United States Court of Appeals
For the First Circuit
No. 99-1180
KATHERINE M. O'NEILL,
Plaintiff, Appellant,
v.
CHARLES D. BAKER, in his individual capacity; LINDA K. CARLISLE, in
her individual capacity; RUTH A. MCDERMOTT, in her individual
capacity; COMMISSIONER OF ADMINISTRATION AND FINANCE OF THE
COMMONWEALTH OF MASSACHUSETTS; and DEPARTMENT OF SOCIAL SERVICES OF
THE COMMONWEALTH OF MASSACHUSETTS,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Robert E. Keeton, U.S. District Judge]
Before
Selya, Boudin, and Lynch,
Circuit Judges.
Maura A. O'Neill for appellant.
Salvatore M. Giorlandino, Assistant Attorney General, with whom
Thomas F. Reilly, Attorney General of Massachusetts, was on brief,
for appellees.
April 12, 2000
LYNCH, Circuit Judge. The district court entered summary
judgment against the claims of Katherine O'Neill, a veteran
Massachusetts social worker, that the Department of Social Services
(DSS) and her supervisors terminated her employment without affording
her pre-termination rights to procedural due process.1 The complaint
sought lost pay and benefits, compensatory damages, punitive damages,
attorney's fees, and "such other relief the court deems just." We
affirm the grant of summary judgment.
I.
Because this appeal challenges a summary judgment decision,
we construct this description of the events from the undisputed facts
and from inferences drawn in the plaintiff's favor. See Thomas v.
Eastman Kodak Co., 183 F.3d 38, 42 (1st Cir. 1999), cert. denied, 68
U.S.L.W. 3526 (U.S. Feb. 22, 2000) (No. 99-1127). Katherine O'Neill
was originally hired as a social worker by the Department of Public
Welfare in 1975; she went to work for DSS in 1983 and was sent to the
Chelsea DSS office in 1990. O'Neill was a tenured employee under the
Massachusetts civil service system and a member of the public
employees' union, the Alliance of AFSCME-SEIU/AFL-CIO, Local 509. At
the time of her termination in 1993, she had the job title of Social
1 Her civil rights action was brought against DSS, Linda
Carlisle, then DSS Commissioner, Charles Baker, then Commissioner of
Administration and Finance of the Commonwealth of Massachusetts, and
Ruth McDermott, the Area Director of the DSS's Chelsea office. The
three individuals, Carlisle, Baker, and McDermott, were sued in both
their individual and official capacities.
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Worker III and worked as a screener and investigator of allegations of
child abuse and neglect.
Under state law, DSS must start to investigate and evaluate
a report of a physically or emotionally injured child within two hours
of initial contact and complete the investigation within 24 hours if
there is reason to believe the child is in immediate danger. See Mass.
Gen. Laws ch. 119, § 51B(1). Otherwise, the investigation and
evaluation must be started within two days and completed within ten
days. See id. The investigator's report becomes the basis for further
actions, which can include taking the child into temporary custody,
notifying the district attorney and creating a service plan for the
child and family within 45 days, and/or making other social services
available to the child and family. See id. § 51B(3)-(5). O'Neill's
job involved her in the screening of the initial report and the later
investigation.
O'Neill's work history reveals both considerable conflict
with others in the Chelsea office and a series of complaints from her
immediate supervisor about her absences from work and her failure to
complete her reports in a timely manner. In July 1993, Ruth McDermott,
the Area Director for the Chelsea office, met with O'Neill about her
chronic tardiness and absences from work. O'Neill attributed these
absences to a chronic illness that was exacerbated by the stress of her
job. McDermott told O'Neill that she would continue to monitor her
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absences. At the same time, McDermott gave O'Neill a letter that
detailed her absences and lateness, reminded her of the procedures for
calling in late or sick, and notified her that failure to make
"immediate and consistent improvement" would lead to "disciplinary
action up to and including suspension."
O'Neill continued to be absent or tardy periodically, and
on September 17, 1993, McDermott met with O'Neill and suspended her
without pay for one day. McDermott began the meeting by reading from
a letter that listed her absences and tardiness, reminded her when she
was expected to report to work, and warned her that the consequences of
failing to make improvement included termination. By memo dated
October 6, 1993, McDermott advised O'Neill that while there had been
some improvement, her performance and attendance record continued to be
unsatisfactory. McDermott urged O'Neill to "give more attention to
these issues" and advised her that failure to make improvement would
result in further disciplinary action "up to and including suspension."
On October 22, 1993, McDermott met with O'Neill and suspended
her for three days without pay. McDermott again handed O'Neill a
letter at the beginning of the meeting and read from it. The letter
detailed the days that O'Neill had been absent or tardy since the
September suspension. The letter further said that "any failure to
make immediate and consistent improvement in the area's [sic] outlined
above will result in you being terminated from your employment."
-5-
During most of this period, O'Neill was on a work plan designed to
improve her performance. On November 3, 1993, O'Neill was informed
that she was again being placed on a work plan (her last work plan had
expired on October 31, 1993). The written work plan set forth DSS's
requirements and expectations and warned O'Neill that failure to
improve her attendance could lead to termination. McDermott repeated
that warning to O'Neill on November 17, 1993.
On December 17, 1993, McDermott sent O'Neill a memorandum
entitled "Contemplated Action Hearing." It instructed O'Neill to meet
with her that day to discuss her attendance and work plan and, "[d]ue
to the nature of the meeting," "advis[ed] [O'Neill] of [her] right to
have Union representation." The meeting was rescheduled to December 20
and then to December 23 to permit O'Neill to have a union
representative present.
On December 23, 1993, McDermott met with O'Neill and her
union representative. McDermott read aloud from a letter of that date.
The letter said that after review "of all the facts," including those
presented at the meeting of December 23, there was just cause to
terminate O'Neill's employment based on her continued pattern of
tardiness and absences. It listed eight days since O'Neill's last
suspension when she was absent or tardy for a period during the work
day. McDermott's affidavit states that O'Neill did not, despite the
opportunity provided at the meeting, offer any explanation for her
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tardiness and absenteeism or any evidence that her discharge was not
warranted. McDermott's affidavit also says that "[h]ad [O'Neill]
presented compelling reasons indicating that the contemplated discharge
was unwarranted, [McDermott] would have reconsidered whether there was
just cause to discharge her." O'Neill, who also filed an affidavit,
does not dispute this.
McDermott says that she decided to terminate O'Neill on
December 17, 1993 and that she drafted the termination letter dated
December 23 "prior to the hearing in consultation with the Department's
labor relations office as was typical when a discharge was
contemplated." The termination letter was mailed to O'Neill the day
before the termination meeting took place, and O'Neill received it at
her home on December 24, 1993. McDermott's affidavit says that it was
a mistake for her secretary to have mailed the letter, which bore
McDermott's signature, before the termination meeting.
The Massachusetts civil service law requires that certain
particulars be followed before a tenured, covered employee like O'Neill
is terminated. See Mass. Gen. Laws ch. 31, § 41 (requiring that the
employee be given written notice, "which shall include the action
contemplated, the specific reason or reasons for such action and a copy
of [certain] sections [of the civil service provisions]"). O'Neill
says that she was not told in advance of the meeting that she was to be
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terminated2 and that she was not given a copy of the relevant civil
service provisions, as required by the statute. Under the civil
service law, O'Neill had the right to challenge her termination and the
termination procedures in two ways. She could appeal within ten days
to the Civil Service Commission, or she could bring a civil suit for
reinstatement in state court. See Mass. Gen. Laws ch. 31, § 42.
Alternatively, under state law O'Neill could pursue her
remedies under the collective bargaining agreement and take the matter
to binding arbitration. See Mass. Gen. Laws ch. 150E, § 8. At the
recommendation of her union representative, O'Neill decided to pursue
arbitration. To do that, O'Neill waived her rights to appeal the
discharge "to any other forum, including the Civil Service Commission."
At arbitration, the union did not deny O'Neill's absences and
tardiness, but instead argued that many of these absences were
justified by illness and that absences, tardiness, and flexible work
hours were accepted practice at the Chelsea office. The arbitration
resulted in a decision on March 29, 1996 that upheld the termination of
O'Neill's employment as being amply supported by just cause. The
arbitrator found that there was no evidence that any other Chelsea
social worker had the "significant time and attendance problem" that
2 We understand O'Neill, in light of the undisputed fact that
she received the suspension letters that specifically warned of the
possibility of termination of employment, to be saying that she did not
receive prior explicit notice that the purpose of the December 23
meeting was to terminate her employment.
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O'Neill had. And she concluded that O'Neill's behavior adversely
impacted DSS's ability to meet the statutory time requirements and thus
to help children at risk and their families. Noting some of O'Neill's
strengths as a social worker, the arbitrator called this case "a very
sad story." We agree.
O'Neill made no effort to obtain judicial review of the
arbitrator's decision, but instead filed a federal civil rights lawsuit
on December 23, 1996. The complaint, as amended, sought compensatory
damages, punitive damages, attorney's fees, and "such other relief the
court deems just." In support of her claim for damages, O'Neill says
that she was unable to obtain employment as a social worker in the two
years between her termination and the conclusion of the arbitration.
It was not until after the arbitral award that she retrained for
employment in a different field. In the interim, she exhausted her
savings and lost her health insurance. In addition, she claims that
she was about one year away from vesting in the Commonwealth's
retirement plan. From comments by her counsel at oral argument, it
appears that, despite the fact that the termination was complete and
upheld at arbitration, O'Neill thought this federal case would be a
vehicle to obtain an injunction, which would have reinstated O'Neill to
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her position at least long enough for her to vest in the retirement
system.3
II.
As in this court, O'Neill's arguments to the district court
were a melange of different theories. On December 21, 1998, on a
second summary judgment motion,4 the court dismissed the claims
pertinent to this appeal. The district court stated that O'Neill did
not have a constitutional right to a pre-termination hearing "in these
circumstances," that "the post-termination relief available to her
under state law was constitutionally adequate," and that any challenge
to the arbitral award was not properly before the court. We review the
entry of summary judgment de novo, see National Foreign Trade Council
v. Natsios, 181 F.3d 38, 49 (1st Cir. 1999), cert. granted, 68 U.S.L.W.
3345 (U.S. Nov. 30, 1999) (No. 99-474), and may affirm on any ground
fairly presented in the record, see Houlton Citizens' Coalition v. Town
of Houlton, 175 F.3d 178, 184 (1st Cir. 1999).
III.
3 This is extremely doubtful on a procedural due process claim.
See Carey v. Piphus, 435 U.S. 247, 259-64 (1978). It would make little
sense to order an employee reinstated to a position -- from which it
has been finally determined, in full post-termination proceedings, that
she had been validly terminated -- because of a flaw in the pre-
termination notice and opportunity to be heard.
4 On January 8, 1998, the district court entered summary
judgment on all claims against former Commissioner Baker. The
plaintiff does not challenge that dismissal on appeal.
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We quickly dispose of a number of the plaintiff's claims.
O'Neill wisely chose not to appeal the district court's decision that
the question whether the termination was supported by just cause was
not before it, nor was review of the arbitral award. O'Neill's claim
is clearly a procedural due process claim, not a substantive due
process claim.
O'Neill also properly abandoned her claim for monetary
damages against the individual defendants in their official capacities.
Those claims are foreclosed by Will v. Michigan Department of State
Police, 491 U.S. 58, 70-71 (1989). See also Wang v. New Hampshire Bd.
of Registration in Med., 55 F.3d 698, 700 (1st Cir. 1995) (noting that
"it is well settled 'that neither a state agency nor a state official
acting in his official capacity may be sued for damages in a section
1983 action'") (quoting Johnson v. Rodriguez, 943 F.2d 104, 108 (1st
Cir. 1991)).
As to her claims for injunctive and monetary relief against
DSS, they are barred by the Eleventh Amendment. The Supreme Court has
clearly said that the Eleventh Amendment bars federal suits by citizens
against the state or state agencies5 and that this "jurisdictional bar
5 O'Neill has made no claim that the DSS should not be
considered an arm of the state for Eleventh Amendment purposes.
Therefore, we assume that it is. See Fred v. Roque, 916 F.2d 37, 39
n.4 (1st Cir. 1990). Additionally, O'Neill has offered no evidence
that the state has waived its immunity. See College Sav. Bank v.
Florida Prepaid Postsecondary Educ. Expense Bd., 119 S. Ct. 2219, 2226
(1999) (setting forth the requirements for finding waiver).
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applies regardless of the nature of the relief sought." Pennhurst
State Sch. & Hosp. v. Halderman, 465 U.S. 89, 100 (1984). This does
not mean that an aggrieved individual like O'Neill has no recourse: the
Eleventh Amendment is not a bar to the naming of a state official,
rather than the state or agency, as a defendant. See Erwin
Chemerinsky, Federal Jurisdiction § 7.5, at 389 (2d ed. 1994). A
plaintiff may, subject to a number of caveats, obtain injunctive relief
against state officials and also, if she sues the officials in their
individual capacities, recover monetary relief from them. Thus, we
proceed to the claims made against the individual defendants.
O'Neill's claims against Carlisle, the former Commissioner
of DSS, were properly dismissed. O'Neill's claims against Carlisle are
premised on a respondeat superior theory, but such a theory cannot
support a § 1983 claim against a supervisor. See Monell v. Department
of Soc. Servs., 436 U.S. 658, 691-93 (1978); Bowen v. City of
Manchester, 966 F.2d 13, 20 (1st Cir. 1992). Instead, to hold a
supervisory employee liable under § 1983, the plaintiff must show that
the supervisor "possessed either the state of mind for the particular
constitutional violation or deliberate indifference, and . . . played
a causal role in plaintiff's constitutional deprivation." 1 Sheldon H.
Nahmod, Civil Rights and Civil Liberties Litigation: The Law of Section
1983, § 3:91, at 3-241 (4th ed. 1999). McDermott's affidavit says that
Carlisle was not consulted about this matter and did not order her to
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take any actions regarding O'Neill's case. In her answers to
interrogatories, Carlisle insisted that she had no involvement in
O'Neill's firing. These statements are undisputed. Therefore, there
is no factual basis for a claim against Carlisle.
All that remains are the claims against McDermott. It is
undisputed that O'Neill's status, under state law, as a tenured civil
service employee gave her a property interest in her employment that is
protected by constitutional due process guarantees. See Cleveland Bd.
of Educ. v. Loudermill, 470 U.S. 532, 538-39 (1985); Cronin v. Town of
Amesbury, 81 F.3d 257, 260 n.2 (1st Cir. 1996). Thus, O'Neill was
entitled to the constitutional minimum of "some kind of hearing" and
"some pretermination opportunity to respond."6 Loudermill, 470 U.S. at
542 (internal quotation marks omitted).
The precise nature of her pre-termination procedural due
process rights is important. Loudermill held that a very limited
hearing prior to termination was sufficient, provided that it was
followed by a more comprehensive post-termination hearing. See id. at
545-46. The pre-termination hearing was to be "an initial check
against mistaken decisions -- essentially, a determination of whether
there are reasonable grounds to believe that the charges against the
employee are true and support the proposed action." Id. The pre-
6 This is not an instance where the need for a pre-deprivation
hearing is excused by "the necessity of quick action by the State."
Parratt v. Taylor, 451 U.S. 527, 539 (1981).
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termination process "need only include oral or written notice of the
charges, an explanation of the employer's evidence, and an opportunity
for the employee to tell his side of the story." Gilbert v. Homar, 520
U.S. 924, 929 (1997) (characterizing Loudermill).
The state procedures prescribed by chapter 31, sections 41-44
of the Massachusetts General Laws clearly fulfill the due process
requirements for pre-termination notice and opportunity to be heard.
And these requirements are appropriately reflected in DSS's Labor
Relations Manual. Thus, O'Neill's real complaint is that these
procedures were not followed in her case and that this failure to
follow state procedures resulted in violation of her due process
rights.
The defendants argue that O'Neill's claims against McDermott
should fail.7 First, they argue that O'Neill received all the process
she was due under the Constitution. Second, they say that even if the
pre-termination procedures were deficient, they were made so by the
random and unauthorized conduct of state officials and remedied by
adequate post-deprivation procedures.
A. Pre-Termination Procedures and Due Process
Beginning with the defendants' first argument, the record
shows that the pre-termination proceedings provided to O'Neill did not
7 In light of our holding, we need not examine the other
arguments the defendants make in support of the grant of summary
judgment.
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deprive her of her due process rights. Loudermill makes clear that the
pre-termination hearing "need not be elaborate" as long as the
"essential requirements of due process . . . [:] notice and an
opportunity to respond" are provided. Loudermill, 470 U.S. at 546.
The letters and memoranda given to O'Neill in connection with her prior
suspensions and work plans clearly put her on notice that termination
could result if she failed to improve her attendance and tardiness.
O'Neill was clearly provided notice of the final meeting on December
23, told the meeting was about her attendance and "[c]ontemplated
[a]ction," and told she had a right to have a union representative
there "[d]ue to the nature of the meeting." Indeed, the notice told
her the meeting was a "hearing." And at the meeting itself, it is
undisputed that the charges were clearly laid out and that O'Neill was
given an opportunity to give her side of the story. She had also been
given the opportunity to respond on September 17, October 22, and
November 3, when she was told that failure to improve her attendance
could lead to termination.
O'Neill says that the essential due process requirements were
not fulfilled because she did not have specific notice that the purpose
of the December 23 meeting was to discuss her impending termination,
because the decision to terminate her was made prior to the meeting,
and because the termination letter was drafted, signed, and mailed
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prior to the meeting.8 These facts, she says, deprived her of real
notice and a meaningful opportunity to respond. The plaintiff's
argument is overstated. First, there is no specific due process
requirement that an individual know, prior to a contemplated action
hearing, precisely what action is contemplated where there has been
prior notice that termination could result if there were no
improvement.9 The prior meetings and letters clearly provided O'Neill
with notice of the charges DSS was making against her and she was
plainly placed on notice that termination would be one of the actions
to be contemplated at future meetings. Further, the fact that O'Neill
was advised of her right to have a union representative present and
that the meeting was a hearing should have, in a practical sense,
alerted her that this meeting would more likely involve more serious
discipline than had the prior meetings. Second, although McDermott
8 The latter two claims essentially amount to a "prejudgment"
argument -- a claim that her case was improperly pre-judged, or decided
without any opportunity for her to influence her employer's decision.
9 O'Neill may have a claim that some portions of the state law
-- for example, the state law requirement that she be provided with
prior notice of the action contemplated -- were violated in her case.
Such claims, involving state procedural guarantees that are above and
beyond constitutional due process requirements, are not properly before
us. See Pennhurst, 465 U.S. at 106 ("[I]t is difficult to think of a
greater intrusion on state sovereignty than when a federal court
instructs state officials on how to conform their conduct to state
law."); Roy v. City of Augusta, 712 F.2d 1517, 1522-23 (1st Cir. 1983)
(analyzing a § 1983 claim and noting that "[m]ere violations of state
law do not, of course, create constitutional claims"). Thus, we
examine only those violations of state law that may have resulted in
the deprivation of the plaintiff's due process rights.
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acknowledges that she made the decision to terminate O'Neill and
drafted the termination letter prior to the hearing, her testimony is
uncontested that she would have "reconsidered whether there was just
cause to discharge [O'Neill]" if O'Neill had offered "compelling
reasons indicating that the contemplated discharge was unwarranted."
There is no constitutional infirmity because the planned termination
was subject to revision if O'Neill was able to contest the validity of
the grounds for termination. Instituting termination proceedings and
preparing the necessary documentation in advance of the final pre-
termination hearing are not deprivations of due process rights. As to
the premature mailing of the letter, the only evidence is that this was
done in error. While unfortunate, the mailing of the letter neither
impacted the timing of McDermott's decision nor the quality of
O'Neill's opportunity to defend herself.
A more serious issue would arise if O'Neill had been deprived
of a meaningful opportunity to say anything in her defense at the
December 23 meeting (and the earlier meetings). But it is
uncontradicted that O'Neill did have the opportunity to respond at each
of the meetings, although she apparently did not take advantage of this
opportunity at the December 23 meeting. It is possible that
McDermott's reading of the letter, which said "it has been determined
that there exists just cause to terminate you," at the beginning of the
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meeting gave O'Neill the impression that any response would be futile.10
Nonetheless, it is undisputed that O'Neill did have an opportunity to
respond and that McDermott would have reconsidered the termination had
O'Neill presented sufficient evidence.
In short, the record reveals no genuine issue of material
fact as to O'Neill's prior notice of both her employer's
dissatisfaction and the likelihood that severe consequences (possibly
including termination) would follow if she did not do better.
Similarly, the uncontradicted evidence shows that O'Neill (whether or
not she exercised it) had a meaningful opportunity to speak in her own
defense at a series of meetings, up to and including the meeting of
December 23. Because the facts, even when viewed in the light most
favorable to O'Neill, fail to make out a due process violation, the
district court did not err in disposing of the claims against McDermott
by way of summary judgment.
B. Random and Unauthorized Acts and Adequate Post-Deprivation
Procedures
It is also reasonably clear that much, and possibly all, of
O'Neill's due process claim against McDermott would be barred by the
so-called Parratt-Hudson doctrine. See Parratt v. Taylor, 451 U.S. 527
(1981); Hudson v. Palmer, 468 U.S. 517 (1984). This court summarized
10 The better practice might have been not to start the hearing
by reading the letter, but the Constitution requires only an initial
check against erroneous decisions, not that the state follow best
practices.
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the doctrine in Lowe v. Scott, 959 F.2d 323 (1st Cir. 1992), as
follows:
When a deprivation of a property interest is
occasioned by random and unauthorized conduct by state
officials, . . . the [Supreme] Court has repeatedly
emphasized that the due process inquiry is limited to the
issue of the adequacy of postdeprivation remedies provided
by the state.
Id. at 340. More recently, in Herwins v. City of Revere, 163 F.3d 15
(1st Cir. 1998), we said that there is "no denial of procedural due
process, even by the official," where the prerequisites of random and
unauthorized conduct and adequate post-deprivation remedies are met. 11
Id. at 19.
The Parratt-Hudson doctrine might have been undermined by the
Supreme Court's later decision in Zinermon v. Burch, 494 U.S. 113
(1990), but this court has already rejected that view. See Herwins,
163 F.3d at 19. In Herwins, we viewed Zinermon as a case in which
state law did authorize the procedure followed (albeit
unconstitutionally), so that the act of the officials could not be
described as "random and unauthorized"; Zinermon does, however, require
that "courts scrutinize carefully the assertion by state officials that
their conduct is 'random and unauthorized,'" Lowe, 959 F.2d at 341; and
it is well to remember that the Parratt-Hudson doctrine is directed
11 The doctrine has been consistently applied in this circuit.
See Cronin, 81 F.3d at 260; Romero-Barcelo v. Hernandez-Agosto, 75 F.3d
23, 33 (1st Cir. 1996); Brown v. Hot, Sexy & Safer Prods., Inc., 68
F.3d 525, 535-37 (1st Cir. 1995).
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only to claims that due process was denied and not to other kinds of
constitutional violations. Nevertheless, the Parratt-Hudson doctrine
plays an important part in allowing procedural claims to be resolved in
state forums where states do provide adequate remedies.
In this case, it is reasonably clear that even if there was
a lack of adequate notice, and we have held that there was not, it
would at most amount to a random and unauthorized act. Indeed, state
law clearly does provide for adequate notice, and there is no
suggestion that either by formal or informal means the state has
authorized the giving of inadequate notice to persons who may be
terminated, or that this was any form of regular practice. Thus, that
aspect of the claim would be barred by Parratt-Hudson even if there
were more substance to the claim of a constitutional violation.
It is less clear whether this would be true of the
"prejudgment" claim concerning the preparation of termination letters
in advance; relying on McDermott's affidavit, O'Neill draws the
inference that preparing termination letters in advance was a
systematic and authorized internal procedure. Since we have concluded
that the practice does not represent unconstitutional "prejudgment," we
need not decide whether the Parratt-Hudson doctrine would bar this
aspect of O'Neill's claim at the present stage or whether further
factfinding and analysis would be necessary to decide whether Parratt-
Hudson applies.
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Affirmed.
- Concurrence Follows -
SELYA, Circuit Judge (concurring in the judgment). Having
determined that the defendants' actions did not deprive the plaintiff
of procedural due process -- a determination with which I agree -- the
majority then proceeds, in the last four paragraphs of an otherwise
exemplary opinion, to explain why those actions probably were random
and unauthorized. Whether the majority's rumination is right, wrong,
or somewhere in between -- a matter on which I take no view -- I object
to the inclusion of these comments in the opinion for two reasons.
First, they are wholly unnecessary to the result. Second -- and more
important -- the status of the Parratt-Hudson line of cases, in the
albedo of Zinermon, is at best uncertain. It would be one thing if the
exigencies of Ms. O'Neill's appeal required us to enter that doctrinal
swamp in advance of clarification by the Supreme Court. It is quite
another thing to plunge gratuitously into it. Because I believe that
we should refrain from such excursions, I respectfully disassociate
myself from section III(B) of the court's opinion.
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