United States Court of Appeals
For the First Circuit
No. 00-1983
GAY OFFICERS ACTION LEAGUE ET AL.,
Plaintiffs, Appellees,
v.
COMMONWEALTH OF PUERTO RICO,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
[Hon. Héctor M. Laffitte, U.S. District Judge]
Before
Torruella, Chief Judge,
Coffin, Senior Circuit Judge,
and Selya, Circuit Judge.
Russell A. Del Toro, with whom Camelia Fernández-Romeu and
Del Toro & Santana were on brief, for appellant.
Suzanne B. Goldberg, with whom Judith Berkan, Berkan/Mendez,
Ruth E. Harlow, Lambda Legal Defense and Education Fund, and
Colleen M. Meenan were on brief, for appellees.
April 23, 2001
SELYA, Circuit Judge. In this bitterly-fought civil
rights case, the district court awarded substantial attorneys'
fees and ancillary expenses to a consortium of plaintiffs — the
Gay Officers Action League (GOAL), Carroll Hunter, Thomas Jeans,
and Dr. Rosalina Ramos Padró (collectively, the plaintiffs)1 —
against the Commonwealth of Puerto Rico. The Commonwealth
appeals. Concluding, as we do, that the district court acted
within its discretion in determining that the plaintiffs were
prevailing parties with respect to a discrete claim in the
underlying litigation, we affirm the finding that they were
entitled to a fee award. Withal, we reduce the amount by nearly
$40,000.
I. BACKGROUND
On June 19, 1995, the plaintiffs sued the Commonwealth
for damages and equitable relief.2 Invoking 42 U.S.C. § 1983,
they alleged, inter alia, that the Commonwealth violated their
1GOAL is a nonprofit organization comprising police officers
dedicated to protecting the rights of gays and lesbians. Hunter
and Jeans are members of GOAL and, at the times relevant hereto,
were GOAL's principal officers. Ramos Padró is a lesbian
activist resident in Puerto Rico.
2
The plaintiffs named the superintendent and several members
of the Puerto Rico Police Department (PRPD) as additional
defendants. Since the presence of these defendants is of
marginal relevance for purposes of this appeal, we treat the
Commonwealth as if it were the sole defendant.
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constitutional rights by (1) forbidding them from participating
in an impromptu rally, (2) subjecting them to excessive force,
(3) conducting an unlawful search of a gay bar, and (4)
illegally videotaping a "Gay Pride" parade. Following a year of
procedural wrangling and increasingly acrimonious discovery
disputes, the plaintiffs amended their complaint to include,
among other things, a claim that Regulation 29 — a police
department regulation which made "associat[ing] with . . .
homosexuals" violative of the code of conduct and exposed
violators to official discipline — impugned the plaintiffs'
First Amendment rights.
In due course, the district court (a) granted summary
judgment in the Commonwealth's favor as to all claims anent the
rally, the use of force, the search, and the videotaping; (b)
left for trial certain (subsequently settled) claims against
individual officers; and (c) entered a judgment declaring
Regulation 29 unconstitutional. The last ruling is the focal
point of this appeal.
The Commonwealth did not take the court's repudiation
of Regulation 29 lightly. It filed a detailed motion to alter
or amend the judgment. The district court stood firm. At that
point, the Commonwealth, instead of throwing in the towel,
decided to rewrite Regulation 29. The revised regulation no
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longer singled out homosexuals in haec verba, but, rather, paved
the way for disciplinary action against officers who "relate to
or associate with persons of dubious reputation" (a group
defined to include "anyone who engages in conduct that departs
from the community's moral standards").
After the parties filed extensive briefs, the court
rejected the revised regulation as an exercise in "crafty
drafting" and a thinly-veiled effort to do by indirection what
the court had prohibited the PRPD from doing directly. To
insure against any future evasions, the court permanently
enjoined the Commonwealth from punishing any police officer for
associating with homosexuals.
Still unrepentant, the Commonwealth moved to vacate the
injunction. After briefing and argument, the court demurred.
This resolved the matter, as the Commonwealth chose not to
appeal. The district court's decision on the merits thus
ripened into a final judgment.
The plaintiffs thereafter petitioned for $209,122.67
in attorneys' fees and $21,294.92 in expenses. They accompanied
the application with their attorneys' sworn statements,
information concerning the attorneys' credentials, and a
recasted version of the attorneys' contemporaneous billing
records (which separated the work related to the extirpation of
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Regulation 29 from other work performed). The Commonwealth
filed an opposition.
Taking up the question, the district court first ruled
that the plaintiffs were prevailing parties. It next
scrutinized each attorney's hours and, notwithstanding the
lawyers' assurances that they had eliminated all time spent on
unrelated issues, subtracted some additional hours. The court
then adjusted the attorneys' customary billing rates to reflect
local stipends for comparably qualified counsel and trimmed (or
in some instances disallowed) various expense items. When all
was said and done, the court determined that the plaintiffs
deserved legal fees in the amount of $202,733.86, allocated as
follows:
1. Attorney Judith Berkan — 93.1325 hours at $240 per
hour and 1.112 hours at $265 per hour, for a total of
$22,646.48.
2. Attorney Suzanne B. Goldberg — 416.75 hours at $240
per hour, for a total of $100,020.
3. Attorney Ruth E. Harlow — 123.45 hours at $240 per
hour, for a total of $29,628.
4. Attorney Colleen M. Meenan — 224.175 hours at $225
per hour, for a total of $50,439.38.
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The court also awarded the plaintiffs a total of $13,787.40 in
expenses. This appeal followed.
We divide our ensuing discussion into three segments,
one dealing with the standard of appellate review, the second
with the plaintiffs' eligibility for a fee award, and the third
with the dollars involved.
II. THE STANDARD OF REVIEW
In appeals involving the Fees Act, 42 U.S.C. § 1988,
a reviewing court customarily defers to the trial judge, whose
intimate knowledge of the nuances of the underlying case
uniquely positions him to construct a condign award. See Coutin
v. Young & Rubicam, Inc., 124 F.3d 331, 336 (1st Cir. 1997);
Lipsett v. Blanco, 975 F.2d 934, 937 (1st Cir. 1992).
Accordingly, our review here is for manifest abuse of
discretion. E.g., Foley v. City of Lowell, 948 F.2d 10, 18 (1st
Cir. 1991). Apart from mistakes of law — which always
constitute abuses of a court's discretion, see United States v.
Snyder, 136 F.3d 65, 67 (1st Cir. 1998) — we will set aside a
fee award only if it clearly appears that the trial court
ignored a factor deserving significant weight, relied upon an
improper factor, or evaluated all the proper factors (and no
improper ones), but made a serious mistake in weighing them.
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See Foster v. Mydas Assoc., Inc., 943 F.2d 139, 143 (1st Cir.
1991).
III. THE FACT OF THE AWARD
The Commonwealth's attack on the fact of the award
hinges on its contention that the plaintiffs were not prevailing
parties in the underlying litigation (and, thus, not entitled to
recoup fees and expenses at all). The district court rejected
this contention, and so do we.
Under the so-called "American Rule," litigants
generally pay their own way. Alyeska Pipeline Serv. Co. v.
Wilderness Soc'y, 421 U.S. 240, 247 (1975). Sometimes, however,
Congress provides otherwise. The Fees Act, 42 U.S.C. § 1988,
constitutes such a proviso. In regard to cases brought under
the Civil Rights Act of 1871, 42 U.S.C. § 1983, the Fees Act
states in pertinent part that "the court, in its discretion, may
allow the prevailing party, other than the United States, a
reasonable attorney's fee as part of the costs." 42 U.S.C. §
1988(b). Although this fee-shifting provision is couched in
permissive terminology, awards in favor of prevailing civil
rights plaintiffs are virtually obligatory. See Stanton v. S.
Berkshire Reg'l Sch. Dist., 197 F.3d 574, 576 (1st Cir. 1999)
(explaining that the Supreme Court has interpreted section 1988
to require fees in favor of prevailing civil rights plaintiffs
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"save for rare cases"); Casa Marie Hogar Geriatrico, Inc. v.
Rivera-Santos, 38 F.3d 615, 618 (1st Cir. 1994) (noting that
prevailing civil rights plaintiffs are presumptively entitled to
fee awards); see also Blanchard v. Bergeron, 489 U.S. 87, 89 n.1
(1989). The threshold question, then, is whether the plaintiffs
are prevailing parties within the purview of the Fees Act.
Typically, achieving prevailing party status requires
a plaintiff to show that he succeeded on an important issue in
the case, thereby gaining at least some of the benefit he sought
in bringing suit. Hensley v. Eckerhart, 461 U.S. 424, 433
(1983); Nadeau v. Helgemoe, 581 F.2d 275, 278-79 (1st Cir.
1978). Put another way, "a plaintiff 'prevails' when actual
relief on the merits of his claim materially alters the legal
relationship between the parties by modifying the defendant's
behavior in a way that directly benefits the plaintiff." Farrar
v. Hobby, 506 U.S. 103, 111-12 (1992); accord Tex. State
Teachers Ass'n v. Garland Indep. Sch. Dist., 489 U.S. 782, 791-
92 (1989).
In this case, the plaintiffs "prevailed" in the sense
that they secured declaratory and injunctive relief in their
facial challenge to the constitutionality of Regulation 29. But
obtaining equitable relief does not automatically confer
prevailing party status for purposes of the Fees Act. See Tex.
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State Teachers, 489 U.S. at 792-93; Rhodes v. Stewart, 488 U.S.
1, 3-4 (1988) (per curiam). An inquiring court always must make
a qualitative inquiry into the import of the relief obtained,
and the Commonwealth posits that the relief obtained here was so
trivial that the plaintiffs cannot be deemed prevailing parties.
Insofar as this argument attempts to bundle the
plaintiffs' Regulation 29 claim with their other (generally
unsuccessful) claims, it lacks force. "[T]he degree of the
plaintiff's success in relation to the other goals of the
lawsuit is a factor critical to the determination of the size of
a reasonable fee, not to eligibility for a fee award at all."
Tex. State Teachers, 489 U.S. at 790 (emphasis omitted). Since
the plaintiffs' effort to nullify Regulation 29 constituted a
discrete claim within a larger case, our focus must not be on
who won more claims, but on how the parties fared with respect
to the Regulation 29 claim. If the plaintiffs' success on that
discrete claim represented a meaningful victory, they are
prevailing parties. Id. at 789-92; Hensley, 461 U.S. at 434-35.
If, however, the plaintiffs' success on that claim was "purely
technical or de minimis," a court would be well within its
rights to deny prevailing party status. Tex. State Teachers,
489 U.S. at 792 (dictum). "Of itself, the moral satisfaction
that results from any favorable statement of law cannot bestow
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prevailing party status." Farrar, 506 U.S. at 112 (citation and
internal quotation marks omitted).
Turning to this analysis, the Commonwealth asseverates
that the plaintiffs are not prevailing parties with respect to
their Regulation 29 claim because the regulation was an
anachronism which the PRPD never enforced and, in fact, had
intended to scrap long before the plaintiffs sought a judicial
anodyne. This asseveration rests on the premise that winning an
injunction against the enforcement of a moribund statute or
regulation ordinarily is not enough to transform a plaintiff
into a prevailing party. See id. We agree with that premise as
an abstract statement of the law, but it has no application here
for at least two reasons.
First, the PRPD never publicly repudiated the
regulation before the plaintiffs challenged it, and the record
contains evidence, credited by the district court, of its
chilling effect on First Amendment rights.3 Thus, even if the
PRPD harbored an unexpressed intention not to enforce Regulation
29, neither gay officers nor gay civilians who wished to
associate with police officers would have had any way to know of
that intention. By convincing the court to strike the
3
For example, GOAL members testified that they felt obliged
to arrange clandestine meetings with gay PRPD officers out of
concern for the officers' careers.
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regulation down, therefore, the plaintiffs at the very least
dispelled a pall that burdened associational rights. Cf. NAACP
v. Ala. ex rel. Patterson, 357 U.S. 449, 461-62 (1958)
(discussing government activity that unconstitutionally
discouraged individuals or groups from exercising freedom of
association). Viewed from that perspective, the plaintiffs'
decision to litigate the validity of Regulation 29, and the
results that they obtained in that endeavor, accomplished
something worthwhile.
Second — and perhaps more salient — the record does not
support the Commonwealth's self-serving protestation that, even
before the plaintiffs sued, Regulation 29 was a dead letter.
From the moment that the plaintiffs called the constitutionality
of Regulation 29 into question, the Commonwealth vigorously
defended it. Instead of disowning the regulation or announcing
that it had outlived its usefulness, the Commonwealth stridently
opposed the plaintiffs' motion for summary judgment. When the
court deemed the regulation unconstitutional, the Commonwealth
did not acquiesce, but, rather, fought tooth and nail to reverse
that decision. Even after the court declined to alter or amend
the declaration of invalidity, the Commonwealth refused to
abandon the regulation, preferring to tinker with its text in a
benighted attempt to evade the thrust of the court's ruling.
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It is trite, but true, that actions often speak louder
than words. So it is here. The Commonwealth's course of
conduct convincingly contradicts its current claim that
Regulation 29 was an anachronism which the PRPD long had
intended to rescind.
To sum up, the question of whether or not obtaining
equitable relief is sufficiently meaningful to warrant
prevailing party status is case-specific. In this instance, the
record amply supports the district court's finding that
Regulation 29 was extant when the plaintiffs took up the cudgels
against it. Consequently, striking the regulation down achieved
one of the plaintiffs' preeminent goals.
If more were needed — and we do not believe that it is
— the Fees Act was intended to encourage citizens to vindicate
rights that concern the public as a whole. See City of
Riverside v. Rivera, 477 U.S. 561, 574-75 (1986). This suit is
a paradigmatic example of the kind of case that Congress had in
mind when it enacted section 1988. See Aubin v. Fudala, 782
F.2d 287, 290-91 (1st Cir. 1986) (explaining that declaratory
judgments can further the policies behind the Fees Act). The
court's declaration that Regulation 29 was unconstitutional
clearly benefitted both the plaintiffs and the public as a
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whole. Writing off the plaintiffs' victory as de minimis would
ignore that reality.
We will not paint the lily. While many of the
plaintiffs' other claims failed, the nisi prius court
conclusively determined that Regulation 29 violated their First
Amendment rights. That decision settled a significant issue
whose resolution benefitted the plaintiffs and the public.
Given this predicate, the district court did not abuse its
discretion in concluding that the plaintiffs were prevailing
parties for purposes of the discrete Regulation 29 claim. A fee
award therefore was due.
IV. THE AMOUNT OF THE AWARD
The second wave of the Commonwealth's offensive targets
the amount of the fee award.4 Even if the plaintiffs are
prevailing parties, the Commonwealth says, the award should be
reduced because, among other things, it is disproportionately
large; the plaintiffs failed to produce adequate records
documenting their attorneys' time; the case was staffed too
densely; and the court was overly generous in its treatment of
4
On appeal, the Commonwealth does not challenge the expenses
awarded by the district court. Consequently, we deem any such
challenge waived. See United States v. Zannino, 895 F.2d 1, 17
(1st Cir. 1990).
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overlapping issues. We turn first to the anatomy of the award,
and then examine the Commonwealth's contentions.
A. The Anatomy of the Award.
Under most federal fee-shifting statutes, including the
Fees Act, the trial judge must determine "the number of hours
reasonably expended on the litigation multiplied by a reasonable
hourly rate." Hensley, 461 U.S. at 433. In implementing this
lodestar approach, the judge calculates the time counsel spent
on the case, subtracts duplicative, unproductive, or excessive
hours, and then applies prevailing rates in the community
(taking into account the qualifications, experience, and
specialized competence of the attorneys involved). Lipsett, 975
F.2d at 937; United States v. Metro. Dist. Comm'n, 847 F.2d 12,
15-17 (1st Cir. 1988); Grendel's Den, Inc. v. Larkin, 749 F.2d
945, 950-51 (1st Cir. 1984).
In fashioning fee awards, the attorneys'
contemporaneous billing records constitute the usual starting
point, but the court's discretion is by no means shackled by
those records. For example, it is the court's prerogative
(indeed, its duty) to winnow out excessive hours, time spent
tilting at windmills, and the like. Coutin, 124 F.3d at 337.
By the same token, the court may take guidance from, but is not
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bound by, an attorney's standard billing rate. See Brewster v.
Dukakis, 3 F.3d 488, 492-93 (1st Cir. 1993).
Chief Judge Laffitte followed this procedure. He
started with the time compilations submitted by the plaintiffs'
lawyers. Despite the attorneys' representations that the
compilations only included time spent in connection with their
efforts to prove the infirmity of Regulation 29, the court
sharply reduced the number of hours claimed for researching this
issue prior to June 19, 1995 (the date on which the plaintiffs
filed the original complaint that contained no mention of
Regulation 29).5 Turning to the other side of the grid, the
court ratcheted some of the billing rates downward to correspond
more closely with local standards. See Adcock-Ladd v. Sec'y of
Treas., 227 F.3d 343, 350 (6th Cir. 2000) (holding that
reasonable hourly rates should be set by reference to rates in
the court's vicinage rather than in the lawyer's region of
origin). The court then multiplied the adjusted hours by the
adjusted rates to ascertain fees attributable to the work of
5 The court did, however, find that the work done by the
attorneys on standing was interconnected with the Regulation 29
issue, and included the time spent researching that issue. The
Commonwealth does not seriously challenge this finding and, in
all events, the finding seems unassailable. See Aubin, 782 F.2d
at 291 (explaining that plaintiffs are entitled not only to fees
for work done on winning claims but also for work done on other
claims involving "a common core of facts" or "related legal
theories") (quoting Hensley, 461 U.S. at 435).
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each of the four attorneys, aggregating those four figures to
arrive at the amount of the award.
B. The Commonwealth's Rejoinder.
We address the Commonwealth's main arguments seriatim.
Its other points are insufficiently developed, patently wrong,
or both. We reject them without editorial comment.
1. Proportionality. We need not tarry over the
Commonwealth's assertion that the award is disproportionate to
the degree of the plaintiffs' success. While degree of success
is critical in determining the amount of a fee award, Tex. State
Teachers, 489 U.S. at 790, proportionality is no longer an issue
once the prevailing party has separated the wheat from the chaff
(i.e., isolated the time spent on her successful claim or
claims). See Hensley, 461 U.S. at 434-35. Because the
plaintiffs here have limited their fee petition to the solitary
claim on which they prevailed completely, proportionality is no
longer critical.6 See City of Riverside, 477 U.S. at 574. The
real question is to what extent the method of calculation, the
6This is not to say that proportionality may not, in some
circumstances, bear upon the amount of an award. E.g., Farrar,
506 U.S. at 113-16. Here, however, we already have determined
that the plaintiffs won a total and significant victory vis-à-
vis Regulation 29. See supra Part III. Proportionality is
therefore not a material issue at this stage of the case.
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claimed hours and rates, and the associated documentation
project a reasonable fee.
2. Time Records. The Commonwealth next complains that
the very basis of the lower court's calculation is faulty
because the plaintiffs neglected to produce contemporaneous time
records. Without drawing our attention to any specific
deficiencies in the records presented, the Commonwealth argues
that the lower court erroneously accepted "shorthand summary
compilations."
The facts are these. The plaintiffs provided the
district court with four accounts — one for each lawyer — that
synthesized, excerpted, and reproduced entries from the lawyers'
original time sheets. The plaintiffs followed this praxis in an
apparent effort both to segregate time spent on unsuccessful,
unrelated claims and to create a more intelligible format for
judicial consideration of their requests.
The district court welcomed these submissions and
elected not to require the plaintiffs to produce the original
time sheets. We discern no error. Our cases make clear that
prevailing parties who intend to seek counsel fee awards
ordinarily must ensure that contemporaneous time records are
kept in reasonable detail. E.g., Lipsett, 975 F.2d at 938;
Grendel's Den, 749 F.2d at 952. These precedents warn that
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failure to do so may have deleterious consequences (such as the
slashing or disallowance of an award). Lipsett, 975 F.2d at
938; Grendel's Den, 749 F.2d at 952. Here, however, the
plaintiffs satisfied that obligation: each of the four
attorneys filed an affidavit attesting that she kept
contemporaneous time records. The fact that counsel, in helping
to prepare the fee application, transcribed the notations on
their time sheets verbatim and, for ease in reference,
incorporated the transcriptions in compilations, did not
compromise the integrity of their billing records. After all,
the compilations simplified matters and enabled the lower court
more easily to assess the merits of the parties' conflicting
contentions. If the Commonwealth doubted whether the
compilations faithfully tracked the time sheets, it could have
filed a discovery request for the original records. Having
eschewed that course, it cannot now be heard to complain that
the judge, who expressed satisfaction with the accuracy and
adequacy of the plaintiffs' proffer, did not demand to see the
raw data.
3. Overstaffing. The Commonwealth maintains that the
plaintiffs overstaffed the litigation, drawing on a battery of
lawyers when one would have sufficed. Such a claim brings
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certain general rules into play. We briefly rehearse those
rules.
On the one hand, awards under the Fees Act are not
intended "to serve as full employment or continuing education
programs for lawyers and paralegals." Lipsett, 975 F.2d at 938.
In that spirit, a court should not hesitate to discount hours if
it sees signs that a prevailing party has overstaffed a case.
See Hart v. Bourque, 798 F.2d 519, 523 (1st Cir. 1986). On the
other hand, courts must be careful not to throw out the baby
with the bath water. Given the complexity of modern litigation,
the deployment of multiple attorneys is sometimes an eminently
reasonable tactic. Consequently, the mere fact that more than
one lawyer toils on the same general task does not necessarily
constitute excessive staffing. Rodriguez-Hernandez v. Miranda-
Velez, 132 F.3d 848, 860 (1st Cir. 1998). Effective preparation
and presentation of a case often involve the kind of
collaboration that only occurs when several attorneys are
working on a single issue. Id.
The Commonwealth argues that the central legal question
here — the constitutionality of Regulation 29 — was pedestrian,
and that the engagement of multiple counsel therefore was
unwarranted. But it is too much of a stretch to say that the
First Amendment issue here was, in the Commonwealth's pat
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phrase, "simple and straightforward." The Commonwealth's
conclusion seems particularly dubious when one factors into the
mix the ancillary issue of standing (a knotty problem, on these
facts). See supra note 5.
The ferocity of the Commonwealth's defense likewise
undermines its assertion that the plaintiffs did not need to
call up the reserves in order to litigate the Regulation 29
issue. Although the Commonwealth now claims that it never
particularly cared about the fate of the supposedly unused
regulation, it certainly did not display any such indifference
in the district court. To the contrary, it mounted a Stalingrad
defense of Regulation 29, battling from rock to rock and tree to
tree. After setting such a militant tone and forcing the
plaintiffs to respond in kind, it seems disingenuous for the
Commonwealth to castigate the plaintiffs for putting too many
troops into the field. Cf. City of Riverside, 477 U.S. at 581
n.11 ("The government cannot litigate tenaciously and then be
heard to complain about the time necessarily spent by the
plaintiff in response.") (citation and internal quotation marks
omitted).
Even so, we remain skeptical about the use of four
attorneys to litigate a single claim — particularly a claim that
did not necessitate a trial. Where tag teams of attorneys are
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involved, fee applications should be scrutinized with especial
care. Moreover, the level of scrutiny should increase in direct
proportion to the number of lawyers employed. Despite these
concerns, however, three things make us reluctant to interfere
with the trial court's considered judgment in the peculiar
circumstances of this case.
First, the trial judge had the best coign of vantage.
He was uniquely positioned to weigh the parties' staffing needs,
assess the reasonableness of their handling of the case, and
evaluate the quality and relevance of the services rendered.
Second, the judge explained his reasoning for allowing fees for
multiple attorneys in meticulous detail. Third, the attorneys'
proffer to the district court persuasively described their
division of responsibility and their need for teamwork.
Considering these and other factors, we conclude — although the
question is close — that the court below did not abuse its
discretion in determining that it was reasonable for the
plaintiffs to have entrusted the Regulation 29 claim to a
quartet of attorneys.
4. Overlapping Issues. When a plaintiff prevails on
some, but not all, of multiple claims, a fee reduction may be in
order. Hensley, 461 U.S. at 434-35; Coutin, 124 F.3d at 339-40.
In such a situation, the court must filter out the time spent on
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unsuccessful claims and award the prevailing party fees related
solely to time spent litigating the winning claim(s).7 Hensley,
461 U.S. at 435. On appeal, the Commonwealth assails the
district court's handling of the time spent by the various
attorneys on overlapping matters, i.e., issues involving both
Regulation 29 and other claims on which the plaintiffs did not
triumph. The Commonwealth's most powerful argument highlights
a patent inconsistency in the trial court's otherwise exemplary
rescript. We trace the origins of this inconsistency.
In this case, the plaintiffs, mindful of the Hensley
Court's directive that "[c]ounsel for the prevailing party
should make a good-faith effort to exclude from a fee request
hours that are excessive, redundant, or otherwise unnecessary,"
461 U.S. at 434, limited their application to time spent on
their one winning claim, allocating to that quest a portion of
the hours spent on overlapping matters. In scrutinizing the
plaintiffs' submissions, the district court noted the way in
which their attorneys had handled the vexing problem of how to
account for time spent on overlapping claims. The court
7Of course, a prevailing party sometimes can avoid this sort
of reconstructive surgery by a showing that the work done on
unsuccessful claims was inextricably intertwined with the work
done on successful claims. See Lipsett, 975 F.2d at 940-41;
Aubin, 782 F.2d at 291. Here, however, the plaintiffs do not
argue interconnectedness.
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commended the methodology employed, declared that twenty-five
percent of the overlapping time constituted a reasonable
allocation for the Regulation 29 claim, and proceeded to fashion
the fee award (with other changes, as described supra).
The fly in the ointment is that the court's
computations did not track its statements: while the court
awarded only twenty-five percent of the "overlapping" hours
spent by two of the attorneys (Berkan and Meenan), it
inadvertently awarded eighty percent of the "overlapping" time
spent by the other two lawyers (Harlow and Goldberg). Because
the court, to that extent, abandoned sub silentio its announced
twenty-five percent formula, we think that a correction should
be made.
We have several options at this point. We could, of
course, remand for a new calculation. E.g., Coutin, 124 F.3d at
342. But remand is not obligatory, e.g., Lipsett, 975 F.2d at
943, and the court below was clear as to what it intended.
Because the record is sufficiently explicit that we can perform
the necessary calculations and implement the district court's
stated plan, it would be wasteful to remand and invite a new
round of litigation. Cf. Hensley, 461 U.S. at 437 (warning
courts against turning fee applications into major satellite
litigation). Thus, we forgo a remand and reduce Harlow's and
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Goldberg's hours to include only twenty-five percent of the time
spent by each of them on overlapping matters.
The majority of Harlow's allowed time — 116.5 hours —
fell into this category. She included eighty percent of this
time in her calculations. The district court adopted this
figure. We enforce the court's twenty-five percent limitation
by trimming that number from 93.2 hours to 29.125 hours. The
net effect of this reduction is to decrease the overall award in
regard to Harlow's services from $29,628 to $14,250.
We follow the same approach vis-à-vis Goldberg. She
spent 183.75 hours on overlapping matters, and included 147 of
those hours in her materials. The court adopted that figure.
We enforce the court's twenty-five percent limitation by
lowering that number to 45.9375 hours. The net effect of this
reduction is to shrink the overall award in regard to Goldberg's
services from $100,020 to $75,765.
V. CONCLUSION
To recapitulate, the district court labored over the
underlying litigation for nearly five years. At the fee-
shifting stage, the court issued a twenty-page opinion in which
it supportably determined that the plaintiffs had prevailed on
a significant aspect of their case. In the same opinion, the
court closely evaluated each attorney's submission under the
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appropriate legal standards. For the most part, the court's
reasoning is unimpugnable. We therefore affirm the award, save
only for a reduction to reflect accurately the court's sensible
(but not fully implemented) determination that the plaintiffs
should recover for no more than twenty-five percent of the time
that their attorneys spent on overlapping matters.
We need go no further. Although the fee award, even
as we have pared it, seems quite generous, its size is dictated
in large part by the tenacity with which the Commonwealth
defended Regulation 29. Cf. Galicians 6:7 (observing that
"whatsoever a man soweth, that shall he also reap"). Under the
circumstances, we scarcely can criticize the district court for
determining, in effect, that the plaintiffs were justified in
fighting fire with fire.
The fee award is reduced from $202,733.86 to
$163,100.86 and, as modified, the award is affirmed. The
expense award in the amount of $13,787.40 is likewise affirmed.
Interest shall accrue on these sums as provided by 28 U.S.C. §
1961. No fees or costs shall be awarded for services rendered
in connection with this appeal.
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