United States v. Fox

          United States Court of Appeals
                        For the First Circuit


No. 04-1325

                           UNITED STATES,

                              Appellee,

                                   v.

                           EDWARD J. FOX,

                        Defendant, Appellant.


         ON REMAND FROM THE UNITED STATES SUPREME COURT



                               Before

                      Selya, Circuit Judge,
                  Stahl, Senior Circuit Judge,
                and Leval,* Senior Circuit Judge.



     Kathleen M. McCarthy on brief for appellant.
     Margaret D. McGaughey, Appellate Chief, and Paul D. Silsby,
United States Attorney, on brief for appellee.



                          November 16, 2005




     *
      Of the   Second    Circuit   Court   of   Appeals,   sitting   by
designation.
          STAHL, Senior Circuit Judge.     Defendant Edward Fox was

convicted by a jury in the United States District Court for the

District of Maine of possessing an unregistered shotgun.     When he

originally appeared before us, he challenged that conviction on

multiple grounds, alleging police misconduct in conducting the

search that revealed his possession of the weapon, complaining of

improper admission of evidence, and challenging his sentence under

the United States Sentencing Guidelines.    In an earlier published

opinion, United States v. Fox, 393 F.3d 52 (1st Cir. 2004), we

rejected his challenges and affirmed his conviction.   That opinion

states the facts of the case, which we will not repeat here.

          Fox petitioned the Supreme Court for certiorari. His

petition was granted, the judgment below vacated, and the case

remanded to us for reconsideration in light of the Supreme Court’s

decision in United States v. Booker, 125 S.Ct. 738 (2005).   See Fox

v. United States, 125 S.Ct. 2949 (2005).    We invited supplemental

briefing on whether the case should be remanded to the district

court for resentencing in accordance with Booker.

          In his supplemental brief, Fox seems to suggest that he

preserved a Booker claim because he raised a challenge to his

sentence under Blakely v. Washington, 542 U.S. 269 (2004), when he

originally appealed his sentence in this court.    However, in order

to preserve a Booker claim, Fox had to make his Blakely argument

before the district court in the first instance.   Our review of the


                               -2-
sentencing transcript and related memoranda reveals no evidence of

any suggestion made to the district court that the Sentencing

Guidelines, either on their face or as applied to Fox’s case, were

unconstitutional.             In the absence of any indication in the record

that Fox challenged the constitutionality of his sentence in the

district court, we treat his claim as forfeited. See United States

v. Burnette, 423 F.3d 22, 24 n.2 (1st Cir. 2005).

                We review a forfeited Booker challenge for plain error.

Id. at 24.        "To establish plain error, an appellant must point to

(1)   an       error    (2)    that   is    plain       and    that   both     (3)    affects

substantial           rights    and   (4)    seriously         affects    the     fairness,

integrity or public reputation of judicial proceedings."                                    Id.

(citing United States v. Olano, 507 U.S. 725, 732 (1993)).

                The    first    two   prongs       of    the    plain    error       test   are

satisfied "whenever [a] defendant's Guidelines sentence was imposed

under      a    mandatory       Guidelines      system."              United     States     v.

Antonakopoulos, 399 F.3d 68, 77 (1st Cir. 2005).                          To satisfy the

third prong, a defendant must demonstrate a reasonable probability

that he would have received a lesser sentence under an advisory

guidelines regime.              Id. at 75.              Although we are not overly

demanding in assessing a defendant's attempt to make this showing,

see United States v. Heldeman, 402 F.3d 220, 224 (1st Cir. 2005),

we do require the defendant to point to "something concrete . . .




                                             -3-
that provides a plausible basis for such a finding," United States

v. Guzmán, 419 F.3d 27, 32 (1st Cir. 2005).

            Fox points to nothing that establishes any probability

that the district judge would have imposed a lesser sentence under

an advisory guidelines regime.       He cites only to language in the

sentencing transcript that demonstrates that the judge understood

the Guidelines to be mandatory.       This, as we have just noted, is

sufficient to prove error, but not to prove the degree of harm

requisite under plain error review.        We are left with no reason to

believe that Fox would have received a different sentence under an

advisory    guidelines    regime,   and   therefore   conclude   that   the

original sentence should be reinstated.          Accordingly, we again

direct the entry of judgment affirming both the conviction and the

sentence.

            So ordered.




                                    -4-