United States Court of Appeals
For the First Circuit
No. 04-1565
UNITED STATES OF AMERICA,
Appellee,
v.
CHARLES H. ISLER,
Defendant, Appellant.
No. 04-1566
UNITED STATES OF AMERICA,
Appellee,
v.
BILAL ABDUL RASHID,
Defendant, Appellant.
No. 04-1673
UNITED STATES OF AMERICA,
Appellee,
v.
CHARLES C. BROWN,
Defendant, Appellant.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF RHODE ISLAND
[Hon. Mary M. Lisi, U.S. District Judge]
Before
Torruella, Circuit Judge,
Hill, Senior Circuit Judge,*
and Howard, Circuit Judge.
James E. Methe for appellant Charles H. Isler.
William J. Murphy, with whom Murphy & Fay, LLP was on brief,
for appellant Bilal Abdul Rashid.
Tamara A. Barney, with whom MacFadyen, Gescheidt & O'Brien
was on brief, for appellant Charles C. Brown.
Donald C. Lockhart, Assistant United States Attorney, with
whom Robert Clark Corrente, United States Attorney, and Adi
Goldstein, Assistant United States Attorney, were on brief, for
appellee.
November 16, 2005
*
Of the U.S. Court of Appeals for the Eleventh Circuit, sitting by
designation.
HOWARD, Circuit Judge. In these consolidated criminal
appeals, defendants Charles Brown, Charles Isler, and Bilal Abdul
Rashid challenge their convictions and sentences for participating
in a cocaine base distribution conspiracy. We affirm the
convictions and Brown's sentence, but vacate Isler and Rashid's
sentences.
I.
We present the facts in the light most favorable to the
verdicts. See United States v. Boulerice, 325 F.3d 75, 79 (1st
Cir. 2003).
On the afternoon of June 3, 2003, Detective Scott
Partridge of the Providence Police Department was surveilling the
rear of Brown's multi-family house from an adjacent yard. The
house had previously been the subject of extensive surveillance,
and the Providence police had executed a number of controlled buys
of cocaine base from the first floor apartment. As Partridge
watched, Brown pulled his car into his house's yard, which was
empty except for an old junk car. Brown exited the car carrying a
cheese puff container and a brown paper bag. Partridge saw Brown
remove a plastic bag containing a white substance from the paper
bag and place it in the false bottom of the container. Brown then
returned the container to his car and entered the first floor
apartment with the bag and its remaining contents. No one else
entered or left the house.
-3-
Approximately half an hour later, Partridge and several
other officers executed a search warrant for the apartment. Two of
the officers covered the front door, and the rest entered through
the back. All were clad in black windbreakers bearing the legend
"Providence Police" in large, yellow letters. Partridge's team
proceeded to the rear door of the first floor apartment, announced
its presence, received no response, and then forcibly entered. The
entry took considerable effort: the rear door was heavily fortified
with steel bars, had no handle, and could be opened (from either
side) only with a key for the heavy deadbolt lock. Also, a second
interior door was wedged in tightly inside the fortified exterior
door. Notably, the exterior door contained a four by six inch "cut
out" and a large kitchen knife was hidden in the door's interior
panel.
Brown, Isler, and Rashid were standing near the kitchen
table when the officers entered through the back entrance, and
attempted to flee through the front door. But upon hearing the
other officers outside, they reversed field and attempted to force
their way past the original entry team. A violent struggle ensued,
and the defendants were subdued. Brown had $65 upon his person,
Rashid had $1078, and Isler had $515.
The apartment was small and sparsely furnished, except
for the kitchen. On the kitchen table, surrounded by three chairs,
the officers found monitors for a sophisticated surveillance system
-4-
comprised of several cameras, a motion sensor, an intercom, and a
pair of exterior lights -- one red and the other green. On the
same table was the paper bag that Brown had carried into the
apartment. Inside the paper bag were two plastic bags containing
142.45 grams of cocaine base. Also on the table were a digital
scale, plastic bags, plastic bags with their corners snipped off,
scissors, baking soda, a razor, a cooking plate with cocaine base
residue, $250 in cash, two cell phones, a pager, and Isler's wallet
and keys. The only key for the deadbolt lock on the fortified rear
door hung on a hook near the table.
The officers also collected 26 small packages containing
6.328 grams of cocaine base from an overflowing toilet in a nearby
bathroom. A search of Brown's car yielded the cheese puff
container, which contained an additional 16.73 grams of cocaine
base.
All three defendants were charged with conspiracy to
possess with intent to distribute 50 or more grams of cocaine base
(Count I), see 21 U.S.C. § 846, and possession with intent to
distribute 50 or more grams of cocaine base (Count II), see 21
U.S.C. §§ 841(a)(1) & (b)(1)(A). In addition, based on the
narcotics found in his car, Brown was charged with possession with
intent to distribute 5 or more grams of cocaine base (Count III),
see 21 U.S.C. §§ 841(a)(1) & (b)(1)(B).
-5-
At trial, the government called several officers and
forensic specialists, and the government's case included expert
testimony that the surveillance equipment, barricaded doors, and
cut out1 on the exterior door were indicative of a drug house.
Only Brown testified for the defense. He testified that he had
been let in by three unidentified men who left moments before the
raid; that he was present only to collect rent from his tenant;
that there were no drugs in the house or his car; that he had never
seen Rashid or Isler before the raid; that Rashid was there to
purchase his tenant's minivan; that Isler was sitting in a bedroom
(possibly listening to music); that there were at least four cars
in the yard at the time of the raid; that he tried to let the
police in when they knocked but they ordered him away from the
door; that the defendants did not try to flee or resist; and that
the security and surveillance equipment had been installed by the
previous owner and/or was typical for homes in the area.
The jury convicted Brown on all counts. The jury also
convicted both Isler and Rashid, but held them responsible for less
than 5 grams of cocaine base on both counts (and not for the 50 or
more grams originally charged in the indictment). Isler and Rashid
were sentenced to 262 and 210 months' imprisonment, respectively.
1
The cut out was large enough to pass drugs and money through, but
small enough that a drug purchaser could not get a clear look at
the seller on the other side of the door.
-6-
Brown received a mandatory life sentence because he had two prior
felony narcotics convictions. See 21 U.S.C. § 841(b)(1)(A).
II.
The defendants challenge their convictions and sentences
on several grounds. The primary appellate issues are (1) whether
there was sufficient evidence to sustain Isler and Rashid's
convictions; (2) whether the district court erroneously permitted
detailed cross-examination concerning Brown's prior convictions;
(3) whether the court abused its discretion when it admitted
testimony from one of the government's experts; (4) whether the
government's closing argument was inappropriate and prejudicial;
(5) whether the court should have applied the rule of lenity to
sentence Brown to a shorter prison term because the relevant
provisions of 21 U.S.C. § 841 are ambiguous; and (6) whether the
defendants are entitled to resentencing under United States v.
Booker, 125 S. Ct. 738 (2005).2
A. Sufficiency of the Evidence
Rashid and Isler claim that the district court
erroneously denied their motions for acquittal because the
government demonstrated only that they were "merely present" at the
2
The government maintains that certain of the defendants'
arguments were not preserved for plenary appellate consideration.
We shall assume, without deciding, that the issues were properly
preserved unless we state otherwise.
-7-
drug raid.3 See United States v. Llinas, 373 F.3d 26, 32 (1st Cir.
2004)(government must prove more than mere presence to obtain drug
conspiracy conviction). Isler and Rashid maintain that they did
not own the house, that the three defendants had never met before
the raid, that neither Rashid nor Isler was ever in the house
before the raid, and that there was no evidence that they possessed
or agreed to possess the narcotics.
We review the denial of a motion for acquittal de novo.
See Boulerice, 325 F.3d at 79. We will affirm if, after reviewing
all the evidence in the light most favorable to the government and
drawing all reasonable inferences in its favor, we conclude that a
rational jury could find the essential elements of the crime proved
beyond a reasonable doubt. Id.
Isler and Rashid argue as though only direct evidence can
support their convictions. But of course, this is not so; indeed
the government may rely entirely on circumstantial evidence to
prove the charged offense. See United States v. Soler, 275 F.3d
146, 150 (1st Cir. 2002); see also United States v. Batista-
Polanco, 927 F.2d 14, 19 (1st Cir. 1991)(a conspiracy can be
demonstrated by "a development and a collocation of
3
Rashid also makes a passing attempt to assign error to the
district court's failure to provide a limiting instruction that he
had requested. But Rashid's argument is undeveloped and therefore
forfeited. See United States v. Vasquez-Guadalupe, 407 F.3d 492,
499-500 (1st Cir. 2005). In any event, there was no abuse of
discretion, as the district court ultimately instructed the jury
that Brown's prior convictions could only be considered in
evaluating Brown's credibility.
-8-
circumstances")(internal citation and quotation omitted). As we
have explained:
The defendant's presence at a place where
contraband is found may or may not be purely
coincidental. The attendant circumstances
tell the tale – and the culpability of a
defendant's presence hinges upon whether the
circumstances fairly imply participatory
involvement. In other words, a defendant's
"mere presence" argument will fail in
situations where the "mere" is lacking.
United States v. Echeverri, 982 F.2d 675, 678 (1st Cir. 1993).
The facts surrounding Isler and Rashid's arrest permitted
the jury to find that they were more than merely present.
Detective Partridge saw Brown bring a substance that proved to be
cocaine base into the house. When the officers burst through the
heavily fortified back door, Isler, Rashid, and Brown were the only
persons in the apartment and were standing near the kitchen table
with three chairs. On the kitchen table were the monitors for an
elaborate surveillance system, a quantity of cocaine base
suggestive of narcotics distribution (and not personal use), cash,
Isler's wallet and keys, and various drug packaging paraphernalia.
In the bathroom, a few feet away, was evidence of a hasty and
unsuccessful attempt to flush more cocaine base down the toilet.
Compare Soler, 275 F.3d at 151; Echeverri, 982 F.2d at 678-79;
Batista-Polanco, 927 F.2d at 17-19.
Further, the house was a fortress, with heavily
reinforced doors and an extensive surveillance system. From this
-9-
evidence, the jury could have inferred that the dealers wished to
conduct their business in absolute secrecy and security, and that
only the conspiracy's participants would be permitted into the
apartment. See generally Llinas, 373 F.3d at 32 ("criminal
conspirators do not involve innocent persons at critical stages of
a drug deal"); United States v. Montilla-Rivera, 115 F.3d 1060,
1064 (1st Cir. 1997) (criminals do not welcome innocent bystanders
as witnesses to their crimes); United States v. Ortiz, 966 F.2d
707, 712 (1st Cir. 1992)(criminals "rarely seek to perpetrate
felonies before larger-than-necessary audiences").
Finally, the defendants fled from the police, and, when
cornered, engaged a violent struggle with the officers. In
appropriate circumstances, flight can be probative of guilt. See
United States v. Carpenter, 403 F.3d 9, 12 (1st Cir. 2005); United
States v. Otero-Mendez, 273 F.3d 46, 53 (1st Cir. 2001).
In sum, the district court properly concluded that there
was sufficient evidence to support the convictions.4
B. Prior Convictions
Brown contends that the district court abused its
discretion and prejudiced his defense by permitting the government
to cross-examine him in detail about his prior convictions before
later ruling that the evidence was inadmissible.
4
For these same reasons, it was not an abuse of discretion for the
district court to deny Isler and Rashid's motions for a new trial.
See Montilla-Rivera, 115 F.3d at 1064.
-10-
Brown had three prior felony narcotics convictions, all
involving marijuana. Before trial, the government filed a notice
of intent to introduce the prior convictions for impeachment, see
Fed. R. Evid. 609, and as admissible other bad act evidence, see
Fed. R. Evid. 404(b), in anticipation of a mere presence defense.
Brown never objected to the notice or filed a motion in limine to
exclude the evidence. On direct examination, Brown testified about
the basic facts of his prior convictions.5 On cross-examination,
the government re-elicited these basic facts and then inquired,
under Rule 404(b), about the historical facts underlying his
record. During the government's rebuttal argument, the prosecutor
made reference to Brown's testimony about his prior convictions and
Brown objected. After a bench conference, the court ruled that the
404(b) evidence of prior convictions was not allowed and instructed
the prosecutor to refrain from making additional reference to it.
The court did not, however, strike the prior testimony concerning
the details of the prior convictions. Brown argues that he was
prejudiced by the court's failure to exclude the 404(b) evidence.
The government contends that there was no abuse of discretion and,
in any event, the challenged testimony was harmless.
5
Brown admitted the following convictions and sentences: (1) a
1992 conviction for possession of marijuana for which he served six
months of a four-year sentence; (2) a 1995 conviction for
possession of 1-5 kilos of marijuana for which he served three
years of a fifteen-year sentence; and (3) a 1995 conviction for
possession of marijuana with intent to deliver and conspiracy to
traffic in marijuana for which he served three years of a ten-year
sentence.
-11-
We choose to proceed directly to the harmless error
inquiry. "[T]he admission of improper testimony is harmless if it
is highly probable that the error did not influence the verdict."
United States v. Garcia-Morales, 382 F.3d 12, 17 (1st Cir. 2004).
A harmless error analysis is case specific, and requires
consideration of such factors as the "centrality of the tainted
evidence, its uniqueness, its prejudicial impact, the use to which
the evidence was put, and the relative strengths of the parties'
cases." Id.
Brown focuses on the admission of three facts: (1) that
he did not remember the weight of the marijuana involved in one
offense (but the prosecutor suggested ten pounds); (2) his
exculpatory account of his involvement in one offense (essentially
that Brown threw the marijuana in the trash at someone's behest);
and (3) that he was arrested for one offense with $16,000 on his
person. In the circumstances of this case, we conclude that these
facts did not sway the jury.
The challenged facts added little to the basic facts of
convictions, which had been recounted twice on direct and cross-
examination. Moreover, they were not highlighted in the
prosecution's argument, and were inconsequential when evaluated
-12-
against the balance of the prosecution's considerable evidence.6
Any error in the admission of this evidence was harmless.
C. A'Vant's Testimony
Brown argues that the district court abused its
discretion by admitting certain testimony from Officer Angelo
A'Vant, one of the government's expert witnesses, concerning the
features of a drug house. Brown does not challenge A'Vant's
qualifications as an expert. Rather, he challenges the relevance
of his testimony to Brown's house. Specifically, Brown complains
that A'Vant was permitted to testify that the security and
surveillance set-up at Brown's house was something that he had
never previously seen.7 According to Brown, this testimony was
irrelevant and highly prejudicial because it permitted the
prosecutor to argue that the defendants were unusually
"sophisticated" criminals. Brown concedes that our review is for
6
Brown also argues that the prosecutor committed misconduct by
referring to Brown's prior convictions during cross-examination and
closing argument. But as we have explained, it was not apparent
until the government's rebuttal argument that the prior conviction
evidence was off-limits. After the district court's ruling, the
prosecutor made no further mention of the convictions. There was
no misconduct.
7
Brown complains only about two snippets in A'Vant's direct
testimony. In the first, A'Vant responded to the question whether
he had ever encountered barricaded doors on "routine" police calls
(as distinguished from drug raids) as follows: "On routine calls,
I have never seen a similar set-up like this is my career." In the
second, in response to the question how many times he had seen a
green light bulb in the hallway of a residence during his years as
a patrol officer, A'Vant stated: "I don't ever recall seeing a
green light bulb."
-13-
plain error only. A plain error must be "clear or obvious, affect
substantial rights, and seriously affect the fairness, integrity,
or public reputation of judicial proceedings." Garcia-Morales, 382
F.3d at 18.
Brown's argument fails for many reasons, the most basic
of which is that he misstates the essence of A'Vant's testimony.
Prior to the challenged testimony, A'Vant had testified at length
that the barricades and surveillance features on Brown's house were
consistent with those at other drug houses that he had raided. The
routine patrol questions were intended to show that "normal" houses
in the area did not have such features. This testimony was
responsive to Brown's defense that he was merely present at the
crime scene, which Brown supported with his testimony that his
house was just like any other house in that part of Providence. In
short, A'Vant simply did not testify that he was unfamiliar with
the equipment at Brown's house. There was no error in the
admission of A'Vant's testimony, plain or otherwise.8
D. Prosecutorial Misconduct
Isler claims that the prosecutor, during her closing
argument, twice improperly shifted the burden of proof to the
defendants and improperly vouched for the government witnesses.
8
Having dispatched each of Brown's individual assignments of
prejudicial error, we summarily reject his claim that the alleged
errors combined to deprive him of a fair trial.
-14-
In the first challenged remark, the prosecutor was
discussing Brown's testimony regarding the house's security
features:
Charles Brown would have you believe that this
is to protect people from burglary, that this
set-up is all over the place. In fact, it's
in the other apartment that he owns. Well,
where is the documentary proof of that, ladies
and gentlemen? None. You just have Charles
Brown's word.
Brown's counsel objected, and the district judge sustained the
objection and instructed the jury to disregard the remark.
The second challenged remark concerned Brown's claim that
he was merely present at the crime scene to collect rent from his
tenant:
And he tells you that he went in to collect
the rent. Well, if he went to collect the
rent, why didn't he take his rent receipt book
with him? You know why, ladies and gentlemen.
Because there is no rent receipt book, because
he wasn't there to collect the rent, because
there was no tenant, because again, ladies and
gentlemen, other than Charles Brown's word,
there is no proof of Anthony Wilson as a
tenant. His name is not on the utility bills.
The district court again sustained defense counsel's objection and
instructed the jury to disregard the statement. The prosecutor
then stated:
So you have to choose in whom you're going to
place your trust, ladies and gentlemen, and
you know in whom the defense placed their
trust. They embraced the testimony . . . .
-15-
Defense counsel interrupted the prosecutor with an objection, which
the court sustained.
None of these lines of argument was improper. Isler's
"burden shifting" claim disregards the fact that Brown testified at
length and that all the defendants endorsed Brown's testimony in
their closings. "[W]hen a defendant puts [his] credibility at
issue by testifying, the prosecution can comment on the
implausibility of [his] testimony or its lack of evidentiary
foundation." Boulerice, 325 F.3d at 86. Here, the prosecutor
merely called attention to the lack of supporting evidence for
Brown's implausible assertions and attempted to highlight the fact
that rival accounts had been presented to the jury.
In addition to burden shifting claims, Isler also argues
that the prosecutor improperly placed her prestige as a government
officer behind the testimony of the police officers. The
challenged comment came on the heels of suggestions by defense
counsel that the officers' testimony (in particular Partridge's)
contained gaping inconsistencies which were indicative of
fabrication.
The prosecutor began by recounting that the officers all
remembered the significant matters the same way, that the
differences in recollection were trivial, and that the jury should
be more concerned if there were not small variations in their
testimony. She continued:
-16-
If Detective Partridge was so
frustrated, if they were all so intent on
securing a conviction against these
Defendants, wouldn't they have come up with a
better story, ladies and gentlemen? Why not
put the keys to the doors of the apartment on
the key chain of one of the Defendants? Why
not put the drugs in the Defendants' pockets?
Why not tell you that they observed one of the
Defendants run out of the bathroom? Why not
tell you that they saw the three Defendants
together numerous times prior to June 3rd?
Ladies and gentlemen, that is how you
evaluate the credibility of that testimony.
It has the ring of truth. Conspiracies are
secret. They happen behind locked doors.
Defense counsel objected and moved for a mistrial. The district
court sustained the objections, instructed the jury to disregard
the "ring of truth" comment, and took the motions for mistrial
under advisement.9
"A prosecutor improperly vouches for a witness when she
places the prestige of her office behind the government's case by
. . . imparting her personal belief in a witness's veracity or
implying that the jury should credit the prosecution's evidence
simply because the government can be trusted." United States v.
Perez-Ruiz, 353 F.3d 1, 9 (1st Cir. 2003).
The challenged remarks do not constitute improper
vouching. First, arguing why a witness should be believed or
asking jurors to use their common sense in assessing witness
testimony is not vouching. See Id. at 10; Rodriguez, 215 F.3d at
9
These motions were later denied.
-17-
123. Second, the prosecutor did not express her personal views
regarding the officers' accounts or imply that they should be
believed because they were government officials. See Perez-Ruiz,
353 F.3d at 10. Third, the comments were a logical counter to the
defense claim of witness fabrication, and we have upheld such
rejoinders. See United States v. Wilkerson, 411 F.3d 1, 8 (1st
Cir. 2005); United States v. Vazquez-Rivera, 407 F.3d 476, 483-84
(1st. Cir. 2005); Perez-Ruiz, 353 F.3d at 10.
E. Ambiguity in Cocaine/Cocaine Base Provisions
Brown argues that he should have received a lower
sentence under 21 U.S.C. § 841 under the rule of lenity. Brown
begins with the fact that a certain quantity of "cocaine base" will
trigger a far harsher sentence than the same quantity of "cocaine,
its salts, optical and geometric isomers, and salts of isomers."
Compare 21 U.S.C. § 841(b)(1)(A)(ii)(II) & (B)(ii)(II) with 21
U.S.C. § 841(b)(1)(A)(iii) & (B)(iii). From there he reasons that
because "cocaine base" and "cocaine" are chemically identical and
the substance "cocaine base" falls within the extended definition
of "cocaine" ("cocaine, its salts, optical and geometric isomers,
and salts of isomers"), the penalty provision in 21 U.S.C. § 841 is
fatally ambiguous because a conviction for possessing "cocaine
base" would appear to be eligible for punishment under both the
"cocaine" and "cocaine base" penalty provisions. Therefore, Brown
posits, because the jury found only that he possessed "cocaine
-18-
base," he is entitled to receive the statutory sentence provided
for distributing more than 50 grams of "cocaine," relying upon
United States v. Brisbane, 367 F.3d 910 (D.C. Cir. 2004).10 Brown
again concedes that our review is for plain error only.
We readily conclude that there was no plain error.
First, Brown's claim that "cocaine" and "cocaine base" are
chemically identical is inaccurate. See United States v. Robinson,
144 F.3d 104, 108-9 (1st Cir. 1998)(noting differing chemical
formulas); United States v. Barnes, 890 F.2d 545, 552 (1st Cir.
1989)("the term 'cocaine base' clearly defines a substance
differing from other forms of cocaine"). Second, this court has
concluded that the term "cocaine base" in Section 841(b) includes
all forms of cocaine base (not simply crack). See United States v.
Medina, __ F.3d __, 2005 WL 2740828, at *3 (1st Cir. 2005); United
States v. Richardson, 225 F.3d 46, 49 (1st Cir. 2000); United
States v. Lopez-Gil, 965 F.2d 1124, 1134 (1st Cir. 1992)(opinion on
rehearing). See also Barnes, 890 F.2d at 553 (cocaine base
provision not unconstitutionally vague). In this case, the
government presented undisputed evidence that the substance seized
10
Holding that, in the absence of proof the "cocaine base" that
defendant possessed was crack or another smokable form of cocaine
base(which Congress intended to punish more severely than
"cocaine"), defendant was entitled to be sentenced under "cocaine"
penalty provision. See Brisbane, 367 F.3d at 913-15.
-19-
was cocaine base, and the jury so found. There was no error in
Brown's sentence.11
F. Booker
All three defendants argue that they are entitled to a
remand for resentencing under Booker. They all maintain that the
district judge's comments at sentencing clearly indicate that she
would have imposed a lower sentence if the guidelines were not
mandatory. In addition, they contend that drug quantity and the
existence of their prior convictions are facts that must be found
by a jury. All three concede that our review is for plain error
only.
To establish a plain error under Booker, a defendant must
demonstrate (1) an error, (2) that is plain, (3) that affects
substantial rights, and (4) that seriously impairs the fairness,
integrity, or public reputation of judicial proceedings. See
United States v. Antonakopoulos, 399 F.3d 68, 77 (1st Cir. 2005).
The first two prongs are met if the district court treated the
Sentencing Guidelines as mandatory. Id. Thus, we must determine
if the defendants satisfy the third and fourth prongs of the test.
In the sui generis circumstances of assessing the
11
As to Brown's reliance on Brisbane, the clear or obvious error
prong is not satisfied where the district court declined to follow
a case from another circuit that concedes it is expressing a
minority view and is explicitly at odds with this circuit's
precedent. Cf. United States v. D'Amario, 412 F.3d 253, 256-57
(1st Cir. 2005)(no plain error if circuit courts are split on
issue).
-20-
appropriateness of a Booker remand under the plain error standard,
our cases have consistently held that a remand is appropriate if
the district judge has made comments in the sentencing record
indicating a reasonable probability that she would have imposed a
lower sentence if unshackled by the mandatory guidelines. See
Antonakopoulos, 399 F.3d at 81; United States v. Heldeman, 402 F.3d
220, 224 (1st Cir. 2005); Wilkerson, 411 F.3d at 10. As to prongs
three and four, "our principal concern in these Booker 'pipeline'
cases is with the likelihood that the defendant would have received
a lesser sentence in a post-Booker regime of advisory guidelines."
Heldeman, 402 F.3d at 224; see also Wilkerson, 411 F.3d at 10.
We begin with Isler and Rashid, both of whom were
sentenced at the bottom of their respective guideline ranges. In
both their sentencing proceedings, the district judge made a host
of comments about her lack of discretion under the guidelines and
the "waste" brought about by the length and extreme harshness of
the sentences. Moreover, the district judge stated that the
sentence was "tragic" because she was "not sure that a sentence of
this length is absolutely necessary" and that she was not sure
that, in the absence of the guidelines, she "would have imposed
that harsh a penalty." In light of these remarks, which indicate
a reasonable probability of lower sentences under advisory
guidelines, Isler and Rashid are entitled to resentencing.
-21-
Brown is less fortunate for two reasons. First, Brown
received a mandatory statutory (rather than guidelines) life
sentence based upon the instant convictions and his two prior
narcotics convictions (the existence of which he admitted). Booker
does not apply in such circumstances. See Antonakopoulos, 399 F.3d
at 75 ("A mandatory minimum sentence imposed as required by statute
based on facts found by a jury or admitted by a defendant is not a
candidate for Booker error"); United States v. Bermudez, 407 F.3d
536, 545 (1st Cir. 2005)(same). Second, Brown's contention that
his criminal history must be proved to a jury beyond a reasonable
doubt is foreclosed by our recent precedent. See United States v.
Work, 409 F.3d 484, 491 n.1 (1st Cir. 2005)("In the roiled wake of
Booker, it remains the law that previous criminal convictions are
not 'facts' that must be found by a jury and proved beyond a
reasonable doubt."); United States v. Lewis, 406 F.3d 11, 21 n.11
(1st Cir. 2005)(same).12
12
Brown also argued in his initial brief that the district court
erred in determining that his prior convictions were unrelated
under the guidelines. However, Brown later conceded that this is
a statutory rather than a guidelines determination. See United
States v. De Jesus Mateo, 373 F.3d 70, 74 (1st Cir. 2004). In his
reply brief and at oral argument, Brown made a related argument
that the district court erroneously applied the guidelines standard
rather than the statutory standard in determining whether his prior
convictions involved distinct criminal episodes for purposes of 21
U.S.C. § 841(b)(1)(A). This claim is forfeited. See United States
v. Evans-Garcia, 322 F.3d 110, 114 (1st Cir. 2003) (arguments not
raised until reply brief are waived); Gosselin v. Commonwealth of
Massachusetts, 276 F.3d 70, 72 (1st Cir. 2002) (arguments not
raised until oral argument are waived). Moreover, the facts
regarding the circumstances of the two prior offenses, notably the
significant gap between the offenses and the intervening arrest
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III.
For the reasons stated above, Isler and Rashid's
convictions are affirmed, their sentences are vacated, and their
cases are remanded for resentencing in accordance with this
opinion. Brown's conviction and sentence are affirmed.
So ordered.
(which Brown conceded below and on appeal), make it clear that the
offenses were distinct criminal episodes. See generally De Jesus
Mateo, 373 F.3d at 74; Martinez-Medina, 279 F.3d at 123.
Brown also argues that Almendarez-Torres v. United States,
523 U.S. 224 (1998) should be overruled. However, he concedes that
this is beyond this court's power, and states that he merely
intends to preserve the issue for possible review before the U.S.
Supreme Court.
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