FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE SECURITIES (USA)
LLC; JPMORGAN CHASE & CO., a
Delaware corporation, successor in No. 09-35262
interest to Hambrecht & Quist and No. 09-35363
Chase Securities Inc.; BANK OF
D.C. No. 2:07-cv-
AMERICA CORPORATION, a Delaware
corporation, successor in interest
01549-JLR
Western District of
to Fleetboston Robertson Stephens,
Washington,
Inc.; ONVIA INC., a Delaware
Seattle
corporation formerly known as
Onvia.com Inc.; ROBERTSON
STEPHENS, INC.; J.P. MORGAN
SECURITIES INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1477
1478 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
DEUTSCHE BANK SECURITIES INC.;
FOUNDRY NETWORKS INC., Nominal No. 09-35280
Defendant, a Delaware
corporation; MERRILL LYNCH
D.C. Nos.
2:07-cv-01566-JLR
PIERCE FENNER & SMITH 2:07-cv-01549-JLR
INCORPORATED; J.P. MORGAN
SECURITIES INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MERRILL LYNCH & CO. INC.,
Defendant,
No. 09-35282
and No. 09-35375
FINISAR CORPORATION, Nominal D.C. Nos.
Defendant, a Delaware 2:07-cv-01567-JLR
corporation; MERRILL LYNCH 2:07-cv-01549-JLR
PIERCE FENNER & SMITH
INCORPORATED; J.P. MORGAN
SECURITIES INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1479
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY & CO., No. 09-35285
INCORPORATED; LEHMAN BROTHERS,
INC.; BANK OF AMERICA D.C. Nos.
2:07-cv-01568-JLR
CORPORATION; ROBERTSON
STEPHENS, INC.; AVANEX 2:07-cv-01549-JLR
CORPORATION,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP, a global
bank headquartered in Zurich,
Switzerland formerly known as
Credit Suisse First Boston No. 09-35286
Corporation; BANK OF AMERICA No. 09-35367
CORPORATION, a Delaware D.C. Nos.
corporation, successor in interest 2:07-cv-01576-JLR
to BancBoston Robertson 2:07-cv-01549-JLR
Stephens, Inc.; TIVO INC., Nominal
Defendant, a Delaware
corporation; ROBERTSON STEPHENS,
INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1480 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS & CO., a New
York limited partnership; BANK OF
AMERICA CORPORATION, a Delaware
corporation, successor in interest
to FleetBoston Robertson No. 09-35288
Stephens, Inc.; ROBERTSON
STEPHENS INC., a Massachusetts
D.C. Nos.
2:07-cv-01569-JLR
corporation, 2:07-cv-01549-JLR
Defendants-Appellees,
and
TURNSTONE SYSTEMS, INC., a
Delaware corporation,
Defendant.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1481
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS & CO., “Goldman
Sachs”; CREDIT SUISSE SECURITIES
(USA) LLC, “Credit Suisse”
formerly known as Credit Suisse No. 09-35289
First Boston Corporation; BANK OF
AMERICA CORPORATION, a Delaware
D.C. Nos.
2:07-cv-01577-JLR
corporation, successor in interest 2:07-cv-01549-JLR
to BancBoston Robertson
Stephens, Inc.; ROBERTSON
STEPHENS, INC.; JUNIPER NETWORKS
INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1482 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
No. 09-35290
MORGAN STANLEY & CO., No. 09-35381
INCORPORATED; DEUTSCHE BANK
SECURITIES, INC.; MERRILL LYNCH,
D.C. Nos.
2:07-cv-01570-JLR
PIERCE, FENNER & SMITH 2:07-cv-01549-JLR
INCORPORATED; ARIBA INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v. No. 09-35292
MORGAN STANLEY & CO., No. 09-35364
INCORPORATED; CITIGROUP GLOBAL D.C. Nos.
MARKETS, INC.; AKAMAI 2:07-cv-01571-JLR
TECHNOLOGIES, INC., 2:07-cv-01549-JLR
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1483
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS GROUP INC., a
Delaware corporation; JPMORGAN
CHASE & CO., a Delaware
corporation, successor in interest
to Hambrecht & Quist LLC, No. 09-35293
Defendants, D.C. Nos.
and 2:07-cv-01578-JLR
2:07-cv-01549-JLR
KANA SOFTWARE INC., Nominal
Defendant, a Delaware corporation
formerly known as Kana
Communications Inc.; GOLDMAN
SACHS & CO.; J.P. MORGAN
SECURITIES INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1484 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY, a Delaware
corporation, successor in interest
to Morgan Stanley Dean Witter,
Defendant,
and
SILICON LABORATORIES INC., No. 09-35297
No. 09-35373
Nominal Defendant, a Delaware
corporation; MORGAN STANLEY & D.C. Nos.
CO. INCORPORATED; LEHMAN 2:07-cv-01590-JLR
BROTHERS INC.; CITIGROUP GLOBAL 2:07-cv-01549-JLR
MARKETS, INC.,
Defendants-Appellees,
JAMES W. GIDDENS,
TRUSTEE FOR THE
LIQUIDATION OF THE BUSINESS OF
LEHMAN BROTHERS INC.,
Trustee-Appellee.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1485
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS GROUP INC., a
Delaware corporation,
Defendant,
and
BANK OF AMERICA CORPORATION, a No. 09-35300
Delaware corporation, successor in
interest to BancBoston Robertson D.C. Nos.
2:07-cv-01593-JLR
Stephens, Inc.; PALM INC., 2:07-cv-01549-JLR
Nominal Defendant, a Delaware
corporation; GOLDMAN SACHS &
CO.; MORGAN STANLEY & CO.
INCORPORATED; MERRILL LYNCH
PIERCE FENNER & SMITH
INCORPORATED; ROBERTSON
STEPHENS, INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1486 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS GROUP INC.,
Defendant,
and No. 09-35301
No. 09-35374
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in D.C. Nos.
2:07-cv-01594-JLR
interest to BancBoston Robertson 2:07-cv-01549-JLR
Stephens, Inc.; MAXYGEN INC.,
Nominal Defendant, a Delaware
corporation; GOLDMAN SACHS &
CO.; ROBERTSON STEPHENS, INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1487
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP, a global
bank headquartered in Zurich,
Switzerland FKA Credit Suisse
First Boston Corporation; BANK OF No. 09-35302
AMERICA CORPORATION, a Delaware
corporation, successor in interest
D.C. No.
2:07-cv-01575-JLR
to BancBoston Robertson
Stephens, Inc.; SILICON IMAGE,
INC., Nominal Defendant, a
Delaware corporation; ROBERTSON
STEPHENS, INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1488 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS GROUP INC., a
Delaware corporation, No. 09-35303
No. 09-35391
Defendant,
D.C. Nos.
and 2:07-cv-01595-JLR
STREET.COM INC.; GOLDMAN SACHS 2:07-cv-01549-JLR
& CO.; J.P. MORGAN SECURITIES
INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in
interest to BancBoston Robertson No. 09-35306
Stephens, Inc.; CRITICAL PATH, D.C. No.
INC., Nominal Defendant, a 2:07-cv-01582-JLR
California corporation; ROBERTSON
STEPHENS, INC.; J.P. MORGAN
SECURITIES, INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1489
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35307
interest to BancBoston Robertson
Stephens, Inc.; CONCUR
D.C. Nos.
2:07-cv-01585-JLR
TECHNOLOGIES, INC., a Delaware 2:07-cv-01549-JLR
corporation; ROBERTSON STEPHENS,
INC.; J.P. MORGAN SECURITIES, INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP, a global
bank headquartered in Zurich,
Switzerland; SOURCEFORGE, INC.,
Nominal Defendant, a Delaware No. 09-35308
corporation, FKA VA Linux
Systems, Inc.; LEHMAN BROTHERS, D.C. No.
INC., 2:07-cv-01583-JLR
Defendants-Appellees,
JAMES W. GIDDENS, Trustee for the
Liquidation of the Business of
Lehman Brothers, Inc.,
Trustee-Appellee.
In Re: SECTION 16(b) LITIGATION
1490 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v. No. 09-35309
No. 09-35369
GOLDMAN SACHS & CO.; J.P.
MORGAN SECURITIES, INC.; RED
D.C. Nos.
2:07-cv-01587-JLR
HAT, INC., a Delaware corporation, 2:07-cv-01549-JLR
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP, a global No. 09-35310
bank headquartered in Zurich, No. 09-35368
Switzerland; SELECTICA, INC., D.C. No.
Nominal Defendant, a Delaware 2:07-cv-01584-JLR
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1491
VANESSA SIMMONDS
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP SECURITIES
(USA) LLC, a Delaware limited
liability company; BANK OF No. 09-35312
AMERICA CORPORATION, a Delaware D.C. Nos.
corporation; ROBERTSON STEPHENS, 2:07-cv-01579-JLR
INC., a Massachusetts corporation, 2:07-cv-01549-JLR
Defendants-Appellees,
and
INTERWOVEN, INC.,
Defendant.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS
Plaintiff-Appellant,
v.
No. 09-35313
MORGAN STANLEY & CO., No. 09-35370
INCORPORATED; J.P. MORGAN
SECURITIES, INC.; VIGNETTE
D.C. Nos.
2:07-cv-01588-JLR
CORPORATION, a Delaware 2:07-cv-01549-JLR
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1492 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY & CO., No. 09-35314
INCORPORATED; J.P. MORGAN No. 09-35371
SECURITIES, INC.; LEHMAN D.C. Nos.
BROTHERS, INC.; SYCAMORE 2:07-cv-01589-JLR
NETWORKS, INC., a Delaware 2:07-cv-01549-JLR
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP SECURITIES
(USA) LLC, a Delaware limited
liability company; BANK OF
AMERICA CORPORATION, a Delaware
No. 09-35315
corporation; ROBERTSON STEPHENS,
INC.; J.P. MORGAN SECURITIES INC., D.C. No.
a Delaware corporation, 2:07-cv-01580-JLR
Defendants-Appellees,
and
OPENWAVE SYSTEMS, INC., a
California corporation,
Defendant.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1493
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP SECURITIES
(USA) LLC, a Delaware limited
liability company; BANK OF
AMERICA CORPORATION, a Delaware No. 09-35316
corporation; ROBERTSON STEPHENS,
INC.,
D.C. Nos.
2:07-cv-01581-JLR
Defendants-Appellees, 2:07-cv-01549-JLR
and
INFORMATICA CORPORATION, a
Delaware corporation,
Defendant.
In Re: SECTION 16(b) LITIGATION
1494 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP SECURITIES
(USA) LLC, a Delaware limited
liability company; BANK OF
AMERICA CORPORATION, a Delaware
corporation; ROBERTSON STEPHENS,
INC., a Massachusetts corporation; No. 09-35317
No. 09-35365
MERRILL LYNCH, PIERCE, FENNER &
SMITH INCORPORATED, a Delaware D.C. Nos.
corporation; CITIGROUP GLOBAL 2:07-cv-01572-JLR
MARKETS INC., a New York 2:07-cv-01549-JLR
corporation,
Defendants-Appellees,
and
INTERSIL CORPORATION, a Delaware
corporation,
Defendant.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1495
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS GROUP INC.,
Defendant,
and
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in
interest to Fleetboston Robertson No. 09-35318
Stephens, Inc.; SONUS NETWORKS No. 09-35393
INC., a Delaware corporation; D.C. Nos.
GOLDMAN SACHS & CO.; LEHMAN 2:07-cv-01597-JLR
BROTHERS INC.; ROBERTSON 2:07-cv-01549-JLR
STEPHENS, INC.; J.P. MORGAN
SECURITIES INC.,
Defendants-Appellees,
JAMES W. GIDDENS,
TRUSTEE FOR THE
LIQUIDATION OF THE BUSINESS OF
LEHMAN BROTHERS INC.,
Trustee-Appellee.
In Re: SECTION 16(b) LITIGATION
1496 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY & CO.,
INCORPORATED; J.P. MORGAN
SECURITIES, INC., a Delaware No. 09-35320
corporation; LEHMAN BROTHERS, No. 09-35366
INC., a Delaware corporation, D.C. No.
Defendants-Appellees, 2:07-cv-01573-JLR
and
AVICI SYSTEMS, INC., a Delaware
corporation,
Defendant.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1497
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35321
interest to BancBoston Robertson No. 09-35397
Stephens, Inc.; PRICELINE.COM INC.,
a Delaware corporation; MORGAN
D.C. Nos.
2:07-cv-01598-JLR
STANLEY & CO. INCORPORATED; 2:07-cv-01549-JLR
MERRILL LYNCH PIERCE FENNER &
SMITH INCORPORATED; ROBERTSON
STEPHENS, INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS & CO.; LEHMAN No. 09-35322
BROTHERS, INC.; J.P. MORGAN
SECURITIES, INC.; MARVELL
D.C. Nos.
2:07-cv-01632-JLR
TECHNOLOGY GROUP, LTD., a 2:07-cv-01549-JLR
Bermuda corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1498 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY & CO., No. 09-35323
INCORPORATED; MERRILL LYNCH No. 09-35404
PIERCE FENNER & SMITH D.C. Nos.
INCORPORATED; PEROT SYSTEMS 2:07-cv-01631-JLR
CORPORATION, a Delaware 2:07-cv-01549-JLR
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1499
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CREDIT SUISSE GROUP, a global
bank headquartered in Zurich,
Switzerland; DEUTSCHE BANK AG,
a global bank headquartered in
Frankfurt, Germany; LEHMAN
BROTHERS HOLDINGS, INC., a
Delaware corporation; AIRSPAN
No. 09-35324
NETWORKS, INC., Nominal
Defendant, a Washington D.C. No.
corporation; DEUTSCHE BANK 2:07-cv-01638-JLR
SECURITIES, INC.; LEHMAN
BROTHERS, INC.,
Defendants-Appellees,
and
JAMES W. GIDDENS, Trustee for the
Liquidation of the Business of
Lehman Brothers, Inc.,
Trustee-Appellee.
In Re: SECTION 16(b) LITIGATION
1500 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS & CO.; BANK OF
AMERICA CORPORATION, a Delaware No. 09-35325
corporation, successor in interest
BancBoston Robertson Stephens
D.C. Nos.
2:07-cv-01630-JLR
Inc.; ROBERTSON STEPHENS, INC.; 2:07-cv-01549-JLR
INSWEB CORPORATION, a Delaware
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
No. 09-35326
MORGAN STANLEY & CO., No. 09-35405
INCORPORATED; DEUTSCHE BANK
SECURITIES, INC.; ASIAINFO
D.C. Nos.
2:07-cv-01633-JLR
HOLDINGS, INC., a Delaware 2:07-cv-01549-JLR
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1501
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in
interest to BancBoston Robertson No. 09-35328
Stephens, Inc. and FleetBoston
Roberton Stephens, Inc.;
D.C. Nos.
2:07-cv-01634-JLR
ROBERTSON STEPHENS, INC.; J.P. 2:07-cv-01549-JLR
MORGAN SECURITIES, INC.; KEYNOTE
SYSTEMS, INC., a Delaware
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35327
interest to BancBoston Robertson
No. 09-35382
Stephens, Inc.; ROBERTSON
D.C. No.
STEPHENS, INC.; J.P. MORGAN
2:07-cv-01652-JLR
SECURITIES INC.; DIGIMARC
CORPORATION, Nominal Defendant,
a Delaware corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1502 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS & CO.; BEAR No. 09-35331
STEARNS & CO., INC.; DEUTSCHE
BANK SECURITIES, INC.; TIBCO
D.C. Nos.
2:07-cv-01635-JLR
SOFTWARE, INC., a Delaware 2:07-cv-11549-JLR
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MARTHA STEWART LIVING No. 09-35333
OMNIMEDIA INC., a Delaware No. 09-35380
corporation; MORGAN STANLEY & D.C. Nos.
CO. INCORPORATED; MERRILL LYNCH 2:07-cv-01605-JLR
PIERCE FENNER & SMITH 2:07-cv-01549-JLR
INCORPORATED,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1503
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
No. 09-35334
CREDIT SUISSE GROUP, a global No. 09-35383
bank headquartered in Zurich,
Switzerland; AUDIBLE INC., a
D.C. Nos.
2:07-cv-01623-JLR
Delaware corporation; J.P. 2:07-cv-01549-JLR
MORGAN SECURITIES INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
GOLDMAN SACHS & CO., a New
York limited partnership; MERRILL
LYNCH PIERCE FENNER & SMITH
INCORPORATED, a Delaware No. 09-35335
corporation; BANK OF AMERICA No. 09-35377
CORPORATION, a Delaware
corporation, ROBERTSON STEPHENS,
D.C. Nos.
2:07-cv-01637-JLR
INC., a Massachusetts corporation, 2:07-cv-01549-JLR
Defendants-Appellees,
and
SABA SOFTWARE, INC., a Delaware
corporation,
Defendant.
In Re: SECTION 16(b) LITIGATION
1504 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY & CO.
INCORPORATED, a Delaware
corporation; DEUTSCHE BANK
SECURITIES INC., a Delaware No. 09-35337
corporation; CITIGROUP GLOBAL D.C. Nos.
MARKETS, INC., a New York 2:07-cv-01636-JLR
corporation, 2:07-cv-01549-JLR
Defendants-Appellees,
and
TRANSMETA CORPORATION, a
Delaware corporation,
Defendant.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
CAPSTONE TURBINE CORPORATION, a No. 09-35339
Delaware corporation; GOLDMAN No. 09-35395
SACHS & CO.; MERRILL LYNCH D.C. Nos.
PIERCE FENNER & SMITH 2:07-cv-01624-JLR
INCORPORATED; MORGAN STANLEY & 2:07-cv-01549-JLR
CO. INCORPORATED,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1505
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
No. 09-35344
MORGAN STANLEY & CO.
INCORPORATED; BROCADE D.C. Nos.
2:07-cv-01626-JLR
COMMUNICATIONS SYSTEMS INC., a 2:07-cv-01549-JLR
Delaware corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a No. 09-35345
Delaware corporation, successor in No. 09-35399
interest to Robertson Stephens,
Inc.; J.P. MORGAN SECURITIES INC.;
D.C. Nos.
2:07-cv-01667-JLR
ROBERTSON STEPHENS, INC.; OPLINK 2:07-cv-01549-JLR
COMMUNICATIONS, INC., a Delaware
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1506 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35346
interest to BancBoston Robertson No. 09-35398
Stephens, Inc.; ROBERTSON D.C. No.
STEPHENS, INC.; J.P. MORGAN 2:07-cv-01666-JLR
SECURITIES INC.; NAVASITE, INC., a
Delaware corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY & CO.
INCORPORATED, a Delaware No. 09-35347
corporation; DEUTSCHE BANK No. 09-35394
SECURITIES, INC., a Delaware D.C. No.
corporation; ASPECT MEDICAL 2:07-cv-01655-JLR
SYSTEMS, INC., Nominal Defendant,
a Delaware corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1507
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35348
interest to BancBoston Robertson
No. 09-35387
Stephens, Inc.; ROBERTSON
D.C. No.
STEPHENS, INC.; BEAR STEARNS &
2:07-cv-01654-JLR
CO., INC.; PACKETEER, INC.,
Nominal Defendant, a Delaware
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35349
interest to Fleetboston Robertson
Stephens, Inc.; ROBERTSON
D.C. Nos.
2:07-cv-01668-JLR
STEPHENS, INC.; OMNIVISION 2:07-cv-01549-JLR
TECHNOLOGIES, INC., a Delaware
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1508 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v. No. 09-35350
CREDIT SUISSE SECURITIES (USA), No. 09-35400
LLC; OCCAM NETWORKS, INC., a D.C. Nos.
Delaware corporation, FKA 2:07-cv-01669-JLR
Accelerated Networks, Inc., 2:07-cv-01549-JLR
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
J.P. MORGAN SECURITIES INC.; BEAR
STEARNS & CO., INC.; BANK OF
AMERICA CORPORATION, a Delaware No. 09-35351
corporation, successor in interest
to Bancboston Robertson
D.C. Nos.
2:07-cv-01670-JLR
Stephens, Inc.; ROBERTSON 2:07-cv-01549-JLR
STEPHENS, INC.; IMMERSION
CORPORATION, a Delaware
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1509
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
MORGAN STANLEY & CO.
INCORPORATED, a Delaware No. 09-35352
corporation; CREDIT SUISSE
No. 09-35384
SECURITIES (USA), LLC; J.P.
D.C. No.
MORGAN SECURITIES, INC.; INTERNAP
2:07-cv-01653-JLR
NETWORK SERVICES CORPORATION,
Nominal Defendant, a Delaware
corporation,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
No. 09-35355
MICROTUNE INC., a Delaware
corporation; GOLDMAN SACHS &
D.C. No.
2:07-cv-01627-JLR
CO.; J.P. MORGAN SECURITIES INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
1510 SIMMONDS v. CREDIT SUISSE SECURITIES
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35357
interest to BancBoston Robertson
Stephens, Inc.; MORGAN STANLEY
D.C. Nos.
2:07-cv-01628-JLR
& CO. INCORPORATED; ROBERTSON 2:07-cv-01549-JLR
STEPHENS, INC.; EXTREME NETWORKS
INC.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
VANESSA SIMMONDS,
Plaintiff-Appellant,
v.
BANK OF AMERICA CORPORATION, a
Delaware corporation, successor in No. 09-35358
interest to Robertson Stephens, No. 09-35390
Inc.; J.P. MORGAN SECURITIES INC.; D.C. Nos.
ROBERTSON STEPHENS, INC.; COSINE 2:07-cv-01629-JLR
COMMUNICATIONS INC., a Delaware 2:07-cv-01549-JLR
corporation; GOLDMAN SACHS &
CO.,
Defendants-Appellees.
In Re: SECTION 16(b) LITIGATION
SIMMONDS v. CREDIT SUISSE SECURITIES 1511
VANESSA SIMMONDS,
Plaintiff-Appellee,
v.
CREDIT SUISSE SECURITIES (USA)
LLC; CREDIT SUISSE SECURITIES No. 09-35363
(USA) LLC; J.P. MORGAN D.C. Nos.
SECURITIES INC.; BANK OF AMERICA 2:07-cv-01549-JLR
2:07-cv-01549-JLR
CORPORATION, a Delaware
corporation, successor in interest ORDER
to Fleetboston Robertson Stephens,
Inc.; ROBERTSON STEPHENS, INC.,
Defendants-Appellants.
In Re: SECTION 16(b) LITIGATION
Filed December 2, 2010
Amended January 18, 2011
Second Amendment January 25, 2011
Before: Sidney R. Thomas and Milan D. Smith, Jr.,
Circuit Judges, and Michael R. Hogan, District Judge.*
ORDER
The Opinion filed on December 2, 2010 and the Order and
Amended Opinion filed on January 18, 2011 are amended to
list the case numbers of the cross-appeals, as shown in the
captions listed above.
*The Honorable Michael R. Hogan, United States District Judge for the
District of Oregon, sitting by designation.