June 8, 1994 UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 93-1193
UNITED STATES OF AMERICA,
Appellee,
v.
RENE M. PION,
Defendant, Appellant.
ERRATA SHEET
The opinion of this Court, issued June 1, 1994, is amended
as follows:
Page 11, line 22, should read: . . . Jury Wheel are the
best . . .
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 93-1193
UNITED STATES OF AMERICA,
Appellee,
v.
RENE M. PION,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. William G. Young, U.S. District Judge]
Before
Torruella, Circuit Judge,
Aldrich, Senior Circuit Judge,
and Cyr, Circuit Judge.
Benjamin D. Entine for appellant.
Geoffrey E. Hobart, Assistant United States Attorney, with whom
A. John Pappalardo, United States Attorney, and George W. Vien,
Assistant United States Attorney, were on brief for appellee.
June 1, 1994
CYR, Circuit Judge. After a two-week trial, Rene Pion
CYR, Circuit Judge.
was convicted on three cocaine-related charges and sentenced to
concurrent mandatory minimum ten-year prison terms, pursuant to
21 U.S.C. 841(b)(1)(A)(ii).1 We address each of Pion's appel-
late claims.
A. Entrapment
Without challenging the jury instruction on entrapment,
Pion contends that the evidence compelled jury acceptance of his
entrapment defense. We therefore inquire whether a rational jury
could have found, beyond a reasonable doubt, either that he was
predisposed to commit the particular crime charged or that the
government did not induce him to commit it. Jacobson v. United
States, U.S. , , 112 S. Ct. 1535, 1540 (1992); United
States v. Reed, 977 F.2d 14, 18 (1st Cir. 1992). Viewed in the
light most favorable to the verdict, United States v. Martinez,
922 F.2d 914, 923 (1st Cir. 1991), there was ample evidence that
Pion was not induced to commit any crime.
The only inducement to which he points on appeal is
that the government informant, Esteban Mendoza, plied and enticed
him with a "vital" supply of El Presidente beer for resale at
Pion's restaurant. According to Pion, the government thus
subjected him to "rigid economic coercion" to traffick in co-
caine. Not only was this fanciful claim not preserved below, it
1Count I charged conspiracy to possess cocaine, with intent
to distribute, see 21 U.S.C. 846; substantive counts II and III
charged possession of cocaine for distribution, and distribution
of cocaine, respectively, see id. 841(a)(1) & (b)(1)(A)(ii).
2
is squarely contradicted by his testimony at trial. Additional-
ly, the El Presidente beer Mendoza supplied Pion totalled nine
cases; none of it delivered until more than two weeks after he
unhesitatingly indicated his willingness to supply Mendoza with
the first one-half kilogram of cocaine. Thereafter, Pion partic-
ipated in a three-kilogram transaction (and agreed to arrange
another three kilograms) with no inducement except the implicit
"promise" of cocaine profits. Thus, the record reveals ample
support for a jury finding that Pion was no "unwary innocent" but
an "'unwary criminal' who readily availed himself of the opportu-
nity to perpetrate the crime." Mathews v. United States, 485
U.S. 58, 63 (1988).
B. Coconspirator Statements
Pion claims that the district court committed rever-
sible error by admitting into evidence coconspirator statements
pertaining to two separate conspiracies: the first involving a
one-half kilogram transaction on June 4, 1991; the second a
three-kilogram transaction on July 3.2 According to Pion, the
only possible link between the two transactions was the red Honda
automobile driven on June 4 by coconspirator "Rafael," purported-
ly Pion's cocaine supplier, and by coconspirator Christobalina
Tejada on July 3. Since Pion does not suggest that the district
2Pion's entire effort to identify the challenged coconspir-
ator statements is as follows: "The admission of alleged co-
conspirators [sic] statements from the second conspiracy against
Pion, in order to purportedly prove his involvement in the
alleged first conspiracy, and vice-versa, was therefore error and
was irreparably prejudicial to Pion."
3
court departed from the procedure required under United States v.
Petrozziello, 548 F.2d 20, 23 (1st Cir. 1977), and United States
v. Ciampaglia, 628 F.2d 632, 638 (1st Cir.), cert. denied, 449
U.S. 956 (1980), we review the conspiracy finding for clear
error, United States v. McCarthy, 961 F.2d 972, 977 (1st Cir.
1992). We find none.
The government quite correctly suggests that the red
Honda, registered to Tejada, was the "most obvious piece of
circumstantial evidence" linking the two transactions to the same
conspiracy. Equally conspicuous, however, yet overlooked by
Pion, were the three participants common to both transactions,
notably himself, "Rafael" and Tejada, and their tacit agreement
to traffick in cocaine. Nothing more was required.
C. The Transcripts
Without identifying the translations at issue, Pion
challenges, as ambiguous and inaccurate, government transcripts
containing English translations of Spanish conversations recorded
by Mendoza, the government informant, during various meetings
with Pion and other conspirators. Since Pion did not argue
before the district court that the transcripts were ambiguous, we
review only for plain error. See United States v. Mejia-Lozano,
829 F.2d 268, 272 (1st Cir. 1987); Fed. R. Crim. P. 52(b).
Even though Pion's failure to identify the challenged
statements severely hinders review, especially since the tran-
scripts are not included in the appellate record, see Fed. R.
App. P. 10(b), 11(a), we can say with confidence that there was
4
no error, plain or otherwise. The thrust of this contention is
that the transcripts are susceptible to two radically different
interpretations: one innocent (the recorded conversations merely
concerned beer); the other criminal (cocaine trafficking). The
record precludes any suggestion of error based on this newly
minted theory, as the evidence (including Pion's testimony) and
the recorded conversations themselves established beyond doubt
that beer was simply the means Mendoza used to gain access to
Pion.
The district court correctly followed the transcript-
admission procedure set out in United States v. Rengifo, 789 F.2d
975 (1st Cir. 1986), by first attempting, without success, to
obtain a stipulated transcript. See id. at 983. After Pion
objected to alleged inaccuracies in the authenticated government
transcript, he consented to its admission subject to the right to
introduce his own transcript. The court thereupon admitted the
government transcript and gave a cautionary jury instruction.
Notwithstanding the fact that the court recognized his right to
do so, Pion did not offer his own transcript. Later, Pion
objected when the government attempted to read portions of its
transcript to the jury. The court treated the objection as a
motion to strike, and denied it.
There was no abuse of discretion. United States v.
Font-Ramirez, 944 F.2d 42, 48 (1st Cir. 1991), cert. denied, 112
S. Ct. 954 (1992) (no "abuse of discretion" where defendant
neither offered transcript nor indicated specific inaccuracies in
5
government transcript); accord United States v. Devous, 764 F.2d
1349, 1355 (10th Cir. 1985).
D. Juror Misconduct
The district court's decision to conduct an in camera
inquiry to resolve a report of improper juror contact was well
within its broad discretion. See United States v. Reis, 788 F.2d
54, 59 (1st Cir. 1986). The transcript of the in camera inter-
view plainly reveals that the matters discussed directly per-
tained to whether the juror had been approached and whether he
could be impartial.
E. Jury Composition
Pion claims a deprivation of his constitutional right,
under the Sixth Amendment to the United States Constitution, to
be tried by a petit jury drawn from a representative cross -
section of the community.3 See Taylor v. Louisiana, 419 U.S.
3We do not share the view embraced by our brother, relating
to 28 U.S.C. 1867. See infra at pp. 16-19. First, it is
unnecessary to address section 1867, because the merits dispute
properly raised, briefed and argued by the parties, and carefully
considered by the district court, presents an insurmountable
barrier for appellant. See, e.g., Norton v. Mathews, 427 U.S.
524, 532 (1976); In re Unanue Casal, 998 F.2d 28, 33 (1st Cir.
1993). Second, the jurisdictional question our brother poses is
anything but easy, having been squarely addressed in its present
aspect by but one court of appeals, see United States v. De Alba-
Conrado, 481 F.2d 1266 (5th Cir. 1973), which concluded
contrary to the position taken in the concurring opinion that
constitutional challenges to jury composition are not barred by
28 U.S.C. 1867(e). Id. at 1270, n.4. Although we take no
position on the jurisdictional question, the difficulty with the
position espoused by our brother is succinctly stated in the
legislative history of 28 U.S.C. 1867(e):
Subsection (e) makes clear that the proce-
dures prescribed in this section are the
exclusive means for challenging compliance
with the statute. The bill, as amended by
6
522, 527 (1975). The district court accepted, arguendo, Pion's
statistical data indicating that though the 1990 census reflects
that 4.2% of the residents within the Eastern Division of the
District of Massachusetts are Hispanic, only 0.99% of all persons
responding to the juror questionnaire during 1992, and 0.80% of
those appearing for juror orientation, were Hispanic. These data
form the evidentiary base for Pion's sweeping claim that "Hispan-
ic minority members are so grossly underrepresented among federal
juries as to constitute a 'systematic exclusion of the group in
the jury-selection process'" (quoting Duren v. Missouri, 439 U.S.
357, 364 (1979)). The district court rejected the Pion claim on
the fundamental ground that the Amended Jury Plan for the Dis-
trict of Massachusetts ["Jury Plan"] is as broadly inclusive as
any in the nation and has been expressly approved under the
Federal Courts Administration Act of 1992, codified at 28 U.S.C.
1863(b)(2) (1992).4 On appeal, Pion nonetheless insists that
the committee, however, makes clear that the
act will not preclude any person or the Unit-
ed States from asserting rights created by
other statutes or for [sic] enforcing consti-
tutional rights.
H.R. Rep. No. 1076, 90th Cong., 2d Sess. (1968), reprinted in
1968 U.S. Code Cong. & Admin. News 1792, 1806 (emphasis added).
See also De-Alba-Conrado, 481 F.2d at 1270 n.5.
Given the express language employed in subsection
1867(e), and its explicit legislative history, id., we believe it
prudent to bypass the question, see Norton, 427 U.S. at 532,
rather than attempt, sua sponte, to resolve it on the present
record.
4Rather than voter lists or motor vehicle registration
lists, the baseline data utilized under the Jury Plan are the
alphabetical lists of all persons age seventeen and above resid-
ing in every Massachusetts city and town, compiled annually
pursuant to Mass. Gen. L. ch. 234A, 10 (1992). See United
7
the Jury Plan results in such substantial Hispanic underrepresen-
tation as to render it constitutionally infirm under the "system-
atic exclusion" standard employed in Duren v. Missouri, 439 U.S.
357, 364 (1979). The burden is on the defendant to
establish a prima facie case of unconstitutional disproportional-
ity. United States v. Benmuhar, 658 F.2d 14, 19 (1st Cir. 1981).
We conclude that Pion has not demonstrated that any Hispanic
underrepresentation on his jury venire was due to their "system-
atic exclusion in the jury-selection process." Id. at 366
(emphasis added). Consequently, he has failed to establish a
prima facie violation of the "fair-cross-section requirement."
Id. at 364; United States v. Hafen, 726 F.2d 21, 23 (1st Cir.),
cert. denied, 466 U.S. 962 (1984).
The government agrees that Hispanics constitute a
distinctive ethnic group in the Eastern Division of the District
of Massachusetts, thus conceding the first prong of the three-
part Duren test. See Duren, 439 U.S. at 364. The government
counters, however, that Pion failed to make the two other Duren
showings: that Hispanic representation on jury venires "is not
fair and reasonable in relation to the number of such persons in
the community" and that any such underrepresentation is "due to
systematic exclusion of [Hispanics] in the jury-selection pro-
States District Court, District of Massachusetts, Amended Jury
Plan at 3 (Sept. 6, 1989). Names are drawn at random from these
resident lists for inclusion in the Master Jury Wheel from which
potential grand and petit jurors' names are then randomly drawn.
8
cess." Id. Although both showings are problematic, we need
address only the "systematic exclusion" claim.
Pion presented uncontroverted evidence indicating a
3.4% "absolute disparity" between the 4.2% Hispanic representa-
tion in the relevant general population and the 0.80% Hispanic
representation among persons appearing for juror orientation.
See Hafen, 726 F.2d at 24 ("absolute disparity" standard more
appropriate than "comparative disparity" standard where allegedly
underrepresented group constitutes very small proportion of the
total population) (citing United States v. Whitley, 491 F.2d
1248, 1249 (8th Cir.), cert. denied, 416 U.S. 990 (1974)).5 For
the reasons stated in Hafen, 726 F.2d at 24, the "comparative
disparity" standard should not be employed in circumstances where
"a small variation in the figures used to calculate comparative
5The "comparative disparity" standard would measure the
percentage spread between the total number of Hispanics in the
relevant general population who are eligible for jury service
["eligible Hispanics"], i.e., assumedly 4.2%, and the shortfall
between the eligible Hispanic jurors (4.2%) and the percentage
appearing for juror orientation (0.8%), i.e., 3.4%. The "compar-
ative disparity" would be calculated by dividing the shortfall in
Hispanic representation (3.4%) by the percentage of eligible
Hispanics (4.2%), yielding a huge 81% "comparative disparity."
See Hafen, 726 F.2d at 23.
The "absolute disparity" standard, on the other hand, would
measure the gross spread between the percentage of eligible
Hispanics (4.2%) in the relevant population and the percentage of
Hispanic representation on the Master Jury Wheel. Here, Pion
wrongly assumes a 3.4% "absolute disparity." The reality is that
the spread between the 4.2% of eligible Hispanics and the per-
centage of Hispanics on the Master Jury Wheel has not been
established, nor can it be discerned, since the percentage of
Hispanics on the Master Jury Wheel is not disclosed in the
appellate record. Thus, Pion impermissibly assumes that the
0.80% Hispanic representation among all persons who appear for
juror orientation is the appropriate downside percentage for
measuring the absolute disparity in Hispanic representation.
9
disparity can produce a significant difference in the result, and
. . . there is reason to doubt the accuracy of the figures on
which appellant would have us rely."6
Pion has not demonstrated that any alleged Hispanic
underrepresentation on Eastern Division jury venires in the
District of Massachusetts is due to "systematic exclusion in the
jury-selection process." Duren, 439 U.S. at 366. He identifies
neither a systemic defect nor an operational deficiency in the
Jury Plan which would account for the alleged underrepresenta-
tion, compare id. at 366-67, and he expressly disavows any
suggestion that the Jury Plan was either designed or intended to
exclude Hispanics.
The first infirmity in the unfair cross-section claim
is that the district court found, and Pion does not dispute, that
the broadest data available resident lists are used to make
up the Master Jury Wheel from which Eastern Division jury venires
are drawn. There is no allegation, much less a showing, statis-
tical or otherwise, that data more conducive to a fair cross
section are available, let alone more fairly representative of
eligible Hispanics in the relevant general population. Second,
since the names included in the Master Jury Wheel are randomly
drawn from the most inclusive data available, and random selec-
tion also determines to whom juror questionnaires are mailed,
there can be no reasonable inference that the jury-selection
6For a fuller exposition of the rationale for utilizing the
"absolute disparity" standard in a case of this sort, see Hafen,
726 F.2d at 23-24.
10
process itself systematically excludes Hispanics at any stage up
to and including the distribution of juror questionnaires.
At that stage in the process, however, the data relied
on by Pion indicate, see 1992 Jury Wheel Report, Eastern Divi-
sion, Boston, Mass., that only .99% of those who complete and
return the jury questionnaire, and .80% of those who appear for
juror orientation, are Hispanic. Nevertheless, even assuming
their accuracy, these data demonstrate no Hispanic under-
representation on the 1992 Master Jury Wheel. And since only
those persons whose names are randomly drawn for the Master Jury
Wheel can receive a juror questionnaire (and, later, a summons to
juror orientation), Pion's allegation of "systematic exclusion"
based on the .80% Hispanic representation at juror orientation
(or the .99% responding to the questionnaire) is pure specula-
tion. See United States v. Garcia, 991 F.2d 489, 492 (8th Cir.
1993) (numerical underrepresentation not a proxy for systematic
exclusion); cf. Barber v. Ponte, 772 F.2d 982, 997 (1st Cir.
1985) (en banc) ("courts have tended to allow a fair degree of
leeway in designating jurors so long as the state or community
does not actively prevent people from serving or actively dis-
criminate, and so long as the system is reasonably open to all")
(emphasis in original); cert. denied, 475 U.S. 1050 (1986);
Benmuhar, 658 F.2d at 19 (finding "systematic exclusion" of
Hispanics as a result of Commonwealth of Puerto Rico's exclusion
of non-Anglophones from jury service). With no datum as to
Hispanic representation on the Master Jury Wheel, and given the
11
fact that the baseline data for comprising the Master Jury Wheel
are the best available, there can be no reasonable inference that
the relatively small Hispanic underrepresentation at juror
orientation is attributable to anything other than the randomness
of the draw from either the resident lists or the Master Jury
Wheel. Consequently, Pion generated no trialworthy issue on the
essential element of "systematic exclusion," Duren, 439 U.S. at
366.7
F. Mandatory Minimum Sentence (21 U.S.C. 841(b)(1)(A)(ii))
Pion contends that the sentencing court improperly
included an unconsummated three-kilogram cocaine transaction in
calculating the amount for which he was responsible, thereby
triggering the minimum ten-year sentence mandated by 21 U.S.C.
841(b)(1)(A)(ii) (ten-year minimum for distribution of five or
more kilograms of cocaine).8 At sentencing, the government
argued that Pion was responsible, under U.S.S.G. 2D1.1 comment.
(n.12) (1992) [hereinafter: "note 12"], for the additional three
7Duren provides an instructive contrast. There a very large
(39%) absolute disparity existed between the percentage of women
in the relevant population and their representation on jury
venires, a disparity which the Court found reasonably attribut-
able to a prominent feature in Missouri's jury-selection process;
that is, the longstanding practice of granting women automatic
exemption from jury service upon request. Duren, 439 U.S. at
366-67. Pion points to nothing in the Jury Plan, or its imple-
mentation, which would account for the much smaller (3.4%)
absolute disparity alleged here.
8The presentence report recommended that Pion be held
responsible for 3.5024 kilograms, the combined total delivered on
June 4 (approximately one-half kilogram) and July 3 (three kilo-
grams).
12
kilograms he negotiated to supply Mendoza in July.9 The court
determined, pursuant to note 12, that Pion was not "reasonably
capable of producing" the three additional kilograms.10 Then
it supportably found that the object of the conspiracy was to
distribute in excess of six kilograms of cocaine, including the
additional three kilograms Pion agreed to supply Mendoza later in
July.11 Accordingly, the court concluded that Pion was subject
9Note 12 states in relevant part:
The weight under negotiation in an uncomplet-
ed distribution shall be used to calculate
the applicable amount. However, where the
court finds that the defendant did not intend
to produce and was not reasonably capable of
producing the negotiated amount, the court
shall exclude from the guideline calculation
the amount that it finds the defendant did
not intend to produce and was not reasonably
capable of producing.
(Emphasis added.)
10The district court ruled:
I am unable to find by a fair preponderance
of the evidence that Mr. Pion was reasonably
capable of producing the negotiated amount.
I've already found that he intended to pro-
duce it. But on this record, and by this
record I include the presentence report and
all the representations made to me, I can not
find that he was reasonably capable of pro-
ducing the negotiated amount.
(Emphasis added.)
11The court found
by a fair preponderance of the evidence [that
Pion] knowingly, intelligently and voluntari-
ly entered into a course of conduct the nego-
tiation for which was and which contemplated
the delivery of an additional three kilog-
rams, or 3,000 grams of cocaine within the
13
to the ten-year minimum sentence mandated by statute for conspir-
ing to possess and distribute five or more kilograms of cocaine.
See 21 U.S.C. 841(b)(1)(A)(ii), 846. Relying on the finding
that he was not capable of producing the three additional kilo-
grams negotiated on July 3, see supra note 10, Pion argues that
the ten-year minimum sentence mandated under 21 U.S.C.
841(b)(1)(A)(ii) does not apply. We disagree.
Pion's position is confounded by the fact that note 12
is phrased in the conjunctive. See supra note 9. It requires
the sentencing court to include the "weight under negotiation in
an uncompleted distribution" unless it finds that "the defendant
did not intend to produce and was not reasonably capable of
producing the negotiated amount." Id. (emphasis added). Further-
more, note 12 directs the sentencing court once again in the
conjunctive to "exclude from the guideline calculation the
negotiated amount that it finds the defendant did not intend to
produce and was not reasonably capable of producing." Id.
(emphasis added). Its conjunctive phrasing clearly is intended
to avoid inflated sentences based on drug-quantity discussions in
uncompleted transactions where the defendants were merely puf-
fing; that is, where the defendants did not intend, and were
unable, to produce the amount under discussion. Cf. United
States v. Moreno, 947 F.2d 7, 9 (1st Cir. 1991) (applying former
following week. . . .
14
U.S.S.G. 2D1.4 comment. (n.1)). In sum, Pion's claim fails
because neither conjunctive clause in note 12 can be ignored.12
Although the district court did not find Pion reason-
ably capable of producing the additional three kilograms, it
found that he was a member of a conspiracy whose object was to
distribute more than six kilograms and that he specifically
intended to further the conspiratorial objective. See United
States v. Pennell, 737 F.2d 521 (6th Cir. 1984) (no "impossibili-
ty" defense available under 841(a)(i) and 846); United States
v. Everett, 700 F.2d 900, 904 (3d Cir. 1982) (Congress intended
to eliminate "impossibility" defense under 846); see generally
Wayne R. LaFave & Austin Scott, Jr., 2 Substantive Criminal Law
6.5(b), at 90-93 (1986) (discussing limits of "impossibility"
defense in conspiracy cases).
The district court correctly concluded that Pion's
inability to produce the additional three kilograms was no
12Although the parties assume that the drug-quantity deter-
mination arrived at under note 12 does not govern for purposes of
triggering a minimum sentence mandated by statute ["MMS"], see,
e.g., 21 U.S.C. 841(b)(1)(A)(ii), note 12 is not limited in
this fashion. Nor is there a statutory directive that might be
thought to govern the threshold drug-quantity determination for
MMS purposes. Absent a statutory alternative, therefore, we
think application note 12 provides the threshold drug-quantity
calculus upon which depends the statutory minimum sentence fixed
under 21 U.S.C. 841(b)(1)(A)(ii). See United States v. Hughes,
970 F.2d 227, 236 n.9 (7th Cir. 1992) (discussing U.S.S.G.
2D1.4, a forerunner to U.S.S.G. 2D1.1 comment. (n.12) (1992)-
).
15
impediment to its imposition of the ten-year minimum sentence
mandated by statute.13
Affirmed.
- Concurring Opinion Follows -
13Since there has been no showing of error, Pion's cumula-
tive-error claim collapses.
16
TORRUELLA, Circuit Judge (Concurring). Although I
agree with my colleagues on all parts of this well-crafted
opinion, with the exception of Part E thereof -- and even as to
that, I conclude that appellant has failed to raise a cognizable
claim before this court -- I must express myself separately with
respect to the substance of the majority's reasoning in reaching
our common result.
First of all, the court has reached issues and made
pronouncements thereon, which are not properly before us. I am
referring to appellant's allegation that the jury pool from which
the petit jury was drawn does not represent a cross-section of
the community, thus violating the Sixth Amendment of the Consti-
tution. See, Duren v. Missouri, 439 U.S. 357 (1979).
This contention was raised by appellant, after convic-
tion, as part of a supplemental motion for a new trial. It
therefore clearly fails to comply with the provisions of the Jury
Selection and Service Act of 1968, 28 U.S.C. 1861-1876, pursu-
ant to which:
In criminal cases, [challenges to the
composition of the jury must be raised]
before the voir dire examination begins,
or within seven days after the defendant
discovered or could have discovered, by
the exercise of diligence, the grounds
[for such a challenge] . . .
28 U.S.C. 1867(a). This statute further establishes that:
The procedures prescribed by this section
shall be the exclusive means by which a
person accused of a federal crime, . . .
may challenge any jury on the ground that
such jury was not selected in conformity
with the provisions of this title.
-16-
16
28 U.S.C. 1877(e) (emphasis added).
The government's apparent lapse in not challenging
appellant's failure to comply with these mandatory requirements,
and the district court's complacency therewith, are irrelevant to
determining whether the issue is properly before us. The jury
challenge requirements are to be strictly construed and failure
to comply precisely with their terms forecloses any challenge to
the composition of the jury. United States v. Cooper, 733 F.2d
1360 (10th Cir. 1984), cert. denied, 467 U.S. 1255 (1984); United
States v. Green, 742 F.2d 609 (11th Cir. 1984); United States v.
Raineri, 670 F.2d 707 (7th Cir. 1982), cert. denied, 459 U.S.
1035 (1982); United States v. Bearden, 659 F.2d 590 (11th Cir.
1981), cert. denied, 456 U.S. 936 (1981); United States v. Young,
570 F.2d 152 (6th Cir. 1978); United States v. D'Alora, 585 F.2d
16 (1st Cir. 1978); Government of Virgin Islands v. Navarro, 513
F.2d 11 (3d Cir. 1975), cert. denied, 422 U.S. 1045 (1975);
United States v. Fern ndez, 497 F.2d 730 (9th Cir. 1974), cert.
denied, 420 U.S. 990 (1974). Any objection to jury composition
which is not timely raised is considered waived for all purposes.
United States v. Webster, 639 F.2d 174 (4th Cir. 1981), cert.
denied, 454 U.S. 857 (1981); United States v. Young, supra;
United States v. Grismore, 546 F.2d 844 (10th Cir. 1976).
The record shows that appellant failed to raise the
jury composition issue in a timely fashion,1 and thus, as a
1There is no allegation that appellant was impeded from
doing so for any valid reason, or that the information upon which
his claim is based was unavailable.
-17-
17
matter of law, he is foreclosed from the right to contend this
matter on appeal. We therefore need go no further. Yet we do,
and I am thus required to express my disagreement with the
majority's unnecessary dicta regarding the merits of this issue.
As is well known, to establish a prima facie violation
of the cross-section requirement, a petitioner must show: (1)
that the group alleged to be excluded is a "cognizable" or
"distinctive" group in the community; (2) that the representation
of this group in venires from which juries are selected is not
fair and reasonable in relation to the number of such persons in
the community; and (3) that the underrepresentation in peti-
tioner's venire is due to the systematic exclusion of the group
in the jury-selection process. Duren v. Missouri, 439 U.S. 357,
364 (1979); Hern ndez v. Texas, 347 U.S. 475, 579 (1954).
There should be little doubt regarding the cog-
nizability of Hispanics for Sixth Amendment purposes. See
Hern ndez v. Texas, 347 U.S. at 475; Thiel v. Southern Pacific
Co., 328 U.S. 217, 220 (1986). Where I part company with my
colleagues is in our relative application of the second and third
Duren prongs.
In my view, in contrast with the majority, the figures
presented by appellant show a statistically significant under-
representation of Hispanics within the jury venire. According to
the 1990 census, 4.2% of the residents within the Eastern Divi-
sion of the District of Massachusetts, the relevant community,
are Hispanics. Yet Hispanics represent only .80% of the venires
-18-
18
for that Division. Otherwise stated, although the population
composition is such that one would expect 42 Hispanics to serve
on the district court's jury for every one-thousand citizens
called to such duty, in fact only eight Hispanics serve in the
venires for every one-thousand citizens called. Appellant
further contends that when compared with other identifiable
ethnic groups, such as non-minority whites, blacks or American
Indians, only Hispanics are disproportionately underrepresented -
- and the statistics were produced to support this contention.
According to my calculations, if one takes the above
figures as correct, Hispanics are underrepresented in the venire
by 80.95% as compared to their numbers in the community.2 Duren
v. Missouri, supra, at 364. Such a disparity is not only statis-
tically significant but also constitutionally cognizable. Id.
My method of determining disparity is dubbed the "comparative
disparity" standard by my colleagues, ante at 8 n.5, which they
understand should not be used "where [the] allegedly under-
represented group constitutes [a] very small proportion of the
total population." Id. Citing United States v. Hafen, 726 F.2d
21, 23-24 (1st Cir. 1984), they promote the so-called "absolute
disparity" standard, ante at 9 nn.5-6, whereby they conclude that
2This percentage of underrepresentation is measured by
calculating the shortfall between the percentage of eligible
Hispanic jurors (4.2%) and the percentage appearing for juror
orientation (0.8%), i.e., 3.4%, and then dividing the shortfall
in Hispanic representation (3.4%) by the percentage of eligible
Hispanics (4.2%).
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the underrepresentation is only 3.4%,3 a spread which is said to
be constitutionally insignificant. Hafen tells us that this
system of calculating disparity should be used where the cogniza-
ble group is small because if the "comparative disparity" method
is used under those circumstances, it will distort "reality."
Hafen, 726 F.2d at 24.
I believe this to be an erroneous conclusion for
several reasons. First of all, I find Hafen to run contrary to
prior, valid circuit precedent in La Roche v. Perrin, 718 F.2d
500 (1st Cir. 1983), which established the so-called comparative
disparity calculation as the circuit standard for determining
underrepresentation. See also Barber v. Ponte, 772 F.2d 982, 989
n.n.11, 12 (1st Cir. 1985). Hafen's attempt to distinguish La
Roche is unconvincing. Secondly, the majority's approach leaves
us without any guide or standard as to when the cognizable group
is to be considered too small or large so as to trigger the
switch from one standard to the other. It would appear that
applying different constitutional standards to varied groups,
depending on whether they are large or small, would not only
raise substantial equal protection issues, but would defeat the
important goals promoted by the Jury Selection and Service Act
and the Sixth Amendment. The minorities most in need of protec-
tion are those least entitled to it, to allegedly prevent a
"distortion of reality." I might ask who's "reality" are we
talking about? To my view, the true distortion of "reality" is
34.2% - .8% = 3.4%.
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the failure of a criminal law system, before which is tried a
large number of persons from an ethnic group, to include within
its mechanisms the peers of those charged, at least in some
reasonable measured proportion to their membership in the popula-
tion. Finally, on its face the so-called "absolute disparity"
standard appears to run contrary to Duren, which speaks to "the
representation of [the] group in the community . . . in relation
[i.e., in comparison] to the number of such persons in the
community." Duren, supra, at 364. This language seems to speak
in comparative, not in absolute, terms.
We thus come to the issue of systematic exclusion.
Normally, systematic exclusion requires a showing of substantial
disparity in numbers over a sustained period of time, Barker v.
Ponte, 772 F.2d 982, 989 (1st Cir. 1985), something which has not
been established by appellant in this case. I believe, however,
that where the disparity established by the claimant reaches the
proportion of those in the present case, 80.95%, the burden must
be shifted to require the government to justify that such an
aberration is not the product of inappropriate conduct. In most
cases, such as perhaps the present one, this should be a burden
easily explainable by the government.
Had appellant complied with the absolute requirements
of 28 U.S.C. 1867, I would have voted for reversal of his
conviction. Having failed to do so, however, I concur in the
affirmance of his conviction, although as indicated above, I
believe that at least part of the majority's reasoning is flawed.
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