Tayag v. Lahey Clinic Hospital, Inc.

          United States Court of Appeals
                        For the First Circuit

No. 10-1169

                          MARIA LUCIA TAYAG,

                        Plaintiff, Appellant,

                                  v.

                     LAHEY CLINIC HOSPITAL, INC.,

                         Defendant, Appellee.


          APPEAL FROM THE UNITED STATES DISTRICT COURT

                  FOR THE DISTRICT OF MASSACHUSETTS

              [Hon. Patti B. Saris, U.S. District Judge]


                                Before

                         Lynch, Chief Judge,

                  Boudin and Howard, Circuit Judges.


     Monica J. Molnar with whom Peter H. Noone and Avery Dooley
Post & Avery, LLP were on brief for appellant.
     Brian E. Lewis with whom David J. Kerman and Jackson Lewis LLP
were on brief for appellee.



                           January 27, 2011
           BOUDIN, Circuit Judge.    Maria Lucia Tayag ("Tayag") was

terminated by her employer, Lahey Clinic Hospital, Inc. ("Lahey"),

while taking an unapproved seven-week leave to accompany her

husband, Rhomeo Tayag ("Rhomeo"), on a spiritual healing trip. The

district court denied her claims against Lahey on summary judgment,

including one under the Family and Medical Leave Act ("FMLA"),

29 U.S.C. §§ 2601-2654 (2006), and she now seeks review.

           The   pertinent   background    events   are   largely    not   in

dispute. Rhomeo suffers from serious medical conditions, including

gout, chronic liver and heart disease, rheumatoid arthritis, and

kidney problems that led to a transplant in 2000.         Tayag has looked

after him: transporting him to medical appointments, helping him

with household activities, preparing his food, aiding him in moving

around the house, providing medication, and giving psychological

comfort.

           Tayag began working for Lahey as a health management

clerk in 2002 and received positive performance reviews.            In 2003,

she became eligible for leave under Lahey's FMLA policy, and until

July 2006 Lahey consistently approved her requests for leave, which

typically lasted one or two days.         In May 2006, without claiming

FMLA leave, Tayag used vacation time to travel with Rhomeo to

Lourdes, France--a major site for Roman Catholic pilgrimage and

reputed miraculous healings.




                                  -2-
            In June 2006, Tayag submitted a vacation request form for

August 7 to September 22, 2006; her supervisor said this would

leave the department with inadequate coverage but, as Tayag had

indicated that her husband would be needing medical care, her

supervisor provided the paperwork for an FMLA leave request.                       On

July 8, Tayag requested FMLA leave to assist Rhomeo while he

traveled, but did not inform Lahey that the travel was for a

spiritual pilgrimage to the Philippines. Nor did she provide Lahey

with any contact information to reach her during the trip.

            On   July   11,   2006,     Rhomeo     underwent     an     angioplasty

procedure.       That   month,    Tayag    spoke    to   Susan    Olsen--Lahey's

benefits administrator--about the FMLA request, and Olsen requested

new FMLA certification from Rhomeo's doctor.                    In early August,

Tayag gave Olsen a note and then a certification from Rhomeo's

primary care physician, Stephen Dong; the note stated that Rhomeo's

liver,   kidney,    and   heart       diseases    "significantly        affect    his

functional capacity to do activities of daily living" and advised

that Tayag receive medical leave "to accompany Mr. Tayag on any

trips as he needs physical assistance on a regular basis."

            Tayag also provided Olsen with the fax number of her

husband's    cardiologist        so    Lahey     could   send     the    doctor     a

certification form for completion.             The cardiologist returned the

form on August 8, 2006, stating that Rhomeo was "presently . . .

not incapacitated" and that Tayag would not need leave.                      Olsen


                                        -3-
mailed Tayag letters on August 10 and 14 notifying her that the

leave was unapproved, and Lahey representatives left phone messages

at Tayag's home on August 8 and 17.           Tayag did not receive any of

these messages because she was in the Philippines from August 7 to

September 22.     Receiving no response, Lahey then sent a letter,

dated August 18, terminating her employment.

           In the Philippines, during August and early September

2006, the Tayags went to Mass, prayed, and spoke with the priest

and other pilgrims at the Pilgrimage of Healing Ministry at St.

Bartholomew's Parish.      From September 8 to 22, the Tayags visited

other churches and friends and family.           While in the Philippines,

Rhomeo received no conventional medical treatment and saw no

doctors   or    health   care    providers.       Tayag   assisted   him   by

administering medications, helping him walk, carrying his luggage,

and being present in case his illnesses incapacitated him.

           On   April    30,    2008,   Tayag   filed   suit   against   Lahey

alleging a number of claims,1 one being that her termination

violated the FMLA; only the FMLA claims are the subject of this

appeal.   After discovery, Lahey moved for summary judgment on all

claims; Tayag moved for partial summary judgment on the FMLA

claims.   The district court granted summary judgment in favor of

Lahey on all claims, determining as to the FMLA claims that the


     1
      Tayag also alleged violations of the Americans with
Disabilities Act, 42 U.S.C. §§ 12101-12213 (2006), Title VII of the
Civil Rights Act of 1964, id. §§ 2000e to 2000e-17, and state law.

                                        -4-
Tayags' trip was not "protected" under the statute because it was

effectively a vacation.       Tayag v. Lahey Clinic Hosp., Inc., 677 F.

Supp. 2d 446, 452 (D. Mass. 2010).            This appeal followed.

             Orders granting summary judgment are reviewed de novo.

Estate of Hevia v. Portrio Corp., 602 F.3d 34, 40 (1st Cir. 2010).

Here, the issues turn on the interpretation of the FMLA.                   Tayag

makes      two   claims--interference       with    substantive   rights     and

retaliation for the exercise of those rights--that both hinge upon

whether the FMLA protects the type of trip taken by the Tayags.

See   29    U.S.C.   §   2615(a);   Colburn    v.   Parker   Hannifin/Nichols

Portland Div., 429 F.3d 325, 331-32 (1st Cir. 2005); Hodgens v.

Gen. Dynamics Corp., 144 F.3d 151, 159-61 (1st Cir. 1998).

             The FMLA entitles employees to twelve workweeks annually

"to care for the spouse . . . of the employee, if such spouse . . .

has a serious health condition."         29 U.S.C. § 2612(a)(1)(C).         The

leave "may be taken intermittently . . . when medically necessary,"

id. § 2612(b)(1), and if the leave "is foreseeable based on planned

medical treatment," the employee must make a reasonable effort to

schedule the treatment so that it does not unduly disrupt the

employer and must provide the employer with thirty days' notice

unless impracticable, id. § 2612(e)(2).

                 Tayag describes the travel as a series of "healing

pilgrimages" with incidental socializing.             This comports with her

deposition, the district court made no finding directly to the


                                      -5-
contrary, and we will accept her characterization.                      Tayag properly

does       not    claim     that   caring     for    her   husband    would    itself   be

protected leave under the FMLA if the seven-week trip was for

reasons unrelated to medical treatment of Rhomeo's illnesses.2 So,

if the focus is on substantive protection, the result depends on

whether a "healing pilgrimage" comprises medical care within the

meaning of the FMLA.

                  Under the statute and associated regulations, the answer

is no.       The statute defines "health care provider" as "a doctor of

medicine or osteopathy who is authorized to practice medicine or

surgery          (as    appropriate)     by    the    State   in     which    the   doctor

practices; or . . . any other person determined by the Secretary to

be capable of providing health care services."                               29 U.S.C. §

2611(6).          Similarly, a "serious health condition" is "an illness,

injury, impairment, or physical or mental condition that involves

. . . inpatient care in a hospital, hospice, or residential medical

care facility; or . . . continuing treatment by a health care

provider."             Id. § 2611(11).




       2
      See Tellis v. Alaska Airlines, Inc., 414 F.3d 1045, 1048 (9th
Cir. 2005); Marchisheck v. San Mateo Cnty., 199 F.3d 1068, 1076
(9th Cir. 1999), cert. denied, 530 U.S. 1214 (2000). The inclusion
of "psychological comfort and reassurance," 29 C.F.R. § 825.116, in
the definition of care cannot extend to accompaniment of an ill
spouse on lengthy trips unrelated to medical care. (All citations
to the Code of Federal Regulations are to the July 1, 2006,
revision operative at the time of Tayag's FMLA leave request.)

                                              -6-
           Faith healing is addressed solely in the regulation

identifying others "capable of providing health care services,"

which includes "Christian Science practitioners" subject to certain

conditions.     29 C.F.R. § 825.118.        Christian Scientists reject

ordinary medical care as defined by the statute and so, as to a

Christian Scientist patient, there is no duplication either for

government insurance programs or for employers providing FMLA

leave.    Tayag's husband gets ordinary medical care, and she has

taken full advantage of the FMLA to provide assistance to him in

connection with that care.

           Further, Tayag does not invoke the Christian Science

exception to cover her situation--her husband is not a Christian

Scientist--but as the basis for a constitutional argument.              Thus

she   asserts   summarily   that,   given   the   exception   granted   for

Christian Science practitioners,

           it would be an unconstitutional distinction
           between religions to state that a Catholic
           priest is not covered.     Both religiously
           affiliated healing programs are aimed at
           treating    the    illness  and   providing
           psychological comfort.

This is hardly a serious treatment of a complex issue and is not

adequate to preserve the claim on appeal.          See United States v.

Zannino, 895 F.2d 1, 17 (1st Cir.), cert. denied, 494 U.S. 1082

(1990).   Even if the argument had been preserved, it would not be

likely to prevail in any form that assisted Tayag.



                                    -7-
             Thus, when Children's Healthcare is a Legal Duty, Inc. v.

Vladeck,     938   F.   Supp.   1466   (D.   Minn.    1996),   struck   down   a

counterpart Christian Scientist exception relating to Medicare and

Medicaid, id. at 1486, Congress adopted a new provision extending

the benefits of protection to care from "religious nonmedical

health care institutions" of "patients who choose to rely solely

upon a religious method of healing and for whom the acceptance of

medical health services would be inconsistent with their religious

beliefs,"    42    U.S.C.   §   1395x(ss)(1).        The   courts   upheld   this

solution.3

             Even if a court felt free to impose such an extension

without legislation, it would do Tayag no good: she does not claim

that Rhomeo's religion forbids ordinary medical care, and she has

already taken FMLA leave a number of times to assist him in

connection with receiving such care.            And it is hard to see how

more would be required: distinguishing among religions as such may

well be suspect; limiting FMLA coverage for faith healing trips to

those whose faith makes no other demands for medical assistance is

not self-evidently an improper discrimination.              See note 3, above.

             Tayag's claim of entitlement to FMLA leave also falls on

an independent ground.          Lahey required certification by a health

care provider for FMLA leave, which is permitted.                     29 U.S.C.


     3
      E.g., Kong v. Scully, 341 F.3d 1132, 1133-34 (9th Cir. 2003);
Children's Healthcare is a Legal Duty, Inc., v. Min De Parle, 212
F.3d 1084, 1088 (8th Cir. 2000), cert. denied, 532 U.S. 957 (2001).

                                       -8-
§ 2613.       For intermittent leave, the certification must include

among       other    information     "a    statement     that     the   employee's

intermittent leave . . . is necessary for the care of the . . .

spouse who has a serious health condition, or will assist in their

recovery,      and    the    expected     duration      and     schedule    of     the

intermittent leave."           Id. § 2613(b)(1)-(4)(A), (7).

              Intermittent leave periods may be of any length (less

than the twelve-week total allotment), 29 C.F.R. § 825.203(a), (d),

but the requested seven-week leave was different from the brief

leaves taken by Tayag over the previous four years and suggested by

earlier certifications.           When Dr. Dong provided a new certificate

in August 2006, he included "coronary artery disease" for the first

time as a listed condition, but said only that Rhomeo's incapacity

would occur "intermittently" and for his "lifetime" and provided no

explanation as to why a seven-week leave would be needed.                          The

omissions      gave    Lahey    "reason    to   doubt    the    validity    of     the

certification,"        29   U.S.C.   §    2613(c)(1),     permitting       Lahey    to

designate another health care provider for a second opinion, id.4



        4
      Tayag argues that the second opinion was invalid because
"[t]here is no justification . . . supporting Lahey's assertion
that it had a right to insist on a certification from a particular
doctor." However, the statute states that the second health care
provider will be "designated or approved by the employer,"
29 U.S.C. § 2613(c)(1), saying only that the provider "shall not be
employed on a regular basis by the employer," id. § 2613(c)(2). No
other argument is made to us against the second certificate. Cf.
29   C.F.R.    §   825.308(e)   (limiting   second    opinions   on
"recertifications").

                                          -9-
           That certification, from Tayag's cardiologist, stated

that Rhomeo was "not incapacitated" and Tayag did not require

leave, although her presence could "possibly" provide psychological

comfort.   Since nothing in Dr. Dong's certificate provided a basis

for a seven-week leave and the cardiologist had disavowed the need

for any leave, Lahey was justified in denying FMLA leave.     See,

e.g., Stoops v. One Call Commc'ns, Inc., 141 F.3d 309, 314 (7th

Cir. 1998).

           Even assuming dubitante that Dr. Dong's certification

adequately supports the leave, the statutory procedure in the event

of a conflict between certifying doctors would require joint

agreement on a third health care provider to give a binding final

opinion.   29 U.S.C. § 2613(d).    At most Tayag might have been

entitled to a third opinion and "a reasonable opportunity to cure

any . . . deficiency" in certification raised by Lahey, 29 C.F.R.

§ 825.305(d), but Tayag's departure and failure to provide contact

information blocked such processes.

           In sum, Tayag's seven-week absence was not protected

leave under the FMLA.   Tayag's second claim--retaliation--is both

underdeveloped and confusingly framed; she says that the discharge

was retaliation for requesting and taking leave. Insofar as she is

asserting that she was discharged for taking leave, the claim fails

because her leave was not protected.     See Orta-Castro v. Merck,




                                -10-
Sharp & Dohme Química P.R., Inc., 447 F.3d 105, 113-14 (1st Cir.

2006).

            Requesting leave is also an FMLA-protected right, see

29 C.F.R. § 825.220(a)(1), for which retaliation conceivably could

be wrongful even where the leave itself was unprotected, see

Colburn, 429 F.3d at 336 n.10.           But the discharge here was

expressly   for   taking   improper   leave--not   for   filing   a   leave

request--and no rational jury could find that the asserted and

adequate reason given was pretextual.        See Hodgens, 144 F.3d at

166.

            Affirmed.




                                  -11-