Case: 10-20058 Document: 00511329628 Page: 1 Date Filed: 12/22/2010
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
December 22, 2010
No. 10-20058
Summary Calendar Lyle W. Cayce
Clerk
KENNETH E. DEAN,
Plaintiff-Appellant
v.
MERRILL LYNCH; UBS FINANCIAL SERVICES INC, also known as UBS
Painewebber Inc; DAVIS DENNY, II; MERRILL LYNCH PIERCE FENNER
& SMITH INC.,
Defendants-Appellees
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 4:09-CV-1113
Before DAVIS, SMITH and SOUTHWICK, Circuit Judges.
PER CURIAM:*
Kenneth E. Dean (Dean), appearing pro se, filed a complaint against
Merrill Lynch Pierce Fenner & Smith Inc. (Merrill Lynch), UBS Financial
Services Inc. (UBS), and Davis Denny II (Denny), alleging that the defendants
committed fraud, which resulted in the loss of his savings, and that he should
not have to arbitrate his claims. The defendants filed motions to dismiss,
*
Pursuant to 5TH CIR . R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR .
R. 47.5.4.
Case: 10-20058 Document: 00511329628 Page: 2 Date Filed: 12/22/2010
No. 10-20058
contending, inter alia, that Dean had agreed to arbitrate any claims against
them and had previously instituted arbitration proceedings. The district court
dismissed Dean’s claims after determining, inter alia, that Dean had agreed to
arbitrate his claims against the defendants and that Dean had previously
instituted arbitration proceedings that raised the same claims that Dean was
raising in federal court.
While Dean’s appeal indicates an intent to challenge the district court’s
dismissal of his claims, Dean’s briefs consist of poorly drafted, conclusional
allegations that fail to adequately challenge the basis of the district court’s
dismissal. Dean does not provide record references to documents that support
his claims, nor does he provide legal authority to support his assertions.
Although this court liberally construes pro se briefs, arguments must be briefed
to be preserved. Yohey v. Collins, 985 F.2d 222, 224-25 (5th Cir. 1993). Pro se
parties must brief the issues and reasonably comply with Rule 28(a) of the
Federal Rules of Appellate Procedure, which requires, inter alia, citations to
authorities and parts of the record on which the appellant relies. Grant v.
Cuellar, 59 F.3d 523, 524 (5th Cir. 1995); F ED. R. A PP. P. 28(a)(9)(A). By failing
to present argument that challenges the basis of the district court’s dismissal,
Dean has abandoned his challenge to the district court’s dismissal of his claims.
See Brinkmann v. Dallas County Deputy Sheriff Abner, 813 F.2d 744, 748 (5th
Cir. 1987) (explaining that the failure to identify an error in the district court’s
analysis is the same as if the appellant had not appealed the judgment).
The judgment of the district court is AFFIRMED.
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