United States Court of Appeals
For the First Circuit
No. 03-1723
ALLEN MUKAMUSONI,
Petitioner,
v.
JOHN ASHCROFT, Attorney General,
Respondent.
PETITION FOR REVIEW OF AN ORDER
OF THE BOARD OF IMMIGRATION APPEALS
Before
Lynch, Circuit Judge,
Campbell and Stahl, Senior Circuit Judges.
Daniel F. Cashman, with whom Cashman & Lovely, P.C. and
Susanna L. Shafer were on brief, for petitioner.
Jamie M. Dowd, Attorney, Office of Immigration Litigation,
with whom Peter D. Keisler, Assistant Attorney General, and David
V. Bernal, Assistant Director, Office of Immigration Litigation,
were on brief, for respondent.
December 1, 2004
LYNCH, Circuit Judge. Allen Mukamusoni, a woman native
to Uganda and a citizen of both Uganda and Rwanda, entered the
United States at Houston, Texas, on May 5, 1998 as a non-immigrant
visitor for pleasure, with authorization to remain until November
4, 1998. Mukamusoni remained in the United States beyond November
4, 1998, and the Immigration and Naturalization Service (INS)1
charged her with removability. Before Mukamusoni was charged with
removability, she submitted an application for asylum, withholding
of removal, protection under the Convention Against Torture (CAT),
and voluntary departure. The Immigration Judge (IJ) granted
voluntary departure but denied her all other forms of relief on
January 24, 2001, and the Board of Immigration Appeals (BIA)
dismissed her appeal on April 22, 2003. Mukamusoni then petitioned
this court for review. We vacate the BIA's order and remand.
I.
We recount the facts as they are presented in
Mukamusoni's oral testimony before the IJ and in documentation
submitted in support of her application for asylum.
Mukamusoni was born to Rwandan refugee parents on May 17,
1977, in a Rwandan refugee camp in Uganda. Her mother was a Tutsi
while her father was a Hutu, and she had six siblings. She had
1
In March 2003, the relevant functions of the INS were
transferred into the new Department of Homeland Security and
reorganized into the Bureau of Immigration and Customs Enforcement
(BICE). For simplicity, we refer to the agency throughout this
opinion as the INS.
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"always considered [her]self Rwandese." Her father worked for a
Ugandan family in Mbarara, Uganda, and that family told government
officials that Mukamusoni was their daughter so that she could
attend school in Uganda. Mukamusoni was thus able to attend St.
Mary's, a Catholic boarding school, and lived with the nuns of St.
Mary's at their convent in Uganda.
Mukamusoni's family lived in Uganda until 1993, when
every member of the family except Mukamusoni returned to Rwanda.
Mukamusoni explained that at that time, many Rwandans in Uganda
decided to return to Rwanda in order to "fight for their rights."
The Rwandan migration was also partly due to Uganda's policy, which
advocated the repatriation of Rwandan refugees to Rwanda.
Mukamusoni herself stayed behind in Uganda to continue high school
at St. Mary's.
In 1994, civil war broke out in Rwanda. According to the
1999 Human Rights Watch Report for Rwanda (which was admitted into
evidence), in 1994 "the Rwandan Patriotic Front (RPF), composed
largely of Tutsi refugees who had spent decades in exile, defeated
the Rwandan government, made up primarily of Hutu, who form the
great majority of the Rwandan population. . . . [T]he [Hutu-
dominated] government and army carried out a genocide of more than
half a million Tutsi until they were stopped by the RPF." After
their defeat, members of the former government became leaders of
the Hutu rebels, and "[s]ome of the insurgents, including several
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senior officers who led the 1994 genocide, seemed ready to continue
annihilating the Tutsi."
During the genocide of the Tutsi in Rwanda, Mukamusoni's
father was originally in the army of the Rwandan Patriotic Front
(RPF), but after some time he decided to desert the RPF and joined
the Hutu rebels because he was Hutu himself. Mukamusoni's eldest
brother joined her father with the Hutu rebel forces during the
war, and he was killed in Kigali, Rwanda in 1994. Mukamusoni's
other siblings and her mother lived in a refugee camp at Mutara,
Rwanda during this time. Mukamusoni said that even though a Hutu
law required "a Hutu man married to a Tutsi woman to kill his
wife," Mukamusoni's father refused to kill his wife because he was
in love with her. But later, a Hutu death squad came to the
refugee camp and slaughtered Mukamusoni's mother and her remaining
siblings, along with many other refugees.
Through most of the genocide, Mukamusoni was in Uganda.
She returned to Rwanda in 1995, when the civil war in Rwanda slowed
down, to take the university entrance exams and to be with her
family. While in Rwanda preparing for the exams, she received news
of the massacre of her mother and siblings. Mukamusoni decided to
attend the funeral for her mother, siblings, and other victims of
the massacre, even though it was very dangerous for her because of
her Hutu heritage and the fact that most of the people there were
Tutsi. Mukamusoni testified that at the funeral there were "[s]o
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many people" dead and the bodies were "cut in pieces" and "mixed
up" and buried in the same grave yard, such that one "couldn't tell
who is who." In fact, Mukamusoni was unable to identify the
remains of her youngest sibling.
At the funeral, she also saw her father, who could not
stay long because the Tutsi in the RPF were looking for him. (By
then the RPF was in control of the government of Rwanda.) He told
her that he was leaving Rwanda for Zaire (now Congo) with the other
Hutu rebels. According to the 1999 Human Rights Watch Report for
Rwanda, after the RPF victory, the Hutu rebels led "some two
million Rwandans into exile, more than half of them to Zaire."
Mukamusoni began her studies at the National University
of Rwanda in Butare, Rwanda in May 1996. She introduced into
evidence a copy of her Rwandan identity card and a copy of her
student identity card at the National University of Rwanda. The
RPF government posted soldiers, most of whom were Tutsi, at the
entrances of the University in order to prevent a repeat of the
Hutu rebels' massacre of the students, which had occurred in 1994
during the genocide. The soldiers and other students began to
harass Mukamusoni because she was using her father's last name,
Mukarazizi, which they recognized as the name of a known Hutu
rebel. Mukamusoni studied journalism and was an outspoken
proponent of ethnic reconciliation between the Hutu and the Tutsi.
In response, the Tutsi soldiers and their student affiliates banned
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her from publishing letters in the school newspaper and told other
students not to listen to her. She received letters from her
father from time to time informing her that he was alive, but these
letters were interpreted by the RPF soldiers as evidence of her
espionage with a Hutu rebel. As a result, she was "pulled from
class" and questioned by the soldiers.
At the end of her first semester, Mukamusoni was again
taken from class to the RPF office, where her student ID and
Rwandan passport were taken from her so that she could not travel
and leave Rwanda. The soldiers interrogated her about her
correspondence with her father and his whereabouts; although she
showed them her father's letters and explained that she knew
nothing about the plans of the rebels, the soldiers did not believe
her and thought she was lying. She was arrested and taken to
prison in Butare, Rwanda, where she was imprisoned for four months.
During this time she was beaten every morning, interrogated twice
per week, and tortured by various kinds of forced activity: rolling
in dry grass in the mornings as a form of "wake up"; walking "miles
and miles" to exhaustion; digging ditches; digging through giant
anthills in hot weather to retrieve the queen ant while being
beaten until she passed out; and doing other kinds of manual labor.
Within the first week of her imprisonment she was raped by a Tutsi
soldier at the prison. This was her first experience of sexual
intercourse, and she was terrified that she would contract AIDS or
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become pregnant from the rape. During her imprisonment, she
"wished for death" and "had no hope for the future." But, to her
surprise, she was released when the RPF government realized that
she had no information about her father. Her passport was returned
to her, and she finished her first year at the University in 1997.
In 1997, after her release from prison, she received a
letter from someone claiming to be a friend of her father's
informing her that her father had been killed by the Tutsi in
Kibeho, Zaire. Because the letter was from a Hutu rebel, it was
not signed. From that point on, Mukamusoni received no further
communications from her father.
According to the 1999 Human Rights Watch Report for
Rwanda, "[i]n refugee camps [in Zaire], remnants of the defeated
[rebel Hutu] army rearmed, recruited new forces, and began
incursions into Rwanda. In 1996, [Tutsi] Rwandan troops . . .
dispers[ed] the camps, massacring tens of thousands of unarmed
civilians, and killing thousands of soldiers and militia."
In her removal proceedings, the INS lawyer and the IJ
both questioned Mukamusoni about whether she could present death
certificates for her family. She testified that she "never even
heard about . . . death certificates. . . . They don't give out
death certificates in [Rwanda]," especially not "during the
genocide." Nor did she know if they gave out death certificates in
Zaire, where her father had died, as she had never been there.
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Mukamusoni spent the summer of 1997 back in Uganda at St.
Mary's convent. She told Sister Catherine, a nun to whom she was
very close, her fears of returning to Rwanda in light of her
experiences there. However, Sister Catherine urged her to return
to Rwanda to continue her studies. Because she had lost her entire
family and had no means of economic support, Mukamusoni decided
that she had to return to school in Rwanda.
When Mukamusoni started her second year at the University
in 1997 she changed her last name on the student ID from her
father's name (Mukarazizi) to her own (Mukamusoni), in the hope
that the RPF soldiers would stop harassing her. Mukamusoni
explained that in Africa it was not necessary that children have
the same last name as their parents. But, this name change did not
work because a fellow student, Ndemezo, found out through
Mukamusoni's classmates that she was Hutu and that her father was
a Hutu rebel. Ndemezo, a Tutsi, targeted Mukamusoni for harassment
because he felt that she helped to kill his family and reported her
to his brother, who was a soldier in the RPF. Ndemezo stole
Mukamusoni's Ugandan passport. Later in the year, Mukamusoni was
again arrested by the RPF and, this time, she spent two months in
prison. She was beaten, forced to do manual labor, and raped by a
different Tutsi soldier. The RPF again interrogated her concerning
her father and her travels to Uganda, believing that she was
receiving information from Hutu rebels. She gave the soldiers all
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the information they sought, including the address of St. Mary's
convent in Uganda. Although she showed the soldiers the letter
containing news of her father's death, the RPF continued to believe
that her father was alive. The soldiers finally released her after
she threatened to kill herself. After she was released, she was
punished each day with manual labor tasks that took all day such as
farming and cleaning university facilities, such that it was nearly
impossible for her to attend class.
After a few weeks of trying to do manual labor and to
attend class, Mukamusoni escaped to St. Mary's convent in Uganda.
There she was confronted on several occasions by Ugandan and RPF
soldiers. Mukamusoni explained that Ugandan soldiers worked with
the RPF because Uganda had supported the Tutsi during the civil
war. One of Mukamusoni's friends, Fi Fi, informed Sister Catherine
that RPF soldiers were planning to arrest Mukamusoni in Uganda.
Sister Catherine then took Mukamusoni to a remote village where she
could hide while Sister Catherine obtained on Mukamusoni's behalf
a Ugandan passport, a tourist visa to the United States, and a
plane ticket.
Sister Catherine believed that Mukamusoni should go back
to Rwanda to get her college transcripts so that she could continue
her studies in the United States. Although Mukamusoni pled with
Sister Catherine and explained to Sister Catherine that such a trip
would be very dangerous, Sister Catherine insisted that it was very
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important. At Sister Catherine's urging, Mukamusoni returned to
Rwanda on February 17, 1998, to obtain her transcripts. She heard
from Fi Fi that the RPF was planning to arrest her, and she
immediately fled back to Uganda ten days later, without her
transcripts. Upon her return, she stayed for a short time at the
convent before going back to the remote village to hide. While she
was at the convent soldiers hid outside the convent, waiting to
interrogate her. Mukamusoni also returned to Rwanda one more time
in another aborted attempt to get her transcripts, staying for only
a few days this time because she again heard that the RPF planned
to arrest her. Mukamusoni introduced into evidence a copy of her
Ugandan passport.
Mukamusoni returned to the convent at the end of April
1998 to get her plane ticket, and Sister Catherine died of cancer
shortly after that. Mukamusoni left Uganda and entered the United
States at Houston, Texas, on May 5, 1998 with a six-month visitor's
visa. Her luggage was lost by the airline. Many of her personal
documents, such as her Rwandan passport and the letter informing
her of her father's death, were lost along with the luggage.
Mukamusoni introduced into evidence an apology letter from
Northwest Airlines and the lost luggage tracing claim forms.
Mukamusoni moved to Waltham, Massachusetts, where she
lived with a distant relative and worked as a babysitter. On May
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10, 1999, she applied for asylum in the United States, a few days
more than one year after she entered the United States.2
In August of 1999, Dr. Rachel Wolfe, a psychologist of
the Cambridge Health Alliance, began to evaluate Mukamusoni, upon
referral by Mukamusoni's counsel. Dr. Wolfe conducted three
clinical interviews with Mukamusoni and recorded her findings in a
psychological evaluation completed on October 1, 1999. This
evaluation and a set of notes maintained by Dr. Wolfe during the
time she saw Mukamusoni were submitted into evidence. Dr. Wolfe
found Mukamusoni to be a "reliable historian" whose "account of her
experience was consistent across interviews." Dr. Wolfe wrote that
Mukamusoni suffered from ulcers "developed in prison," and that she
sought HIV testing to be sure that she did not have AIDS. Dr.
Wolfe reported that every night, Mukamusoni experienced nightmares
of her tortures in prison and the killings of her family, waking to
the "sound of her own screams or to a pillow wet with her tears."
She wrote that Mukamusoni "fe[lt] flooded with terror,"
"experienc[ed] overwhelming grief . . . and feelings of
helplessness and hopelessness," "felt cut off from people," and had
little control over her crying spells. Dr. Wolfe described
Mukamusoni as having a restricted range of emotion, which she said
is typical of trauma victims, and that Mukamusoni had a "sense of
2
An application for asylum must be filed within one year unless
excused by changed or extraordinary circumstances. 8 U.S.C. §§
1158(a)(2)(B), (D).
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foreshortened future" where she did not "expect to live long." Dr.
Wolfe also wrote that Mukamusoni had difficulty falling and
remaining asleep at night, "unable to get thoughts of her family
and fears of what will happen to her out of her mind."
Based on Mukamusoni's symptoms, Dr. Wolfe diagnosed her
with Post Traumatic Stress Disorder (PTSD). Beyond the diagnosis
of PTSD, Dr. Wolfe reported that Mukamusoni's behavior during her
interviews (including low voice and low level of energy) was
typical of individuals experiencing a "Major Depressive Disorder"
under the definition of the American Psychiatric Association's
Diagnostic and Statistical Manual of Mental Disorders. Dr. Wolfe
recommended that Mukamusoni receive "individual psychotherapy and
psychopharmacology," and "antidepressant medication for her post-
traumatic and depressive symptoms." Mukamusoni began to receive
psychotherapy from Dr. Wolfe, and she was also given Prozac. Dr.
Wolfe noted that Mukamusoni "appear[ed] to have the drive and
intelligence to create a productive life for herself in the United
States." Dr. Wolfe noted that Mukamusoni was "enthusiastic and
compliant" in treatment, but was not reliable in making her
appointments. After a few more sessions, Mukamusoni did not
continue to see Dr. Wolfe for treatment.
The INS rejected Mukamusoni's application on October 15,
1999, because she missed the one-year filing deadline. See 8
U.S.C. § 1158(a)(2)(B); 8 C.F.R. § 1208.4(a). On October 27, 1999,
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the INS issued a Notice to Appear, charging her with removability
as an alien who remained in the United States longer than
permitted.
II.
Removal proceedings for Mukamusoni commenced before an IJ
on January 12, 2000; Mukamusoni conceded removability and relied on
her application for asylum, withholding of removal, protection
under the CAT, and voluntary departure. A merits hearing was held
on April 27, 2000, and continued on January 24, 2001.
During the April 27, 2000 hearing, the IJ excused
Mukamusoni's late filing of her asylum application because the IJ
found her to be suffering from PTSD during the year that she was in
the United States, and that this constituted "extraordinary
circumstances" justifying the late filing. No dispute remains as
to the timeliness of her filing.
Mukamusoni testified to the events in her application and
affidavit as recounted above. She testified that she was afraid to
go back either to Uganda or Rwanda for fear that she would be
tortured due to her Hutu ethnicity and the political activities of
her father. She testified that she had heard from her friend Fi Fi
that soldiers still went by St. Mary's to ask the nuns about
Mukamusoni's whereabouts.
Mukamusoni offered to have Dr. Wolfe testify at the
original hearing on April 27, 2000, but was told by the IJ to wait
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for a later date as the IJ wanted to hear Mukamusoni's testimony
first. Mukamusoni again offered to have Dr. Wolfe testify by
telephone at the January 24, 2001 hearing, but the IJ denied that
request as well on the ground that the witness was available. Dr.
Wolfe, however, was not available to appear for the later date and
so did not testify.
At the April 27, 2000 hearing, the IJ granted a
continuance to January 24, 2001 in part to allow Mukamusoni to
obtain additional documentation, including a death certificate for
her father, medical records, and a letter from her friend Fi Fi.
At the later date, Mukamusoni submitted her medical records into
evidence. The government objected on the ground that Dr. Wolfe,
the maker of the records, was not available to be cross-examined.
The IJ nonetheless made the records part of the record, agreeing to
consider them de bene in light of the objection. The IJ also
denied Mukamusoni's attempt to introduce an affidavit documenting
the (ultimately unsuccessful) attempts to secure a death
certificate for her father.
The IJ finally denied Mukamusoni's application for asylum
"as a matter of discretion" in an oral decision dated January 24,
2001. The IJ also denied the applications for withholding of
removal and CAT protection but granted her voluntary departure.
The IJ found that Mukamusoni "has not established the
truthfulness of what is stated in her asylum application,
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documentation in support thereof, and her testimony in these
proceedings." That was because, in the IJ's view, "[a] reasonable
person, similarly situated as [Mukamusoni] on this record would not
fear persecution or have a well-founded fear of persecution on
account of [one of the five statutory grounds listed in 8 U.S.C. §
1101(a)(42)(A)]." The IJ found that Mukamusoni's testimony was
"self-serving" and "[left] a lot to the imagination" and determined
that she gave "no evidence" and "no corroboration" concerning her
experiences.
On appeal to the BIA, Mukamusoni argued that the IJ had
failed to give her the benefit of the regulatory presumption of a
well-founded fear of future persecution for establishing past
persecution. See 8 C.F.R. § 1208.13(b)(1). She also argued that
the IJ misapplied the "reasonable person" test set out in Matter of
Mogharrabi, 19 I. & N. Dec. 439, 445 (BIA 1987). Finally, she
argued that the IJ abused his discretion by failing to consider her
case fully, and in particular, the IJ offered no substantive basis
for his adverse credibility findings.
On April 22, 2003, the BIA denied her appeal. In its
decision, the BIA found it unnecessary to address the adverse
credibility findings of the IJ and implicitly accepted that
Mukamusoni was credible.3 It nonetheless found Mukamusoni "failed
3
The government explicitly adopted the position that the BIA
treated Mukamusoni's testimony as credible during oral argument.
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to meet her burden of proof in establishing past persecution or a
well-founded fear of future persecution." Even though the BIA
proceeded on the assumption that Mukamusoni was credible, it found
her testimony to be "vague regarding key elements of her asylum
claim" and "scant and generalized." For example, the BIA found it
significant that Mukamusoni "testified that she was raped during
her incarcerations, but provided no details about the incidents."
It discussed Dr. Wolfe's psychological evaluation only in the sense
of holding it against Mukamusoni because she did not continue to
appear for treatment. The BIA also found that Mukamusoni did not
provide sufficient corroborating evidence to support her claim, and
that such corroboration was necessary because her testimony was not
"sufficiently detailed." Finally, the BIA determined that
Mukamusoni's decision to return to school in Rwanda after her first
arrest and to return to Rwanda on two occasions to retrieve her
college transcripts undercut the genuineness of her subjective
fear.
On May 20, 2003, Mukamusoni timely petitioned this court
for review of the BIA's decision to affirm the IJ's decision.
III.
It is the BIA's decision, as the final agency order, that
we review. See Georcely v. Ashcroft, 375 F.3d 45, 49 (1st Cir.
2004); Albathani v. INS, 318 F.3d 365, 373 (1st Cir. 2003). We
review the BIA's determination that Mukamusoni failed to meet her
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burden of proof under the deferential substantial evidence
standard. INS v. Elias-Zacarias, 502 U.S. 478, 481 (1992);
Albathani, 318 F.3d at 372. Our review is on the whole record, not
solely on the evidence that supports the BIA's determination.
Gailius v. INS, 147 F.3d 34, 44 (1st Cir. 1998). "[D]eference is
not due [to the BIA] where findings and conclusions are based on
inferences or presumptions that are not reasonably grounded in the
record, viewed as a whole, or are merely personal views of the
immigration judge." Cordero-Trejo v. INS, 40 F.3d 482, 487 (1st
Cir. 1994) (citations omitted). "[W]e may not affirm the BIA's
decision 'when we cannot conscientiously find that the evidence
supporting that decision is substantial, when viewed in the light
that the record in its entirety furnishes, including the body of
evidence opposed to the Board's view.'" Gailius, 147 F.3d at 44
(quoting Universal Camera Corp. v. NLRB, 340 U.S. 474, 488 (1951))
(alteration omitted). The BIA's legal conclusions are reviewed de
novo, "with appropriate deference to the agency's interpretation of
the underlying statute in accordance with administrative law
principles." Id. at 43.
An asylum applicant bears the burden of proving that he
or she is "unable or unwilling to return to [the applicant's
country of nationality] . . . because of persecution or a well-
founded fear of persecution on account of race, religion,
nationality, membership in a particular social group, or political
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opinion." 8 U.S.C. § 1101(a)(42)(A); 8 C.F.R. § 1208.13(a).
Applicants may meet this burden in one of two ways: 1) by
demonstrating a well-founded fear of persecution on account of one
of the statutory grounds, or 2) by establishing past persecution on
account of one of the statutory grounds so as to be entitled to a
presumption of a well-founded fear of persecution. Mihaylov v.
Ashcroft, 379 F.3d 15, 21 (1st Cir. 2004); 8 C.F.R. § 1208.13(b).
Once an applicant has been found to be entitled to the
benefit of such a regulatory presumption based on past persecution,
the presumption may be rebutted by a finding that either "[t]here
has been a fundamental change in circumstances such that the
applicant no longer has a well-founded fear of persecution in the
applicant's country of nationality," or "[t]he applicant could
avoid future persecution by relocating to another part of the
applicant's country." El Moraghy v. Ashcroft, 331 F.3d 195, 203
(1st Cir. 2003) (quoting 8 C.F.R. §§ 1208.13(b)(1)(i)(A)-(B))
(alterations in original). The government bears the burden of
rebutting the presumption by a preponderance of the evidence. 8
C.F.R. § 1208.13(b)(1)(ii).
An applicant must pass both an objective and subjective
test to show a well-founded fear of future persecution. El
Moraghy, 331 F.3d at 203; Velasquez v. Ashcroft, 342 F.3d 55, 58-59
(1st Cir. 2003). The subjective test requires the applicant to
prove his fear is genuine, while the objective test requires
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showing by credible and specific evidence that this fear is
reasonable. El Moraghy, 331 F.3d at 203.
We conclude on this record, taking Mukamusoni as credible
as the BIA did, that substantial evidence does not support the
BIA's conclusion that Mukamusoni failed to establish past
persecution on account of her mixed Hutu/Tutsi heritage and/or the
political activities of her father. The BIA committed errors of
law and misapplied the law by focusing narrowly on only parts of
the record that supported its decision, by raising too high the bar
for an asylum claimant seeking to prove past persecution or a well-
founded fear of future persecution, by unreasonably evaluating the
record, and by excessively demanding corroborative evidence. We
explain these errors below.
If the BIA had squarely found her credible, then on this
record, it is very likely that we would have been compelled to
conclude that Mukamusoni had established past persecution with
respect to her testimony of the events in Rwanda.4 See, e.g.,
Knezevic v. Ashcroft, 367 F.3d 1206, 1212 (9th Cir. 2004)
4
Although the BIA's decision begins by noting that Mukamusoni is
a "native and citizen of Uganda" who, on appeal, claims that she
"established past persecution . . . in Uganda," the decision then
goes on to discuss exclusively her testimony of events in Rwanda
and persecution by the Rwandan government. The BIA treated
Mukamusoni's nationality as Rwandan for asylum purposes, and we
will frame our review accordingly. "'[A] reviewing court must
judge the propriety of administrative action solely by the grounds
invoked by the agency . . . .'" Gailius, 147 F.3d at 44 (quoting
SEC v. Chenery Corp., 332 U.S. 194, 196 (1947)) (alterations
omitted).
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(reversing BIA's finding that there was no past persecution and
holding that record compels conclusion that asylum applicants
suffered past persecution); Bellido v. Ashcroft, 367 F.3d 840, 846
(8th Cir. 2004) (same). In that event, she would have been
entitled to a regulatory presumption of having met her burden of
proof with respect to fear of future persecution, and we would
remand for further proceedings on the basis that she had met that
burden. However, since the BIA declined to reach the adverse
credibility findings of the IJ but assumed credibility, we vacate
the BIA's order and remand for further proceedings in light of this
opinion.
The record and Mukamusoni's burden of proof
Because the BIA "d[id] not find it necessary to address
[Mukamusoni's] credibility" and solely evaluated the sufficiency of
the evidence to meet Mukamusoni's burden of proof, the BIA treated
her testimony and her supporting documentation as credible. That
is also the position the government has taken in this court.
The BIA nonetheless affirmed the IJ's denial of asylum
because it found that Mukamusoni "ha[d] not presented sufficient
detail so as to provide a plausible and coherent account of the
events underlying her claim" and "failed to meet her burden of
proof in establishing past persecution." To support this
conclusion, the BIA explained that "[w]hile [Mukamusoni]'s
affidavit was replete with information, her testimony was scant and
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generalized." Then, while citing and purporting to follow the
analysis in Matter of Y-B-, 21 I. & N. Dec. 1136 (BIA 1998), the
BIA focused exclusively on Mukamusoni's oral testimony. The BIA
painted Mukamusoni's oral testimony regarding the circumstances of
her two arrests, incarceration, and release as "general," "devoid
of information," and "vague[]." In particular, the BIA pointed to
the fact that Mukamusoni provided "no details" about her rapes.
The BIA concluded that Mukamusoni, like the applicant in Matter of
Y-B-, "did not offer critical details in her testimony to furnish
context to her claim for asylum." See Matter of Y-B-, 21 I. & N.
Dec. at 1137-38. The record does not support any of these
conclusions.
The BIA's focus on only the oral evidence was error in
two ways. First, as a matter of fact, Mukamusoni had been
encouraged to keep her oral testimony short because her extensive
affidavit was accepted as the bulk of her testimony; and so the
affidavit could not be discounted. Further, as a matter of law,
under INS rules, that affidavit testimony could not be discounted
to the extent the BIA chose to do. See 8 C.F.R. § 1208.3(c)(1)
("[I]nformation provided in the [asylum] application may be used .
. . to satisfy any burden of proof in . . . removal proceedings.").
In doing so the BIA committed an error of law.
The BIA also erred in applying its own precedents.
Nothing in Matter of Y-B- supports the BIA's reasoning. In Matter
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of Y-B-, the BIA affirmed the IJ's decision to deny a Mauritanian
man's claim for asylum on the ground that the alien failed to meet
his burden of proof to establish eligibility for asylum. 21 I. &
N. Dec. at 1136-39. The BIA relied on the fact that the alien's
application for asylum "[did] not provide additional information
regarding his claim. Rather, there [were] significant omissions
[of references to events he orally testified to] in the written
application." Id. at 1138 (emphasis added).
In contrast to Matter of Y-B-, the written affidavit of
Mukamusoni in support of her asylum application is "replete with
information." Every single item that the BIA found lacking
sufficient detail in Mukamusoni's oral testimony is supplemented by
additional detail in her written answers to the asylum application
and the affidavit in support of her application. For example, the
BIA faulted Mukamusoni for giving only "general" oral testimony
about the "date or location" of her arrests, the manner of her
arrests, and details concerning her incarceration, interrogation,
and release. Yet, all of these details are found in her affidavit
and written answers on the asylum application, which are part of
the record before the BIA.5 The BIA identified no instance where
5
In some instances, the BIA's finding that Mukamusoni provided
insufficient detail is simply not supported even on the basis of
the oral testimony alone. For example, the BIA stated that
Mukamusoni "testified that she was raped during her incarcerations,
but provided no details about the incidents." (emphasis added). To
the contrary, the transcript of the oral proceedings before the IJ
reveals the following testimony from Mukamusoni:
-22-
she testified to significant events that are omitted in the written
application and affidavit. Thus, the analysis in Matter of Y-B-
does not support the BIA's conclusion.
The BIA's failure to take into account the evidence in
Mukamusoni's application and affidavit is contrary to law and
particularly egregious in light of the IJ's limitation of oral
testimony. We also note that the government did not object to the
admission of the affidavit information into evidence and had ample
opportunity throughout the proceedings to cross examine her on the
details in the affidavit.
Lack of corroboration
The BIA also found that Mukamusoni "did not provide
sufficient corroborating evidence to support her claim." This
finding is likewise not supported by substantial evidence.
Initially, the BIA's finding of lack of corroborative
evidence is linked to its error in not reviewing the entire record,
as noted above. This is so because "corroborative evidence is not
They took me to prison. . . . And then after
that there was a, there was a soldier who was
like I can take her to help me, to help me in
my house. And another woman was no, she can't
help you, she can stay here. Then when they
refused for him to take me, he raped me.
Mukamusoni also testified that a different soldier raped her during
her second incarceration. At oral argument, the government was
unable to explain what additional "details" concerning the rapes
might be relevant.
-23-
required to establish an asylum claim; in many cases, the
applicant's own credible testimony is sufficient to support
eligibility for asylum as long as it provides a basis for a well
founded fear." Gailius, 147 F.3d at 45; see also 8 C.F.R. §
1208.13(a). The BIA has also held that "the weaker an alien's
testimony [is], the greater the need for corroborative evidence."
Matter of Y-B-, 21 I. & N. Dec. at 1139. Because the BIA failed to
consider the entire record and found Mukamusoni's testimony weaker
than it actually was, it demanded a higher level of corroboration
than it should have. The "combination of detailed testimony and
corroborative background evidence" is sufficient to establish
Mukamusoni's past persecution. Id.
In any event, the record does not support the BIA's
conclusion that Mukamusoni insufficiently corroborated her
testimony. The BIA ignored the presence of the bulk of the
corroborative evidence in the record and overstated the role of the
absence of certain pieces of corroborative evidence. In support of
her application for asylum, Mukamusoni offered corroborative
evidence in the form of medical records, country condition reports,
proof of the loss of certain documents from Northwest Airlines, and
identification documents. In addition, Mukamusoni offered to
provide an affidavit explaining why she could not obtain a copy of
her father's death certificate.
-24-
First, the overwhelming weight of the evidence from the
twenty-five pages of Dr. Wolfe's notes and Dr. Wolfe's
psychological evaluation corroborates Mukamusoni's claims. The
records are literally replete with information which supports the
substance of Mukamusoni's testimony. Mukamusoni's account of her
experiences in Rwanda to Dr. Wolfe is also consistent with the
accounts given in her affidavit, application, and oral testimony.
Dr. Wolfe noted the physical evidence that corroborated
Mukamusoni's story: ulcers developed in prison, her independently
sought HIV testing in light of her fear of having contracted AIDS
from her rapes, trauma-induced PTSD symptoms such as nightmares,
hopelessness, sleeplessness, distrust of others, etc.6
The BIA, however, found that the medical records
Mukamusoni submitted to bolster her claim actually "undercut[] her
claim" that she suffers from PTSD because the records show that
Mukamusoni "was not sincere in her attempts to seek medical
assistance." The BIA based this conclusion on the following
handwritten note from Dr. Wolfe: "[Although enthusiastic and
compliant,] [Mukamusoni] was not reliable in coming to therapy and,
after 2 sessions beyond the asylum eval. indicated that she did not
6
At the end of her evaluation, Dr. Wolfe wrote that Mukamusoni
"plan[ned] to resume her journalism studies and ha[d] begun taking
some courses at Middlesex Community College," which corroborates
Mukamusoni's account of her journalism studies at the National
University of Rwanda and Sister Catherine's hope that she resume
her studies in the United States.
-25-
have time to come. She recontacted me in early March 2000 because
her final trial was coming up soon."7 Even if the BIA were correct
that this indicated Mukamusoni's lack of dedication in seeking
medical treatment, it is not clear how this would "undercut her
claim" with respect to her PTSD condition. The medical records
were submitted to corroborate the diagnosis of her treating
psychologist and the strength of her fear, which are facts
independent of her ability to keep appointments. To the extent
that her "sincerity" in seeking treatment might be relevant to a
general credibility determination, the BIA already chose not to
address her credibility.
The BIA's interpretation of the medical records is
especially inexplicable because, within the very same note from
which the BIA takes the quote above, Dr. Wolfe reiterates her
diagnosis and recommends continued follow-up treatment for
Mukamusoni with a new therapist, which would be a nonsensical
conclusion if Dr. Wolfe thought Mukamusoni's PTSD to be fabricated.
Viewed as a whole, the BIA's finding that the medical records
"undercut[]" rather than corroborated Mukamusoni's claim is simply
unsupportable.
7
The first bracketed portion is present in the doctor's note but
omitted by the BIA in its quotation. The word "eval." (presumably
the abbreviated form of "evaluation") is misquoted as "level" in
the BIA decision.
-26-
The BIA also cited the fact that "[n]otwithstanding the
long continuance, [Mukamusoni] did not present [Dr. Wolfe] as a
witness, as she was unavailable" as further example of lack of
corroboration. This is not a fair or accurate characterization of
the history of the proceedings before the IJ. The record shows
that Mukamusoni made repeated offers to have Dr. Wolfe testify,
first in person, and then telephonically, but was not allowed to do
so by the IJ. The record also shows that the "long continuance"
was not granted by the IJ in order to have Mukamusoni secure Dr.
Wolfe's testimony.
There are other pieces of corroborative evidence in the
record that the BIA did not discuss and it is unclear whether the
BIA even considered them: the letter from Northwest Airlines and
lost luggage tracing claim forms confirming her lost luggage, her
Ugandan passport, her Rwandan identity card, and her student
identity card at Rwandan National University. Each of these
documents provided corroboration for crucial parts of Mukamusoni's
story. For example, the Ugandan passport corroborated her
testimony as the IJ asked her about her flight between Uganda and
Rwanda.
The BIA also made no mention of the background and
country conditions evidence that Mukamusoni submitted into the
record. In reviewing an applicant's claim of credible fear of
persecution, current regulations state that "the asylum officer may
-27-
rely on material provided by the Department of State . . . or other
credible sources, such as international organizations, private
voluntary agencies, news organizations, or academic institutions."
8 C.F.R. § 1208.12. Mukamusoni submitted into evidence the 1999
country conditions reports on Rwanda from Human Rights Watch,
Amnesty International, and the Department of State. Courts and the
BIA routinely used such country condition reports to corroborate
the testimony of asylum applicants under the old regulations.8 See
El Moraghy, 331 F.3d at 203-04 (country condition reports "can
either help or harm a petitioner's case, depending on whether or
not they corroborate the petitioner's tale"); see also Cordero-
Trejo, 40 F.3d at 490-91 (incidents of politically, socially or
religiously motivated persecution of non-prominent individuals in
applicant's position in his country of nationality bolstered
alien's claim). It was error for the BIA to have ignored the
country condition reports because "this failure [to evaluate the
reports] unreasonably eviscerate[d] the applicant's attempt to
establish the objective element of her asylum claim." Cordero-
Trejo, 40 F.3d at 492.
8
The old regulations made it clear that credibility should be
judged "in light of general conditions in the applicant's country
of nationality or last habitual residence." El Moraghy, 331 F.3d
at 203. Although the issue before us is not an agency's
determination of credibility, the country condition reports could
still be used to provide corroboration and support the applicant's
claims. See id. at 204.
-28-
Such documentary evidence is "extremely important for
contextualizing, in the absence of direct corroboration, the events
which [an applicant] claims constitute persecution." Id. at 491.
Even a quick look at the country condition reports demonstrates
that these reports support Mukamusoni's claims. See Gailius, 147
F.3d at 45 n.6 ("[A]n uncorroborated story that is at odds with
what is known about country conditions is less likely to be
accurate than one that is consistent with country conditions.").
For example, the country reports corroborate Mukamusoni's account
of persons in her father's position joining the Hutu rebels in
Zaire and their subsequent deaths in the Kibeho camp. In addition,
the 1999 Human Rights Watch Report for Rwanda contains descriptions
of the practices of arbitrary detentions, prison abuses, and
military-civilian security sweeps carried out by the RPF government
which corroborate Mukamusoni's testimony of her experiences in
Rwanda: "The government, citing the need for self-defense against
the insurgency, organized civilians to monitor purportedly anti-
government activity . . . ." "Military, police, and some civilian
officials took thousands of persons into custody during large-scale
security sweeps, residential inspections, and verification of
identify papers on the roads. Some of these persons were
subsequently released after interrogation that was sometimes
accompanied by physical abuse." The BIA unreasonably ignored these
reports, and gave no explanation for why it did so.
-29-
Not only did the BIA err in not adequately considering
the medical records and country condition reports as corroborative
of Mukamusoni's testimony, it also overstated the role of the
absence of certain pieces of corroborative evidence. The BIA
placed unreasonable weight on the absence of a letter from
Mukamusoni's friend Fi Fi corroborating Mukamusoni's claims.
Mukamusoni originally indicated to the IJ at the April 27, 2000
hearing that she could obtain such a letter. At the January 24,
2001 hearing, neither the IJ nor the parties brought up the letter
and it is unclear why (it appears that the IJ may not have included
the request for the letter in his notes of the previous hearing).
Mukamusoni did not offer an explanation for this absence before the
IJ and has not offered one on appeal.9 It is true that the absence
9
Mukamusoni's brief claims that her counsel offered to introduce
into evidence an affidavit that would have explained the efforts
made to obtain these "documents" and why the efforts failed (the
death certificate of Mukamusoni's father and the letter from Fi
Fi). This is not consistent with the transcript of the hearing,
which indicates that Mukamusoni's counsel only offered to explain
the absence of the death certificate, but not the letter.
The BIA did not discuss the absence of her father's death
certificate and it is unclear whether that played a role in the
BIA's finding that Mukamusoni did not submit sufficient
corroboration. We note in passing that the absence of her father's
death certificate is not particularly probative. "Persecutors are
hardly likely to provide their victims with affidavits attesting to
their acts of persecution." Bolanos-Hernandez v. INS, 767 F.2d
1277, 1285 (9th Cir. 1984). It does not appear likely that death
certificates would be available for the many individuals who died
during the Rwandan genocide, and Mukamusoni offered to document the
efforts expended to obtain a death certificate for her father (if
any existed) but that evidence was excluded by the IJ.
-30-
of this letter and any explanation for why it could not be
obtained, when Mukamusoni indicated that it would be available,
could tend to support the BIA's finding that Mukamusoni did not
produce sufficient corroboration. However, the absence of this one
letter is insufficient to justify disregarding the corroborative
evidence that Mukamusoni did provide. On this record, the BIA's
finding that Mukamusoni failed to introduce sufficient
corroborative evidence for her asylum claim is not supported by
substantial evidence. See Albathani, 318 F.3d at 372.
Mukamusoni's subjective fear
Finally, the BIA questioned the "genuineness" of
Mukamusoni's "subjective fear of persecution" in Rwanda because of
her "decision to remain at the school after two arrests and to
return to Rwanda on two occasions after the Rwandan government was
searching for her." This conclusion is again not supported by
substantial evidence in the record.
First, the conclusion is in error as a matter of law
because we find Mukamusoni, if credible, has met her burden of
proof with respect to past persecution in Rwanda, and thus the BIA
erred as a matter of law by denying her the benefit of the
regulatory presumption under 8 C.F.R. § 1208.13(b)(1).
Second, the BIA's doubts of the "genuineness" of
Mukamusoni's subjective fear are contrary to the BIA's decision not
to address her credibility.
-31-
Third, the BIA also does not consider the evidence
outlined above. In the context of that evidence, the BIA's
assessment does not take into account the reasonable explanations
Mukamusoni offered for her decisions to remain at school in Rwanda
after her first year and to return to Rwanda to obtain her
transcripts despite the danger of being arrested again. Mukamusoni
specifically explained that after her first rape, she returned to
St. Mary's and was fearful of returning to Rwanda. However,
because the rape was so "ashaming and embarrassing" to her, she did
not tell Sister Catherine about the rape. It is in these
circumstances that Sister Catherine then urged her to return to
Rwanda and continue her studies, allaying Mukamusoni's fears by
assuring her that the RPF soldiers would not arrest her again now
that her father was dead. Mukamusoni was a twenty-year old first-
year college student at the time and Sister Catherine was her
guiding light. The assurances by Sister Catherine, as events
unfolded, turned out to be tragically overly optimistic. The
decision to remain in a country in which the applicant was
persecuted after release from prison does not necessarily undercut
an applicant's claim for asylum, if adequately explained. See,
e.g., Turcios v. INS, 821 F.2d 1396, 1401-02 (9th Cir. 1987)
(finding that it was unreasonable for the IJ to determine that the
government of the alien's country of origin would not have
persecuted him because the alien remained in that country for
-32-
several months after his release from prison when he was under
constant surveillance).
Moreover, Mukamusoni testified that after the death of
every member of her immediate family, she was without any means of
economic or emotional support excepting the generosity of Sister
Catherine. She testified in essence that there was literally
nothing for her to do in Uganda or Rwanda; her only means of
obtaining an education was at the National University of Rwanda,
where Rwandans are entitled to education at the government's
expense. A decision she made to go back to the only place where
she could obtain a "free" education, at Sister Catherine's urging,
is insufficient to show, against this record, that her fears of
persecution in Rwanda were not genuine. Faced with no viable means
of support otherwise, people take risks in the face of their fears.
Mukamusoni's subsequent entries into Rwanda to obtain her
transcripts were also motivated by both Sister Catherine's urging
and Mukamusoni's desperate attempt to preserve the possibility of
a better life through the hope of obtaining an education.10
Viewing the record as a whole, including the evidence the
BIA ignored and assuming Mukamusoni's credibility as did the BIA,
we cannot conscientiously find that the evidence supporting the
10
There was discussion in the BIA's opinion about Mukamusoni's
travels between Uganda and Rwanda, but the BIA's emphasis was on
her returns to Rwanda.
-33-
BIA's determination that Mukamusoni failed to meet her burden of
proof is substantial. See Universal Camera Corp., 340 U.S. at 488.
IV.
The order of the BIA is vacated and the case remanded for
further proceedings not inconsistent with this opinion.
-34-