Marshall, Angela v. Fed Exprs Corp

                        United States Court of Appeals


                     FOR THE DISTRICT OF COLUMBIA CIRCUIT


              Argued November 4, 1997 Decided December 12, 1997 


                                 No. 96-7258


                              Angela Marshall, 

                                  Appellant


                                      v.


                        Federal Express Corporation, 

                                   Appellee


                Appeal from the United States District Court 

                        for the District of Columbia 

                               (No. 94cv02618)


     Marc Fiedler argued the cause for appellant.  With him on 
the briefs was Roger C. Johnson.

     Colby W. Morgan, Jr. argued the cause for appellee.  With 
him on the brief were Larry S. Kaplan, John T. Midgett and 
Merrell B. Renaud.  R. Mark Dare entered an appearance.



     Before:  Silberman, Williams and Garland, Circuit Judges.

     Opinion for the Court filed by Circuit Judge Williams.

     Williams, Circuit Judge:  Angela Marshall was injured 
while on duty as a Senior Customer Service Agent with 
Federal Express, making it difficult for her to continue in 
that work.  A fellow employee suggested that she apply for 
another job with Federal Express, as an Operations Agent at 
a different facility, which she would have been able to per-
form without difficulty.  Soon thereafter, however, the same 
employee relayed another employee's belief that because 
Marshall's husband already worked at the same facility, Mar-
shall could not work there in light of Federal Express's anti-
nepotism rules.  By the time Marshall discovered that this 
advice was wrong, the deadline for applying had passed.  
Shortly afterward she learned that the company had decided 
not to fill the spot at all.

     Marshall filed a timely complaint with the Equal Employ-
ment Opportunity Commission, saying that Federal Express 
had "denied [her] the opportunity to apply for [the Operations 
Agent] position," in violation, she believed, of the Americans 
with Disabilities Act, 42 U.S.C. s 12101 et seq. ("ADA" or the 
"Act").  Later, because of the impact of the injury on her 
ability to perform her original job as a Customer Service 
Agent, Federal Express dismissed her.  She filed no EEOC 
complaint on that subject.

     Marshall then filed suit in district court under the Act, 
claiming discrimination not only in regard to her failure to 
secure the Operations Agent job but also her termination 
from the company.  The district court granted Federal Ex-
press's motion for summary judgment.  We affirm.  We 
agree with the district court that Marshall exhausted her 
administrative remedies only as to her failure to secure the 
Operations Agent job, and that she failed to raise a material 
issue of fact to support her claim that Federal Express 
discriminatorily foreclosed that job.

 

                                  *   *   *




     Marshall began working at Federal Express in 1985.  On 
February 13, 1992 she injured her back while working as a 
Senior Customer Service Agent at Federal Express's Nation-
al Press Building station in Washington.  She was placed on 
worker's compensation and began a leave of absence.  In May 
1992 she entered Federal Express's Temporary Return to 
Work program, which provides injured workers with light-
duty work for 90 days.  By the time her participation ended 
in August, Federal Express had hired someone else to fill her 
old job.  The company, nonetheless, kept her on for some 
time thereafter, allowing her to extend her leave of absence.

     On September 21, 1992 Opal Shields, a Federal Express 
Leave of Absence Manager, informed Marshall by letter that 
the lifting restrictions brought on by her injury left her 
unqualified to return to work as a Senior Customer Service 
Agent.  She would be allowed to file an unlimited number of 
applications for jobs at Federal Express for which she was 
qualified, and would be given "placement preference" for such 
jobs, but if she did not find one within 90 days she would be 
fired.  Federal Express contracted with a rehabilitation coun-
selor to help Marshall find a job.  Through Shields, the 
company also informed her of several job openings for which 
she could apply.  Marshall declined to apply for positions at 
Dulles Airport in Virginia and in Columbia, Maryland, saying 
that her back condition prevented her from commuting to 
those places.  She did apply for a sales position in December 
but Federal Express gave the job to someone else;  that 
decision is not at issue here.

     On January 8, 1993 Shields told Marshall about an Opera-
tions Agent position that had opened up at Federal Express's 
"DCA" station and urged her to apply.  The parties seem to 
agree that Marshall's back injury would not have hindered 
her work as an Operations Agent.  When Shields told Gary 
Aldred, the Senior Manager of the DCA station, that Mar-
shall wanted to apply for the opening, Aldred balked.  Mar-
shall's husband already worked at the DCA station, and 
Aldred told Shields that company policy forbade relatives or 
spouses from working together.  Shields relayed this infor-
mation to Marshall and told her she could not apply after all.



     Marshall suspected that someone had gotten the policy 
wrong--she recalled that she used to work in the same 
building as her sister--so she made further inquiries.  It 
turned out Aldred was mistaken.  The Federal Express 
policy manual says that "[b]lood-related and marriage-related 
employees may be hired and be permitted to work at the 
same locations, providing no direct reporting or supervisory 
relationship exists."  There would have been no direct report-
ing or supervisory relationship between Marshall and her 
husband at the DCA station.  By the time Marshall learned 
that she was indeed eligible to apply, however, the job had 
passed her by--on January 18 a personnel director told her 
that no more applications were being accepted.  Indeed it 
soon became apparent that the job had passed everyone by--
on January 21 Marshall was told that the Operations Agent 
vacancy at DCA had been withdrawn for budgetary reasons;  
this was confirmed a week later in a memorandum to the five 
candidates who had applied for the position.

     In late January Marshall filed a charge with the EEOC, 
alleging that Federal Express had violated the ADA by not 
letting her apply for the Operations Agent job.  On March 4, 
1993--some 75 days after the expiration of her 90-day grace 
period--Marshall was fired.  In August 1994 the EEOC 
concluded that the evidence was insufficient to support her 
ADA claim.  This lawsuit followed.

 

                                  *   *   *


     Before bringing suit in federal court, ADA plaintiffs, like 
those under Title VII, must exhaust their administrative 
remedies by filing an EEOC charge and giving that agency a 
chance to act on it.  42 U.S.C. s 12117(a);  Park v. Howard 
University, 71 F.3d 904, 907-09 (D.C. Cir. 1995).  A vague or 
circumscribed EEOC charge will not satisfy the exhaustion 
requirement for claims it does not fairly embrace.  "[A]llow-
ing a complaint to encompass allegations outside the ambit of 
the predicate EEOC charge would circumvent the EEOC's 
investigatory and conciliatory role, as well as deprive the 
charged party of notice of the charge, as surely as would an 
initial failure to file a timely EEOC charge."  Schnellbaecher 
v. Baskin Clothing Co., 887 F.2d 124, 127 (7th Cir. 1989).  



Naturally every detail of the eventual complaint need not be 
presaged in the EEOC filing, but the substance of an ADA 
claim, like that of a Title VII claim, must fall within the scope 
of "the administrative investigation that can reasonably be 
expected to follow the charge of discrimination."  Park, 71 
F.3d at 907 (citation and internal punctuation omitted).

     Marshall's wrongful termination claim fails to meet this 
test.  The charge filed by Marshall with the EEOC made no 
mention of her termination.  The Commission could not rea-
sonably be expected to investigate Marshall's firing based on 
the allegations in the charge, which spoke only of Federal 
Express's failure to allow her to apply for the Operations 
Agent job.  Marshall never filed a second charge alleging a 
discriminatory termination, nor did she amend her original 
charge or otherwise bring her termination to the Commis-
sion's attention.

     Marshall concedes that the wording of her administrative 
charge failed to put the Commission on notice of her immi-
nent termination, but claims that the accompanying affidavit 
did the trick.  And indeed she did foreshadow her impending 
discharge in that affidavit, noting that Opal Shields "was in 
the process of terminating me," and adding, "I feel as if I am 
being given the run around, and I will be terminated soon." 1  
The Seventh Circuit takes the view that allegations in sup-
porting affidavits may be considered for exhaustion purposes 
if the charging party makes clear that she wants the EEOC 
to investigate them.  See Cheek v. Western and Southern 
Life Ins. Co., 31 F.3d 497, 502 (7th Cir. 1994).  Even assum-
ing the correctness of this approach, we do not read Mar-
shall's off-hand forecasts of looming termination as a request 
that the EEOC investigate her discharge as a distinct act of 

__________
     1 Marshall also notes that in an internal grievance letter she 
submitted to Federal Express six days before she lodged the EEOC 
charge, she commented, "I have less than two weeks before I am 
obsolete with this company."  This letter, however, was not directed 
to the EEOC and we cannot consider it in our exhaustion inquiry.  
In any case, the letter adds nothing material to the vague forebod-
ings contained in the affidavit.



discrimination.  Marshall's wrongful termination claim is not 
properly before us.

     Marshall also contends that Federal Express discriminated 
against her by failing to reasonably accommodate her disabili-
ty.  She says the company could have accommodated her in 
her Customer Service Agent job by waiving the job's lifting 
requirements or by transferring her to the Operations Agent 
job.  As for waiving the lifting requirements, Marshall runs 
directly into the problem that thwarted her wrongful termi-
nation claim:  her administrative charge makes no mention of 
any refusal to accommodate her lifting limitations or even of 
her termination (investigation of which might have led back to 
such a refusal).  Thus the EEOC was not on notice to 
investigate the lifting issue, and Marshall is barred from 
raising it for the first time in her complaint.

     As for Federal Express's failure to transfer her, the story 
is somewhat more complicated.  As we have noted, Marshall's 
EEOC charge (read in conjunction with its accompanying 
papers) alleges that she was denied the opportunity to apply 
for the Operations Agent job, implies that she was given 
spurious reasons for the denial, and contends that this 
amounted to discrimination.  Now she says, in effect, that the 
administrative charge implicitly included her current claim--
that Federal Express could and should have shifted her to the 
Operations Agent job as a means of accommodating the 
apparent conflict between her disability (which we here as-
sume) and the demands of the Customer Service Agent job.

     The ADA provides that "[n]o covered entity shall discrimi-
nate against a qualified individual with a disability because of 
the disability of such individual in regard to job application 
procedures, the hiring, advancement, or discharge of employ-
ees, employee compensation, job training, and other terms, 
conditions, and privileges of employment."  42 U.S.C. 
s 12112(a) (emphasis added).  The statute defines "discrimi-
nate" to include "not making reasonable accommodations to 
the known physical or mental limitations of an otherwise 
qualified individual with a disability who is an applicant or 
employee" absent undue hardship to the employer.  42 U.S.C. 



s 12112(b)(5)(A).  As the language of s 12112(a) makes clear, 
for discrimination (including denial of reasonable accommoda-
tion) to be actionable, it must occur in regard to some adverse 
personnel decision or other term or condition of employment.  
Here, the only adverse action before us is denial of the chance 
to apply for the Operations Agent job.  In regard to that, 
both parties agree, Marshall required no accommodation at 
all:  she was as capable of performing the job as anyone.  If 
her termination were properly before us, it might well bring 
in its train the question whether Federal Express had a duty 
to take action short of termination by accommodating Mar-
shall's disability-driven limitations in her former job.  But, as 
we have seen, that claim has not been preserved.  Thus there 
is no adverse action before us with any nexus to a possible 
denial of reasonable accommodation.

     The same analysis governs the definition of discrimination 
in 42 U.S.C. s 12112(b)(5)(B), which includes "denying em-
ployment opportunities to a job applicant or employee who is 
an otherwise qualified individual with a disability, if such 
denial is based on the need of such covered entity to make 
reasonable accommodation to the physical or mental impair-
ments of the employee or applicant."  In view of the agree-
ment that Marshall was perfectly fit for the Operations Agent 
job, denial of the opportunity to secure it could not have been 
"based on the need of [Federal Express] to make reasonable 
accommodation to [Marshall's] physical or mental impair-
ments."

     We assume without deciding that if working conditions 
inflict pain or hardship on a disabled employee, the employer 
fails to modify the conditions upon the employee's demand, 
and the employee simply bears the conditions, this could 
amount to a denial of reasonable accommodation, despite 
there being no job loss, pay loss, transfer, demotion, denial of 
advancement, or other adverse personnel action.  Such a 
scenario might be viewed as the ADA equivalent of the hostile 
working environment claim cognizable under other discrimi-
nation laws.  Cf. Stewart v. County of Brown, 86 F.3d 107 
(7th Cir. 1996);  Vande Zande v. Wisc. Dep't of Administra-
tion, 44 F.3d 538, 546 (7th Cir. 1995).  But Marshall's charge 



failed to put any work environment before the EEOC;  even if 
we stretched the point and read her charge as implicating the 
environment of the Operations Agent job, it remains the case 
that her disability (if any) created no occasion for accommoda-
tion in that job.

                                  *   *   *


     We now turn to the question that was properly presented 
by Marshall's EEOC charge:  whether Federal Express dis-
criminated against her on the basis of disability in refusing to 
let her apply for the Operations Agent position.  The district 
court found that it did not, holding that Marshall was not 
disabled within the meaning of the ADA, 42 U.S.C. 
s 12102(2)(A).  The court also noted that Federal Express 
had offered a legitimate, non-discriminatory reason for its 
actions, and that Marshall had supplied no evidence to show 
that the reason was pretextual.  Because we agree with the 
district court on this latter ground, we do not reach the issue 
of disability.

     We have approved the use of the familiar burden-shifting 
framework set out in McDonnell Douglas Corp. v. Green, 411 
U.S. 792 (1973), as a tool for analysis in ADA cases--at least 
in cases where the plaintiff offers no direct evidence tending 
to show discriminatory animus and the defendant denies that 
its decisions were motivated by the plaintiff's disability.  See 
Aka v. Washington Hospital Center, 116 F.3d 876, 885-86 
(D.C. Cir. 1997), vacated on other grounds pending rehearing 
en banc, 1997 WL 569524 (D.C. Cir., Sept. 5, 1997);  cf. Barth 
v. Gelb, 2 F.3d 1180, 1186 (D.C. Cir. 1993) (Rehabilitation 
Act).  This is such a case:  Marshall has come forward with 
no direct proof of discriminatory motivation, and Federal 
Express for its part asserts that the Operations Agent posi-
tion was eliminated after a staffing analysis had determined 
that the job could be handled using current employees.  We 
assume without deciding that Marshall is disabled in the 
statutory sense and has made out the other elements of her 
prima facie case.  Federal Express having offered a non-
discriminatory reason for the dismissal, the burden shifted to 
Marshall to show that Federal Express's cost-cutting ratio-
nale was just a cover-up for illicit discrimination.



     Marshall cites two items as indicators of pretext.  First, 
she says, based on her seven years of experience at Federal 
Express and her husband's first-hand familiarity with the 
DCA station, that the company's fiscal explanation simply 
cannot be believed.  As she put it in her deposition testimony, 
"I know that they need an operations agent position."  But 
such a conclusory observation fails to create a material issue 
of fact as to Federal Express's claimed motivation.  Marshall 
has laid no foundation for any expertise on the issue of 
whether an extra employee at that position was worth the 
cost to Federal Express.

     Second, Marshall points to the confusion over Federal 
Express's policy on employment of relatives as evidence that 
the company's cost-cutting rationale is specious.  Her argu-
ment seems to be that because a Federal Express employee 
gave her what turned out to be an unfounded reason for 
refusing to accept her application, Federal Express must be 
giving the court an insincere reason for canceling the position 
altogether.  We find the logic of this difficult to fathom.  If 
the company's true aim was to disadvantage Marshall because 
of her disability, why would it take the drastic step of zeroing 
out the entire Operations Agent position, thereby also disad-
vantaging not only Marshall but all five applicants (none of 
whom, so far as we know, was disabled), not to mention 
depriving itself of the net advantage of filling the position?  It 
would have been much simpler to refrain from informing 
Marshall about the job in the first place.  Indeed, Marshall's 
effort to draw a sinister inference from the nepotism mix-up 
runs into the fact that the company itself alerted her to this 
and several other job openings.

     In sum, a rational fact-finder would need more than Mar-
shall has provided before it could "second-guess an employ-
er's personnel decision absent demonstrably discriminatory 
motive."  Fischbach v. District of Columbia Dep't of Correc-
tions, 86 F.3d 1180, 1183 (D.C. Cir. 1996) (quoting Milton v. 
Weinberger, 696 F.2d 94, 100 (D.C. Cir. 1982)).  Even assum-
ing that Marshall made out a prima facie case under the first 



part of the McDonnell Douglas test--a proposition the dis-
trict court rejected and on which we take no position--she 
has failed to raise a genuine issue of fact as to whether 
Federal Express's reason was pretextual.

     The judgment of the district court is 

Affirmed.