United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued November 3, 2000 Decided June 22, 2001
No. 00-1030
Tasty Baking Company,
Petitioner
v.
National Labor Relations Board,
Respondent
On Petition for Review and Cross-Application
for Enforcement of an Order of the
National Labor Relations Board
Barry Simon argued the cause and filed the briefs for
petitioner.
Frederick C. Havard, Supervisory Attorney, National La-
bor Relations Board, argued the cause for respondent. With
him on the brief were Leonard R. Page, General Counsel,
Linda Sher, Associate General Counsel, Aileen A. Armstrong,
Deputy Associate General Counsel, and Jeffrey Horowitz,
Attorney. Frederick L. Cornnell, Jr. and Steven B. Gold-
stein, Attorneys, entered appearances.
Before: Ginsburg, Randolph, and Garland, Circuit Judges.
Opinion for the Court filed by Circuit Judge Garland.
Garland, Circuit Judge: Tasty Baking Company (TBC)
petitions this court for review of a decision and order of the
National Labor Relations Board (NLRB). The Board found
that the company committed unfair labor practices in viola-
tion of sections (8)(a)(1) and (3) of the National Labor Rela-
tions Act (NLRA), 29 U.S.C. s 158(a)(1), (3). TBC alleges
that part of the complaint filed by the NLRB's General
Counsel was time-barred, that the hearing conducted by the
Board's Administrative Law Judge (ALJ) was procedurally
flawed, that the Board's factual conclusions are unsupported,
and that the Board's prescribed remedy is improper. We
reject these challenges and grant the Board's cross-
application for enforcement of its order.
I
TBC operates a plant in Philadelphia, Pennsylvania, where
approximately 700 workers produce baked goods on daytime
and overnight shifts. In 1994, Teamsters Union Local 115
began an organizing drive among TBC employees. The union
lost a representation election in April 1995, but, upon the
union's objection, the Board set aside the results and ordered
a new election in March 1996.
The events forming the basis of the present case began in
the summer of 1995, after the first representation election.
In mid-June, Production Operations Director Thomas Kenney
demoted Edwina Flannery, the wife of well-known union
activist and "oven man" Michael Flannery,1 from the supervi-
sory position she had held for nearly five years. This demo-
tion took place despite management's recent assurances that
__________
1 At TBC, the oven man maintains control of the heat for the
ovens, coordinates the oven heating times with the floor monitor
and the operator of the crumbs depositor, and ensures that the
baked product is carried away on a conveyor belt.
her position was safe and that she was the company's "newest
rising star." Tr. at 185. On August 10, 1995, after Edwina
Flannery's demotion, Superintendent Charles Britsch told her
that the fact that her husband was outside the plant distribut-
ing union literature "was not helping [her] chances of staying
on day work," and that if he continued she "could very
seriously end up on night work." Id. at 200. Michael
Flannery continued leafleting, and a month later the company
transferred his wife to the night shift.
On January 16, 1996, Michael Flannery received a disciplin-
ary warning from his supervisor, alleging that Flannery had
twice failed to remove crumbs from the crumbs depositor.2
Flannery filed a written grievance, protesting that it was not
his responsibility to remove the crumbs. When Flannery met
with Britsch to discuss the grievance on January 18, Britsch
said that the warning stemmed from the company's new "get
tough" policy. Id. at 124-25. Britsch also said that he and
Flannery were "enemies," and that while Flannery might
think that he was doing the right thing for the employees,
Britsch felt that he (Britsch) was "doing the right thing for
Tasty Bake and will do whatever I have to to keep the union
out." Id. at 125.
On January 26, 1996, Operations Director Kenney met with
an employee, William Martin, to discuss Martin's suggestion
that metal detectors be installed at the entrance to the
workplace. Kenney told Martin that the suggestion was
"stupid," and speculated that Michael Flannery was behind it.
Id. at 220. Martin denied this, and then told Kenney that
Michael Flannery should not have received the "crumbs"
warning because it was Martin's, not Flannery's, responsibili-
ty to remove the crumbs from the depositor. Kenney re-
sponded that he did not care whose job it was, and "that he
had told Mike that if Mike f**ked him, he would f**k Mike
back." Id. at 221. Kenney then told Martin that "if you f**k
__________
2 The crumbs depositor, used in the company's production of
crumb cakes, receives crumbs from a chute and deposits them onto
cake batter. Crumbs must be removed from the depositor before
production can be switched from crumb cakes to cupcakes.
me, I'll f**k you back," and concluded: "[N]ow I'm getting
Mike. I told him I was going to do it. Now I'm doing it."
Id. at 221-22.
On January 31, 1996, sanitation employee Robert Nolan,
another vocal union supporter, received a three-day suspen-
sion and was subsequently issued a written warning for
"insubordination" resulting from an incident with Linda Ca-
sey, a substitute floor monitor. According to Nolan, he had
been making a telephone call during his usual break time,
when Casey began "yelling and screaming" at him to get off
the phone. Id. at 278. Nolan told Casey that he was talking
to his wife, and asked to see his regular floor monitor. Casey
refused to let Nolan explain or see his monitor, and instructed
him to get off the phone and return to work, which Nolan did.
Nolan testified that thereafter his regular monitor told him
not to worry about the incident. Nonetheless, Nolan received
a written warning and three-day suspension for insubordina-
tion.
On April 11, 1996, Kenney approached Michael Flannery
during his shift and said: "[I] don't believe you. After what
happened to your wife, you're still pushing the union and
calling OSHA [the Occupational Safety and Health Adminis-
tration]. Are you going to make me fire you?" Id. at 127.
Two months later, on June 6, 1996, Flannery received a
written warning for reporting wrong "oven times" to other
employees. Flannery received the warning notwithstanding
that he had disputed the allegation and been told that he
would merely receive a memo to his file.
Between August 1995 and July 1996, the union filed unfair
labor practice charges with the NLRB concerning the above-
described events. Those charges resulted in separate com-
plaints filed by the Board's General Counsel, which were
eventually consolidated for hearing. The complaints charged
that the company had violated sections 8(a)(1) and (3) of the
NLRA, which make it an unfair labor practice for an employ-
er: "to interfere with, restrain, or coerce employees in the
exercise of" their rights to form, join, or assist labor organiza-
tions, 29 U.S.C. s 158(a)(1); see id. s 157, and "by discrimi-
nation in regard to ... any term or condition of employment
to encourage or discourage membership in any labor organi-
zation," id. s 158(a)(3). After a hearing, the ALJ sustained
the complaints with respect to the charges that are the
subject of the instant petition, and the company filed excep-
tions with the Board.
The NLRB affirmed the ALJ's conclusions with minor
modifications. Tasty Baking Co. and Teamsters Union Local
115, 330 N.L.R.B. No. 80, 2000 WL 127513 (Jan. 31, 2000)
("Tasty Baking Co."). The Board found that TBC violated
section 8(a)(1) by: (1) telling Michael Flannery that the
company had implemented a "get tough policy" in response to
his union activities; (2) threatening William Martin with
retaliation if he engaged in union activities; and (3) threaten-
ing Michael Flannery with discharge because of his union
activities and calls to OSHA. The NLRB also found that
TBC committed unfair labor practices in violation of sections
8(a)(1) and (3) of the Act by: (1) issuing a written warning to
Michael Flannery for the "crumbs" incident; (2) issuing a
three-day suspension and written warning to Robert Nolan
for alleged insubordination in connection with the telephone
incident; and (3) issuing a written warning to Michael Flan-
nery for the "oven times" incident. Finally, the Board found
that the company violated section 8(a)(1) by demoting Edwina
Flannery from her supervisory position in retaliation for her
husband's union activities, and violated sections 8(a)(1) and (3)
by transferring Edwina Flannery to the night shift because
her husband continued working for the union.
The company petitions for review. It contends that the
General Counsel's complaint concerning Edwina Flannery's
demotion is time-barred because it was not "closely related"
to any charge that was timely filed with the NLRB. TBC
also alleges that certain of its procedural rights were violated
during the hearing conducted by the ALJ. The company
further argues that substantial evidence does not support any
of the Board's findings that the company committed unfair
labor practices. Finally, TBC challenges the Board's authori-
ty to order reinstatement of Edwina Flannery to her supervi-
sory position.
II
The company contends that the complaint concerning Ed-
wina Flannery's demotion was time-barred under NLRA
s 10(b), 29 U.S.C. s 160(b), which states that "no complaint
shall issue based upon any unfair labor practice occurring
more than six months prior to the filing of the charge." TBC
notes that the NLRB has construed section 10(b) to permit
prosecution of an alleged violation that was not timely
charged if it is "closely related" to the allegations in a timely
filed charge. See TBC Br. at 7-8 (citing Nickles Bakery of
Indiana, Inc., 296 N.L.R.B. 927, 928 (1989)). TBC contends
that the allegation concerning Edwina Flannery's June 1995
demotion fails the "closely related" test.
The initial charge was timely filed on October 16, 1995, and
stated that the company had unlawfully "demot[ed] an em-
ployee for supporting and associating with the union." J.A.
838. On February 12, 1996, the General Counsel filed a
complaint based upon that charge, specifically alleging that
Edwina Flannery was demoted from her position as "supervi-
sor" because of the union activities of one of her relatives.
J.A. 832. TBC argues, citing Drug Plastics & Glass Co. v.
NLRB, 44 F.3d 1017, 1021, (D.C. Cir. 1995), that the Febru-
ary 1996 complaint was not "closely related" to the October
1995 charge, because the complaint referred to a demoted
"supervisor" while the charge had referred to a demoted
"employee." TBC notes that these words--"supervisor" and
"employee"--have distinct meanings under the NLRA, see 29
U.S.C. s 152(3), and it argues that because different legal
theories and defenses apply to the demotion of supervisors
and employees, the allegations cannot be regarded as "close-
ly related." See TBC Br. at 13-16 (citing Nickles Bakery,
296 N.L.R.B. 927).
Far from failing the "closely related" test, however, we
think the complaint and charge are fairly read--notwithstand-
ing the technical imprecision of the charge--as identifying the
very same conduct. The actual thrust of TBC's argument is
that the timely charge did not give the company "fair notice
of the acts alleged to constitute the unfair labor practice."
Pergament United Sales, Inc. v. NLRB, 920 F.2d 130, 134 (2d
Cir. 2000). We conclude that it did.
As the Board explained, the term "employee," used in its
generic rather than NLRA-specific sense, can certainly refer
to someone employed as a supervisor. Tasty Baking Co., slip
op. at 1.3 Moreover, other allegations in the same timely filed
charging document made clear that it was Edwina Flannery
who was the referenced "employee." That document alleged
that the company had "depriv[ed] an employee of seniority
rights" and "transferr[ed] an employee to the night shift"--
both of which the company had done to Flannery (and, as far
as the record reflects, only to Flannery) soon after it demoted
her from her supervisory position. This additional informa-
tion was more than sufficient to give TBC fair notice of the
charge against it. See NLRB v. Mackay Radio & Telegraph
Co., 304 U.S. 333, 349-50 (1938) (holding that the discrepancy
between a charge alleging discriminatory refusal to reinstate,
and the Board's finding of discriminatory discharge, did not
violate the company's due process rights). Compare Perga-
ment United Sales, Inc., 920 F.2d at 135-36 (granting en-
forcement of an NLRB order where the Board had charged
the employer with violating section 8(a)(3), but ultimately
found it to have violated section 8(a)(4) with respect to the
same employees), with Lotus Suites, Inc. v. NLRB, 32 F.3d
588, 592 (D.C. Cir. 1994) (denying enforcement where the
charge contained only a "boilerplate allegation that the Em-
ployer violated s 8(a)(1) and [was] utterly lacking in factual
specificity").
III
TBC next argues that procedural irregularities in the com-
plaint and hearing before the ALJ require us to set aside the
__________
3 Indeed, by the time the charge was filed in October 1995,
Edwina Flannery had already been demoted and was thus an
"employee" in both the generic and NLRA-specific senses.
NLRB's findings regarding threats Kenney and Britsch made
to employees. TBC argues that those findings should be set
aside because the General Counsel's complaint did not put the
company on notice of the conduct at issue, and because the
ALJ improperly sequestered Kenney and Britsch during the
proceeding, preventing them from hearing the allegations
that union witnesses made against them. TBC claims that
these irregularities violated both due process and NLRB
rules. We disagree. See Pergament United Sales, Inc., 920
F.2d at 134 (holding that "due process is satisfied when a
complaint gives a respondent fair notice ... and when the
conduct implicated in the alleged violation has been fully and
fairly litigated").
The company's principal challenge to the complaint is that
it alleged that Kenney and Britsch threatened employees on
dates different from those proven at the hearing. The com-
plaint alleged that Kenney made a threat "on or about"
January 12, 1996, while the evidence showed that Kenney's
threat to William Martin took place two weeks later, on
January 26. Similarly, the complaint alleged a threat made
by Britsch "on or about" January 24, 1996, while the evidence
concerned statements he made to Michael Flannery six days
earlier, on January 18. These minor variances in "on or
about" dates, however, were insufficient to prejudice the
company's hearing preparation. Indeed, courts have permit-
ted variances of the same and greater magnitude between
dates charged in criminal indictments and those later proven
at trial, notwithstanding that in such cases the defendant's
very liberty is at stake. See, e.g., United States v. Kimberlin,
18 F.3d 1156, 1158-59 (4th Cir. 1994) (finding nonprejudicial a
variance of nearly one month between the date charged in the
indictment and that proven at trial); Robinson v. United
States, 210 F.2d 29, 31 (D.C. Cir. 1954) (holding that "[t]here
is no material variance between March 16 and 'about March
1' "). Moreover, at the hearing itself, TBC had a full opportu-
nity to cross-examine the General Counsel's witnesses about
the circumstances surrounding the threats, and to put Ken-
ney and Britsch on the stand to rebut those witnesses. See
Pergament United Sales, Inc., 920 F.2d at 136.
The company also challenges the manner in which the ALJ
applied the NLRB's sequestration rule, under which an ALJ
may exclude witnesses from the hearing room while others
are testifying. Exempt from the rule are, inter alia, a party's
designated representative and "a person who is shown by a
party to be essential to the presentation of the party's cause."
Greyhound Lines, Inc., 319 N.L.R.B. 554, 554 (1995); see
Fed. R. Evid. 615(3) (same). The purpose of the rule is to
prevent one witness from "shaping his testimony to match
that given by other witnesses at the trial." Queen v. Wash.
Metro. Area Transit Auth., 842 F.2d 476, 481 (D.C. Cir. 1998)
(citations omitted).
TBC selected its Vice President for Human Resources,
William Mahoney, as its designated representative to assist in
its defense, and the ALJ excepted him from sequestration.
The ALJ excluded four other company managers from the
hearing room, including Kenney and Britsch. The company
argues that the exclusion of Kenney and Britsch was improp-
er, because they were "essential" witnesses. The ALJ re-
tains considerable discretion in determining which witnesses
are "essential" within the meaning of the rule, however, and
we find no abuse of that discretion here. Cf. Polythane Sys.
v. Marina Ventures Int'l, 993 F.2d 1201, 1209-10 (5th Cir.
1993) (holding that whether a witness is "essential" under
Fed. R. Evid. 615 is "a matter soundly within the discretion of
the trial court"); Queen, 842 F.2d at 482 (same).
Moreover, we are unable to discern any prejudice suffered
by the company on account of the sequestration. See Brick-
layers Int'l Union of Am. v. NLRB, 475 F.2d 1316, 1323 (D.C.
Cir. 1973) (noting that under 5 U.S.C. s 706, "due account
shall be taken of the rule of prejudicial error"). Under the
NLRB's rule, "counsel for a party may inform counsel's own
witness of the content of testimony ... given by a witness for
the opposing side in order to prepare for rebuttal of such
testimony." Greyhound Lines, Inc., 319 N.L.R.B. at 554. In
light of company counsel's ability thus to prepare Kenney and
Britsch, and of the fact that both men did testify in rebuttal
to the General Counsel's witnesses, such prejudice seems
highly unlikely. See Desert Hosp. v. NLRB, 91 F.3d 187, 190
(D.C. Cir. 1996) ("The burden of showing prejudice from
assertedly erroneous rulings is on the party claiming inju-
ry.").
TBC offers only one example of such purported prejudice.
It contends that the ALJ wrongly interpreted Kenney's un-
certainty about details of his meeting with Martin as evidence
of Kenney's lack of credibility. The true reason for Kenney's
uncertainty, the company argues, is that the complaint al-
leged a meeting date that was off by two weeks, and that the
sequestration order prevented Kenney from hearing Martin's
description of that meeting. But even if this contention were
true, Kenney's uncertain description of the meeting with
Martin was the last and least important of the grounds the
ALJ gave for doubting Kenney's credibility. The ALJ found
Kenney's responses vague with respect to numerous other
incidents; found that although he had no difficulty remember-
ing events when questioned on direct examination by compa-
ny counsel, he had inexplicable failures of memory when
under cross-examination; and found Kenney generally "eva-
sive" in responding to questions from the General Counsel.
Tasty Baking Co., slip op. at 20. Moreover, in concluding
that Kenney had threatened Martin, the ALJ principally
relied not on the vagueness of Kenney's testimony, but on the
fact that his testimony was inconsistent and at points self-
contradictory, while Martin testified "in an honest and truth-
ful manner." Id. at 13. In sum, even were the complaint
misleading and the sequestration order erroneous, the compa-
ny could not fairly blame those factors for the ALJ's finding
that Kenney unlawfully threatened William Martin.
IV
TBC also disputes the Board's findings that the company
committed unfair labor practices on the ground that those
findings are not supported by substantial evidence. Our role
in reviewing such a claim is limited. Pioneer Hotel, Inc., 182
F.3d at 942. We must uphold the findings of the Board as
long as they are "supported by substantial evidence on the
record considered as a whole." 29 U.S.C. s 160(e). In
making that determination, "we ask only whether on this
record it would have been possible for a reasonable jury to
reach the Board's conclusion[,].... and we give substantial
deference to the inferences drawn by the NLRB from the
facts." Halle Enters., Inc. v. NLRB, 247 F.3d 268, 271 (D.C.
Cir. 2001) (citations and internal quotations omitted). More-
over, we "must accept the ALJ's credibility determinations
..., as adopted by the Board, unless they are patently
insupportable." Gold Coast Rest. Corp. v. NLRB, 995 F.2d
257, 265 (D.C. Cir. 1993) (citations and internal quotations
omitted). We apply this standard of review to each of the
findings challenged by the company.
A
We first consider TBC's challenge to the Board's findings
that three threats made by the company's supervisors to
Michael Flannery and William Martin violated section 8(a)(1)
of the Act. That section forbids coercive statements that
threaten retaliation against employees for the exercise of
their rights to organize and to participate in union activities.
See Southwire Co. v. NLRB, 820 F.2d 453, 457 (D.C. Cir.
1987). An employer's statement violates the NLRA if, con-
sidering the totality of the circumstances, the statement has a
reasonable tendency to coerce or to interfere with those
rights. See Avecor, Inc. v. NLRB, 931 F.2d 924, 931 (D.C.
Cir. 1991).
The Board found a section 8(a)(1) violation based upon
Britsch's statements to Michael Flannery on January 18,
when Flannery met with Britsch to discuss his grievance over
the "crumbs" warning. According to Flannery, Britsch told
him that the warning stemmed from the company's new "get
tough" policy, which had been instituted because too many
people were "screwing up." Tr. at 124-25; see Tasty Baking
Co., slip op. at 9. Britsch said that Flannery and he were
"enemies over this," and that while Flannery might think that
he was doing the right thing for the employees, Britsch felt
that he (Britsch) was "doing the right thing for Tasty Bake
and will do whatever I have to to keep the union out." Tr. at
125; see Tasty Baking Co., slip op. at 9. The ALJ recognized
that "if viewed in isolation, Britsch's mention to [Michael]
Flannery of a new 'get tough' policy and about people 'screw-
ing up' is arguably subject to more than one interpretation."
Tasty Baking Co., slip op. at 14. He concluded, however,
that in context, "Flannery could reasonably have construed
Britsch's remarks to mean that the warning issued to him
was part of Britsch's admitted strategy of doing what it took
to keep the Union out, and as a threat that he and other
union supporters faced further reprisals under [the] ... new
'get tough' policy should they persist in their union efforts."
Id.
Although TBC suggests that this conversation may never
have occurred, Flannery's testimony--found credible by the
ALJ--provides substantial evidence that it did. Indeed,
Britsch conceded that the conversation did occur and did not
deny the truth of Flannery's version; Britsch simply testified
that he did not specifically remember what was said. Tr. at
420; see Tasty Baking Co., slip op. at 14. TBC further
contends that if the conversation did occur, it was equally
plausible that the references to people "screwing up" and to
the new "get tough" policy had nothing to do with union
activity. While this may be so, we must uphold the Board's
findings as long as they rest upon reasonable inferences, and
we may not reject them simply because other reasonable
inferences may also be drawn. See Halle Enters., Inc., 247
F.3d at 271. In this case, the Board's inference that Britsch's
statements constituted a threat of anti-union reprisal is a
reasonable one.
The second threat found by the Board occurred on January
26, 1996. On that date, William Martin told Kenney that
Michael Flannery should not have received the "crumbs"
warning, because it was Martin's responsibility as operator of
the crumbs depositor, not Flannery's responsibility as oven
man, to remove the crumbs from the depositor. According to
Martin, Kenney replied that he did not care whose job it was.
Kenney said that he "had told Mike that if Mike f**ked him,
he would f**k Mike back," and that "[n]ow I'm doing it." Tr.
at 221-22; see Tasty Baking Co., slip op. at 13. Kenney also
warned Martin that "if you f**k me, I'll f**k you back." Tr.
at 221; see Tasty Baking Co., slip op. at 13.
Martin's testimony, judged "honest and truthful" by the
ALJ, Tasty Baking Co., slip op. at 13, provides substantial
evidence that the conversation occurred as Martin recounted.
And Kenney's statement, that actual culpability for the
crumbs incident was irrelevant to which employee had been
disciplined, supports the ALJ's finding that Martin "could
reasonably have concluded, particularly in light of [Michael]
Flannery's role as an open and active union adherent, that the
[crumbs] warning ... was linked to [Flannery's] involvement
with [the] Union." Id. That statement also supports the
ALJ's determination that the message to Martin was that
"involvement with the Union could lead to unspecified repri-
sals being taken against him" as well. Id.
The final management threat came on April 11, 1996, when,
according to Michael Flannery's testimony, Kenney told him:
"[I] don't believe you. After what happened to your wife,
you're still pushing the union and calling OSHA. Are you
going to make me fire you?" Tr. at 127. The ALJ credited
Flannery's testimony as "honest and straightforward," and,
with the exception of the reference to OSHA, Kenney did not
controvert it. Tasty Baking Co., slip op. at 13. Accordingly,
we have no doubt that the Board's finding--that Kenney
threatened Michael Flannery in violation of section 8(a)(1)--is
supported by substantial evidence.
B
We next consider TBC's challenge to the Board's determi-
nations that the company violated sections 8(a)(1) and (3) by
taking disciplinary action against employees Michael Flan-
nery and Robert Nolan. It is well settled that an employer
violates the NLRA by taking an adverse employment action,
such as issuing a disciplinary warning, in order to discourage
union activity. See Gold Coast Rest. Corp., 995 F.2d at 264-
65. The central question is the employer's motivation for
taking the adverse action, and to make that determination the
NLRB employs the so-called Wright Line test. See Wright
Line, 251 N.L.R.B. 1083, 1089 (1980), enforced, 662 F.2d 899
(1st Cir. 1981); see also NLRB v. Transp. Mgmt. Corp., 462
U.S. 393, 401-03 (1983) (approving Wright Line test); TIC-
The Indus. Co. Southeast v. NLRB, 126 F.3d 334, 337 (D.C.
Cir. 1997) ("TIC") (citing Wright Line). Under that test, the
General Counsel must first "make a prima facie showing
sufficient to support the inference that protected [i.e., union-
related] conduct was a motivating factor in the ... adverse
action." TIC, 126 F.3d at 337 (citations and internal quota-
tions omitted). In determining whether the employer had a
discriminatory motive, "the NLRB may 'consider[ ] such fac-
tors as the employer's knowledge of the employee's union
activities, the employer's hostility toward the union, and the
timing of the employer's action.' " Vincent Indus. Plastics,
Inc. v. NLRB, 209 F.3d 727, 735 (D.C. Cir. 2000) (quoting
Power Inc. v. NLRB, 40 F.3d 409, 418 (D.C. Cir. 1994)).
Once a prima facie case has been established, the burden
shifts to the company to show that it would have taken the
same action in the absence of the unlawful motive. TIC, 126
F.3d at 337.
The first adverse action at issue is the January 12, 1996
written warning to Michael Flannery for allegedly failing to
empty the crumbs from the crumbs depositor. As the ALJ
concluded, the General Counsel had a strong prima facie case
that the warning was motivated by Flannery's union activi-
ties, given his well-known status as a union activist and the
extensive evidence of anti-union animus provided by Kenney's
and Britsch's threats, as well as by Britsch's statements to
Edwina Flannery. Tasty Baking Co., slip op. at 15. The
company, by contrast, was unable to demonstrate that it
would have issued the warning absent this motivation. The
company conceded that no other employee had "ever been
issued a disciplinary warning for failing to clean out a deposi-
tor." Tasty Baking Co., slip op. at 9; see Tr. at 325. There
was also substantial evidence that it was not Flannery's
responsibility to empty the crumbs, including the testimony of
both Flannery and Martin, as well as documentation showing
that it was the function of the depositor operator, not Flan-
nery (the oven man), to remove the crumbs from the deposi-
tor. Tr. at 169-70, 221; Gen. Counsel Ex. 14 (J.A. 912-13);
see Tasty Baking Co., slip op. at 15. Finally, the coup de
grace was Kenney's statement to Martin that he did not care
whose job it was to remove the crumbs, and that he had
issued the warning merely to "f**k Mike back." As the ALJ
said, this comment "provides near irrefutable evidence that
the warning had nothing to do with crumbs being left in the
depositor." Tasty Baking Co., slip op. at 15-16.
The second adverse action is the February 5, 1996 warning
and suspension of Nolan for alleged insubordination. A
replacement floor monitor, Linda Casey, accused Nolan of
using the telephone when not on break and of failing to go
back to work when asked to do so. The ALJ found a prima
facie case of unlawful discrimination, both because Nolan was
an open and active union adherent whose union sympathies
were well known to TBC, and because there was substantial
evidence of the company's anti-union animus, much of which
has been described above. As the ALJ correctly determined,
whether TBC could rebut that case depended upon whose
account of the phone incident was believed. Id. at 17. Ac-
cording to Nolan: he had permission from his regular moni-
tor to take a break at the time he was making the call; when
Casey saw him, she immediately began screaming at him;
and when he asked to see his regular monitor, Casey told him
to get back to work, which he quickly did. Tr. at 264-82; see
Tasty Baking Co., slip op. at 17. Casey's version was that:
she had caught Nolan making a call when he was not on
break; she directed him to return to work in a normal tone of
voice; and Nolan refused. Tr. at 290-91; see Tasty Baking
Co., slip op. at 17. The ALJ found Nolan to have testified in
an "honest and truthful manner," while characterizing Casey's
demeanor as that of "someone who was willing to slant her
testimony to help her employer's cause." Tasty Baking Co.,
slip op. at 17-18. The ALJ found further evidence that the
insubordination claim was a pretext in the fact that neither
Casey nor higher-level supervisors gave Nolan a chance to
explain before imposing the warning and suspension, as was
required by company policy. Id. at 18. In light of the
deference we owe to an ALJ's credibility determinations, we
affirm the NLRB's finding with respect to this incident. See
Gold Coast Rest. Corp., 995 F.2d at 265; see also Elastic Stop
Nut Div. of Harvard Indus., Inc. v. NLRB, 921 F.2d 1275,
1281 (D.C. Cir. 1990) (holding that a reviewing court "must
uphold Board-approved credibility determinations of an ALJ
unless they are 'hopelessly incredible' or 'self-contradictory' "
(citations omitted)).
The final adverse action we consider in this section is the
company's June 6, 1996 written warning to Michael Flannery
for allegedly giving wrong oven times to other employees.
Flannery testified that his supervisor originally told him he
would receive only a memo to his file, and that when a
performance warning issued instead, the supervisor told him
that "the powers that be" had decided a warning was justified
because production time had been lost. Tr. at 131; see Tasty
Baking Co., slip op. at 10. We agree with the Board's
conclusion that the company's repeated statements and
threats regarding Flannery provide substantial evidence for a
prima facie case of anti-union animus, and we further con-
clude that substantial evidence supports the Board's determi-
nation that the company failed to show it would have disci-
plined Flannery had he not engaged in union activity. See
Tasty Baking Co., slip op. at 16-17. The evidence showed
that Flannery was given the oven times by someone else--
either a supervisor or fellow employee--and that the compa-
ny never inquired as to whether the times that person gave
Flannery were wrong from the outset. Id. at 10-11. This is
particularly significant because the person most likely to have
given Flannery the oven times had furnished wrong times to
the baking department just one month earlier. Tr. at 392;
see Tasty Baking Co., slip op. at 17. Moreover, although the
company claimed it issued Flannery a warning because the
error had resulted in a loss of production, TBC had no
evidence that it actually experienced any such loss. Tasty
Baking Co., slip op. at 17.
C
We now consider TBC's challenge to the Board's conclu-
sions that the company violated the NLRA by demoting
Edwina Flannery from her supervisory position, and by sub-
sequently transferring her to the night shift, in retaliation for
her husband's union activities.
1
The Board concluded that in June 1995, TBC violated
section 8(a)(1) by demoting Edwina Flannery from supervisor
to packer because of anti-union animus toward her husband,
Michael Flannery. As a matter of law, the Board appropri-
ately concluded that section 8(a)(1) prohibits a company from
terminating or demoting a supervisor because of a family
member's union activities. Id. at 19-20. This court has
recognized the general principle that, although supervisors
are not themselves protected by the NLRA, an action taken
against a supervisor "is unlawful when it interferes with the
right of employees to exercise their rights." Parker-Robb
Chevrolet, Inc., 262 N.L.R.B. 402, 404 (1982), aff'd sub nom.
Auto. Salesmen's Union Local 1095 v. NLRB, 711 F.2d 383
(D.C. Cir. 1983); see Pioneer Hotel, Inc., 182 F.3d at 942
(holding that an employer violates section 8(a)(1) when it
discharges a supervisor for refusing to commit an unfair labor
practice). And courts have approved as well the Board's
more specific conclusion that section 8(a)(1) is violated when
an employer takes action against a supervisor in retaliation
for a relative's union activities. See Kenrich Petrochem., Inc.
v. NLRB, 893 F.2d 1468, 1477-78 (3d Cir. 1990) ("Kenrich I"),
vacated on other grounds by 907 F.2d 400, 402 (3d Cir. 1990)
(en banc) ("Kenrich II"); NLRB v. Advertisers Mfg. Co., 823
F.2d 1086, 1088-89 (7th Cir. 1987). As Judge Posner has
explained, to "retaliate against a man by hurting a member of
his family is an ancient method of revenge," and retaliation
aimed at a relative who is a supervisor can have "only one
purpose, and that [is] to intimidate union supporters--consist-
ing mainly of workers protected by the Act ...--by showing
the lengths to which the company would go to punish one of
them." Advertisers Mfg. Co., 823 F.2d at 1088.
To determine whether TBC violated section 8(a)(1) in this
manner, the Board properly applied the Wright Line test.
See Tasty Baking Co., slip op. at 20. Substantial evidence for
the prima facie case included the unlawful threats and warn-
ings issued directly to Michael Flannery--in particular, Ken-
ney's statement to Michael Flannery that Kenney couldn't
believe that "[a]fter what happened to your wife, you're still
pushing the union." Tr. at 127. The Board also reasonably
concluded that the company had failed to rebut this prima
facie case by showing that Edwina Flannery would have been
demoted absent discriminatory motivation. The company
argued that, as part of a reorganization, it had selected
Flannery for demotion because, in Kenney's words, she
"couldn't get [the job] done" and her department was the
"poorest in the bakery." Id. at 457-58; see Tasty Baking
Co., slip op. at 20. The ALJ rejected this explanation for a
host of reasons.4 First, the ALJ did not believe Kenney's
testimony, noting that he was evasive and inconsistent in his
responses and unable to recollect even the year in which
employees allegedly made complaints about Flannery's work.
Tasty Baking Co., slip op. at 20. Second, the ALJ noted that
TBC's written appraisals of Flannery's performance showed
that she had consistently met or exceeded the company's
expectations for her job as supervisor of the Krimpet depart-
ment;5 indeed, she had received a merit increase for her work
in 1994. See Gen. Counsel Ex. 13 (J.A. 905-08); Tasty
Baking Co., slip op. at 20-21. Third, the ALJ pointed out
that although Flannery was not the only supervisor with
responsibility for her department's performance, the company
offered no explanation as to why in that department she alone
was singled out for demotion. Tasty Baking Co., slip op. at
21. Finally, the ALJ credited Flannery's testimony that at
__________
4 Cf. Matson Terminals, Inc. v. NLRB, 114 F.3d 300, 301 (D.C.
Cir. 1997) (holding that although evidence supported the company's
position that the challenged promotions were part of a planned
reorganization, substantial evidence also supported the Board's
conclusion that the timing of the promotions was part of an unlawful
effort to interfere with unionization).
5 A "Krimpet," not to be confused with the English "crumpet," is
a small, sweet, crimped cake, either filled with jelly or topped with
butterscotch frosting.
the end of 1994, a company vice president had assured her
that she was the company's "newest rising star." Tr. at 185;
see Tasty Baking Co., slip op. at 21.
Following the recitation of these reasons for rejecting the
company's Wright Line rebuttal, the ALJ cited two other
factors that give us some pause. First, the ALJ noted that
the company had not produced Edwina Flannery's 1995 per-
formance evaluation. He concluded that such an evaluation
must have existed and must have been favorable (as the 1994
evaluation had been), else the company would have submitted
it into evidence. Tasty Baking Co., slip op. at 21. This
conclusion is questionable, as Flannery's 1995 demotion and
transfer may have rendered the preparation of her 1995
evaluation moot. Second, the ALJ stated that he was uncon-
vinced that a reorganization had actually taken place, because
no documents dated prior to Edwina Flannery's demotion
referred to such a reorganization. Id. at 22. This conclusion
seems weak as well, because reorganizations need not be
preceded by documents and because TBC did produce other
documents, roughly contemporaneous with Flannery's demo-
tion, that used the word "restructure" in connection with her
demotion. TBC Exs. 20-23 (J.A. 1066-69).
Notwithstanding the weakness of these last two elements of
the Board's reasoning, we will not remand an administrative
adjudication where we have no "substantial doubt that the
administrative agency would have reached the result it did
absent reference" to the questionable factors. Barnes v.
Small, 840 F.2d 972, 979 n.6 (D.C. Cir. 1988) (citations
omitted); see Puerto Rico Mar. Shipping Auth. v. Fed. Mar.
Comm'n, 678 F.2d 327, 344 (D.C. Cir. 1982) ("The essential
question on judicial review [is] whether the agency would
have come to the same conclusion had it been aware of its
error."). We have no such doubt here, both because of the
strength of the other record evidence, and because the ALJ
expressly relied on that other evidence to reject TBC's
Wright Line defense before he even considered the two
further factors that we found to be questionable. See Tasty
Baking Co., slip op. at 21-22.
2
More readily disposed of is TBC's challenge to the Board's
conclusion that, soon after demoting Edwina Flannery from
her supervisory position, the company again violated the
NLRA by transferring her to the night shift because of her
husband's continued union activity. By that time, of course,
Edwina Flannery was a statutory "employee," and hence was
herself protected by the NLRA. See Advertisers Mfg. Co.,
823 F.2d at 1088.
The Board's case against TBC could hardly have been
stronger. Edwina Flannery testified that on August 10, 1995,
two months after her demotion, Superintendent Britsch told
her that her husband's continued distribution of union litera-
ture outside the plant "was not helping [her] chances of
staying on day work." Tr. at 200; see Tasty Baking Co., slip
op. at 7. According to Flannery, Britsch said that "upper
management would interpret this as a slap in the face,"
because Michael Flannery was continuing his union activities
notwithstanding that the company was being "so nice" to her
by letting her remain on the day shift. Tr. at 200. If this
continued, Britsch warned, she "could very seriously end up
on night work as a result of this." Id. (emphasis added).
Edwina Flannery responded that her husband was a "grown
man," and that she could not tell him what to do. Id.; see
Tasty Baking Co., slip op. at 22.6 On September 13, 1996,
Michael Flannery again distributed union literature outside
TBC, and one week later the company transferred his wife to
the night shift. Tasty Baking Co., slip op. at 22.
In its defense, TBC explained that when Edwina Flannery
was demoted from her supervisory position, she lost her
seniority pursuant to established company policy. That loss
of seniority, TBC claimed, rendered Flannery eligible only for
the night shift. But the company was unable to produce any
documentation that such a policy, applicable to Flannery's
__________
6 Although Britsch disputed Flannery's description of the conver-
sation, the ALJ declined to credit Britsch's effort to characterize it
as nothing more than helpful advice from a "Dutch uncle." Tasty
Baking Co., slip op. at 22; see Tr. at 419.
situation, existed. Id. at 22-23. And Britsch himself con-
ceded that, although he believed such a policy did exist, TBC
had not consistently applied it to demoted supervisors. Tr. at
423-24; see Tasty Baking Co., slip op. at 22-23. In light of
this evidence, the Board reasonably rejected the company's
Wright Line defense, and concluded that TBC transferred
Edwina Flannery to the night shift in retaliation for her
husband's continued union activity.
V
Finally, TBC alleges that the Board exceeded its remedial
power by ordering the company to reinstate Edwina Flannery
as a supervisor. We disagree. As a general matter, the
Board enjoys "broad discretionary power ... to fashion rem-
edies that effectuate the policies of the Act," and "the Board's
exercise of its discretion is subject to quite limited judicial
review." Petrochem Insulation, Inc. v. NLRB, 240 F.3d 26,
34 (D.C. Cir. 2001); see Kenrich II, 907 F.2d at 406. Al-
though it might be "anomalous to force the company to
reinstate a supervisor who was on the union's side," Advertis-
ers Mfg. Co., 823 F.2d at 1089, there is no evidence in the
record that Edwina Flannery was herself a union supporter.
Indeed, Flannery's only response to Britsch's denouncement
of her husband's activity was that he was "a grown man," and
that she could not tell him what to do. Tr. at 200; see Tasty
Baking Co., slip op. at 22. Hence, in Judge Posner's colorful
turn of phrase, "[t]he company is not being asked to grasp a
viper to its bosom." Advertisers Mfg. Co., 823 F.2d at 1089.
Edwina Flannery "is not being reinstated so that she can help
the union but so that [her husband] and other protected
employees will not be deterred from exercising their rights
... by fear that if they do the company will try to get back at
them in any way it can, including by firing their relatives."
Id. Under these circumstances, reinstatement is an appro-
priate exercise of the Board's remedial authority. Id.7
__________
7 See Kenrich II, 907 F.2d at 411 ("[W]here a company fires an
employee's close relative to punish the employee, that employee is
likely to reasonably believe that the employer will go to any lengths
VI
For the above reasons, we deny TBC's petition for review
and grant the Board's cross-application for enforcement of its
order.
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to get rid of the union and that the next step in that scheme may be
her own discharge. Reinstatement in this situation ... serves to
dispel employees' fears and concomitant reluctance to fully exercise
their rights, by demonstrating that the law sets boundaries on
employers' ability to engage in this sort of conduct with impunity.").