United States Court of Appeals
For the First Circuit
No. 09-2133
UNITED STATES OF AMERICA,
Appellee,
v.
DARIUS MANOR,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. George A. O'Toole, Jr., U.S. District Judge]
Before
Lipez, Selya, and Thompson,
Circuit Judges.
James H. Budreau for appellant.
Theodore B. Heinrich, Assistant United States Attorney, with
whom Carmen M. Ortiz, United States Attorney, was on brief, for
appellee.
January 25, 2011
THOMPSON, Circuit Judge. A melee at the movies led to
Darius Manor's conviction for being a felon in possession of a
firearm and ammunition. See 18 U.S.C. § 922(g)(1).1 Manor
appeals, claiming insufficiency of evidence and prosecutorial
misconduct. Detecting no error, we affirm.
BACKGROUND
We recount the key facts in the light most compatible
with the verdict, see, e.g., United States v. Troy, 618 F.3d 27, 29
(1st Cir. 2010), adding further facts as we discuss particular
issues.
The Chase
Catching a late-night movie at a Loews theater in
downtown Boston, Gregoire Adrien heard two men arguing behind him.
Tensions mounted, and one of the men asked the other if he wanted
to "take it outside." Adrien intervened, and one of the arguers –
who turned out to be Manor – pointed a silver handgun at him. "Why
the hell would you pull a gun on me?" Adrien said as he rushed the
gun-wielding Manor, pushing him through the theater doors and into
the lobby. Manor took off. But Adrien stayed with him, pointing
1
That statute provides in pertinent part:
It shall be unlawful . . . for any person . . . who has
been convicted in any court of, a crime punishable by
imprisonment for a term exceeding one year . . . to ship
or transport in interstate or foreign commerce, or
possess in or affecting commerce, any firearm or
ammunition; or to receive any firearm or ammunition which
has been shipped or transported in interstate or foreign
commerce.
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him out to Boston police officer Troy Caisey, who was in the
theater's third-floor lobby.
Telling Adrien to stay put, Caisey radioed dispatch with
the particulars and ran after Manor. Caisey ordered Manor to stop.
But Manor kept on going, racing down two escalators in the wrong
direction. Importantly, Manor turned and looked back at Caisey
once at the bottom of the second-floor escalator and again as he
ran out of the building onto Tremont Street.
Caisey chased Manor down Tremont, radioing dispatch with
the new details. Manor turned onto Boylston Street. Caisey was
close, only fifteen yards behind him. He lost sight of him for a
second or two and then spotted him on Tamworth Street, just off of
Boylston. They were the only two there – but not for long.
Emerson College security officer Joseph Linscott heard
Caisey's radio broadcast, headed to Tamworth, and saw Manor racing
toward him. Linscott could not see Manor's face clearly (though he
did catch a glimpse of it), but he could see Manor's stainless-
steel gun plain as day. Drawing his revolver, Linscott ordered
Manor to the ground. Manor refused, choosing instead to duck
between two cars in a nearby parking lot – something Linscott and
Caisey both saw. Linscott dropped down and noticed some movement
underneath the cars. Both he and Caisey then saw Manor run out to
the middle of Tamworth. Unwilling to go to the ground, Manor
headed toward Linscott, screaming profanities. Linscott thought a
fight might ensue. He was right. It was "one of the most
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aggressive fights I've been in," Linscott later said. Linscott,
Caisey, and others eventually cuffed and arrested the rampaging
Manor. And Linscott found a loaded stainless-steel gun underneath
a car that Manor had hidden behind, a gun Adrien later said looked
like the one displayed in the theater.
The Trial
Indicted under the felon-in-possession statute, Manor
stipulated that he was a convicted felon and that the gun and
ammunition found had moved through interstate commerce – which
meant the only issue in play was whether he had knowingly possessed
these items. See generally United States v. Scott, 564 F.3d 34, 39
(1st Cir. 2009) (discussing the elements of 18 U.S.C. § 922(g)(1)).
Adrien, Caisey, and Linscott all testified. Manor did not and
called no witnesses.
As indicated by defense counsel's cross-examination and
summation tactics, Manor's main theory was that he had the bad luck
of being in the parking lot at the wrong time. Saying the
witnesses gave differing accounts of the gunman's attire and lost
sight of the suspect during the chase, Manor insisted that the
prosecution had not proved beyond a reasonable doubt that he was
the person who had flashed a gun at Adrien in the theater and had
dashed down Tamworth. But the jury did not buy Manor's mistaken-
identity argument and so found him guilty. The district judge
sentenced him to 92 months in prison, and this appeal followed.
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ANALYSIS
Sufficient Evidence? – Yes
As he did below, Manor contends that the prosecution
failed to prove beyond a reasonable doubt that he possessed the
loaded gun recovered on Tamworth. But he faces obstacles that are
too high to surmount. For starters, we review his claim de novo,
surveying the evidence – direct and circumstantial – in the light
most flattering to the prosecution's theory of the case. See,
e.g., United States v. Guerra-Garcia, 336 F.3d 19, 22 (1st Cir.
2003). Resolving any credibility disputes against him, we must
affirm if the record, so viewed, could have permitted a rational
jury to find guilt beyond a reasonable doubt. See, e.g., United
States v. Castro-Davis, 612 F.3d 53, 60 (1st Cir. 2010). Also, it
matters not whether he can raise a plausible theory of innocence:
if the record as a whole justifies a "judgment of conviction, it
need not rule out other hypotheses more congenial to a finding of
innocence." United States v. Gifford, 17 F.3d 462, 467 (1st Cir.
1994).
With the proper standards in mind, we recap the volume of
evidence against him. Caisey identified Manor as the person Adrien
said had drawn a gun on him. Caisey also identified Manor as the
person he had tracked from the theater and nabbed on Tamworth.
Equally devastating to Manor, Linscott identified him as the gun-
carrying malefactor he had seen on Tamworth. And all of this sinks
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Manor's claim that no one identified him as the man who had fled
the movies and raced to Tamworth.
Manor makes much of the fact that Caisey lost sight of
the suspect on Boylston. Manor's counsel emphasized this to the
jury, too. But Caisey testified that he only lost the suspect
briefly, spotting him again seconds later on Tamworth. And, Caisey
stressed, the person arrested on Tamworth had on the same clothes
as the person chased from the theater. Linscott backed up Caisey's
account, testifying that he had run into a person on Tamworth who
fit the gunman's description to a T. Searching for a way around
this, Manor essentially asks us to re-weigh the evidence and
second-guess the jury's credibility decisions, but we can do
neither. See, e.g., Castro-Davis, 612 F.3d at 60; United States v.
Garcia-Pastrana, 584 F.3d 351, 367 (1st Cir. 2009).
Undeterred, Manor advances a similar argument when it
comes to Linscott, suggesting that Linscott saw two people – one
person (not Manor) tearing down Tamworth with a gun and another
(Manor) popping up from between the two cars without a gun. But
Linscott's testimony cuts the ground out from under Manor's claim.
Telling the jury that he saw a man on Tamworth dressed as Caisey
had described over the radio, Linscott then delivered a blow-by-
blow account of what happened next: "I double-checked" to ensure
that this was "the suspect," Linscott said. "I continued to look
at him" and saw a gun in "his" hand. "As he was running," Linscott
added, "[h]e was looking to the left where there was a parking lot
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filled with cars. And he cut in between a couple of cars." Then
the "suspect emerged from between the vehicles with his hands in
the air." There is no way to read this testimony as saying
Linscott saw two different people. Clinching matters, Linscott
made clear during cross-examination that the man he saw scurry onto
the lot with a gun and then reappear without one was Manor. Given
this body of evidence, Manor's two-person theory is unpersuasive.
Manor also insists that certain inconsistencies in the
witnesses' descriptions of the suspect's attire ruined the
identification. Not so. Adrien, Casey, and Linscott gave
essentially the same description. Adrien described the gunman as
wearing a "scully" hat, a puffy gray coat, a white shirt, and blue
jeans. Caisey described him as wearing a three-quarter length
brown jacket, a white t-shirt, and blue jeans. And Linscott
described him as wearing a three-quarter length dark jacket, a
white t-shirt, and jeans. Caisey's account jibes perfectly with
Linscott's, and Caisey's and Linscott's jibe nicely with Adrien's,
too. The only difference is Adrien mentioned a hat and called the
coat gray and puffy. No matter: neither Caisey nor Linscott said
the suspect was hatless, and, most critically, the evidence
confirms that Caisey tailed the very person Adrien had identified
as the gunman. The nits Manor picks work best (if at all) before
juries (his counsel argued these points to the jury, to no avail).
But they hold no sway here. See, e.g., Garcia-Pastrana, 584 F.3d
at 367; United States v. Thomas, 467 F.3d 49, 55 (1st Cir. 2006).
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Finally, Manor contends that "uncontradicted evidence" in
the form of a "booking" photo and sheet showed that he had on a
blue t-shirt, jeans, and no coat – not the white t-shirt, jeans,
and brown jacket ensemble that Caisey had described. Manor's
lawyer asked Caisey about this on cross, handing him what counsel
said was a booking photo and sheet. Caisey agreed that the photo
showed Manor with a blue t-shirt and that the sheet did not mention
a brown jacket. But he stressed that he was not there for Manor's
booking. Manor's lawyer never had Caisey confirm that the photo
and sheet were what the defense claimed they were, and he never
offered them into evidence at any other point – which hardly makes
these items the stuff from which to craft a winning sufficiency
argument. Cf. generally Troy, 618 F.3d at 31 (stressing that a
reviewing court's goal "is to ascertain whether the record evidence
permitted a reasonable juror to find that each element of the crime
charged was proven beyond a reasonable doubt") (emphasis added).
In any event, after pondering Caisey's testimony, evaluating his
credibility, and drawing the inferences of its choosing, the jury
obviously rejected Manor's theory – and, at the risk of sounding
like a broken record, we cannot second-guess that decision. See,
e.g., Castro-Davis, 612 F.3d at 60. The net result, then, is that
this argument goes nowhere.
That ends this aspect of the appeal. Given the standard
of review, it is a rare occasion that we reverse a sufficiency
ruling, United States v. Ortiz, 447 F.3d 28, 32 (1st Cir. 2006),
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and we see no reason to reverse here. Eyeing the record as we must
from the government's perspective, we conclude that a rational jury
could have found Manor guilty of the felon-in-possession charge
beyond a reasonable doubt. Consequently, his conviction stands.
Prosecutorial Misconduct? – No
Evidence aside, Manor also complains about the
government's closing argument, though he does not contend that the
prosecutor engaged in bad-faith tactics. Here is what the
prosecutor said:
Officer Caisey told you that the man he was
chasing in the theater was wearing a brown
three-quarter length coat, a white T-shirt and
blue jeans. He told you that he saw that
man's face twice before he left the theater:
once when that man looked back at him going
from the second floor to the first floor, and
then again as that man was leaving the theater
on the first floor and going through the glass
doors.
For clarity's sake, we will call that statement 1. The prosecutor
then said:
And, ladies and gentleman, Officer Caisey
identified that man that he saw going from the
second to the first floor, and he identified
that man that he saw leaving the first floor
of the Loews movie theater, and he identified
him as the defendant, Darius Manor, here in
court.
We will call that statement 2.
When the prosecutor finished, Manor's lawyer requested a
sidebar. Zeroing in on statement 2, counsel claimed that the
prosecutor had botched Caisey's testimony. "[M]y memory" of what
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Caisey said, counsel stressed, was "that he could not identify the
defendant from the theater but could identify him from the parking
lot" on Tamworth. "I think I actually cross-examined him on that
point," he quickly added and then asked for a mistrial. The
prosecutor disagreed.2 And the district judge denied the motion,
saying that even though he was not sure whether the prosecutor had
2
"Your Honor," the prosecutor said,
on direct Officer Caisey testified that he saw Mr.
Manor's face twice before he left the theater. On cross,
[defense counsel] asked him if he positively identified
him in the theater . . . . On redirect I cleared it up:
"Did you see him twice when he left the theater? Is the
man who left the theater here today?" He said yes to all
of those questions. I didn't go into detail.
(Emphasis ours.) The government, to its credit, concedes that the
prosecutor did not ask that last question, though his redirect of
Caisey did point to the same conclusion: noting that he had seen
Manor's face and clothing in the theater, Caisey confirmed that the
person arrested on Tamworth after the chase – wearing the same
clothes – was Manor.
Manor never objected to the prosecutor's sidebar remark, but
he plays it up now: convinced that he has shown misconduct as to
the closing, Manor argues that the prosecutor's sidebar misstep
proves his closing misstatement was not an isolated gaffe and thus
helps satisfy the prejudice component of the prosecutorial-
misconduct equation. See generally United States v. De La Paz-
Rentas, 613 F.3d 18, 25 n.2 (1st Cir. 2010) (noting that we will
find reversible error for preserved objections "only if we find
that the prosecutor's remarks were both inappropriate and harmful,"
and stressing that harm turns "on the totality of the
circumstances, including the severity of the misconduct, the
prosecutor's purpose in making the statement (i.e., whether the
statement was willful or inadvertent), the weight of the evidence
supporting the verdict, jury instructions, and curative
instructions") (quotations omitted). We doubt that the
prosecutor's sidebar response somehow affected the verdict,
particularly since it occurred at sidebar, i.e., outside the jury's
earshot. But because we conclude that the prosecutor's closing
was not improper, we need not wrestle with this or any of his other
prejudice theories (more on that later).
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misspoken, he would tell the jurors that their recollections and
understandings of the testimony controlled, not what the lawyers
said the evidence was.
Defense counsel focused on Caisey's testimony in his
closing, arguing that there was less there than met the eye. The
prosecutor responded in his rebuttal argument. And then the judge
gave the promised instruction:
Now in the closings [lawyers] try to, as I
say, recall [the evidence] for you and point
it out, highlight some of it for you. There
is no substitute, however, for your own
collective understanding and appreciation of
the evidence in the case.
To the extent lawyers say something and
you say, "Well, I'm not sure I heard it that
way," it's your collective understanding of
the evidence that controls your deliberations,
not what somebody else may think the evidence
was or was not. And so the lawyers' arguments
certainly do not supply anything additional or
different from what you have heard yourselves
in the course of the evidence.
Manor raised no objection to the instruction given, opting instead
to renew his motion for a mistrial keyed to his claim that
statement 2 was inappropriate. "That's denied," the judge ruled.
Manor made a post-trial motion for a new trial, again
calling statement 2 improper. Caisey did not say that he could
identify Manor "as the man he had chased out of the theater,"
Manor's lawyer wrote, but rather said that he had seen Manor "in
the parking lot on Tamworth Street." The judge denied that motion
also.
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Challenging both rulings, Manor insists that the judge
should have ordered a mistrial below and that we should order a new
trial now. Because Manor's counsel timely objected to the
prosecutor's closing, see, e.g., United States v. Azubike, 504 F.3d
30, 39 n.9 (1st Cir. 2007), ordinary standards of review apply,
see, e.g., De La Paz-Rentas, 613 F.3d at 25. Exercising de novo
review, we consider whether the prosecutor's summation was improper
and, if so, whether it was harmful. See, e.g., De La Paz-Rentas,
613 F.3d at 25 n.2. But we review the judge's decision denying
Manor's mistrial and new-trial motions only for "manifest abuse of
discretion," United States v. Potter, 463 F.3d 9, 22 (1st Cir.
2006) (quotations omitted), a famously deferential standard that
recognizes that the district judge was best positioned to gauge
whether the episode was serious enough to warrant a new trial, see,
e.g., Arizona v. Washington, 434 U.S. 497, 514 (1978).3
As best we can tell, Manor's opening brief once again
only targeted statement 2: declaring that the "first half of the
above excerpt [i.e., statement 1] correctly state[d] the evidence,"
he contended that "the second half [i.e., statement 2] crosse[d]
the line." But Manor flip-flopped positions in his reply brief:
calling "the second portion" of the prosecutor's "remarks [i.e.,
3
There is a slight wrinkle that needs some smoothing out.
The district judge denied Manor's new-trial motion without comment,
which leaves us with two options: remand for an explanation or
tackle the issue directly "if a reasonable basis supporting the
order is made manifest on the record." United States v. Podolsky,
158 F.3d 12, 16 (1st Cir. 1998). We pick option two.
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statement 2] offensive," he stressed that they were "vague enough"
for the defense to "counter[]" with "a strong closing" and instead
argued that the "real prejudice" emanated from the prosecutor's
"preface [i.e., statement 1]."
This is no small matter. By conceding in his reply that
his lawyer's closing neutralized whatever prejudice might have
resulted from statement 2, Manor undercut the very misconduct claim
that he had raised in his initial brief. Cf. United States v.
Gentles, 619 F.3d 75, 81 (1st Cir. 2010) (stressing that
"misconduct" alone is not enough for us to reverse a conviction –
there must be "prejudice," too); De La Paz-Rentas, 613 F.3d at 25
n.2. And by waiting until his reply brief to assail statement 1
directly (after not doing so below and specifically calling the
comment "correct[]" in his principal brief), Manor waived that line
of attack.4 See, e.g., United States v. Hall, 557 F.3d 15, 20 n.3
(1st Cir. 2009); United States v. Edgar, 82 F.3d 499, 510 (1st Cir.
1996); see also United States v. Slade, 980 F.2d 27, 30 (1st Cir.
1992) (adding that "[p]assing allusions are not adequate to
preserve an argument in either a trial or an appellate venue").
4
Even if we considered Manor's late argument forfeited
instead of waived, see United States v. Rodriguez, 311 F.3d 435,
437 (1st Cir. 2002) (noting that forfeited issues are reviewable
for plain error but waived ones ordinarily are not), we would find
no plain error because (among other things) we see no error to
begin with. See generally United States v. McElroy, 587 F.3d 73,
78 (1st Cir. 2009) (discussing the components of the plain-error
test). We explain next why we see no error.
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Even setting aside these problems, Manor's prosecutorial-
misconduct claims still misfire because the prosecutor did not
misstate the evidence. We start with statement 1.
Manor contends that reasonable jurors could not infer
that Caisey saw "Manor's face" twice in the theater. But Caisey's
testimony on this score was clear:
Q. At any point, Officer Caisey, going from
the third to the second floor or the second to
the first floor, did you get a view of the
individual's – what he was wearing, his face,
anything else?
A. At the bottom of the second floor escalator
he turned and looked up, which is – I believe
I yelled at him again to stop.
There is more:
Q. Were you able to get another view of the
suspect at the time that you left the actual
theater and the chase went outside?
A. As he was exiting through the glass doors
he looked back again.
There is more still:
Q. As you were chasing the suspect through the
movie theater, what was he wearing?
A. Brown three-quarter-length jacket, a white
long T-shirt and blue jeans.
Q. Did you see his face at some point when you
were chasing him through the theater?
A. When he was on the second level and I
yelled down to him to stop, he looked up.
Manor suggests that Caisey's last answer did not answer
the prosecutor's question and so counts for nothing. We think it
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was responsive. And that answer along with his others, including
the following, shows Caisey arrested the very person whose clothing
and face he had seen as they flew through the theater:
Q. Did you observe the suspect on Tamworth
before the arrest, what was he wearing?
A. Brown three-quarter-length jacket, white
long T-shirt and blue jeans.
Q. And when you arrested Mr. Manor on
Tamworth, what was he wearing?
A. Brown three-quarter-length jacket, white T-
shirt and blue jeans.
Consequently, the prosecutor had enough evidentiary support to make
statement 1 – which, ultimately, pours cold water on any statement
1-based prosecutorial-misconduct charge. See, e.g., United States
v. Henderson, 320 F.3d 92, 105 (1st Cir. 2003) (holding that
prosecutors can ask jurors to draw inferences unfavorable to the
defense); United States v. Martinez-Medina, 279 F.3d 105, 119 (1st
Cir. 2002) (similar).
Now on to statement 2. Convinced that Caisey testified
that he could only identify Manor in court based on what he had
seen in the parking lot on Tamworth, Manor contends that the
prosecutor stepped over the line when he said in closing that
Caisey had fingered Manor as the man who had fled the theater. The
record and caselaw, however, establish exactly the opposite.
Consider Caisey's testimony on direct examination:
Q. Officer Caisey, do you see in the courtroom
today the individual that you first chased
through the Loews Theater on January the 18th?
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A. Yes.
Q. And subsequently arrested on Tamworth
Street?
A. Yes.
Q. Could you identify that individual please?
A. Yes. It's Mr. Darius Manor, sitting there
with the black colored shirt on.
We pause to repeat the obvious: Caisey did identify Manor at trial
as the man he had pursued from the theater. Unfazed, Manor argues
that Caisey's testimony on cross made this identification
worthless. Here are the snippets from Caisey's cross that Manor
pins his hopes on:
Q. Sir, when you were in the theater and Mr.
Adrien pointed out this person who he said he
had a gun, you wouldn't be able to identify
that person based upon what you saw there,
would you?
A. At that moment?
Q. Yeah.
A. Just by clothing.
Q. Just by the clothing. The same – really
your identification of Mr. Manor today is that
he's the person that was in the parking lot,
that you arrested, correct?
A. Yes.
. . .
Q. Sir you're able to identify Mr. Manor's
face today in the courtroom, based on your
observations that you made in the parking lot
that night, correct?
A. Yes.
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Q. Not based upon the observations that you
made in the movie theater, correct?
A. Yes.
Manor suggests that by saying "identified" in summation – i.e.,
that Caisey had "identified that man that he saw going from the
second to the first floor, and he identified that man that he saw
leaving the first floor of the Loews movie theater, and he
identified him as the defendant, Darius Manor, here in court" – the
prosecutor intimated an identification based solely on Manor's
facial features. And, the argument continues, because Caisey did
not base his in-court identification of the fleeing theater-goer on
seeing the suspect's face (he based it on the culprit's attire),
the prosecutor mischaracterized the evidence. This argument cannot
stand up to close scrutiny, however.
The knockout blow is that the prosecutor never said in
closing that Caisey had identified Manor by his facial
characteristics. The prosecutor never came close to saying that –
he simply said that Caisey had singled out Manor as the person he
had chased through the theater. And that comment was firmly rooted
in uncontradicted testimony. Once again, the real gist of Caisey's
testimony is that the person he had collared on Tamworth was the
same person he had chased from the theater, and the defense's cross
did nothing to undercut that core point – a point Caisey drove home
on re-direct. So, according to Caisey, the theater-fleer and the
Tamworth-arrestee were one and the same – Manor. Of course, Caisey
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did see Manor's face in the theater and certainly saw it at the
parking lot, too. And, despite defense counsel's dogged
persistence, Caisey never so much as intimated a possible
suggestion that the person he had arrested was different from the
person he had chased. In any event, the prosecutor's comment fell
within the bounds of propriety. See, e.g., Martinez-Medina, 279
F.3d at 119 (finding no error in statements that "appear reasonably
supported by the record or are within the prerogative of the
prosecution to characterize the evidence presented at trial and
argue certain inferences to the jury").
To recap, even if we elide over the briefing problems
discussed above, Manor's misconduct challenge still fails because
we see nothing objectionable about the prosecutor's closing. And
because we see no misconduct, we need not address Manor's arguments
concerning how the summation supposedly prejudiced him. The bottom
line, then, is that the district judge did not abuse his discretion
in denying Manor's mistrial and new-trial motions.
CONCLUSION
For the reasons recounted above, we affirm Manor's
conviction.
So Ordered.
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