472 U.S. 479, 487 (1985) (quoting Garrison v.
Louisiana, 379 U.S. 64, 75 (1964)) (holding that a state may
constitutionally award damages for libelous letters to the
President falsely accusing a potential appointee of criminal
misconduct). Taken in the light most favorable to the non-
movant, the summary judgment record in this case shows that the
defendants not only criticized Colson but defamed and libeled
20
her, presenting criminal allegations to the District Attorney’s
Office and the public with knowledge that they were false or with
reckless disregard of whether they were false or not.4
Therefore, defendants’ speech enjoys no First Amendment
protection, and they cannot argue that protected First Amendment
activity cannot violate the First Amendment rights of others.
Defendants respond, however, that even assuming their
allegations were knowingly false, the First Amendment does not
protect policymaking officials from dismissal or other sanctions
because of their speech. In support of this argument, they cite
Romero-Barcelo v. Hernandez-Agosto, 75 F.3d 23 (1st Cir. 1996).
In Romero-Barcelo, a former governor of Puerto Rico brought a
§ 1983 action against the President of the Puerto Rico Senate,
the head of the Senate Judiciary Committee, and the Senate’s
chief counsel. He claimed that the defendants and the Judiciary
Committee itself continuously labeled him an assassin or murderer
because of his beliefs and political association, even though no
4
Selleck stated in his affidavit that he told Mapel as early
as June 1993 that there was no basis for bringing criminal charges
against the Council members and that Mapel told Hogg that his
office would take no action. He also testified that Hogg and
Grohman accused Miller of illegally receiving a salary from two
governmental entities at the same time, without revealing that it
was Grohman who had suggested that he do so. Blankenship stated in
his affidavit that Hogg offered Selleck 1800 votes for District
Attorney if he convinced the grand jury to indict Colson, Miller,
and Frank. Hogg himself admitted in deposition testimony that he
prepared recall petitions even though he knew that it was improper
for him to do so and that it was unusual for him to become
personally involved in criminal investigations.
21
evidence was ever submitted to substantiate the charge; that one
defendant presented information about him to the Committee and
the press knowing it to be false or misleading; and that the
defendants disseminated false information about him. See id. at
27-28. The First Circuit determined that the governor had failed
to state an actionable claim because there is “no First Amendment
protection for a politician whose rights to freedom of speech,
freedom of association, and freedom to disassociate [oneself]
from unpopular views have been injured by other politicians
seeking to undermine his credibility within his own party and
with the electorate.” Id. at 34 (quoting Barcelo v. Agosto, 876
F. Supp. 1332, 1348 (D.P.R. 1995)) (internal quotation marks
omitted) (alteration in original). Because Romero-Barcelo was a
policymaker, the court held, Elrod v. Burns, 427 U.S. 347, 357
(1976) (plurality opinion), and Branti v. Finkel, 445 U.S. 507,
517 (1980), foreclosed his First Amendment retaliation claim.
See Romero-Barcelo, 75 F.3d at 34.
Even if we wished to do so, we are not free to adopt the
First Circuit’s position. At least twice, this court has granted
relief to elected officials claiming First Amendment retaliation.
See Scott v. Flowers, 910 F.2d 201, 213 (5th Cir. 1990) (holding
that the Texas Commission on Judicial Conduct could not
constitutionally reprimand an elected state justice of the peace
for making public statements criticizing other county officials);
Smith v. Winter, 782 F.2d 508, 512 (5th Cir. 1986) (finding that
22
elected members of a county board of education stated an
actionable First Amendment retaliation claim). We are compelled
to obey this binding precedent.
Moreover, with respect to the First Circuit’s reasoning,
there is a viable counterargument that Elrod and Branti do not
exclude policymaking officials from all First Amendment
protection. Elrod and Branti held that the state may dismiss a
government employee on the basis of his political beliefs only if
(1) those beliefs would interfere with the discharge of his
official duties, and (2) the state can show that dismissal is a
narrowly tailored means of achieving an interest of vital
importance. See Branti, 445 U.S. at 517 & n.12; Elrod, 427 U.S.
at 362-63. In Romero-Barcelo’s case, the argument would go, the
defendants could have shown neither, for an elected legislator’s
expression of his political beliefs is absolutely necessary for,
rather than detrimental to, the discharge of his official duties,
and at any rate the state has no compelling interest in
suppressing such speech. See Bond v. Floyd, 385 U.S. 116, 135-36
(1966) (“The manifest function of the First Amendment in a
representative government requires that legislators be given the
widest latitude to express their views on issues of policy.”).
Thus, one could contend, Elrod and Branti do not sanction
retaliation against a public official for the exercise of First
Amendment rights.
Ultimately, however, this case does not require us to
23
confront Romero-Barcelo or our prior precedents, as Colson has
not suffered harms rising to the level of actionable retaliation.
We next explain why.
As a general rule, the First Amendment prohibits not only
direct limitations on speech but also adverse government action
against an individual because of her exercise of First Amendment
freedoms. For example, the government may not place conditions
on public benefits, including jobs, that penalize applicants for
their speech, beliefs, or association. See Pickering v. Board of
Educ., 391 U.S. 563, 574-75 (1968) (holding impermissible under
the First Amendment the dismissal of a high school teacher for
speaking on “issues of public importance”); Sherbert v. Verner,
374 U.S. 398, 409-10 (1963) (holding that unemployment
compensation may not be withheld on the condition that a person
accept Saturday employment contrary to her religious faith);
Torcaso v. Watkins, 367 U.S. 488, 495-96 (1961) (holding that a
citizen cannot be refused a public office for failure to declare
his belief in God); Speiser v. Randall, 357 U.S. 513, 528-29
(1958) (prohibiting on First Amendment grounds the limiting of
state tax exemptions to only those who take a loyalty oath); cf.
Cafeteria & Restaurant Workers Union, Local 473 v. McElroy, 367
U.S. 886, 898 (1961) (recognizing that the government cannot deny
employment because of previous membership in a particular
political party). This is true even where the person has no
contractual or property right in the benefit withheld. See Mt.
24
Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 285
(1977) (holding that an untenured public school teacher may not
be discharged if he shows that constitutionally protected conduct
was a “substantial” or “motivating” factor in the decision not to
rehire him and the employer fails to demonstrate that it would
have reached the same decision even in the absence of the
protected conduct); Perry v. Sindermann, 408 U.S. 593, 599 (1972)
(holding that an untenured teacher’s lack of formal contractual
or tenure security in his job was irrelevant to his First
Amendment claim that his employer, a state college, refused to
renew his contract because of his protected speech).
Similarly, the Supreme Court has recognized limitations on
patronage--that is, government officials’ power to make
employment decisions on the basis of an individual’s political
affiliation--in Elrod, 427 U.S. at 373, Branti, 445 U.S. at 517,
and Rutan v. Republican Party, 497 U.S. 62, 75 (1990). In Elrod,
the Court held that “the practice of patronage dismissals is
unconstitutional under the First and Fourteenth
Amendments . . . .” 427 U.S. at 373. In Branti, the Court
clarified that the Elrod rule applies unless the “hiring
authority can demonstrate that party affiliation is an
appropriate requirement for the effective performance of the
public office involved.” 445 U.S. at 518. Finally, in Rutan,
the Court announced that Elrod and Branti apply not only to
patronage dismissals but also to patronage promotions, transfers,
25
and recalls after layoffs. See 497 U.S. at 75. The Court has
also extended Elrod, Branti, and Rutan to government retaliation
against a contractor or a regular provider of services for the
exercise of rights of political association and the expression of
political allegiance. See O’Hare Truck Serv., Inc. v. City of
Northlake, 518 U.S. 712, 720 (1996); Board of County Comm’rs v.
Umbehr, 518 U.S. 668, 685-86 (1996). While Rutan and its progeny
addressed only political patronage, we have also applied it to
cases involving public employer retaliation for employees’
exercise of their free speech rights. See Brady v. Fort Bend
County, 145 F.3d 691, 703 (5th Cir. 1998) (citing Click v.
Copeland, 970 F.2d 106, 110-11 (5th Cir. 1992)), cert. denied,
119 S. Ct. 873 (1999).
But why is such retaliation against the exercise of First
Amendment rights itself a violation of the First Amendment? The
Supreme Court has asserted that imposing penalties for speech,
belief, and association chills the exercise of First Amendment
freedoms and thereby indirectly produces a result that the
government cannot command directly:
For at least a quarter-century, this Court has made it clear
that even though a person has no “right” to a valuable
governmental benefit and even though the government may deny
him the benefit for any number of reasons, there are some
reasons upon which the government may not rely. It may not
deny a benefit to a person on a basis that infringes his
constitutionally protected interests--especially, his
interest in freedom of speech. For if the government could
deny a benefit to a person because of his constitutionally
protected speech or associations, his exercise of those
freedoms would in effect be penalized and inhibited. This
26
would allow the government to “produce a result which [it]
could not command directly.” Such interference with
constitutional rights is impermissible.
Perry, 408 U.S. at 597 (citation omitted). Thus, in Pickering,
the Court noted that while not a criminal sanction or damage
award, “it is apparent that the threat of dismissal from public
employment is nonetheless a potent means of inhibiting speech,”
391 U.S. at 574, and observed in Elrod that “[t]he cost of the
practice of patronage is the restraint it places on freedoms of
belief and association,” 427 U.S. at 355. Similarly, the Court
justified its extension of Elrod to the patronage promotions,
transfers, and recalls after layoffs at issue in Rutan by
pointing out that “there are deprivations less harsh than
dismissal that nevertheless press state employees and applicants
to conform their beliefs and associations to some state-selected
orthodoxy.”5 Rutan, 497 U.S. at 75. And in O’Hare, the Court
5
The Court pointed out:
Respondents next argue that the employment decisions at
issue here do not violate the First Amendment because the
decisions are not punitive, do not in any way adversely affect
the terms of employment, and therefore do not chill the
exercise of protected belief and association by public
employees. This is not credible. Employees who find
themselves in dead-end positions due to their political
backgrounds are adversely affected. They will feel a
significant obligation to support political positions held by
their superiors, and to refrain from acting on the political
views they actually hold, in order to progress up the career
ladder. Employees denied transfers to workplaces reasonably
close to their homes until they join and work for the
Republican Party will feel a daily pressure from their long
commutes to do so. And employees who have been laid off may
well feel compelled to engage in whatever political activity
27
concluded that a municipal government’s termination of a
commercial relationship with an independent contractor because of
his speech constituted, like the dismissal in Perry, a “burden on
an individual’s right of political association,” 518 U.S. at 720,
and an “attempted coercion of [the contractor’s] political
association, enforced by a tangible punishment,” id. at 721.
But it does not follow that all disadvantages imposed for
the exercise of First Amendment freedoms constitute actionable
retaliation. To be sure, the Supreme Court has suggested in
dicta that even the most trivial retaliatory harassment is
actionable. In Rutan’s famous footnote 8, the Court stated: “The
First Amendment, as the court below noted, already protects state
employees not only from patronage dismissals but also from ‘even
an act of retaliation as trivial as failing to hold a birthday
party for a public employee . . . when intended to punish her for
exercising her free speech rights.’” 497 U.S. at 76 n.8 (quoting
Rutan v. Republican Party, 868 F.2d 943, 954 n.4 (7th Cir.
1989)). The lower court in Rutan, however, was in turn
characterizing its own decision in Bart v. Telford, 677 F.2d 622
(7th Cir. 1982), which in fact held that trivial actions would be
actionable only if they formed part of a campaign of retaliatory
harassment. See Rutan, 868 F.2d at 954 n.4. And although the
is necessary to regain regular paychecks and positions
corresponding to their skill and experience.
Rutan, 497 U.S. at 73 (footnotes omitted).
28
Court stated in Elrod that “the inducement afforded by placing
conditions on a benefit need not be particularly great in order
to find that rights have been violated,” 427 U.S. at 359 n.13, it
thereby also implied that some inducements may fall short even of
that mark. It follows, therefore, that there may be some minor
adverse actions that would not constitute First Amendment
violations. See Sharp v. City of Houston, 164 F.3d 923, 933 (5th
Cir. 1999) (“Although the Supreme Court has intimated that the
First Amendment protects against trivial acts of retaliation,
this court has required something more than the trivial.”); see
also Scott, 910 F.2d at 216 n.32 (Garwood, J., dissenting) (“I
believe it would be a serious mistake to take literally the
Supreme Court’s apparently off-hand dicta about birthday parties
in footnote 8 of Rutan. In the body of the opinion in Rutan, the
Court stressed that the case before it involved ‘significant
penalties . . . imposed for the exercise of rights guaranteed by
the First Amendment.’” (citation omitted)).
Accordingly, this circuit has held that “[a]lthough some
actions may have . . . the effect of chilling [the plaintiff’s]
protected speech, they are not actionable.” Pierce v. Texas
Dep’t of Criminal Justice, Inst. Div., 37 F.3d 1146, 1150 (5th
Cir. 1994). In Pierce, the plaintiff alleged that she was
investigated once for “trafficking” and once for a verbal
altercation. We found these incidents non-actionable under the
First Amendment because “[n]either investigation resulted in any
29
action being taken against Pierce.” Id. Similarly, we have
held that a law school dean’s criticism, without more, of certain
professors was not actionable:
[A]ssuming that Douglas did, in fact, criticize Kleven’s
[law school] participation as being counterproductive,
Plaintiffs point to no case law (nor do we find any) which
holds that an employer’s criticism of an employee, without
more, constitutes an actionable adverse employment action.
In this case, the evidence is clear that no Plaintiff has
been discharged or threatened with discharge; no Plaintiff
has been demoted; no Plaintiff has been denied a promotion;
and no Plaintiff has suffered a reduction in pay. In fact,
all Plaintiffs are tenured professors of law, having
achieved the highest rank available at the law school. All
Plaintiffs still teach at the law school and all Plaintiffs
are among the law school’s top earners. Regardless of the
arguable merits behind this, or any criticism, mere
criticisms do not give rise to a constitutional deprivation
for purposes of the First Amendment. Accordingly,
Plaintiffs did not suffer an actionable adverse employment
action when Douglas criticized Kleven as being
counterproductive.
Harrington v. Harris, 118 F.3d 359, 366 (5th Cir.), cert. denied,
118 S. Ct. 603 (1997). Likewise, in Benningfield v. City of
Houston, 157 F.3d 369, 376 (5th Cir. 1998), cert. denied, 119 S.
Ct. 1457 (1999), we held that false accusations, verbal
reprimands, and investigations were not actionable adverse
employment actions. Formal reprimands, however, do qualify as
adverse employment actions and, when given in retaliation for
First Amendment activity, are actionable. See Harris v. Victoria
Indep. Sch. Dist., 168 F.3d 216, 220 (5th Cir. 1999); Pierce, 37
F.3d at 1149.
We now turn to Colson’s allegations. We first emphasize
what did not happen: Colson was never arrested, indicted, or
30
subjected to a recall election.6 Nor was she formally
reprimanded. This last fact distinguishes her case from Scott,
in which we found that a single formal public reprimand of a
judicial official in retaliation for his exercise of First
Amendment rights was actionable under § 1983. Scott, an elected
state justice of the peace, wrote an open letter criticizing
other county officials. See Scott, 910 F.2d at 204 & n.2. The
Texas Commission on Judicial Conduct publicly reprimanded him.
See id. at 204, 205 n.6. After first acknowledging Scott’s good
intentions and personal integrity, the Commission chided him for
being “insensitive” and urged him to be “more restrained and
temperate in written and oral communications in the future.” Id.
at 204. Our opinion expressed no doubt that the reprimand was a
restraint on speech, despite an eloquent dissent from Judge
Garwood emphasizing that the Commission inflicted no injury or
deprivation on Scott:
I would not reach the question of whether Scott’s First
Amendment rights would have been violated had the Commission
taken some action which materially and adversely altered
Scott’s conditions of employment or which placed Scott,
individually or in his former position as justice of the
peace, under some legal disability, or caused him in either
capacity to lose legal rights he would otherwise have had,
or to be legally subject to some sort of adverse consequence
of which he would otherwise have been legally free.
Id. at 215 (Garwood, J., dissenting). Like Scott, Colson is an
6
Colson does claim that the defendants’ conduct caused her
to lose her bid for reelection, but she admittedly has no proof of
this assertion.
31
elected public official, and her allegations are similar to his
in that both claim to have been the target of public criticism in
retaliation for their First Amendment activity. But, unlike
Scott, Colson did not receive a formal reprimand.7
On the contrary, Colson has alleged only that she was the
victim of criticism, an investigation (or an attempt to start
one), and false accusations: all harms that, while they may
chill speech, are not actionable under our First Amendment
retaliation jurisprudence. She maintains that “[i]n retaliation
for Colson’s expressive activity, from December 1992 through May
1994 and beyond, Defendants conspired together to falsely brand
Colson and two of her fellow Council members, Deloss A. Miller
and Benny Frank as criminals.” As part of this scheme, Colson
claims, Hogg distributed “Pearland Pandemonium” even though “he
knew or should have known that the allegations contained in his
report were false and would stigmatize Colson, Frank, and Miller
and cast them in a false light in the Pearland community.” The
7
Our court has never explicitly explained why formal
reprimands given in retaliation for the exercise of First Amendment
rights are actionable but less formal criticisms and accusations
are not. Scott provides additional insight into this distinction.
It observed that the Texas Commission on Judicial Conduct, in
reprimanding Scott, “investigated the complaints lodged against
[him], declared him in violation of the then-existing Code of
Judicial Conduct, and enforced its determination by issuing a
public reprimand.” Scott, 910 F.2d at 208 (emphasis added). Thus,
a formal reprimand, by its very nature, goes several steps beyond
a criticism or accusation and even beyond a mere investigation; it
is punitive in a way that mere criticisms, accusations, and
investigations are not.
32
defendants’ actions in this respect constitute no more than the
making of false accusations, which is not actionable under
§ 1983. Colson also asserts that “Hogg and Grohman, relying on
information they knew to be false or with reckless disregard to
the truthfulness of the same, repeatedly urged the Brazoria
County Attorney’s office to indict Colson, Frank and Miller
and/or publicly brand them as criminals.” These actions are
again no more than false accusations and, even insofar as the
County Attorney’s Office did investigate them, are not actionable
under § 1983. Finally, Colson claims that the defendants
circulated two sets of recall petitions, even though “they knew
or should have known that the allegations contained in the
Petitions were false and would stigmatize Colson, Frank, and
Miller and cast them in a false light in the Pearland community.”
The allegations contained in the recall petitions are, like those
made to the County Attorney’s Office and to the general public,
mere accusations that are not actionable under § 1983.
Colson contends, however, that defendants’ alleged
retaliatory misuse of the recall process is actionable under
Smith v. Winter, 782 F.2d 508 (5th Cir. 1986). In Smith, three
elected members of a county board of education brought suit in
response to an attempt to recall them initiated by the county
superintendent of education. See id. at 509. According to the
board members, the superintendent became upset after they
exercised their First Amendment rights regarding school district
33
matters and refused to vote in accordance with his wishes and, in
retaliation therefor, conspired to have them removed from office
by
unlawfully placing certain persons’ names on the removal
petitions, by unlawfully allowing certain persons to sign
the removal petitions who were not qualified to sign them,
by unlawfully allowing certain persons to sign the petitions
twice, by unlawfully allowing certain persons to print their
names on the petitions, by misrepresenting the nature of the
petitions to certain persons who signed them on the strength
of the misrepresentations, and by falsely certifying and
verifying [that the petitions met legal standards].
Id. at 511 n.5. On appeal from the district court’s grant of a
motion to dismiss for failure to state a claim, this court
determined “that this complaint includes allegations that the
local appellees conspired through fraudulent means to misuse the
recall statute against appellants in retaliation for appellants’
exercise of their First Amendment rights. Such a complaint
states a claim under § 1983.” Id. at 512.
In this case, Colson alleges that the defendants misused the
recall process by circulating recall petitions containing false
information. Her claim is missing a crucial element, however:
She was never subjected to a recall election. In Smith, in
contrast, a recall election was held, although the plaintiffs
prevailed at the polls and remained school board members at the
time we decided the appeal. See id. at 510. Colson argues that
the occurrence or non-occurrence of a recall election should make
no difference to the success or failure of her claim; according
to her, the Smith court acknowledged that it was the misuse of
34
the recall process, not the misuse of the recall process and the
resulting recall election, that caused injury. Insofar as Smith
suggested anything of the sort--and we find no clear evidence
that it did--such a conclusion would be mere dicta, as a recall
election did occur in that case. Such a suggestion would also be
inconsistent with our recent caselaw unequivocally holding that
retaliatory criticisms, investigations, and false accusations
that do not lead to some more tangible adverse action are not
actionable under § 1983.8
Finally, we must consider the argument that even if each
individual criticism, investigation, and accusation Colson
suffered is not actionable, the campaign of retaliatory
8
Indeed, in Johnson v. Louisiana Department of Agriculture,
18 F.3d 318 (5th Cir. 1994), we held that retaliatory criminal
prosecution is not actionable under § 1983 unless it satisfies all
the elements of the common law tort of malicious prosecution. The
plaintiff in Johnson alleged that the Department of Agriculture
brought charges against him resulting in various penalties,
including the revocation of his cropdusting license, four times
because he failed to support the agricultural commissioner’s
reelection campaign. See id. at 319-20. We said that “[i]f this
allegation asserts a claim on any basis, we agree with the district
court that the claim is one for malicious prosecution in violation
of Johnson’s First Amendment rights” and that “at the very least,
if the First Amendment protects against malicious prosecution,
Johnson must not only allege a deprivation of a constitutional
right, but must also establish all of the elements of the common
law tort action.” Id. at 320. Johnson seems to suggest that in
order to obtain relief on her retaliatory misuse of the recall
process claim, Colson must prove all the elements of an analogous
tort, such as abuse of civil process. The defendants argue that
she cannot establish at least two such elements: that a civil
proceeding was instituted against her and that she suffered special
damages. Johnson is consistent with our general rule that the
plaintiff must cross a certain threshold of harm before she can
bring a claim for First Amendment retaliation.
35
harassment as a whole is. The plaintiff in Bart, which we cited
as support for our conclusion in Smith, 782 F.2d at 512, alleged
that her employers had subjected her to a campaign of petty
harassments in retaliation for her exercise of her First
Amendment rights. See Bart, 677 F.2d at 624.9 On appeal, the
Seventh Circuit reversed the district court’s dismissal of the
complaint for failure to state a claim, noting that the complaint
alleged “an entire campaign of harassment which though trivial in
detail may have been substantial in gross.” Id. at 625. Our own
cases on this subject have taken place in the employment context,
where we have required that the campaign of retaliatory
harassment rise to such a level as to constitute a constructive
adverse employment action. For example, in Sharp, we upheld a
jury verdict that the plaintiff had been constructively demoted
in retaliation for exercising her First Amendment rights because
the defendants created an “intolerable situation” causing her to
transfer to a less desirable position. 164 F.3d at 934. In
Benningfield, we concluded that a plaintiff alleging a
retaliatory “campaign of harassment and retaliation,” 157 F.3d at
374, was not constructively discharged because she did not show
9
The allegedly retaliatory campaign included such things as
“baseless reprimands” and “[h]olding [the plaintiff] up to ridicule
for bringing a birthday cake to the office on the occasion of the
birthday of another employee although the practice was common and
was especially favored in the case of supervisory personnel.”
Bart, 677 F.2d at 624. It is not clear whether the “baseless
reprimands” were the sort of formal reprimands that this circuit
has found to be actionable.
36
that a reasonable person in her shoes would have felt compelled
to resign, see id. at 376-78. The alleged campaign of
retaliation taken against Colson simply did not rise to this
level. Even viewing the summary judgment evidence in the light
most favorable to Colson, the defendants’ allegedly retaliatory
crusade amounted to no more than the sort of steady stream of
false accusations and vehement criticism that any politician must
expect to endure. Cf. Dorsett v. Board of Trustees for State
Colleges & Univs., 940 F.2d 121, 123 (5th Cir. 1991) (concluding
that the pattern of retaliatory harassment, including decisions
concerning teaching assignments, pay increases, administrative
matters, and departmental procedures, alleged by a university
professor did not “rise to the level of a constitutional
deprivation” because “[i]n public schools and universities across
this nation, interfaculty disputes arise daily” over such
“relatively trivial matters”). In any case, the attacks on
Colson seem to have had no effect other than to make her “become
more careful on which items [she] would vote on,” and they did
not stop her from running for reelection. We therefore find that
Colson has not alleged any First Amendment deprivation actionable
under § 1983. As her Fourteenth Amendment due process claim
rests on a theory that she suffered harm to her reputation
coupled with the denial of her constitutional right to speak
without retaliation, see Paul v. Davis, 424 U.S. 693, 711 (1976),
our determination that the defendants did not infringe her First
37
Amendment freedoms requires a conclusion that they also did no
injury to her Fourteenth Amendment rights.10
IV. CONCLUSION
For the foregoing reasons, we AFFIRM the judgment of the
district court.
10
In Paul, the chiefs of police of two neighboring Kentucky
communities distributed a flyer containing the names and
photographs of individuals labeled “active shoplifters.” 424 U.S.
at 694-95. The plaintiff, Edward Charles Davis III, appeared in
the center of the second page. Although Davis had been arrested
for shoplifting about a year and a half before the flyer appeared,
he had pled not guilty, and the charge had been “filed away with
leave (to reinstate),” a disposition that left it outstanding. Id.
at 695-96. Thus, at the time the flyer was circulated, Davis had
been charged with shoplifting, but his guilt or innocence had never
been adjudicated, and shortly afterward a judge dismissed the
charge altogether. Davis brought an action under 42 U.S.C. § 1983,
claiming that the flyer, and in particular the label “active
shoplifters,” deprived him of a Fourteenth Amendment liberty
interest without due process of law. Id. at 696-97. The Supreme
Court rejected this argument, holding that reputation alone, apart
from injury to a previously recognized right or status, is not
liberty or property protected by the Due Process Clause. See id.
at 711. As we recounted above, Colson argues that she has made out
an actionable Fourteenth Amendment liberty interest claim because
she had alleged that the defendants injured her reputation and
deprived her of “her First Amendment right to speak out on matters
of public concern while she was a Council member, free from
retaliation by defendants.”
38