United States Court of Appeals
For the First Circuit
No. 07-1090
MARY HANNA, M.D.,
Petitioner, Appellee,
v.
SECRETARY OF THE ARMY and COMMANDER, 94th REGIONAL READINESS
COMMAND, FORT DEVENS, MASSACHUSETTS,
Respondents, Appellants.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Nancy Gertner, U.S. District Judge]
Before
Boudin, Chief Judge,
Torruella, Circuit Judge,
and Schwarzer,* District Judge.
Mark T. Quinlivan, Assistant United States Attorney, with
whom Anita Johnson, Assistant U.S. Attorney, and Michael J.
Sullivan, United States Attorney were on brief, for appellant.
Louis P. Font, with whom Gale L. Glazer and Font & Glazer
were on brief, for appellees.
January 9, 2008
*
Of the Northern District of California, sitting by
designation.
Schwarzer, District Judge. Captain Mary Hanna sought
discharge from the Army as a conscientious objector. The
Department of the Army Conscientious Objector Review Board
(“DACORB”) denied Hanna’s application. Hanna then petitioned the
district court for a writ of habeas corpus which the court granted,
holding that there was no basis in fact for the DACORB’s decision.
Hanna v. Sec’y of the U.S. Army, 2006 WL 2925268 (D. Mass. Oct. 6,
2006). The Army appealed. We hold that the DACORB’s decision was
without a basis in fact, and we therefore affirm.
FACTUAL AND PROCEDURAL HISTORY
Mary Hanna joined the Army in 1997 as a member of the
Army Health Professions Scholarship Program (“HPSP”) and thereafter
attended medical school. In exchange for financial assistance with
medical school, Hanna promised to serve on active duty in the Army
for four years and to remain in the Army Reserve for an additional
four years. After Hanna finished medical school, the Army deferred
her active duty obligation for four years while she completed a
residency in anesthesiology. On October 20, 2005, the Army sent
Hanna a letter directing her to report for active duty in August
2006. Hanna was later scheduled to report to William Beaumont Army
Medical Center in El Paso, Texas.
On December 23, 2005, Hanna filed an application for
discharge as a conscientious objector (“CO”). In her application,
Hanna declared that she sought discharge because, as a Christian,
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she believed in the inherent sanctity of human life and that it
“would be committing a crime against God” to take another human’s
life. She further explained:
I . . . believe that violence and killing are
in direct contradiction to all of Jesus’
teachings. I am unable to put Christ’s words
into practice while simultaneously
participating, whether directly or indirectly,
in war, violence, and killing. All of Jesus’
preaching reiterates love, peace, forgiveness
and cautions against anger, hatred, and their
end product, murder. Based on Christ’s
example, I believe that I must take things one
step further and constantly strive to
eliminate conflict with others by seeking
prompt reconciliation with adversaries. Love
of God and love of fellow humans drives
Christian life, and I have incorporated this
principle into my own life.
Hanna declared that she would be “incapable of attaining
these qualities” by participating in “war and killing” and would
“betray these moral and religious principles by participating in
war in any way.” She explained that her parents were “deeply
involved” in the Coptic Orthodox Church (“COC”) and that her father
had planned to become a monk and her mother a nun until they met
each other and chose to marry. As a child, Hanna attended church
weekly in Los Angeles, where she grew up. Her parents taught her
to believe in “love for God first, love for all other humans as a
direct reflection of our love for God, respect for elders, respect
for the traditions of our Church, honesty, sincerity of heart, and
constant striving for goodness.” Hanna became a Coptic hymn
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teacher in high school and later served as a Sunday school teacher
while she attended UCLA. She also participated in the Coptic Club
at UCLA.
In 1997, in her senior year of college, Hanna applied and
was accepted for medical school at Tufts University. In her CO
application, Hanna described her last year of college as a time
that “greatly tested” her faith and her “proximity to the Church.”
At the time she applied for the HPSP, Hanna was experiencing a
period of “change and uncertainty” during which she “questioned
everything.” She “turned to atheism for several months, followed
by agnosticism for several more months.” During this time, she had
“no particular convictions one way or the other regarding war.”
Hanna’s father died in 2003, and during the mourning
period that followed his death, Hanna’s faith was “rekindled” and
she found herself “again drawn to God.” She explained that “I had
lived both without God and with him, and I liked myself immensely
more when striving to emulate his nature, his mercy, his love, his
generosity, his forgiveness.” Hanna further explained that it
“took some time” for her to “make the connection between this newly
rekindled faith and its incompatibility with certain aspects” of
her life. For example, she became increasingly concerned about her
participation in elective abortions as an anesthesiology resident
because she felt she was “participating in an act in direct
contradiction to the Bible’s teachings.” She asked her floor
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manager if she could abstain from abortion procedures and her
request was granted.
During the summer of 2005, Hanna watched several war
documentaries and “growingly began to view all war from a Christian
perspective: complete separation from God.” She explained that she
“started to gradually understand the spectrum Christ described
which connects anger to hatred to violence to murder (war on a
larger scale).” After watching the documentaries, she “finally
understood how Christ equated them all as the same sin, with anger
being the stem.” Her new understanding motivated her to
participate in a war protest in September 2005, where she realized
that she “was no longer able to play a role in propagating
violence.” In early October 2005, Hanna watched a television
program during which a man discussed the “destructive role” of war
and violence, citing the Beatitudes. She then realized that “to
live the rest of my life with integrity, in harmony with God’s
nature of love and compassion, I could not participate in military
service.” Reflecting on her choice to join the Army, Hanna
commented, “I realized then the full implications of the path I had
chosen years earlier and the incompatibility of war and violence
with Christ’s teachings.”
Hanna submitted six letters in support of her CO
application, four from Coptic Orthodox priests who knew her
personally, and two from supervisors in her residency program. One
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of the priests, who had known Hanna since infancy, stated that he
had spoken with Hanna recently about her belief that war is “the
direct opposite of Christ’s call to peace and love.” The priest
wrote:
I have read her application for conscientious
objector status, and it is consistent with her
character, ethics, and approach to
Christianity. I know Mary well, and she is
both honest and sincere in her application. I
strongly urge you to approve her application
in order to allow her to live a life that does
not contradict her beliefs.
A second priest, who had known Hanna for more than 15
years, wrote that Hanna was “both honest and sincere in her
application,” that he knew Hanna well, and that she was “trying to
live a life consistent with her beliefs.” He urged the Army to
approve her application. A third priest, who had known Hanna for
12 years, described her as “one of the most dedicated conscientious
and compassionate young ladies in our church.” He described her as
“trustworthy, honest and sincere.” A fourth priest wrote that
Hanna had been a member of St. Mark Coptic Orthodox Church in
Natick, Massachusetts since 1997. Hanna attended church there
regularly during medical school and as often as her call schedule
allowed during her residency. Hanna’s supervisors wrote that her
CO application was “a sincere representation of who she is, and
what she believes,” described Hanna as “a gentle soul” and “‘the
mother to all our sickest patients’” and urged the Army to approve
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her application.
After Hanna submitted her application for discharge,
Colonel John Powers in the Office of the Surgeon General issued a
memorandum regarding her application. Powers commented that “[t]he
Army is under-strength in anesthesiologists.”1 Turning to Hanna’s
application, he noted that he “did not question [Hanna’s] religious
belief” but that he found “some aspects” of her application
“troubling.” Powers stated that although Hanna stated in her CO
application that she was experiencing doubts about her religious
faith at the time she applied to the Army, her 1997 HPSP
application indicated that she had been teaching Sunday school
during the same time period. Powers also noted the late timing of
Hanna’s CO application, commenting that she never raised concerns
about conscientious objection during medical school or her
residency. Powers observed that Hanna’s application was received
around the same time as a CO application submitted by another
anesthesiologist and shortly after the Army approved the CO
application of a third anesthesiologist. He pointed out that all
three applicants were represented by the same attorney. Powers
1
In a declaration in support of the Army’s opposition to
Hanna’s petition for preliminary injunction in the district court,
the Program Manager for Graduate Medical Education in the Office of
the Surgeon General stated that “[t]he United States Army is
critically short of Anesthesiologists. The Army currently only has
75 of the 95 required fully qualified anesthesiologists. That
means that only 79 percent of the necessary Anesthesiologists are
on staff at Army medical treatment facilities.”
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also commented that the Army had paid more than $180,000 for
Hanna’s medical school expenses. He recommended that the Army
either deny Hanna’s application and order her to active duty, or
grant the application with recoupment of her medical school costs
plus interest.
Pursuant to Army regulations, Hanna was interviewed by a
military chaplain and a psychiatrist. The chaplain’s report stated
that the Coptic Orthodox Church does not teach pacifism. He
reported that, based on his research, he believed the COC “endorses
military service through the example of [its] Saints and religious
leaders.” The chaplain also questioned Hanna’s sincerity because
she worked in a hospital that provided abortions. He added that
Hanna had not made significant lifestyle changes since becoming a
conscientious objector.
The psychiatrist found that Hanna did not suffer from any
psychiatric disorders. He also found that Hanna’s application was
“a convenient, if not opportunistic choice in refuting her basic
military contract based on her newly found faith.” During her
interview with the psychiatrist, Hanna related that her father had
served in the Egyptian military for six years and was very proud of
her decision to join the Army. She told him that her father would
have been “devastated” to know of her decision to file for
discharge as a conscientious objector. Hanna also told him that
she was prepared to repay the Army for her medical school costs
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plus interest.
Hanna’s application was assigned to an Investigating
Officer (“IO”). The IO conducted a hearing lasting more than six
hours at which he heard testimony from Hanna, two Coptic Orthodox
priests who knew Hanna personally, and the Army psychiatrist who
had interviewed Hanna. One of the priests, who had known Hanna for
six years, testified that she was “an honest and sincere person”
and that her application accurately described the source of her
beliefs. The priest also testified that there is no uniform
position on military service in the Coptic Orthodox Church.
Rather, the Church supports both conscientious objectors and those
who choose military service. The priest disagreed with the
chaplain’s conclusion that the COC endorses military service and
also with the chaplain’s statement that some COC saints were
“warriors.” He testified that military service by these saints
occurred before their religious phase. The second priest, who had
known Hanna since she was seven or eight years old, testified that
she is a “truthful person” and that he supported her CO
application. He also testified that the COC supports both
conscientious objectors and those who serve in the military. The
IO credited the testimony of both priests.
In his summary of Hanna’s testimony, the IO stated that
when Hanna applied to the HPSP in 1997, “she was naive and her
personal belief system was not fully developed. She did not give
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much thought to the morality of war.” During college, “her
religious faith waxed and waned” and she “began to question her
religious beliefs” and this “caused discord with her father.” When
she watched the war documentaries in 2005, she was “‘shocked’” by
the civilian deaths. After watching the movies, she “adopted a
pacifist approach. She began praying more. She read scripture and
the writings of religious philosophers. She noted that Jesus
Christ was a pacifist.” Hanna testified that by treating soldiers,
“she would be repleting the force and assisting it [in] waging
war.” She stated that her objection to war was based on her
“religious upbringing, her personal belief system and Christian
theology.”
Hanna further testified that there was a distinction
between serving in the Army and working at a civilian hospital that
provides abortions. Hanna reasoned that a civilian hospital is
“not an organization that is dedicated to war.” By treating
soldiers, she would be assisting the Army to wage war, whereas at
a civilian hospital, she had the option to refrain from
participating in abortions. She stated that she had “no offer or
prospects for private practice” if her CO application was granted.
In addition to hearing the testimony of witnesses, the IO
reviewed Hanna’s CO application, her 1997 HPSP application, the
reports of the chaplain and psychiatrist, the Powers memorandum and
attached documents, the letters of support from Coptic clergy
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members and Hanna’s professional supervisors, and various research
materials related to Eastern Orthodox churches.
The IO concluded that Hanna sincerely opposed
participation in war in any form because of her religious, moral
and ethical beliefs. In his report, the IO observed that Hanna was
“open, cooperative, courteous and sincere during the hearing.” He
concluded that she was
sincere and very credible . . . I was
impressed by CPT Hanna’s sincere expressions
of her beliefs and her interaction with Father
Bishara (in person) and Father Henein (by
telephone) at the hearing. I was left with
the impression that she was a devout member of
the COC and sincerely held the beliefs she
professed in her CO application.
The IO found that Hanna’s objection to war became fixed
in 2005. He credited Hanna’s testimony that “when she applied to
join the military in 1997 her belief system was still developing
and, in fact, she was experiencing doubts as to the existence of
God.” He also credited her explanation of how her beliefs
developed from the death of her father in 2003 through the summer
and fall of 2005, when she began to view war from “a Christian
perspective.” The IO concluded his report by stating:
I assessed [Hanna’s] credibility at the
hearing and considered the opinions as to her
sincerity and/or honesty proffered by Fathers
Bishara and Henein, Philip Hess, M.D., Father
Megally, and Stephanie Jones, M.D. I
concluded that CPT Hanna is an honest and
truthful person and credited her statements
that her beliefs became incompatible with
military service in October 2005.
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The IO also discussed the reports of the chaplain and the
psychiatrist, as well as the Powers memorandum. The IO concluded
that the chaplain was incorrect in his opinion that the COC is not
supportive of conscientious objectors. He noted that two Coptic
priests had testified that the COC supports conscientious
objectors, and that this testimony was consistent with materials he
reviewed regarding the treatment of war by Eastern Orthodox
religions. The IO also noted that, under Army regulations, an
applicant’s personal convictions dominate over the teachings of her
church, “so long as they derive from the person’s moral, ethical,
or religious beliefs.” The IO found that
[i]n addition to her involvement with the COC,
CPT Hanna made reference to her personal
research into Christian philosophy and the
development of her own, individual beliefs as
to God and morality and her personal moral
belief system. I find that in the case of CPT
Hanna, her opposition to war in all forms is
derived from moral, ethical and religious
beliefs and that her beliefs are sincerely
held.
Regarding the chaplain’s views on Hanna’s work at a
hospital that provides abortions, the IO credited Hanna’s
explanation that serving in the military is not analogous to
working in a civilian hospital. The IO concluded that Hanna’s work
at a hospital that provides abortions and her willingness to treat
police officers and gang members had no bearing on the sincerity of
her objection to war.
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Turning to the Powers memorandum, the IO credited Hanna’s
testimony that she did not know the other anesthesiologists who had
submitted CO applications. The IO also commented that no adverse
inference could be drawn from the fact that Hanna had hired an
attorney experienced in CO applications because a prudent person
would not pay attorney’s fees to someone who did not have the
requisite experience to provide effective representation. The IO
further noted that Hanna’s attorney was a West Point graduate, that
he had served on active duty, and that he had previously
represented numerous soldiers who were seeking to be retained by
the Army.
Regarding the psychiatrist’s report, the IO stated that
the psychiatrist admitted during testimony that his report
contained several errors, including an incorrect characterization
of Hanna’s beliefs as “not based on any religious conviction.” In
his testimony, the psychiatrist clarified his opinion that “while
CPT Hanna’s beliefs were not anchored in the tenets of a particular
religion they were a product of her personal faith system.” The IO
commented that he interpreted the psychiatrist’s testimony to mean
that Hanna’s beliefs were a product of “her personal relationship
with God.” The IO also noted that the Powers memorandum, which the
psychiatrist reviewed before Hanna’s interview, may have prompted
the psychiatrist to “engage in an unnecessarily involved
discussion” of the issues in the memo, particularly her choice of
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attorney, putting Hanna “on the defensive” and possibly influencing
Hanna’s demeanor during the interview, which the psychiatrist
reported as tense and guarded. The IO found that, in contrast,
Hanna’s demeanor during the hearing was “open, cooperative,
courteous and sincere.”
The IO’s report was forwarded to officers up the chain of
command, each of whom recommended approval of Hanna’s application
based on their findings that Hanna sincerely opposed participation
in war because of her religious beliefs. Colonel Robert Marsh
found that Hanna’s “life-long church involvement does not appear to
be a recent effort to avoid military service.” Colonel Marsh
further stated that “[t]he strength and intensity of her evolving
convictions against war and violence, beginning with the death of
her father in May 2003 and becoming firm by October 2005, are
reflective of sincere belief and are supported by clear and
convincing evidence.” A Staff Judge Advocate (“SJA”)recommended
approval after concluding that “[t]he investigating officer
conducted a thorough inquiry into [Hanna’s] convictions. Numerous
witnesses were called on her behalf.” The SJA noted that after the
death of her father, Hanna “felt free to consider the contradiction
in her religious beliefs and the Army mission.” The SJA further
commented that Hanna’s application “is not a means to avoid her
military commitment.” Brigadier General Todd Semonite found, after
“thoroughly” reviewing the file, that Hanna’s objection was
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“sincerely held” and that “[t]he solemnity of her convictions is
clear throughout the investigation and they do not appear to have
been born of a desire to avoid service.” General Semonite
emphasized that his conclusion was based on “the investigating
officer’s credibility determination, CPT Hanna’s testimony, and the
opinions of the leaders of her church.”
Hanna’s application was ultimately reviewed by the
DACORB, which voted 2-1 to reject it. The President of the Board
voted to disapprove the application, stating:
Applicant has shown that she is a devout
Coptic Christian but has failed to show
that she sincerely meets the CO criteria.
Her statements are logical but lack
passion and sincerity; they appear as
repetition rather than personally held
beliefs.
The Chaplain voted to disapprove the application, stating:
The statement by the priest that the COC
does not teach pacifism leads one to
believe that there is more to Cpt. Hanna’s
position then merely religious conviction.
Also, her timing is too convenient w/the
completion of her schooling and her entry
on [active duty].
The Staff Judge Advocate voted to approve the application,
finding that the applicant “has a firm, fixed and sincere objection
to participation in war in any form.”
Hanna petitioned for a writ of habeas corpus. The
district court, after a lengthy and detailed review of the record,
held that there was no “basis in fact” for the DACORB’s decision and
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granted Hanna’s petition permanently enjoining the Army from
ordering Hanna to active duty.2
The Army timely appealed.
DISCUSSION
I. STANDARD OF REVIEW
We review a district court’s grant or denial of habeas de
novo. Healy v. Spencer, 453 F.3d 21, 25 (1st Cir. 2006). Our
review of conscientious objector claims turns on whether a “basis
in fact” exists for the military’s decision. Bates v. Commander,
First Coast Guard District, 413 F.2d 475, 477 (1st Cir. 1969)
(citing Estep v. United States, 327 U.S. 114 (1946)); Lobis v. Sec’y
of the United States Air Force, 519 F.2d 304, 306 (1st Cir. 1975).
Denial of an application “will be upheld on review if there is a
‘basis in fact’ for the decision.” Hager v. Sec’y of the Air Force,
938 F.2d 1449, 1454 (1st Cir. 1991). “Although this standard of
review is a narrow one, it is not toothless. A basis in fact will
not find support in mere disbelief or surmise as to the applicant’s
motivation. Rather, the government must show some hard, reliable,
2
No First Circuit cases reviewing denial of conscientious
objector status have ever reversed the district court’s grant of a
writ of habeas corpus. See Hager v. Sec’y of the Air Force, 938
F.2d 1449 (1st Cir. 1991); Walshe v. Toole, 663 F.2d 320 (1st Cir.
1981); Goldstein v. Middendorf, 535 F.2d 1339 (1st Cir. 1976);
Lobis v. Sec’y of the United States Air Force, 519 F.2d 304 (1st
Cir. 1975); Armstrong v. Laird, 456 F.2d 521 (1st Cir. 1972);
Crotty v. Kelly, 443 F.2d 214 (1st Cir. 1972); Silberberg v.
Willis, 420 F.2d 662 (1st Cir. 1970); Bates v. Commander, First
Coast Guard District, 413 F.2d 475 (1st Cir. 1969).
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provable facts which would provide a basis for disbelieving the
applicant’s sincerity, or it must show something concrete in the
record which substantially blurs the picture painted by the
applicant.” Id. The DACORB’s reasons for its decision “must be
grounded in logic” and “‘a mere suspicion is an inadequate basis in
fact.’” Id.3
II. WHETHER THERE WAS A BASIS IN FACT FOR THE DACORB’S DECISION
The Army’s attack on the district court’s decision is
narrowly focused. It argues first that the timing of her
application casts doubt on her sincerity and that her explanations
for the change in her beliefs were inconsistent. Second, it argues
that her beliefs were not gained through rigorous training, study
or contemplation. We address each of those contentions in turn.4
3
An applicant for discharge based on conscientious objection
must show that: (1) she is conscientiously opposed to participation
in war in any form; (2) her opposition is founded on religious
training and beliefs; and (3) her position is sincere and deeply
held. Hager, 954 F.2d at 1454; 32 C.F.R. § 75.5(a). The relevant
regulation was removed from the Code of Federal Regulations and
added to the Department of Defense Instructions effective June 19,
2007. See 722 Fed. Reg. 33677-01 (June 19, 2007). The substance
of the regulation remains unchanged. This opinion will use the
former Code of Federal Regulations citation.
4
The dissent cites the adverse recommendations of the Army
psychiatrist and the chaplain. However, the Army in its reply
brief specifically stated that it did not rely on the views
expressed by the chaplain, conceding that the chaplain’s evaluation
of Hanna’s sincerity was improperly influenced by his “personal
moral views.” See AR 600-43 ¶ 1-5.b; 32 C.F.R. § 75.5(c)(iii)
(interviewer may not “deny the existence of [the applicant’s]
beliefs simply because those beliefs are incompatible with [his]
own.”); Goldstein v. Middendorf, 535 F.2d 1339, 1344 (1st Cir.
1976) (military may not reject application because investigating
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A. The Army’s first argument is that the late
crystallization of Hanna’s opposition to war coupled with
inconsistencies in her explanations for the change in her beliefs
provide a “basis in fact” for the decision.
The Army concedes, as it must, that “[t]he timing of [an]
application alone . . . is never enough to furnish a basis in fact
to support a disapproval.” AR 600-43 ¶ 1-5.b. See also Hager, 938
F.2d at 1455 (“It is universally the law . . . that late
crystallization of conscientious objector convictions is not a
sufficient basis in fact to reject the claim.”). A sincere
conscientious objector is entitled to release from his service
obligations whether his view crystallizes late or early. Lobis, 519
F.3d at 307 (citing Ehlert v. United States, 402 U.S. 99, 103-04
(1971)). “If decisive weight could be given to timing, there would
be nothing to prevent the services from indulging an absolute
presumption against late crystallization . . .” Id.5
In an effort to fortify its timing argument, the Army points
to what it regards as inconsistencies in Hanna’s explanation as
officer believes applicant’s views on abortion are incompatible
with conscientious objection). The Army further stated that it did
not rely on the psychiatrist’s report in this appeal. See AR 600-
43 ¶ 2-3.b (“The psychiatrist or medical officer will make no
recommendation for approval or disapproval of the application.”)
5
The dissent argues that “[t]here is nothing wrong with the
board’s concern with the timing of Hanna’s application,” failing
to acknowledge that late timing is never a sufficient basis by
itself for rejecting a claim of conscientious objection.
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evidence of insincerity. In her CO application, Hanna stated that
in 1997, when she applied for the HPSP scholarship, she was
experiencing a period of “change and uncertainty” that “greatly
tested [her] faith and [her] proximity to the Church.” She further
stated that during this time, she “questioned everything,” turning
to atheism for several months, followed by agnosticism. The Army
contrasts this description with her 1997 application, in which Hanna
described her activities and achievements as an undergraduate and
expressed a desire to “take on the myriad challenges” of serving in
the Army and practicing medicine. The Army argues that Hanna’s 1997
motivation statement, which reflects Hanna’s high-achieving, driven
nature and her ability to “overcome obstacles in her life” based on
her “strength and determination” is inconsistent with the statement
in her CO application that she applied for the HPSP scholarship
during a time of “change and uncertainty.” The Army argues that the
DACORB could have found Hanna’s explanations to be inconsistent and
hence evidence of insincerity.
The first response to this argument is that it rests on pure
speculation. Nothing in the DACORB decision suggests that any
DACORB member had found Hanna’s explanations to be inconsistent.
The statements of the President and the Chaplain are sufficiently
specific that had they found Hanna to be insincere on the basis of
inconsistencies in her explanations, one would have expected one or
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the other to have said so.6 Moreover, the Army’s after-the-fact
interpretive gloss on Hanna’s statements cannot pass muster as
“hard, reliable provable facts which would provide a basis for
disbelieving the applicant’s sincerity . . . something concrete in
the record.” Hager, 932 F.2d at 1454; cf. Koh v. Secretary of the
Air Force, 719 F.2d 1384 (9th Cir. 1983)(finding of insincerity was
supported by basis in fact where applicant, who had submitted her
application one month after receiving active duty orders, had made
two previous applications for discharge based on grounds other than
opposition to war and had enrolled in a medical training program
conflicting with her military commitment).
In any event, we do not find Hanna’s explanations to be
inconsistent. That Hanna might have questioned her religious
beliefs at the time when she applied for the HPSP is not
inconsistent with her being highly motivated to attend medical
school and join the military during that same period. The IO
credited Hanna’s testimony that her “personal belief system was not
6
Army Regulation 600-43 part 2-8.d(3) provides: “If a
determination [sic, is made] by HQDA that the person’s request is
disapproved, the reasons for this decision will be made a part of
the record.” The denial of an application must be supported by a
statement of reasons. Hager, 938 F.2d at 1454. “[A] court, if it
sustains a decision by recourse to reasons outside those specified,
opens the door to an improper substituting of the court’s judgment
and evaluation of evidence in place of that of the agency (here the
CORB) or official with responsibility. The court’s judgment, its
reasons and approaches, may not be acceptable to and may even have
been discredited by the administrative officials responsible.”
Checkman v. Laird, 469 F.2d 773, 781 (2d Cir. 1972).
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fully developed” and that she had “not give[n] much thought to the
morality of war” at the time she applied to the HPSP. As the IO
noted, eight years had passed between Hanna’s application to join
the Army and her application for discharge. We think that was more
than sufficient time for crystallization. See Lobis, 519 F.2d at
306 n.1.
Here, as in Lobis, “the [Army] has blotted out entirely the
finding of sincerity made by its own Investigating Officer.” 519
F.2d at 307. After conducting a hearing at which he heard testimony
from Hanna and other witnesses and examined documentary evidence,
the IO “concluded that CPT. Hanna is an honest and truthful person
and credited her statements that her beliefs became incompatible
with military service in October 2005.” He found Hanna “to be
sincere and her beliefs to be sincerely held.” When the IO’s
recommendation was forwarded to the officers in the chain of
command, it was endorsed at each level. At the first level, the
commanding officer of the human resources command found that Hanna
“has provided clear and convincing evidence supporting her request
for conscientious objector (CO) status and discharge.” The staff
judge advocate found that “the evidence supports the findings of the
investigating officer.” Finally, the commanding general, in his
recommendation to the DACORB, stated that Hanna “has put forth clear
and convincing evidence that she is opposed to participation in war
in any form based on her religious, moral and ethical beliefs.”
-21-
Where, as here, the applicant has established her sincerity to the
satisfaction of the officer charged with investigating her
application and has provided a plausible explanation for the late
crystallization of her beliefs, “inferences of insincerity drawn
from the timing of the application are insufficient ‘objective
facts’ to provide a basis-in-fact for rejecting the claim.” Lobis,
519 F.2d at 309.
B. The Army’s second argument in support of the DACORB’s
decision is that Hanna’s application does not comply with Army
regulations. Citing the regulations, it argues that Hanna’s beliefs
were not gained through rigorous training, study or contemplation.
Instead, it points out, according to her application, her beliefs
crystallized in October 2005 when she watched war documentaries and
a television program discussing war and violence and their
destructive roles. Thus, she has failed to show that her beliefs
were developed through “activity comparable in rigor and dedication
to the processes by which traditional religious convictions are
formulated.” 32 C.F.R. § 75.5(c)(2)(ii).
This argument too is an after-the-fact rationalization which
finds no support in the DACORB decision or in the record. In any
event, it lacks merit.
The regulation on which the Army relies states:
(ii) Relevant factors to be considered in
determining an applicant’s claim of conscientious
objection include: Training in the home and
church; general demeanor and pattern of conduct;
-22-
participation in religious activities; whether
ethical or moral convictions were gained through
training, study, contemplation, or other activity
comparable in rigor and dedication to the
processes by which traditional religious
convictions are formulated; credibility of the
applicant; and credibility of persons supporting
the claim.
32 C.F.R. § 75.5(c)(2)(ii)(emphasis added).
The Army’s argument misreads its regulation. The reference
to “rigor and dedication” appears in the context of comparing
“traditional religious convictions” with “ethical or moral
convictions.” The “rigor and dedication” consideration applies only
to applicants whose objections stem purely from secular beliefs,
i.e. ethical and moral convictions, as opposed to those whose
objections are based on “traditional religious conviction.” See
Welsh v. United States, 398 U.S. 333, 340 (1970) (holding that an
applicant whose beliefs “are purely ethical or moral in source and
content” is “as much entitled to a ‘religious’ conscientious
objector exemption . . . as is someone who derives his conscientious
opposition to war from traditional religious convictions”);
Rogowskyj v. Conway, No. 06-1930, 2007 WL 779390, at *4 (D.D.C. Mar.
13, 2007) (holding regulation applicable “[w]hen, as here, an
applicant does not claim adherence to a traditional religion”). The
Army’s reading would obliterate the distinction between objectors
asserting purely moral or ethical grounds and those whose objection
is based on traditional religious convictions and would render the
-23-
regulation nonsensical.7
The dissent acknowledges Hanna’s religious convictions but
argues that her objection to war cannot be religious because
“pacifist views are not part of her church’s doctrine.” It is well
settled that membership in a church that does not teach
conscientious objection does not render an applicant’s beliefs non-
religious. United States v. Seeger, 380 U.S. 163, 171-72 (1965).
An applicant’s objection may be religious though she belongs to no
church at all, or an applicant may “through religious reading reach
a conviction against participation in war” though she belongs to a
church that is not opposed to war. Id. See also Clay v. United
States, 403 U.S. 698, 702-03 (1971) (holding applicant’s objection
sincere where based on “tenets of the Muslim religion as he
understands them”) (emphasis added). In Bates v. Commander, First
Coast Guard Dist., 413 F.2d 475, 479-80 (1st Cir. 1969), we rejected
the military’s argument that the applicant’s opposition to war was
derived from a secular “personal code” simply because conscientious
objection was not an essential tenet of his religious faith. Noting
that the applicant’s religious belief was “amply documented” and
that the applicant identified as his religious faith a “social
7
The distinction between religious beliefs and purely moral
or ethical beliefs appears elsewhere in the regulations. See,
e.g., AR 600-43, Glossary (“The term ‘religious training and
belief’ may include solely moral or ethical beliefs”); 32 C.F.R. §
75.5(c)(2) (applicant whose objection is based on “moral and
ethical beliefs” must show that beliefs are held “with the strength
of traditional religious convictions”).
-24-
kinship with Jesus,” the Court held that “great weight must be
attributed to a registrant’s claim that his belief is rooted in
religious faith. This is particularly compelling where there has
been a finding of sincerity . . . .” Id. at 480 (citing Seeger, 380
U.S. at 184). The Army must evaluate “whether the beliefs professed
by a registrant are sincerely held and whether they are, in his own
scheme of things, religious.” Seeger, 380 U.S. at 185. Indeed,
the Army’s own regulations recognize that an applicant’s opposition
to war may be religious in nature even though her church does not
teach conscientious objection. See AR 600-43 1-5.b.; 32 C.F.R. §
75.5 (c)(iii)(d) (disagreement with tenets of church does not
necessarily discredit claim, so long as objection derives “from the
person’s moral, ethical, or religious beliefs”).
In her CO application, Hanna identified herself as Christian
and Christianity as the source of her objection to war. She
explained in detail her belief that Christianity required her to
refrain from participation in war. The IO found, based on Hanna’s
testimony and the testimony and letters of several Coptic priests
that knew her personally, that Hanna was a “devout member” of the
Coptic Orthodox Church. He found her to be sincerely opposed to war
in any form because of religious as well as moral and ethical
beliefs. The fact that non-religious documentaries contributed to
Hanna’s view that there is a conflict between her religious faith
and her military service does not mean that her beliefs are purely
-25-
ethical or moral or that they lack religious grounding. As Hanna
explained in her CO application, the documentaries caused her to
“view all war from a Christian perspective: complete separation from
God.” Indeed, the DACORB did not question Hanna’s religious belief.
The President acknowledged that Hanna is a “devout Coptic
Christian,” and the Chaplain thought that “there is more to Cpt.
Hanna’s position than merely religious conviction.”
Thus the Army’s citation of Aguayo v. Harvey, 476 F.3d 971,
980-81 (D.C. Cir. 2007), is inapposite. There the court upheld a
denial of CO status where the applicant’s beliefs did not have a
religious foundation and the applicant had failed to identify the
source of his non-religious objection to war. Id. at 980-81. The
court reasoned that the applicant had failed to show that his
ethical objection to war had developed through activity comparable
in rigor to the processes by which religious convictions are formed.
Id. Here, because Hanna’s objection to war stems from religious
convictions, the regulation provides no basis in fact for the Army’s
decision to deny Hanna’s application.8
8
The dissent characterizes Hanna’s “religious training and
belief” as comprising merely “a few films, a rally, a television
program.” This description simply ignores the uncontested evidence
of Hanna’s lifelong membership in the Coptic Orthodox Church. The
Army may not rely upon what it views as the least compelling events
contributing to the development of an applicant’s beliefs while
ignoring a lifetime of religious observance. “Sincerity is
determined by an impartial evaluation of the applicant’s thinking
and living in its totality, past and present.” AR 600-43 1-
5.a(5)(a); 32 C.F.R. § 75.5(c)(2).
-26-
III. REMAND
Finally, the Army argues that even if we find that there is
no factual basis for the DACORB’s decision, we must remand to the
DACORB for additional proceedings. Because the Army raised this
argument for the first time in its reply brief, the issue is waived.
Waste Management Holdings, Inc. v. Mowbray, 208 F.3d 288, 299 (1st
Cir. 2000)(stating that “[w]e have held, with a regularity bordering
on the monotonous, that issues advanced for the first time in an
appellant’s reply brief are deemed waived”).
Even if there were some reason why this appeal should escape
this settled principle (and we discern none), remand would not be
appropriate. The DACORB’s denial of Hanna’s application is not
“flawed by mistaken legal premises, unsustainable subsidiary
findings, or doubtful reasoning.” See Castanedo-Castillo v.
Gonzales, 488 F.3d 17, 25 (1st Cir. 2007). Nor is this a case of
procedural defect as reflected in the cases cited in the Army’s
reply brief. See Friedberg v. Resor, 453 F.2d 935, 938 (2d Cir.
1971) (remanding without reaching merits where Board failed to
observe military regulations in reviewing application); Coates v.
Laird, 494 F.2d 709, 712 (4th Cir. 1974) (remanding where military
failed to state reasons for its decision, as required by
regulations); Sanger v. Seamans, 507 F.2d 814, 819 (9th Cir. 1974)
(remanding where document on which Secretary relied in reaching
decision was missing from record). Remand is improper where, as
-27-
here, there are no procedural defects, “[a hearing] has already
taken place with a finding favorable to [the applicant] and the
record reveals no other possible basis for a finding of
insincerity.” Goldstein v. Middendorf, 535 F.2d 1339, 1345 (1st
Cir. 1976). See also Coates, 494 F.2d at 712 (stating that remand
is not appropriate where “the record shows that there is ‘no basis
in fact’ for denial on any valid ground”).
CONCLUSION
For the reasons stated we affirm the judgment of the
district court.
Affirmed.
-Dissenting Opinion Follows-
-28-
BOUDIN, Chief Judge, dissenting. On its facts, this is
a close case. In the first instance the army could probably have
turned down Hanna's application without much risk of reversal; but
the administrative proceedings, including the investigating
officer's initial decision, has weakened the army's position. So
the main concern is not with the outcome but with the possible
effect of the panel majority's legal rulings and analysis on future
cases.
Hanna joined the army in 1997 under the Health
Professional Scholarship Program, which funds an applicant's
medical education in exchange for a commitment to serve in the
armed forces. In this process, she expressly averred that she was
not a conscientious objector. Hanna completed medical school in
2002 and received a deferral from the army to complete her training
in anesthesiology. In October 2005 she received a notice from the
army stating that she would be required to report for active duty
in August 2006.
In response, Hanna submitted her CO application,
describing the development of her pacifist beliefs. They included
her religious upbringing in the Coptic Orthodox Church, the
rekindling of her beliefs after the death of her father, her
viewing war documentaries in the summer of 2005, her attendance at
an anti-war rally in September 2005 and her viewing (in early
-29-
October 2005) a PBS program in which a man cited the Beatitudes in
the context of discussing the destructiveness of war.
The army was entitled to be suspicious. The critical
question in conscientious objector cases is not whether one
dislikes war or prefers not to serve. To qualify for a CO
discharge, Hanna had to show, by clear and convincing evidence,
that she is conscientiously opposed to participation in war in any
form, that her opposition is founded on religious training and
beliefs,9 and that her position is firm, fixed, sincere and deeply
held. DOD Instruction 1300.06 ¶ 5.1 (formerly codified at 32
C.F.R. § 75.5(a)); A.R. 600-43 ¶ 1-7(c).
Pacifism is not a precept of the Coptic Church; based on
Hanna's own evidence, the development of her position could not
easily be described as reflecting rigorous study; and, although the
convenient timing is not under army regulations enough to doom her
application, the timing could certainly be considered together with
other evidence. An army chaplain and an army psychiatrist who
initially interviewed Hanna recommended against the granting of her
application (although arguably they went beyond their brief).
9
The army regulations define "religious training and beliefs"
broadly to encompass "a sincere and meaningful belief which
occupies in the life of its possessor a place parallel to that
filled by the God of another, or, in the case of deeply held moral
or ethical beliefs, a belief held with the strength and devotion of
traditional religious convictions." A.R. 600-43, Glossary.
-30-
At the hearing conducted by the appointed investigating
officer, several priests and Hanna's medical colleagues attested to
her honesty and sincerity. The investigating officer found that
she met the requirements for conscientious objector status. And,
officers up the chain of command approved his recommendation (on
the papers) until the case reached the final administrative stage:
the Department of Army Conscientious Objector Review Board ("the
board"), the three-person review panel ultimately responsible for
reviewing CO requests.
The board (by a 2-to-1 vote) disapproved Hanna's
application. The board president (Colonel Catherine Schoonover)
said that Hanna appeared devout but her objections to war lacked
passion and sincerity; the chaplain member joined in the denial,
relying on the timing of the application and the lack of
endorsement of pacifism in Coptic Church doctrine. The board's
staff judge advocate member dissented, saying that Hanna had proved
her belief by a preponderance of the evidence (a misstatement of
Hanna's burden of proof).
A habeas proceeding followed (Hanna was already in the
army as a captain), and the district court overturned the board,
ordering that Hanna be discharged as a conscientious objector but
staying the decision pending review here. The panel majority now
affirms the district court, pointing to the evidence in support of
-31-
Hanna's application and criticizing the decision of the two board
members who voted against Hanna.
Judicial review of the board's decision is intended to be
highly deferential. Witmer v. United States, 348 U.S. 375, 380-81
(1955). A court asks whether there is a "basis in fact" supporting
the board's decision that Hanna did not meet the heavy burden of
proof she bore, id. at 381; Hager v. Sec'y of the Air Force, 938
F.2d 1449, 1454 (1st Cir. 1991). The "basis in fact" standard has
been described by Judge Friendly as the most deferential review
known to the law in relation to an administrator's evaluation of
evidence. United States v. Corliss, 280 F.2d 808, 810 (2d Cir.),
cert. denied, 364 U.S. 884 (1960); see also Witmer, 438 U.S. at
380-81.
There was nothing wrong with the board's concern with the
timing of Hanna's application. The convenience of an applicant's
eve-of-service conversion to pacifism, after an earlier explicit
assertion to the contrary, may reinforce doubts.10 As we said in
Lobis v. Sec'y of the Air Force, 519 F.2d 304, 307 (1st Cir. 1975),
"[t]his court might nonetheless give substantial weight to the
10
See Lobis v. Sec'y of the Air Force, 519 F.2d 304, 307 (1st
Cir. 1975) ("[T]he sudden crystallizing of CO convictions upon
receipt of an induction order or call to active duty may
legitimately engender suspicion."); see also Alhassan v. Hagee, 424
F.3d 518, 523 (7th Cir. 2005) ("[W]e have found that 'a belated
conscientious objector application following assignment is a proper
element for consideration.'" (quoting United States ex rel.
Okerlund v. Laird, 473 F.2d 1286, 1289 (7th Cir. 1973))).
-32-
element of timing were it reinforced by other evidence." Any
parent whose child claims to be sick on the morning of the final
exam knows better than to take such a claim at face value.
Nor has the army misread its own regulations--a matter
within its ken, see Beaver Plant Operations, Inc. v. Herman, 223
F.3d 25, 29 (1st Cir. 2000)--by stressing the lack of "rigor and
dedication" in relation to Hanna's formation of pacifist views.
The panel majority says that this language only applies if the
pacifist views are "secular"; but while Hanna is religious, her
pacifist views are not part of her church's doctrine; they are,
assuming her sincerity, part of her own personally conceived moral
framework rather than the received tenets of her religion.
In any event, the same requirement of commitment is
explicit in the CO regulations that require "a firm, fixed and
sincere objection to participation in war in any form" by reason
either of "religious training and belief" or from equivalent non-
religious "moral or ethical beliefs . . . held with the strength
and devotion of traditional religious convictions." Hanna's
account of her conversion (a few films, a rally, the television
program) is not helpful to her claim.
There is one more troubling circumstance. Hanna's
application to the program expressly acknowledged that "I am not a
conscientious objector." Hanna's 2005 CO application states that
at the time she applied to the HPSP program in 1997 she was
-33-
experiencing religious doubt, but the HPSP application itself
evinces no such doubt and instead details her intense involvement
with the Coptic Church without any reference to pacifist concerns.
Perhaps the strongest evidence in Hanna's favor is the
fact that the investigating officer heard her testify and credited
her sincerity; but aside from the fact that the chaplain and the
psychiatrist who interviewed her did not, the responsibility is
ultimately that of the board. In administrative review, the
administrative law judge's views may get weight but they are not
mechanically controlling even though the ALJ heard the witnesses
and the reviewing body did not.11
If there is a weakness in the board's position, it is in
the lack of a substantial explanation in a close case. There was
evidence on both sides and the consequences for Hanna were very
significant; and the board was overturning its own investigating
officer with one board member dissenting. So there was perhaps
good reason for a fuller explanation. See Rizek v. SEC, 215 F.3d
157, 161 (1st Cir. 2000); Sanger v. Seamans, 507 F.2d 814, 818 (9th
Cir. 1974). Here, however, the panel majority has not sought a
11
See, e.g., Haas Elec., Inc. v. NLRB, 299 F.3d 23, 28-29 (1st
Cir. 2002) (noting that where review board disagrees with factual
findings of the ALJ, deference is owed to the board, but appellate
review is "slightly less deferential than it would be otherwise");
Martinez v. INS, 970 F.2d 973, 974 (1st Cir. 1992) (rejecting
argument that board must defer to the immigration judge's findings
of fact, and granting appropriate deference to the board's contrary
findings); see also Universal Camera Corp. v. NLRB, 340 U.S. 474,
496 (1951).
-34-
better explanation but impermissibly made its own definitive
determination.
Waiver rules, adverted to in the panel decision, have no
bearing on the matter: if an explanation is insufficient to permit
review, it is the court's job to remand, whether asked to do so or
not. See United States ex rel. Coates v. Laird, 494 F.2d 709, 712
(4th Cir. 1974). And the idea that remands for further explanation
are limited to cases of procedural error has no support in reason
or precedent. As we said in an earlier case:
If the agency decision is flawed by mistaken
legal premises, unsustainable subsidiary
findings, or doubtful reasoning, remanding to
the give the agency an opportunity to cure the
error is the ordinary course.12
Holmes' famous aphorism notwithstanding, it is far from
clear that hard cases make bad law. Often, the problem in a hard
case is a tension between existing law and what the judge feels is
the "right" result. Here, doctrine gives the close calls to the
army. If a judge disregards that doctrine, it is the judge and not
the case that has made bad law. This decision, alas, is such an
instance.
12
Castaneda-Castillo v. Gonzales, 488 F.3d 17, 25 (1st Cir.
2007) (en banc); see also Sulaiman v. Gonzales, 429 F.3d 347, 350
(1st Cir. 2005) ("On a challenge to the sufficiency of an opinion,
the usual remedy is remand . . . ."); Seavey v. Barnhart, 276 F.3d
1, 12 (1st Cir. 2001) ("When an agency has not considered all
relevant factors in taking action, or has provided insufficient
explanation for its action, the reviewing court ordinarily should
remand the case to the agency.").
-35-