FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS December 1, 2010
Elisabeth A. Shumaker
TENTH CIRCUIT Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff–Appellee,
No. 09-5154
v.
PETER HELMUT BECKER,
Defendant–Appellant.
Appeal from the United States District Court
for the Northern District of Oklahoma
(D.C. No. 4:09-CR-00077-GKF-1)
Terry Weber, Tulsa, Oklahoma, for the Defendant-Appellant.
Leena Alam, (Clinton Johnson with her on the briefs), Office of the United States
Attorney, Northern District of Oklahoma, Tulsa, Oklahoma for the Plaintiff-Appellee.
Before KELLY, LUCERO, and HOLMES, Circuit Judges.
LUCERO, Circuit Judge.
Peter Helmut Becker appeals his sentence for receipt and possession of child
pornography in violation of 18 U.S.C. § 2252(a)(2) and (a)(4)(B). He argues that the
district court erred in finding that his earlier Illinois conviction for solicitation of a minor
qualified as “relating to aggravated sexual abuse, sexual abuse, or abusive sexual conduct
of a minor” under 18 U.S.C. § 2252(b)(1) and (2). Exercising jurisdiction under 18
U.S.C. § 3742(a) and 28 U.S.C. § 1291, we affirm.
I
Becker pled guilty to receipt of child pornography, 18 U.S.C. § 2252(a)(2), and
possession of child pornography, § 2252(a)(4)(B). A Presentence Investigation Report
(“PSR”) indicated that Becker was subject to mandatory minimum sentences of ten and
fifteen years for the two crimes pursuant to § 2252(b)(1) and (2). Subsections (b)(1) and
(2) use identical language, applying if a defendant has a previous conviction “relating to
aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or
ward.”
The PSR relied upon a 2001 conviction for which Becker pled guilty to an Illinois
state charge of Indecent Solicitation of a Child. This earlier crime’s indictment specified
that Becker had the “intent that the offense of Aggravated Criminal Sexual Abuse be
committed” when he solicited, over the Internet, someone whom he “believed was a child
under seventeen” to perform oral sex. She was actually a police officer. When Becker
left his home in Kansas to meet the “child” for sex in Illinois, he was was arrested.
The district court concurred with the PSR, applied § 2252(b)’s mandatory
minimum provisions, and sentenced Becker to concurrent sentences of 180 months for
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receipt of child pornography and 120 months for possession of child pornography.
Becker’s only argument on appeal is that the district court improperly applied
§ 2252(b)(1) and (2) based on his Illinois conviction.
II
“We review the district court’s interpretation of a criminal statute de novo.”
United States v. Romero, 122 F.3d 1334, 1337 (10th Cir. 1997). If the plain language of
the statute is unambiguous, “our inquiry ends.” Id.
Becker suggests that the phrase “relating to” should be construed narrowly, thus
excluding his prior conviction. Using his preferred narrow construction, he contends that
his Illinois conviction: (1) was for an inchoate crime, and was therefore not “relating to
aggravated sexual abuse, sexual abuse, or abusive sexual conduct”; and (2) was for
soliciting a police officer, and so was not “relating to” a crime involving a minor or ward.
His arguments are unavailing. In another context, the Supreme Court held that the plain
meaning of “relating to” is broad, though not unlimited. Morales v. Trans World
Airlines, 504 U.S. 374, 383 (1992). We have applied this same broad interpretation to
§ 2252(b). United States v. McCutchen, 419 F.3d 1122, 1127-28 (10th Cir. 2005).
Becker relies on the lone countervailing circuit court decision, United States v.
McGrattan, 504 F.3d 608 (6th Cir. 2007), which contradicts McCutchen and undermines
the plain meaning of § 2252(b). Because § 2252(b) must be read broadly, Becker’s
Illinois conviction plainly falls within its ambit, and his sentence must therefore be
affirmed.
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A
In McCutchen, we rejected the argument that § 2252(b) should be construed in a
“narrow categorical” manner. 419 F.3d at 1127. McCutchen’s predicate offense was a
Kansas conviction for sexual battery. Id. at 1123. Although the victim of that prior
crime was a child under the age of sixteen, Kansas’ sexual battery statute did not require
a child victim as an element of the offense. See id. at 1124. McCutchen relied on Taylor
v. United States, 495 U.S. 575 (1990), a case in which the Supreme Court interpreted a
mandatory minimum provision that applied if a defendant had a prior “burglary”
conviction. Id. at 578. The Court held that the crucial test was whether the state crime
had all the “basic elements” of burglary. Id. at 599. By analogy, McCutchen contended,
§ 2252(b)’s minimums apply only if the predicate conviction included as an element the
victim’s status as a minor. McCutchen, 419 F.3d at 1125. We rejected the “categorical”
approach to § 2252(b), pointing to a critical feature distinguishing § 2252(b) and the
statute at issue in Taylor: the phrase “relating to.” McCutchen, 419 F.3d at 1126. As we
noted, the Supreme Court has held, “relating to carries a broad ordinary meaning, i.e., to
stand in some relation to; to have bearing or concern; to pertain; refer; to bring into
association with or connection with.” Id. at 1126-27 (quoting Morales, 504 U.S. at 383)
(internal quotation marks omitted).1
1
Our holding in McCutchen is consistent with the majority of our sister circuits
that have considered “relating to” in the context of § 2252(b). See, e.g., United States v.
Stults, 575 F.3d 834, 845 (8th Cir. 2009); United States v. Hubbard, 480 F.3d 341, 348
(5th Cir. 2007); United States v. Sinerius, 504 F.3d 737, 743 (9th Cir. 2007) (interpreting
§ 2252A(b)(1)); United States v. Rezin, 322 F.3d 443, 448 (7th Cir. 2003); United States
v. Mills, 224 Fed. App’x 232, 234-35 (4th Cir. 2007) (unpublished) (broad application of
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Becker urges us, in essence, to depart from McCutchen and apply the district court
decision reversed in Hubbard, 480 F.3d at 348, and the Sixth Circuit’s approach from
McGrattan, 504 F.3d at 612. In Hubbard, the Northern District of Texas reasoned that
the sex crimes listed in § 2252A(b)(1) were defined elsewhere in the federal criminal
code—for example, “sexual abuse” is defined by specific elements in 18 U.S.C. § 2252—
and that Hubbard’s crime did not fit into any statutory definition included in
§ 2252A(b)(1). See United States v. Hubbard, No. 3:04-CR-220-M, 2005 WL 936965, at
*2 (N.D. Tex. Apr. 20, 2005) (unpublished). That reasoning was rejected on appeal. See
Hubbard, 480 F.3d at 343. McGrattan followed a similar logic. McGrattan’s predicate
offense, like Hubbard’s and Becker’s, arose out of his Internet communication with a law
enforcement officer’s child avatar. 504 F.3d at 609. Rejecting our approach in
McCutchen, the Sixth Circuit applied the Taylor framework to determine whether
McGrattan’s crime came categorically within § 2252(b). McGrattan, 504 F.3d at 612.
Neither the district court’s Hubbard decision nor the Sixth Circuit’s McGrattan
opinion is persuasive. Both apply the categorical approach, which we have squarely
rejected in a § 2252(b) context. Additionally, McGrattan’s holding that the phrase
“relating to” is “immaterial in the constitutional context,” 504 F.3d at 612, does not apply
to Becker because he does not advance a constitutional argument.2 Thus, we have no
“relating to” in § 2252A(b)(1), which has relevant language identical to § 2252(b));
United States v. Harding, 172 Fed. App’x 910, 912-13 (11th Cir. 2006) (unpublished)
(favorably citing McCutchen). But see McGrattan, 504 F.3d at 612 (rejecting our
approach in McCutchen and adopting the categorical approach).
2
McGrattan relied upon Shepard v. United States, 544 U.S. 13 (2005), in which
the central issue was whether the government could prove the elements of a prior
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reason to depart from McCutchen’s conclusion that “relating to” in § 2252(b) applies to a
broad range of prior sex convictions, and a sentencing court may “look beyond the mere
elements of a prior state conviction in determining whether such conviction is sufficient
to trigger application of the [statutory minimum].” 419 F.3d at 1127 (quotation omitted).
B
Given our broad reading of § 2252(b), the only issue is whether Becker’s Illinois
conviction fits within that broad definition. Becker argues that the statute does not apply
because his predicate conviction was for an inchoate crime, and the conviction relied on
mere belief that a child was involved. He claims that this distinguishes his case from
McCutchen.
Using the broad interpretation of § 2252(b), two of our sister circuits have held
that inchoate sex crimes constitute prior convictions “relating to” sexual abuse of a
minor. In Stults, the defendant had been convicted for attempted sexual assault of an
actual child. 575 F.3d at 839. Applying Morales, the Eighth Circuit held that Stults’
attempt conviction “‘stands in some relation to’ or ‘pertains to’ the crimes of aggravated
sexual abuse, sexual abuse, or abusive sexual conduct involving a minor,” and applied
§ 2252(b)’s mandatory minimum. Stults, 575 F.3d at 846. Hubbard addressed both
conviction with a police report. The only constitutional concern in Shepard was ensuring
that all facts relied upon for a federal sentencing enhancement were found by a jury or
admitted by the defendant. 544 U.S. at 24-25. As we explained in McCutchen, a district
court may rely on the “statutory definition, charging document, written plea agreement,
transcript of plea colloquy, and any explicit factual finding by the trial judge to which the
defendant assented” to determine whether the prior conviction fits within the language of
§ 2252(b). 419 F.3d at 1128 (quoting Shepard, 544 U.S. at 16). Becker does not claim
that the district court did otherwise.
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arguments Becker raises. Hubbard was convicted under state law for attempting to make
a series of lewd or indecent proposals to engage in unlawful sexual relations with a
person he believed was a child, but who was actually a police officer. 480 F.3d at 343.
Based on the broad meaning of “relating to,” the Fifth Circuit reasoned that Hubbard’s
earlier conviction triggered the statutory minimum, even though there was neither actual
sexual contact nor an actual minor victim. Id. at 347, 350.
Similarly, Becker’s conviction for Indecent Solicitation of a Child clearly “relates
to . . . sexual abuse . . . involving a minor.” § 2252(b)(1). Under McCutchen, the offense
need only “stand in some relation to,” “pertain to,” or have a “connection with” sexual
abuse of a minor. 419 F.3d at 1127 (quotation omitted). The language of the Illinois
statute under which Becker was convicted provides:
A person of the age of 17 years and upwards commits the offense of
indecent solicitation of a child if the person, with the intent that the
offense of aggravated criminal sexual assault, criminal sexual
assault, predatory criminal sexual assault of a child, or aggravated
criminal sexual abuse be committed, knowingly solicits a child or
one whom he or she believes to be a child to perform an act of
sexual penetration or sexual conduct . . . .
720 Ill. Comp. Stat. 5/11-6 (emphasis added). Because the crime for which Becker was
convicted requires intent to commit the types of acts explicitly listed under § 2252(b)(1),
we have no difficulty concluding that his previous conviction has a clear connection to
(i.e., stands in relation to or pertains to) sexual abuse of a minor. Furthermore, we agree
with the Fifth Circuit that it is “of no moment” that the targeted victim of Becker’s
previous criminal activity was, in reality, an adult law enforcement officer. Hubbard, 480
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F.3d at 346.3 Factual impossibility is “generally not a defense” to the crime of attempt,
an intent-based transgression. United States v. Sims, 428 F.3d 945, 959-60 (10th Cir.
2005). What matters instead is the defendant’s intent and the actions he took toward his
objective. Becker intended to sexually assault or sexually abuse a child. That no child
was actually involved in Becker’s prior conviction is largely immaterial. Becker believed
one was, and acted in accordance with this belief. His crime, therefore, clearly stands in
some relation to sexual abuse of a minor. Cf. United States v. Weis, 487 F.3d 1148, 1152
(8th Cir. 2007) (“Weis’s prior conviction required ‘intent to commit sexual abuse.’ Such
a mens rea demonstrates the offense is one ‘relating to’ sexual abuse.”). Application of
§ 2252(b)’s mandatory minimums was thus entirely appropriate.
III
Because the plain language of § 2252(b)(1) and (2) encompasses Becker’s
previous Illinois conviction, we AFFIRM.
3
Although we agree with the Fifth Circuit’s Hubbard decision in this regard, we
caution that our opinion today should not be read to endorse the position, also adopted in
Hubbard, that § 2252(b) “does not require aggravated sexual abuse or sexual abuse of a
minor,” and that “the phrase ‘involving a minor’ modifies only ‘abusive conduct.’” 480
F.3d at 350 (emphasis added). This issue—whether the sexual abuse of adults would
qualify as a predicate offense under § 2252(b)—is not before us today.
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