Chenoweth, Helen v. Clinton, William J.

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued January 29, 1999 Decided July 2, 1999 No. 98-5095 The Honorable Helen Chenoweth, the Honorable Bob Schaffer, the Honorable Don Young, and the Honorable Richard W. Pombo, all in their official capacities, Appellants v. William J. Clinton, President of the United States, Kathleen A. McGinty, Chair of the Council on Environmental Quality, individually and in their official capacities, and the United State of America, Appellees Appeal from the United States District Court for the District of Columbia (No. 97cv02954) William Perry Pendley argued the cause and filed the briefs for appellants. Todd S. Welch entered an appearance. Ethan G. Shenkman, Attorney, U.S. Department of Jus- tice, argued the cause for appellees. With him on the brief were Lois J. Schiffer, Assistant Attorney General, and Mar- tin W. Matzen, Attorney. Jared A. Goldstein, Attorney, entered an appearance. Before: Edwards, Chief Judge, Ginsburg and Tatel, Circuit Judges. Opinion for the Court filed by Circuit Judge Ginsburg. Opinion concurring in the judgment filed by Circuit Judge Tatel. Ginsburg, Circuit Judge: Appellants Helen Chenoweth, Bob Schaffer, Don Young, and Richard W. Pombo, all of whom are Members of the United States House of Represen- tatives, sued to enjoin implementation of President Clinton's American Heritage Rivers Initiative (AHRI). They claimed the President's creation of the program by executive order exceeded his statutory and constitutional authority. Charac- terizing the Representatives' claim as a "generalized griev- ance[ ] about the conduct of government," the district court held the plaintiffs lacked standing to sue and dismissed their complaint. The Representatives now appeal, arguing that the district court failed properly to apply our decisions in Kenne- dy v. Sampson, 511 F.2d 430 (1974), and Moore v. U.S. House of Representatives, 733 F.2d 946 (1984). In part based upon the intervening decision in Raines v. Byrd, 521 U.S. 811 (1997), we affirm the judgment of the district court. I. Background The President announced his intention to create the AHRI in his 1997 State of the Union address. Soon afterward, the Council on Environmental Quality published a notice describ- ing the program. Under the AHRI, it explained, federal agencies would be called upon to provide support for local efforts to preserve certain historically significant rivers and riverside communities. See 62 Fed. Reg. 27,253 (May 19, 1997). In June, 1997 Representatives Chenoweth, Schaffer, and Pombo introduced a bill "[t]o terminate further develop- ment and implementation" of the AHRI. H.R. 1842, 105th Congress. The bill never came to a vote. The President formally established the AHRI by executive order in Septem- ber, 1997. See Exec. Order 13,061, 62 Fed. Reg. 48,445. Their legislative efforts having failed, the appellants brought this lawsuit, claiming the AHRI violates the Anti- Deficiency Act, 31 U.S.C. s 1301 et seq., the Federal Land Management and Policy Act, 43 U.S.C. s 1701 et seq., the National Environmental Policy Act, 42 U.S.C. s 4321 et seq., and the Commerce, Property, and Spending Clauses of, and the Tenth Amendment to, the Constitution of the United States. According to the complaint, the President's issuance of the AHRI by executive order, without statutory authority therefor, "deprived [the plaintiffs] of their constitutionally guaranteed responsibility of open debate and vote on issues and legislation" involving interstate commerce, federal lands, the expenditure of federal monies, and implementation of the NEPA. The Representatives sought a declaration that the issuance of the AHRI was unlawful and an injunction against its implementation. The district court granted the President's motion to dis- miss, concluding that the injury the Representatives claim to have suffered--the deprivation of their right as Members of the Congress to vote on (or, more precisely, against) the AHRI--is "too abstract and not sufficiently specific to sup- port a finding of standing." The Representatives then took this appeal. II. Analysis The Representatives' claim of standing is predicated upon the theory that by issuing Executive Order 13,061, the Presi- dent denied them their proper role in the legislative process and, consequently, diminished their power as Members of the Congress. They rely primarily upon Moore, in which we held that the infringement of a legislator's "right[ ] to participate and vote on legislation in a manner defined by the Constitu- tion" is an injury sufficiently direct and concrete to support the legislator's standing to sue. 733 F.2d at 951. To under- stand why their facially plausible argument is unpersuasive, some background is necessary. The general principle that governs our standing analysis is firmly established: A federal court cannot, consistent with Article III, exercise jurisdiction over a lawsuit unless the plaintiff has suffered a "personal injury fairly traceable to the defendant's allegedly unlawful conduct and likely to be re- dressed by the requested relief." Allen v. Wright, 468 U.S. 737, 751 (1984). Application of the general rule to a Member of the Congress who objects to the actions of other partici- pants in the legislative process, however, is a subject upon which this court has not spoken with great clarity. Historically, political disputes between Members of the Legislative and the Executive Branches were resolved with- out resort to the courts. See Raines, 521 U.S. at 826-28 (describing conflicts between Congress and various Presi- dents decided in the political arena). When Members of the Congress first began to seek judicial relief from allegedly illegal executive actions that impaired the exercise of their power as legislators, however, we were initially receptive to the idea that we had jurisdiction to hear their complaints. In Kennedy, for instance, we found that a United States Senator had standing to challenge the President's pocket veto of legislation that both Houses of the Congress had approved. The allegedly unlawful veto, we reasoned, injured the Senator in a direct and personal way because it effected a "diminution of congressional influence in the legislative process." 511 F.2d at 435. On the same theory, we held that a group of Senators had standing to sue the President for depriving them of a constitutionally-mandated opportunity to vote on the abrogation of a treaty. See Goldwater v. Carter, 617 F.2d 697, 702 (en banc), vacated on other grounds, 444 U.S. 996 (1979). After we decided Kennedy, however, the Supreme Court began to place greater emphasis upon the separation of powers concerns underlying the Article III standing require- ment. Compare Flast v. Cohen, 392 U.S. 83, 100 (1968) ("The question whether a particular person is a proper party to maintain [an] action does not, by its own force, raise separa- tion of powers problems"), with Warth v. Seldin, 422 U.S. 490, 498 (1975) (standing requirement "founded in concern about the proper--and properly limited--role of the courts in a democratic society"), and Allen v. Wright, 468 U.S. at 752 ("[T]he law of Art. III standing is built on a single basic idea--the idea of separation of powers"). In decisions follow- ing Kennedy we noted that those concerns are present-- indeed, are particularly acute--when a legislator attempts to bring an essentially political dispute into a judicial forum. Accordingly, in Riegle v. Federal Open Market Committee, 656 F.2d 873 (1981), we dismissed the complaint of a Senator who challenged the constitutionality of procedures by which certain members of the FOMC were appointed; this result, we held, was necessary in order to avoid an "obvious intrusion by the judiciary into the legislative arena." Id. at 881. We did not, however, disavow the standing analysis of Kennedy and Goldwater. Instead, creating a doctrine of "circum- scribed equitable discretion," we held that the court would decline to hear the complaint of a Congressman who "could obtain substantial relief from his fellow legislators" regardless whether he had standing to sue. Id. Keeping distinct our analysis of standing and our consideration of the separation of powers issues raised when a legislator brings a lawsuit con- cerning a legislative or executive act, we concluded, made consonant two otherwise irreconcilable principles: first, that congressional and private plaintiffs should be treated alike for the purpose of determining their standing, and second, that courts should refrain from interfering in disputes arising out of the legislative process when a political remedy is available from within that process. See id. at 877-82. But the circle did not long stay squared. Observing that jurisdictional issues such as standing are not of a sort usually committed to the discretion of courts, see Moore, 733 F.2d at 962 (Scalia, J., concurring), we questioned Riegle as frequent- ly as we applied it. See, e.g., Humphrey v. Baker, 848 F.2d 211, 214 (1988) (concerns about the doctrine of equitable discretion "continue to trouble us"); Melcher v. Federal Open Market Comm., 836 F.2d 561, 565 n.4 (1987) (expressing doubt as to continuing viability of doctrine). The practical significance of Riegle was also open to question: With one exception, namely, Bliley v. Kelley, 23 F.3d 507, 510 (1994), every decision in which we applied the doctrine of equitable discretion was either reversed upon another jurisdictional ground by the Supreme Court, see Barnes v. Kline, 759 F.2d 21 (D.C. Cir. 1985), vacated sub nom. Burke v. Barnes, 479 U.S. 361 (1987), or reached the same result that would have obtained had we treated separation of powers concerns as part of our inquiry into the plaintiff's standing. See, e.g., Moore, 733 F.2d at 956; Vander Jagt v. O'Neill, 699 F.2d 1166, 1175 (1983). In Moore, for instance, we held that although congressmen had standing to object to the purport- edly unconstitutional origination of a revenue-raising bill in the Senate, the district court properly dismissed their com- plaint under Riegle because their "rights [could] be vindicated by congressional repeal of the [offending] statute." 733 F.2d at 956. Our conclusion that the plaintiffs had standing to sue, in other words, got them into court just long enough to have their case dismissed because of the separation of powers problems it created. Recognizing the limited impact of the Riegle doctrine, we noted in United Presbyterian Church v. Reagan, 738 F.2d 1375 (D.C. Cir. 1984), that "[i]t seems ... inconvenient ... to distinguish between those legislator claims that lack standing, and those that should be denied a favorable exercise of remedial discretion for reasons generally indistinguishable from those that underlie the doctrine of standing." Id. at 1382. So matters stood when the Supreme Court recently decided Raines v. Byrd. The plaintiffs in that case were congress- men who objected to the Line Item Veto Act, which gave the President the authority to "cancel" spending provisions in an appropriations bill without vetoing the bill in its entirety. According to the plaintiffs, the Act injured them by "al- ter[ing] the legal and practical effect of all votes they ... cast on bills containing ... separately vetoable items," thus "di- vest[ing them] of their constitutional role" in the legislative process. 521 U.S. at 816. The district court found that the plaintiffs had standing, citing Moore for the proposition that an act interfering with the "constitutionally mandated process of enacting law" imposes upon legislators an injury cognizable under Article III. Byrd v. Raines, 956 F. Supp. 25, 31 (D.D.C. 1997). On direct appeal, the Supreme Court reversed. The Court characterized the plaintiffs' injury as "wholly abstract and widely dispersed" and hence insufficient to warrant judicial remediation. 521 U.S. at 829. The Court was apparently unmoved by the concern we expressed in Moore that the consideration of separation of powers issues would "distort[ ]" our standing analysis, 733 F.3d at 954; to the contrary, it emphasized that standing requirements are "especially rigor- ous" when reaching the merits of a case would raise questions about the proper scope of judicial authority. 521 U.S. at 819- 20. Having found that the plaintiffs lacked standing to sue, the Court did not find it necessary to consider the applicabili- ty (or the validity) of the doctrine of equitable discretion. Against the backdrop of Raines and our own decisions after Goldwater, the futility of the present Representatives' claim is apparent. As the plaintiffs point out, the injury they allegedly suffered when the President issued Executive Order 13,061--a dilution of their authority as legislators--is precise- ly the harm we held in Moore and Kennedy to be cognizable under Article III. It is also, however, identical to the injury the Court in Raines deprecated as "widely dispersed" and "abstract." If, as the Court held in Raines, a statute that allegedly "divests [congressmen] of their constitutional role" in the legislative process does not give them standing to sue, 521 U.S. at 816, then neither does an Executive Order that allegedly deprives congressmen of their "right[ ] to partici- pate and vote on legislation in a manner defined by the Constitution." 733 F.2d at 951. Consequently, the portions of our legislative standing cases upon which the current plaintiffs rely are untenable in the light of Raines. The Representatives protest that the injury alleged in Raines was less severe than that suffered by the plaintiffs in Moore. The votes of those Members of the Congress who opposed the Line Item Veto Act, they observe, were given full effect; they were simply too few to carry the day. The plaintiffs in Moore, on the other hand, claimed to have been entirely deprived of their constitutional right to originate a bill intended to raise revenue. Here, similarly (per the plaintiffs), the President denied Members of the Congress any opportunity to vote for or against the AHRI. Not only does Moore therefore survive Raines, urge the Representa- tives, but the present case more closely resembles the former than the latter. This reasoning misperceives the theory of standing at issue in Raines. The plaintiffs in that case did not contend, as the Representatives imply, that their injury was the result of a procedural defect in the passage of the Line Item Veto Act. Rather, their view was that once the Act became law, it "alter[ed] the constitutional balance of powers between the Legislative and Executive Branches," to their detriment. 521 U.S. at 816. This is only a minor variation on the injury asserted in Moore, where the beneficiary of the alleged change in the constitutional order was the Senate rather than the President. More to the point, it is exactly the position taken by the Representatives here: Their injury, they say, is the result of the President's successful effort "to usurp Con- gressional authority by implementing a program, for which [he] has no constitutional authority, in a manner contrary to the Constitution." Applying Moore, this court presumably would have found that injury sufficient to satisfy the standing requirement; after Raines, however, we cannot. Raines notwithstanding, Moore and Kennedy may remain good law, in part, but not in any way that is helpful to the plaintiff Representatives. Whatever Moore gives the Repre- sentatives under the rubric of standing, it takes away as a matter of equitable discretion. It is uncontested that the Congress could terminate the AHRI were a sufficient number in each House so inclined. Because the parties' dispute is therefore fully susceptible to political resolution, we would, applying Moore, dismiss the complaint to avoid "meddl[ing] in the internal affairs of the legislative branch." 733 F.2d at 956. Applying Raines, we would reach the same conclusion. Raines, therefore, may not overrule Moore so much as re- quire us to merge our separation of powers and standing analyses. In citing Moore, of course, the Representatives are not asking us to do that; instead, they would have us simply ignore half of that opinion. As for Kennedy, it may survive as a peculiar application of the narrow rule announced in Coleman v. Miller, 307 U.S. 433 (1939). The plaintiffs in Coleman were certain Kansas legis- lators who alleged that the Lieutenant Governor of Kansas had acted unlawfully by casting the tie-breaking vote in the state senate in favor of a constitutional amendment. Accord- ing to the Court, the 20 legislators who had voted against the amendment had standing to sue because the Lieutenant Governor's act deprived them of their "plain, direct and adequate interest in maintaining the effectiveness of their votes." Id. at 438. Although Coleman could be interpreted more broadly, the Raines Court read the case to stand only for the proposition that "legislators whose votes would have been sufficient to defeat (or enact) a specific legislative Act have standing to sue if that legislative action goes into effect (or does not go into effect) on the ground that their votes have been com- pletely nullified." 521 U.S. at 823. Even under this narrow interpretation, one could argue that the plaintiff in Kennedy had standing. The pocket veto challenged in that case had made ineffective a bill that both houses of the Congress had approved. Because it was the President's veto--not a lack of legislative support--that prevented the bill from becoming law (either directly or by the Congress voting to override the President's veto), those in the majority could plausibly de- scribe the President's action as a complete nullification of their votes. In this case, however, the Representatives do not allege that the necessary majorities in the Congress voted to block the AHRI. Unlike the plaintiffs in Kennedy and Coleman, therefore, they cannot claim their votes were effectively nullified by the machinations of the Executive. Consequent- ly, even if Kennedy is still viable after Raines, it cannot bear the weight the Representatives would place upon it.* III. Conclusion The district court correctly held the plaintiff Representa- tives lack standing to pursue this lawsuit. Their claim to standing on the ground that the President's implementation of the AHRI without congressional consent injured them by diluting their authority as Members of the Congress is indis- tinguishable from the claim to standing the Supreme Court rejected in Raines. Nor can the Representatives claim that their vote was nullified by the President's action. The deci- sion of the district court is therefore Affirmed. * For two reasons our concurring colleague would have us decide this case as though the Supreme Court had never decided Raines. First he says the effect of Raines upon our prior decisions was not briefed by the parties. However, the parties plainly joined the issue whether Raines overrules our cases on the subject of legisla- tive standing. See Appellees' Br. at 16 ("After the Supreme Court's decision in Raines ... it is questionable whether a member of Congress alleging an institutional injury can ever have Article III standing"); Appellant's Rep. Br. at 7 (asserting "[t]here is absolute- ly no authority" supporting the President's assertion "that Raines overturned Moore"). Second, he says the Representatives would lack standing even under the pre-Raines law of this circuit. This point rests upon the implicit premise that the standing analysis in Moore and Kennedy might have force after Raines, albeit (as he acknowledges) in circumstances not presented here. We think it clear, however, that our analysis in this case must account for the impact of Raines on the prior precedent of this circuit, and further, that Raines leaves no room for the broad theory of legislative standing that we adopted in Moore and Kennedy. Tatel, Circuit Judge, concurring in the judgment: I agree that appellants lack standing. I think the court should have reached that result, however, without exploring the extent to which Raines v. Byrd, 117 S. Ct. 2312 (1997), limits our decisions in Kennedy v. Sampson, 511 F.2d 430 (D.C. Cir. 1974), and Moore v. United States House of Representatives, 733 F.2d 946 (D.C. Cir. 1981). See Maj. Op. at 7-10. In the course of deciding that Raines essentially overrules the theory of legislative standing recognized in Kennedy and Moore, my colleagues read those decisions too broadly, stat- ing that the legislator injury we found cognizable in those cases "is precisely the harm" that appellants allege here. Maj. Op. at 8. But unlike appellants, the legislators in Kennedy and Moore challenged alleged constitutional defects in the way specific pieces of legislation were passed or defeated. See Moore, 733 F.2d at 951-53 (revenue-raising bill allegedly originated in the Senate, not the House); Kennedy, 511 F.2d at 434-36 (allegedly unconstitutional presidential pocket veto of legislation passed by Congress). Contrary to appellants' claim that they have been "denied the 'right[ ] to participate and vote on legislation in a manner defined by the Constitution,' "Appellant's Br. at 16 (quoting Moore, 733 F.2d at 951), they can point to no defect in any "discrete aspect of the process by which a bill becomes law (the actual vote on the legislation) [or] those post-enactment events denying the bill's status as law," Harrington v. Bush, 553 F.2d 190, 211 (D.C. Cir. 1977). This case is therefore indistinguishable from and controlled by United Presbyterian Church in the U.S.A. v. Reagan, 738 F.2d 1375 (D.C. Cir. 1984). There, as here, a Member of Congress challenged the legality of an executive order, claiming that it was promulgated without congressional or constitutional authorization. See id. at 1381- 82. We held that the Member lacked standing because he raised only " 'a generalized grievance about the conduct of government, not a claim founded on injury to the legislator by distortion of the process by which a bill becomes law.' " Id. at 1382 (quoting Moore, 733 F.2d at 952); see also Daughtrey v. Carter, 584 F.2d 1050, 1057 (D.C. Cir. 1978) (rejecting the argument that legislators have standing to challenge execu- tive nonenforcement of an act as a usurpation of the legisla- tive right to enact repealing legislation); Harrington, 553 F.2d at 211 (rejecting the argument that a legislator has standing to challenge allegedly illegal CIA activities as an impairment of his prospective votes on related legislation). For precisely the same reason, appellants lack standing to challenge the American Heritage Rivers Initiative. Although Raines limits Kennedy and Moore to some ex- tent, it changes nothing in United Presbyterian or the other cases where we have rejected legislator standing to raise similar "generalized grievances." Because United Presbyte- rian still squarely controls, it is unnecessary to reach the difficult issue of the precise extent to which Raines limits Kennedy and Moore, an issue not briefed in this case beyond the conclusory assertions cited by the court. See Texas Rural Legal Aid, Inc. v. Legal Servs. Corp., 940 F.2d 685, 697-98 (D.C. Cir. 1991) (in the "absence of any substantive briefing on the issue," where the parties "content [them- selves] with conclusory assertions," this court normally will not address the argument). I think the court should have deferred addressing the implications of Raines until present- ed with a case in which legislators assert injury involving a discrete aspect of the process by which a specific bill has become (or failed to become) law.