United States Court of Appeals
For the First Circuit
No. 04-1796
GARY S. WEBBER,
Plaintiff, Appellant,
v.
INTERNATIONAL PAPER COMPANY,
Defendant, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MAINE
[Hon. George Z. Singal, U.S. District Judge]
Before
Lipez, Circuit Judge,
Coffin and Cyr, Senior Circuit Judges.
Arthur J. Greif, with whom Julie D. Farr and Gilbert & Greif,
P.A. were on brief for appellant.
Jonathan P. Harmon, with whom McGuire Woods LLP was on brief
for appellee.
August 9, 2005
CYR, Senior Circuit Judge. Gary S. Webber appeals from
the district court judgment which was granted to his former
employer, International Paper Company (“IP”), as a matter of law
notwithstanding the jury verdict which Webber obtained on his
state-law disability discrimination claim. We affirm the district
court judgment.
I
BACKGROUND
We relate the record evidence, and all reasonable
inferences therefrom, in the light most consistent with the jury
verdict. See Crowley v. L.L. Bean, Inc., 303 F.3d 387, 393 (1st
Cir. 2002). From 1983 and until his termination in 2001, Webber
was a mechanical draftsman for IP at its paper-manufacturing mill
in Bucksport, Maine. In 1986, he was promoted to the position of
“engineer,” a job description which required an engineering degree,
which Webber did not possess. In 1989, Webber was assigned to
oversee a $1.3 million construction project at the mill site
consisting of a chemical storage facility.
In 1997, Webber injured his knee while working
temporarily as a forklift operator. Surgery was required. Over
the years, Webber had heard other unspecified employees say that
“salaried people do not get hurt.” During his post-surgery
convalescence, Webber's then-immediate supervisor, Stephen Finley,
told Webber that his knee might heal faster if he lost twenty
-2-
pounds. Finley and another supervisor, Lawrence Schaub, laughed at
Finley’s remark. Webber returned to work one month later. In
1999, he resumed his former duties as a project engineer, despite
the fact that his mobility was severely restricted, necessitating
his use of a cane.
Webber requested that IP provide him with several
accommodations, including permission to work from his home, reduced
work hours, special parking privileges, reassignment from a third-
floor to a first-floor office, and the installation of a “glide
chair” which would permit Webber to ride from his first-floor
office to the third-floor engineering department. IP granted all
of these requests. Another supervisor, Steve Moser, dubbed the
glide chair “the Costanza chair,” a reference to a character from
a popular television sitcom who used a glide chair to feign a work
disability.
In January 2001, Webber underwent total knee-replacement
surgery. One month later, a reduction-in-force plan, called
“Functional Fast,” was instituted by IP's national headquarters,
which would result in the elimination of 3000 employees nationwide.
In May 2001, Thomas Thompson, Webber’s immediate supervisor, asked
him how long it would be before his knee healed.
In June 2001, Fred Oettinger, the Bucksport mill manager,
learned that the overall workforce was to be reduced by 21
positions, which was to include an eight-employee reduction in
-3-
“technical” (viz., non-manufacturing) staff (viz., from 47 to 39).
IP’s national office in Memphis informed Oettinger that other IP
mills of comparable size employed only six project engineers,
whereas Bucksport had ten. Rather than eliminate four project
engineers, however, Oettinger decided to cut only two positions.
Following consultations with the national office,
Oettinger eventually selected Webber and Wayne Jacobs for
termination. Oettinger notified supervisors Schaub and Moser of
the decision on Friday, June 22, 2001. Neither Schaub nor Moser
voiced objection. On the following Monday, Thompson approached
Webber and informed him: "you're the weakest link, you're gone."
Thereafter, Oettinger summoned Webber to a meeting, at which Webber
was notified of his termination. Adverting to the “quality and
quantity” of Webber’s work, Oettinger explained that he had based
his termination decision on the fact that Webber was the only one
of the ten engineers without an engineering degree, thus was less
capable than the other engineers of handling more complex
engineering projects.
In August 2001, Webber submitted a disability-based
employment discrimination claim against IP with the Maine Human
Rights Commission (MHRC), received a right-to-sue letter, and
commenced the instant diversity action in federal district court,
alleging that IP had violated the Maine Human Rights Act, Me. Rev.
Stat. Ann. ch. 5, § 4551 et seq. The district court denied the
-4-
pretrial motion for summary judgment submitted by IP, as well as
its pre-verdict motion for judgment as a matter of law. In due
course, a jury returned a $3 million verdict against IP.
Thereafter, however, the district court granted IP’s
renewed motion for judgment as a matter of law and vacated the jury
verdict, citing the insufficiency of Webber’s evidence as to IP’s
discriminatory animus. Webber v. Int’l Paper Co., 326 F. Supp. 2d
160 (D. Me. 2004). Webber appeals from the judgment.
II
DISCUSSION
A. Standard of Review
A district court judgment entered as a matter of law is
subject to de novo review, which requires that we view all the
evidence, reasonable inferences, and credibility determinations in
the light most favorable to the nonmoving party (viz., Webber).
See Vazquez-Valentin v. Santiago-Diaz, 385 F.3d 23, 29-30 (1st Cir.
2004); Fed. R. Civ. P. 50(b). Moreover, we will affirm the ruling
only if we determine that the record, thus viewed, strongly and
overwhelmingly points to but one conclusion – that no reasonable
jury would have reached a contrary result. See Vazquez-Valentin,
385 F.3d at 29-30. Although the standard for setting aside a jury
verdict is plainly “stringent,” plaintiff-appellant Webber – who
bears the ultimate burden of proof – must have adduced more than a
“mere scintilla of evidence” supporting the elements of his state-
-5-
law claim, id., and cannot prevail where the verdict necessarily
rests upon evidence which is overly speculative or conjectural.
See Ricci v. Alternative Energy Inc., 211 F.3d 157, 162 (1st Cir.
2000).
B. Prima Facie Evidence
As Webber adduced no direct evidence of discriminatory
intent, see Chuang v. Univ. of Cal. Davis, Bd. of Trustees, 225
F.3d 1115, 1128 (1st Cir. 2000) (describing the stringent
requirements of a “mixed-motive” case), his case was subject to the
so-called McDonnell-Douglas paradigm. See Reeves v. Sanderson
Plumbing Prods., Inc., 530 U.S. 133, 142 (2000); Fernandes v. Costa
Bros. Masonry, Inc., 199 F.3d 572, 580 (1st Cir. 1999).
Accordingly, Webber was required to establish a prima facie case of
discrimination, by adducing competent evidence that (1) he was a
member of a protected class (viz., “disabled”); (2) he satisfied
his employer’s legitimate job performance expectations; (3) his
employer terminated him; and (4) his employer did not accord
similar treatment to persons outside the protected class. See
Thorndike v. Kmart Corp., 35 F. Supp. 2d 30, 33 (D. Me. 1999)
(MHRA); accord Cruz-Ramos v. P.R. Sun Oil Co., 202 F.3d 381, 184
(1st Cir. 2000). Once the plaintiff succeeds in establishing a
prima facie case, his employer must shoulder the burden to
articulate a legitimate, nondiscriminatory reason for the
plaintiff’s termination. See Reeves, 530 U.S. at 142. Once the
-6-
employer satisfies that minimal burden of production, the plaintiff
must bear the ultimate burden of adducing sufficient evidence from
which a factfinder rationally might infer that the employer’s
articulated reason is a pretext for discrimination, and that the
real reason for the termination was discriminatory animus. See id.
In this endeavor, “‘many veins of circumstantial evidence . . . may
be mined’ . . . [and] [t]hese include – but are by no means limited
to – evidence of differential treatment, evidence of discriminatory
comments, statistical evidence, and comparative evidence.” Rathbun
v. Autozone, Inc., 361 F.3d 62, 72 (1st Cir. 2004) (citation
omitted).
The district court assumed arguendo that Webber had
satisfied his initial burden to establish a prima facie case,
shifting to IP the burden of production, see, e.g., Hall v. Giant
Food, Inc., 175 F.3d 1074, 1079 (1st Cir. 1999), and on appeal,
Webber does not contend that he established a prima facie case.
Instead, he urges three grounds for determining that the issue is
not properly before us.
First, Webber argues that IP waived this argument by
failing to include it in its motion for judgment as a matter of
law. But, of course, IP is not the appellant, and we may affirm a
district court judgment on any ground supported by the record on
appeal. See Geffon v. Micrion Corp., 249 F.3d 29, 35 (1st Cir.
2001).
-7-
Second, Webber maintains that he was not required to
establish that the eight engineers retained by IP were not
disabled, because, unlike such obvious attributes as race or
gender, disability (or lack thereof) is too difficult of proof. He
cites no authority for such an exception to the fourth element; nor
have we found any. Prima facie proof of coemployees’ non-
disability may be somewhat more fact-intensive than proof of their
race or gender, but the burden is neither unreasonable nor onerous.
Webber presumably had ample opportunity to discover this sort of
information, and had he proffered even minimally competent
testimony that the retained engineers suffered from no such
disability, IP would have had the burden to counter Webber’s
assertions with contrary evidence, if any existed. We can discern
no sound reason for excusing a claimant from adducing such
straightforward evidence as part of his prima facie case.
Finally, Webber argues that the sufficiency vel non of
his prima facie case was relevant only during trial, and that after
the jury verdict, the question became entirely moot. See United
States Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 715
(1983). However, Webber’s reliance on Aikens is misplaced. During
trial, the plaintiff’s failure to establish a prima facie case will
justify summary disposition, since the employer would not be
required to shoulder its burden to articulate a nondiscriminatory
reason for the plaintiff’s discharge. The McDonnell-Douglas
-8-
paradigm was designed primarily as a procedural mechanism for use
in cases involving no direct evidence of discrimination, in order
to facilitate the orderly presentation of circumstantial evidence
of discrimination. If the employer fails, however, to move for
summary disposition at this procedural juncture – viz., when
plaintiff fails to state a prima facie case, and voluntarily
assumes its burden of production, the inadequacy of plaintiff’s
prima facie showing, standing alone, is no longer grist for the
summary judgment mill. See, e.g., Richardson v. Leeds Police
Dep’t, 71 F.3d 801, 805 (1st Cir. 1995).1
Webber’s argument is flawed, however, because he assumes
that, after trial, the total absence of evidence which would have
comprised his prima facie case is irrelevant to the decision
whether plaintiff met his burden of proof at the third stage of
McDonnell-Douglas. While the failure or weakness of a prima facie
showing will not alone constitute grounds for judgment for the
employer, it significantly weighs in the balance when we assess
whether the plaintiff adduced sufficient evidence overall from
which a jury rationally might infer that the employer’s articulated
reason constitutes a pretext for discrimination, and that the real
reason for the termination was discriminatory animus. See, e.g.,
1
This rule would not foreclose either a trial court or an
appellate court from dismissing a plaintiff’s claim after assuming
arguendo – as the district court did in the instant case – that the
plaintiff made an adequate prime facie showing. See, e.g., Hall,
175 F.3d at 1079.
-9-
Barnes v. City of Cincinnati, 401 F.3d 729, 736 (6th Cir. 2005)
(“Nonetheless, the evidentiary underpinnings of a plaintiff’s case
are not irrelevant or insulated from our examination to aid our
determination whether the evidence is sufficient to support a
finding of intentional discrimination.”); see also Schnabel v.
Abramson, 232 F.3d 83, 89 (2d Cir. 2000).
Webber admittedly failed either to adduce evidence that
the eight retained engineers were not disabled, or that IP had
terminated any other disabled employee. Indeed, the undisputed
evidence discloses that IP and Oettinger had an exemplary record of
granting accommodations to Webber and to other disabled employees.
Although arguably one might reasonably have expected that IP would
come forward with evidence in the event that any of these retained
engineers had been disabled, this is beside the point inasmuch as
IP did not have to bear that burden of proof. Webber’s attempt at
a prime facie showing was not merely weak. See Zapata-Matos v.
Reckitt & Colman, Inc., 277 F.3d 40, 47 (1st Cir. 2002) (noting
that “strength of plaintiff’s prime facie case” must be weighed
with “slight” evidence of pretext); Ricci, 211 F.3d at 162 (noting
that plaintiff’s case cannot rest on speculation). As Webber
adduced no evidence from which the jury rationally could have
determined whether the retained or terminated employees were
disabled, he completely failed to carry his burden of proof on the
fourth element of his prima facie case, which required that he
-10-
demonstrate that IP either retained no employees who were disabled,
or terminated other employees who were disabled. Given this
evidentiary gap, we next turn to Webber’s other evidence of
discrimination.
C. The Evidence of Pretext
1. The Circumstantial Evidence of IP’s Discriminatory Intent
Webber points to evidence that his supervisors – Schaub,
Moser, and Thompson – had a history of making discriminatory
remarks concerning his disability. For instance, Schaub laughed
when another supervisor told Webber that his knee might heal faster
if he lost 20 pounds. Then, after IP installed the glide chair,
Moser referred to it as the “Costanza chair” – a reference to an
episode in the television sitcom “Seinfeld” wherein a character had
used such a chair lift to fake a disability.2 Immediately prior to
the time Oettinger notified Webber of his termination, Thompson
gloated: "You're the weakest link, you're gone."
Webber concedes – as he must – an utter absence of
evidence (i) that Schaub, Moser, or Thompson affirmatively conveyed
any alleged discriminatory animus to Oettinger, who was the
decisionmaker of record, see Cariglia v. Hertz Equip. Rental Corp.,
2
Additionally, we note that Webber failed to establish when
these remarks were made. See Gonzalez v. El Dia, Inc., 304 F.3d
63, 69-70 (1st Cir. 2002) (noting that the relevance of a
decisionmaker’s discriminatory remark wanes as the remark becomes
less proximate in time to the employment decision, thus less
closely related to it).
-11-
363 F.3d 77, 85 (1st Cir. 2004) (discussing lack of “infection”),
or (ii) that Oettinger either independently harbored or
demonstrated any discriminatory animus toward Webber. Therefore,
any alleged animus on the part of Schaub, Moser, or Thompson is
relevant only if they participated in or influenced the decision to
terminate Webber. See Rodriguez-Torres v. Caribbean Forms Mfr.,
Inc., 399 F.3d 52, 60 (1st Cir. 2005); Cariglia, 363 F.3d at 85;
Marcano-Rivera v. Pueblo Int’l, Inc., 232 F.3d 245, 253 n.2 (1st
Cir. 2000).3
As Webber adduced no evidence that Thompson was involved
to any extent whatsoever in Oettinger’s decisionmaking, we need not
discuss any discriminatory remarks allegedly made by Thompson.
On the other hand, a somewhat closer question is
presented by the conduct of Schaub and Moser. Webber notes (i)
that Oettinger consulted with Schaub and Moser three days prior to
the termination, and (ii) that Moser decided to mull the issue over
during the weekend. IP counters that the purported animus on the
part of Schaub and Moser is irrelevant since Oettinger testified
(i) that he was the only decisionmaker regarding Webber’s
termination, (ii) that he simply notified Schaub and Moser of his
3
Webber contends that Reeves v. Sanderson Plumbing Prods.,
Inc., 530 U.S. 133 (2000), modified McDonnell-Douglas so as to
allow jury consideration of Schaub and Moser’s “stray remarks.” To
the contrary, Reeves involved remarks by the decisionmaker, rather
than by management personnel who were in no position either to make
or influence the employment decision. Id. at 151.
-12-
final decision, and (iii) that neither Schaub nor Moser either
participated in or contributed to the decision. The truth is to be
found somewhere between these two characterizations, however.
Oettinger, who independently harbored no discriminatory
animus, did testify that he had made up his mind to terminate
Webber prior to the meeting with Schaub and Moser, and that he
consulted Schaub and Moser to reassure himself that he had not
overlooked any relevant facts. On the other hand, Moser testified
that he thought that he could have changed Oettinger’s mind had he
expressed disagreement with Oettinger’s decision. Thus, Moser’s
decision to mull over the decision during the weekend could support
a reasonable inference that Oettinger expected such input. In the
end, of course, Moser simply acquiesced in the Oettinger decision,
and there is no evidence that Moser ever told Oettinger that Webber
should be terminated. Be that as it may, we shall assume arguendo
that, even in the absence of any such direct, affirmative
communication between Oettinger and Moser, a supervisor’s silence
(viz., his discriminatory failure to utilize the veto power
conferred upon him by his employer) could constitute sufficient
“participation” or “influence” to warrant imputing Moser’s
purported animus to IP.
The pivotal question thus becomes: whether the jury
could rationally infer from these record facts that Moser
conceivably “influenced” the decision to fire Webber? We conclude
-13-
that such an inference is excessively speculative to sustain the
jury verdict. The Moser testimony that he “believed” that he could
have changed Oettinger’s mind regarding the termination not only
conflicts with Oettinger’s assertion that his decision was final,
but even more importantly is unsupported by any other corroborative
evidence of Moser’s power to veto these decisions, either prior to
or following Webber’s termination. Furthermore, Oettinger
testified that he did not seek Moser’s opinion, but instead
intended to ascertain whether Moser was aware of any material
termination-related facts which Oettinger might have missed. Thus,
had Moser intervened, he would have had to supply facts, yet
Oettinger nonetheless would have remained the ultimate
decisionmaker. Thus, at best the record evidence could support
only a most tenuous inference that the Moser decision not to stand
up for Webber proximately caused the Webber termination.
2. The Nondiscriminatory Basis IP Proffered for the
Termination
In explicating its nondiscriminatory basis for selecting
Webber for termination, IP pointed to his lack of an engineering
degree, and a consequent, relative absence of experience with
sophisticated engineering projects while at IP. Webber argues on
appeal that the trial evidence generated a jury question as to
whether the reason articulated by IP was a pretext for
discrimination, in that (i) his job description had required that
he possess such a degree, yet IP let him work at IP as a project
-14-
engineer for eighteen years without a degree; (ii) IP did not
establish that Webber was incapable of handling any type of
engineering project which was, or conceivably might be, undertaken
at IP; and (iii) Webber adduced evidence that he was better
“qualified” than four of the retained engineers with degrees.
A plaintiff may establish pretext by demonstrating, inter
alia, that the employer articulated a nondiscriminatory reason
which had no basis in fact, did not actuate the termination, or was
insufficiently weighty to motivate such a decision. See Hopkins v.
Electronic Data Sys. Corp., 196 F.3d 655, 662 (6th Cir. 1999); see
also Santiago-Ramos v. Centennial P.R. Wireless Corp., 217 F.3d 46,
56 (1st Cir. 2000) (noting that plaintiff may prove pretext by
demonstrating "weaknesses, implausibilities, inconsistencies,
incoherencies, or contradictions in the employer's proffered
legitimate reasons such that a fact finder could infer that the
employer did not act for the asserted non-discriminatory reasons").
Webber met none of these criteria.
As a threshold argument, Webber urges that Oettinger gave
not one, but two independent reasons for the termination: (i)
Webber's lack of an engineering degree; and (ii) the quality and
quantity of Webber's past work performance. We do not agree.
The record discloses that Oettinger’s references to
“quality and quantity” were in explanation of, not in addition to,
the engineering degree requirement. That is to say, Oettinger did
-15-
not use the term “quality” to imply that Webber’s job performance
had been deficient. Moreover, Oettinger testified that, for that
very reason, he had not consulted Webber’s job evaluations prior to
deciding to terminate him. Instead, Oettinger stated that the lack
of an engineering degree limited Webber's capacity to undertake
jobs of a particular “quality,” viz., more complex engineering
jobs, such as those involving the development and maintenance of
papermaking machinery. Webber admittedly had never undertaken jobs
of that nature or complexity, whereas the eight other engineers who
were retained had done so. For instance, Moser testified that
Webber would have been incapable of handling 30 out of 50
engineering projects, and that these projects often had $15 million
budgets. Webber’s most extensive project had involved the
construction of a chemical storage facility, and although the
project was budgeted at $1.2 million, it did not involve the
development and maintenance of papermaking machinery. Finally,
Webber’s other engineering experience at IP largely consisted of
this same type of construction and interior design or restoration
project.
Moreover, Webber contests neither the legitimacy nor the
necessity of the IP decision to engage in the RIF, nor that
Oettinger was compelled to eliminate some engineer positions at the
Bucksport plant. See Barnes v. GenCorp, Inc., 896 F.2d 1457, 1471
(6th Cir. 1990). In addition, pursuant to the “business judgment”
-16-
rule an employer is free to terminate an employee for any
nondiscriminatory reason, even if its business judgment seems
objectively unwise. Fennell v. First Step Designs, Ltd., 83 F.3d
526, 537 (1st Cir. 1996) (“‘We may not sit as super personnel
departments assessing the merits – or even the rationality – of
employers’ nondiscriminatory business decisions.’”) (citation
omitted). By the same token, an employee’s opinion of the efficacy
of an employment decision, standing alone, cannot supplant the
employer’s business judgment. Id.
Under the business judgment rule, the possession of a
degree can be a reasonable criterion for retaining one employee
over another. See, e.g., Rea v. Martin Marietta Corp., 29 F.3d
1450, 1458 (10th Cir. 1994) (college degree); Barnes, 896 F.2d at
1471 (chemistry degree). Education, after all, can be a highly
significant and concentrated form of experience, and while not an
infallible indicium of competence, affords an employer some
objective assurance that an employee likely possesses the essential
knowledge necessary to perform routine tasks in his field of
expertise.
Webber nonetheless contends that he generated a jury
issue by showing that IP subsequently contracted away many of its
more complex engineering projects to outside engineering companies.
Not only does this contention seek to second-guess Oettinger’s
judgment that he should retain the eight engineers who possessed
-17-
degrees, but it ignores the fact that – all things being equal – an
employer wisely retains those engineers with the latent capacity to
perform the most complex tasks, inasmuch as it follows that those
engineers could handle all engineering requirements from the
simplest to the most complex, whereas an engineer in Webber’s
position would not be capable of handling the complete spectrum of
projects. Although IP may have had the luxury of employing non-
degreed engineers like Webber to handle less complex projects prior
to its 2001 reduction-in-force, it would be entirely reasonable and
prudent to retain employees on its streamlined staff who could
handle the maximum number of projects in the future.4
Finally, Webber adduced no competent evidence that four
of the eight retained engineers were “less qualified” than he. On
cross-examination, defense counsel asked Webber whether four
specified engineers were more qualified than he, and Webber
responded in the affirmative. Since defense counsel did not
specifically ask him for his opinion as to the qualifications of
the other four retained engineers, Webber suggests that the jury
reasonably could have inferred that they were less qualified. Any
such inference would be pure speculation, of course. As the party
4
Given this contingency planning rationale, evidence that IP
has continued to do these types of less complex engineering
projects in house, while contracting out some of its more complex
projects, ultimately proves immaterial. Further, Moser testified
that, even when it outsourced a complex engineering project, IP
nonetheless assigned an in-house engineer to manage and oversee the
project.
-18-
with the ultimate burden of proof, Webber was required to adduce
affirmative evidence as to the alleged inferior qualifications of
these four engineers. Even then, of course, IP persuasively may
have contended that its “business judgment” as to Webber’s and the
four engineers’ relative qualifications – rather than Webber’s
judgment – was entitled to considerable deference. See Fennell, 83
F.3d at 537.
The attempt to demonstrate pretext not only fails on its
own merits, but is undercut by the undisputed evidence that IP
granted Webber's and other disabled employees’ requests for
handicap accommodations.5 Like the glide chair installation, many
of these accommodations involved significant expense to IP.
3. Additional Evidence of Discrimination
Webber tenders two other peripheral circumstances to
establish that the articulated reason for IP’s adverse employment
action was a pretext. First, Webber had heard among IP employees
over the years the expression that “Salaried people do not get
hurt.” Accordingly, he contends that it is reasonable to infer
that this report represented a company policy designed to rid
itself of employees who suffered a work-related disability. We do
not agree.
Webber failed to establish the original source of this
5
Barbara Gray, an IP employee who had been diagnosed with
cancer and walked with a cane, testified that IP had granted her
all necessary accommodations to her disability.
-19-
expression, hence it would be speculative to infer that any such
rumor was promulgated with either the knowledge or the approval of
IP management. See Santiago v. Canon U.S.A., Inc., 138 F.3d 1, 5
n.8 (1st Cir. 1998) (“The identity of the speaker often is crucial
to ascertaining not only intent but any causal connection between
the remark and the alleged adverse action directed against the
plaintiff.”); see also Hein v. All Am. Plywood Co., 232 F.3d 482,
488 (6th Cir. 2000) (noting that evidence of employer’s
discrimination “cannot be based on rumors”). Furthermore, the
expression is ambiguous, as it also could be construed as mere
recognition of the truism that salaried employees – or those not
involved directly in the paper-manufacturing process and with heavy
machinery – were generally at less risk for work-related injuries.
See Fernandes, 199 F.3d at 583 (noting that “a statement that
plausibly can be interpreted two different ways – one
discriminatory and the other benign – does not directly reflect
illegal animus”). The trial record afforded the jury neither a
basis nor the context from which to ascertain which interpretation
was more plausible.
Webber notes also that IP transferred two engineers from
the engineering department to the maintenance department to prevent
their termination under the RIF, yet failed to make a similar
accommodation to Webber. In particular, he points out that IP
could have transferred him to the open position of supplier quality
-20-
assurance (SQA) coordinator. Once again, we do not find such
evidence sufficiently probative of either pretext or discriminatory
animus. The transfer of the two engineers is irrelevant, even if
we were to speculate that they were not “disabled,” because both
possessed engineering degrees, and IP thus had an incentive to
retain their services with the company.
By the same token, Webber concedes that an employer
undertaking a RIF is not required to offer an employee a transfer
to another job position, see Pages-Cahue v. Iberia Lineas Aereas de
Espana, 82 F.3d 533, 538-39 (1st Cir. 1996) ("Appellants cite no
authority for the proposition that an employer conducting a
reduction in force must offer such transfers or relocations [to
lesser positions] – in fact, authority exists for the proposition
that employers face no such obligation."); see also Jameson v.
Arrow Co., 75 F.3d 1528, 1532 (11th Cir. 1996) ("We emphasize that
the ADEA does not mandate that employers establish an
interdepartmental transfer program during the course of a RIF.");
Taylor v. Canteen Corp., 69 F.3d 773, 780 (7th Cir. 1995) ("[T]he
ADEA does not mandate that employers establish an interdepartmental
transfer program during the course of a RIF; an employer incurs no
duty to transfer an employee to another position when it reduces
its work force for economic reasons."), but contends that Pages-
Cahue is factually distinguishable because IP had a stated policy
of retaining engineers (if possible) because of their value to the
-21-
company. Webber’s contention mischaracterizes the record.
Oettinger testified simply that engineers were valuable to IP, and
did not testify to any “policy” regarding the retention of
engineers. In any event, the applicability of such policy to
Webber would be entirely speculative, in that it is unclear from
the context whether Oettinger was referring only to those employees
in possession of engineering degrees.6
III
CONCLUSION
Although unfortunate, the record discloses that Webber
failed to meet his burden of proof to show that the proximate cause
of his termination was IP’s discriminatory animus. Webber failed
to offer any evidence either that the employees retained in the RIF
were not disabled, or that any other terminated employees were
disabled. Moreover, he failed to show that any supervisor who
allegedly made discriminatory comments was in a position to
participate in or influence Oettinger’s decision to terminate
Webber. Webber likewise failed to demonstrate that IP’s proffered
reason for the termination – the fact that Webber was the only one
of ten engineers without an engineering degree – was either
pretextual or designed to mask its discriminatory intent.
Accordingly, the district court decision dismissing his
6
Shortly after Webber was terminated, IP offered to rehire him
in the SPQ coordinator position at his previous salary, and under
new supervisors, but Webber declined IP’s offer.
-22-
MHRA claim must be affirmed.
Affirmed.
-23-