United States Court of Appeals
For the First Circuit
Nos. 06-1283
07-1001
UNITED STATES OF AMERICA,
Appellee,
v.
DAVID MORALES-MACHUCA,
QUESTER STERLING-SUÁREZ,
Defendants, Appellants.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
[Hon. Juan M. Pérez-Giménez, U.S. District Judge]
Before
Torruella, Selya, and Howard,
Circuit Judges.
Lydia Lizarribar-Masini, on brief for appellant Morales.
Raymond L. Sánchez-Maceira, on brief for appellant Sterling.
Thomas F. Klumper, Assistant United States Attorney, Nelson
Pérez-Sosa, Assistant United States Attorney, Chief, Appellate
Division, and Rosa Emilia Rodríguez-Vélez, United States Attorney,
on brief for appellee.
October 17, 2008
TORRUELLA, Circuit Judge. David Morales-Machuca
("Morales") and Quester Sterling-Suárez ("Sterling") were indicted
by a federal grand jury on multiple counts relating to an armored
car robbery in which a security guard was killed. After an eight-
day jury trial, both Morales and Sterling were found guilty as to
all charged counts. They were each sentenced to life terms of
imprisonment. Morales now appeals his conviction and sentence on
various grounds. Sterling appeals only his sentence. After
careful consideration of the defendants' various arguments, we
affirm.
I. Background
Morales challenges the sufficiency of the evidence
supporting his conviction. We therefore rehearse the facts in the
light most favorable to the jury's guilty verdict, consistent with
record support. See United States v. Mousli, 511 F.3d 7, 14 (1st
Cir. 2007).
A. The Robberies
On the morning of November 30, 2001, a Ranger American
Armored Securities Services truck containing $180,000 arrived at
the Saulo de Rodríguez Credit Union in Gurabo, Puerto Rico. As
James Cruz-Matías ("Cruz"), one of the two security officers
delivering the money, exited the truck and walked towards the
credit union, Hernando Medina-Villegas ("Medina") approached him
with a pistol in his hand. Sterling and another assailant, both
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armed with pistols, appeared on either side of Cruz and threatened
to shoot him. The three assailants seized the bag with the money
and fled in a dark-colored Jeep Grand Cherokee. A short time
later, the police discovered a burned-out Grand Cherokee in the
area.
Around noon on March 6, 2002, another armored truck
attempted to deliver $300,000 to the Valenciano Cooperative in
Juncos, Puerto Rico. The truck was driven by security officer
Eluber Torres-Alejandro ("Torres"), who was accompanied by his
partner, Gilberto Rodríguez-Cabrera ("Rodríguez"). As Torres
walked toward the credit union, Lorenzo Catalán-Román ("Catalán")
approached with a firearm to demand the money. The robbery,
however, failed. Torres pulled out a firearm and Rodríguez opened
the truck door and aimed another gun at Catalán. Catalán turned
and fled. Torres observed that as Catalán ran away, a motorcyclist
who had lingered behind the truck and a blue Chevy Lumina with
tinted windows both sped away.
On the morning of March 27, 2002, Torres and Rodríguez
attempted to make another delivery, this time $100,000 to the Saulo
de Rodríguez Credit Union in Gurabo, Puerto Rico. However, before
Rodríguez reached the front door of the credit union, Medina and
Catalán approached with pistols in their hands. Rodríguez made no
resistance and raised his hands, but Medina fired a shot from a
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Glock 9mm pistol and Rodríguez fell back against the building
window.
Hearing the gunfire, Torres opened the truck door and
shot Catalán in the leg. Torres's hand was then hit by a bullet
from an unseen shooter. Injured, he climbed back into the truck.
As Rodríguez begged for his life, Medina took the bag of money and
fired another shot at him. Medina fled, leaving an injured Catalán
behind. Catalán then picked up his pistol and fired six shots at
Rodríguez, who was lying prone on the ground and begging for mercy.
Rodríguez died as a result of gun shot wounds.
Soon thereafter, Sterling appeared from the drive-through
area with a gun in his hand. Sterling attempted to help the
injured Catalán, but fled when the police arrived. One officer
arrested Catalán and another chased, but then lost, Sterling in the
nearby wooded area. A few hours later, a wet and dirty Sterling,
who was sitting on the side of the road near the credit union, was
arrested by the police. After being advised of his rights,
Sterling confessed to participating in the robbery and throwing
aside his gun as he fled from the police. He described how he had
been picked up early that morning and had waited in the parking lot
for the armored truck to arrive. He also confessed that he had
participated in other robberies with the same group of people.
Nearby, the police recovered a stolen green Ford Explorer
that contained the Glock 9mm pistol used by Medina to shoot
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Rodríguez, as well as eleven shell casings and a bullet fragment.
At trial, the government's ballistics expert testified that the
casings, fragment, and the bullet from Torres's injured hand were
all traced to a Taurus 9mm pistol that belonged to Morales.
B. Morales
Between June 2000 and March 2002, Morales worked as a
truck driver and received minimum wage. His gross weekly pay was
approximately $200. In 2001, he and his wife, Minerva Núñez-
Morales, reported a total gross annual income of $11,342 on their
tax forms. In 2001, Morales became romantically involved with
Jocelyn Serrano-Castro ("Serrano"). According to Serrano, Morales
was close friends with Medina, Catalán, Sterling, and Pablo
Sánchez-Rodríguez ("Sánchez").
Despite his relatively modest income, Morales was able to
buy cars for both his wife and Serrano. On or about December 10,
2001, Morales purchased a 1993 blue Chevy Lumina for Serrano after
telling her that he had "scored a big hit." On December 18, 2001,
Morales's wife inspected a 1996 green Chevy Lumina, called Morales
to report that the car was in good condition, and then paid the
seller $5,000 in cash. And then in April 2002, he paid for more
than half the $7,200 price of a 1994 blue Grand Marquis.
The blue Chevy Lumina, however, was taken away from
Serrano some time in February 2002, one month before the second
robbery. The pair had a fight and Morales allegedly struck Serrano
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in the head with a Taurus 9mm pistol that he always carried with
him. Morales later forced Serrano to transfer the car to Medina.
At trial, Serrano testified that although the car belonged to
Medina, she had never seen him drive it. Morales almost always
drove the car. Medina owned other means of transportation,
including a motorcycle.
Serrano testified in great detail regarding the events of
March 27, 2002, the day of the fatal armed robbery. She related
how Morales came to pick her up around 9:00 a.m. in a blue Chevy
Lumina. When she expressed some surprise at the early hour,
Morales told her that the "guys had scored a hit and he did not
trust the person that was going to pick them up." He told her that
"the guys had called him so he would go pick them up." They drove
to Gurabo where Sánchez was waiting. The two men parked their cars
and talked for about 15-20 minutes in Sánchez's vehicle. As
Serrano and Morales were driving back to Bayamón, he received a
call from Sánchez. Morales then called his wife and switched cars
-- the green Chevy Lumina for the blue Chevy Lumina.
A few hours later, Morales picked up Serrano and drove to
a Wendy's parking lot in Caguas. Serrano testified that Morales
met with Sánchez and another individual, who gave Morales a duffel
bag containing cash. Later that evening, Morales and Serrano drove
back to the Gurabo area and stopped at a mile-marker on the edge of
the highway. Morales stepped out of the car, reached behind the
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mile-marker, and retrieved his Taurus 9mm pistol. They then drove
to a shopping mall and purchased two new cell phones.
The following day, March 28th, Morales and Serrano went
to visit Medina. Serrano observed that the apartment was full of
new furniture and Medina responded that "they had scored a big hit
and that they were buying everything new." A couple of weeks
later, Morales paid for half the cost of a 1994 blue Grand Marquis.
On April 17, 2002, Morales and Serrano were driving in
the Grand Marquis when they were stopped by the police for driving
with tinted windows. Morales hid the Taurus 9mm pistol in
Serrano's purse, but the police discovered the loaded gun and
arrested both Morales and Serrano. Morales told the arresting
officer that the gun belonged to him.
C. Jury Trial and Sentencing
Morales, Sterling, and three co-defendants were charged
in a ten-count indictment. Morales and Sterling were both charged
with: Count One, conspiring to obstruct commerce by robbery, in
violation of 18 U.S.C. § 1951(a);1 Count Two, aiding and abetting
1
18 U.S.C. § 1951(a) reads:
Whoever in any way or degree obstructs, delays, or
affects commerce or the movement of any article or
commodity in commerce, by robbery or extortion or
attempts or conspires so to do, or commits or threatens
physical violence to any person or property in
furtherance of a plan or purpose to do anything in
violation of this section shall be fined under this title
or imprisoned not more than twenty years, or both.
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in the knowing possession, use, or carrying of firearms in
furtherance or during and in relation to the conspiracy alleged in
Count One, in violation of 18 U.S.C. §§ 924(c)(1)(A)(iii)2 and 2;3
Count Seven, aiding and abetting in the March 27, 2002 robbery of
approximately $100,000, in violation of 18 U.S.C. §§ 1951(a) and 2;
Count Eight, aiding and abetting in the knowing possession,
brandishing, use, or carrying of firearms during and in relation to
the robbery, which unlawfully killed Rodríguez with malice
aforethought, in violation of 18 U.S.C. §§ 924(j)4 and 2; Count
2
18 U.S.C. § 924(c)(1)(A)(iii) reads:
[A]ny person who, during and in relation to any crime of
violence or drug trafficking crime . . . , uses or
carries a firearm, or who, in furtherance of any such
crime, possesses a firearm, shall, in addition to the
punishment provided for such crime of violence or drug
trafficking crime, if the firearm is discharged, be
sentenced to a term of imprisonment of not less than 10
years.
3
18 U.S.C. § 2 reads:
(a) Whoever commits an offense against the United States
or aids, abets, counsels, commands, induces or procures
its commission, is punishable as a principal. (b) Whoever
willfully causes an act to be done which if directly
performed by him or another would be an offense against
the United States, is punishable as a principal.
4
18 U.S.C. § 924(j) reads:
A person who, in the course of a violation of subsection
(c), causes the death of a person through the use of a
firearm, shall: (1) if the killing is a murder (as
defined in section 1111), be punished by death or by
imprisonment for any term of years or for life; and (2)
if the killing is manslaughter (as defined in section
1112), be punished as provided in that section.
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Nine, aiding and abetting in the knowing possession, brandishing,
use, or carrying of firearms during and in relation to the
March 27, 2002 robbery alleged in Count Seven, in violation of 18
U.S.C. §§ 924(c)(1)(A)(iii) and 2. Additionally, Sterling was
charged with: Count Three, aiding and abetting in the November 30,
2001 robbery of more than $100,000, in violation of 18 U.S.C. §§
1951(a) and 2, and Count Four, aiding and abetting in knowing
possession, use or carrying of firearms in furtherance or during
and in relation to the November 30, 2001 robbery, in violation of
18 U.S.C. §§ 924(c)(1)(A)(iii) and 2. Morales additionally was
charged in Count Ten with being a felon in possession of a firearm,
in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2).5
Morales and Sterling pleaded not guilty and the two went
to trial on August 29, 2005. The government's first witness,
Torres, testified about both the March 27, 2002 robbery and the
March 6, 2002 attempted robbery. Counsel objected to the testimony
regarding the attempted robbery. The district court overruled the
objection and allowed the testimony.
After the presentation of the government's case-in-chief,
defense counsel filed for judgments of acquittal on nearly all
counts.6 After limited oral argument, the court denied the Rule 29
5
Morales had a prior 1996 attempted murder felony conviction from
Puerto Rico that had resulted in a two-year term of incarceration.
6
Morales's counsel stated that he would not contest Count Ten.
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motions. Morales presented an expert witness, a firearms and
ballistics consultant, who testified that in his opinion, the
various rounds and casings submitted into evidence by the
government were not fired by the Taurus pistol. The defendants
rested and failed to renew their Rule 29 motions. On September 9,
2005, the jury returned a verdict, finding both Morales and
Sterling guilty on all counts. There was no renewal of the Rule 29
motions following the verdict.
On December 12, 2005, Sterling was sentenced to: twenty-
year terms as to each of Counts One, Three, and Seven, to be served
concurrently; thirty-year terms as to each of Counts Two and Nine,
to be served concurrently to each other and to the sentence in
Count Four, but consecutively to the other counts; a twenty-one
year term as to Count Four; and a life term of imprisonment as to
Count Eight. On January 11, 2006, Morales was sentenced to:
twenty-year terms each as to Counts One and Seven and a ten-year
minimum as to Count Ten, to be served concurrently with one
another; thirty-year terms each as to Counts Two and Nine, to be
served concurrently with each other, but consecutively to the other
counts; and a life term of imprisonment as to Count Eight.
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II. Discussion
A. Morales's Rule 29 Challenge
On appeal, Morales challenges the sufficiency of the
evidence underlying the jury's guilty verdict on Counts One, Two,
Seven, Eight, and Nine. He argues that the government failed to
demonstrate his involvement in the conspiracy to commit robbery or
in the carrying and use of a firearm in furtherance of that
conspiracy. With respect to Count Eight, he further argues that
the government failed to prove that he had the requisite malice
aforethought in the commission of the murder. He does not
challenge his conviction for possessing a firearm as a felon (Count
Ten).
At the close of the government's case-in-chief, Morales
moved for a judgment of acquittal. The district court denied the
motion. After the presentation of the defendants' case, Morales
failed to renew his motion. The jury returned a guilty verdict.
In the seven days following the verdict, Morales did not renew his
motion. See Fed. R. Crim. P. 29(c)(1). As we have cautioned
defendants in the past, "[t]hese omissions combine to constitute a
waiver of [Morales's] earlier Rule 29 motion." United States v.
Maldonado-García, 446 F.3d 227, 230 (1st Cir. 2006) (citing United
States v. Hadfield, 918 F.2d 987, 996 (1st Cir. 1990)).
Accordingly, we review only for "clear and gross injustice." Id.
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In evaluating Morales's challenge to evidentiary
sufficiency, we consider whether a rational jury could have
concluded that the government proved each element of the charged
offenses beyond a reasonable doubt. In so doing, we view the
evidence in the light most favorable to the jury's guilty verdict
and "resolve all questions of credibility and reasonable inferences
in favor of the verdict." United States v. Lizardo, 445 F.3d 73,
81 (1st Cir. 2006) (citing United States v. Ruiz, 105 F.3d 1492,
1495 (1st Cir. 1997)). "[D]efendants challenging convictions for
insufficiency of evidence face an uphill battle on appeal." United
States v. O'Shea, 426 F.3d 475, 479 (1st Cir. 2005) (quoting United
States v. Hernández, 218 F.3d 58, 64 (1st Cir. 2000)). Applying
that standard with a focus on whether there was error engendering
clear and gross injustice in this case, we conclude that there was
no such injustice here.
1. Obstructing Interstate Commerce through
Robbery
Looking first to the two Hobbs Act violations, 18 U.S.C.
§ 1951(a), the government had to prove that Morales conspired
(Count One) and aided and abetted (Count Seven) to obstruct, delay,
or affect commerce by robbery. The Act defines robbery as "the
unlawful taking or obtaining of personal property from the person
or in the presence of another, against his will, by means of actual
or threatened force." Id. § 1951(b)(1). A Hobbs Act conspiracy
requires the government to prove "an intent to agree and an intent
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to commit the substantive offense." United States v. Palmer, 203
F.3d 55, 63 (1st Cir. 2000).7 In carrying its burden, the
government can use "circumstantial evidence, and the government
need only demonstrate a tacit understanding between the
conspirators to prove its case." Id. at 64.
On appeal, Morales contends that the government failed to
demonstrate that he participated in the alleged robberies and
conspiracy. The government concedes that it presented no direct
evidence of Morales's participation in the robberies, as no
witnesses identified Morales at the scene of either robbery. The
government counters, however, that it presented sufficient
circumstantial evidence to support a finding of guilt beyond a
reasonable doubt. See United States v. Llinas, 373 F.3d 26, 31
(1st Cir. 2004) (citing United States v. Gómez-Pabón, 911 F.2d 847,
853 (1st Cir. 1990)); see also United States v. Valerio, 48 F.3d
58, 63 (1st Cir. 1995) ("[T]he government's proof may lay entirely
in circumstantial evidence.") (citation omitted). We agree.
7
Morales does not contest the interstate commerce element in his
appeal. In any event, the record clearly establishes that the
government made the requisite showing. Under the Hobbs Act, the
"government need only show that the robbery created 'a realistic
probability of a de minimis effect on interstate commerce.'"
United States v. DeCologero, 530 F.3d 36, 68 (1st Cir. 2008)
(quoting United States v. Capozzi, 347 F.3d 327, 335 (1st Cir.
2003)). In this case, the President of Ranger American Armored
Securities Services testified that the losses resulting from the
robberies affected his ability to make purchases in the United
States to operate his business. Accordingly, the robberies
resulted in a sufficient impact on commerce.
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First, the jury heard testimony that Morales earned a
minimum wage salary, yet was able to purchase several thousand
dollars worth of cars for his wife and girlfriend. In December
2001, he purchased a green 1996 Chevy Lumina for his wife. In
December 2001, he also purchased a blue 1993 Chevy Lumina for
Serrano. And then in April 2002, he was involved in the purchase
of a blue 1994 Grand Marquis.8 Morales paid for these purchases in
cash. With respect to the March 27, 2002 robbery, Serrano
testified that Morales picked up a duffel bag containing a sum of
cash after a meeting in a Wendy's parking lot. The government
argues that, in addition to this suspicious influx of cash, the
timing of these car purchases coincided with the commission of the
two robberies: November 2001 and March 2002.
Second, Serrano testified that on March 27, 2002, Morales
told her that "the guys had scored a hit and . . . the guys had
called him so that he would go pick them up." That day, they drove
along the road to Gurabo and Morales retrieved his Taurus 9mm
pistol from behind a specific highway mile-marker. With respect to
the pistol, the jury heard from the government's firearm expert who
testified that the gun was used to fire the eleven casings found on
the floor of the Ford Explorer found abandoned near the scene of
8
The government's witness, an automobile dealer at Yamilisy Auto
Sales, testified that a woman, Marisol Ríos Matías, and a man
purchased the blue 1994 Grand Marquis for $7,200. The purchase was
entirely in cash, with more than half provided by Morales.
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the March 27 robbery. Ballistics reports also linked the gun to
the bullet that had struck Torres's hand during the robbery shoot-
out.
Based on this evidence, a reasonable jury could have
concluded that Morales participated in the conspiracy to obstruct
interstate commerce through robbery (Count One), and aided and
abetted the commission of the March 27, 2002 robbery (Count Seven).
While a large portion of the evidence submitted to the jury
regarding Morales's role in the offense is based primarily on
Serrano's testimony, the jury reasonably credited her account of
the events. It is not for us to make credibility determinations in
the course of a review of the sufficiency of the evidence. Our
task is only to determine whether a rational jury could have
believed the testimony. See United States v. Ortiz, 966 F.2d 707,
711 (1st Cir. 1992). Here, a rational jury could have and did so.
2. Carrying or Use of Firearm During Crime of
Violence
Under the firearms statute relating to Counts Two and
Nine, the government had to shoulder the burden of proving that
Morales aided and abetted in the use or carrying of a firearm
"during and in relation to any crime of violence." 18 U.S.C. § 924
(c)(1)(A). A violation of the Hobbs Act is a crime of violence for
purposes of this statutory provision. See, e.g., United States v.
Rodríguez-Casiano, 425 F.3d 12, 13 (1st Cir. 2005).
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On April 17, 2002, Morales and Serrano were pulled over
for a traffic violation and then arrested when the police
discovered a gun in Serrano's purse. After being duly informed of
his rights, Morales told the police that the gun belonged to him.
At trial, Serrano testified that Morales almost always carried the
Taurus 9mm gun with him. She also testified that on March 27,
Morales retrieved the gun from behind a mile-marker on the highway
to Gurabo. Additionally, the government presented ballistics
evidence linking the Taurus 9mm gun to both the casings and the
bullet fired into Torres's hand during the March 27, 2002 robbery.
While the government proffered no direct evidence that Morales had
knowingly supplied or given the gun to those physically involved in
the robbery that morning, a jury could make such an inference on
the basis of the testimony regarding the post-robbery events. In
any event, we review this sufficiency claim only for clear and
gross injustice as a result of Morales's failure to renew his Rule
29 motion. Morales's scarcely developed argument falls short of
that required showing.
3. Aiding and Abetting in the Use of a Firearm
During a Violent Crime, Which Unlawfully Killed
Rodríguez
In order to sustain a violation of 18 U.S.C. § 924(j)(1),
the government had to demonstrate that Morales aided and abetted
the use of a firearm in committing a crime of violence, and in the
course of that violation caused the murder of Rodríguez through the
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use of the firearm. A violation of 18 U.S.C. § 1951(a) is a crime
of violence. See, e.g., United States v. Jiménez-Torres, 435 F.3d
3, 10 (1st Cir. 2006). For the purposes of this violation, murder
is defined as the "unlawful killing of a human being with malice
aforethought." 18 U.S.C. § 1111. That provision goes on to
enumerate a list of murders categorized as murder in the first
degree, including "murder . . . committed in the perpetration of
. . . robbery." Id.
In his appeal, Morales contends that the government
failed to establish the malice element of the offense. He argues
that the evidence in the record establishes only that there was a
"robbery, that things got out of hand, a shooting ensued and a
death resulted." Morales's argument is unavailing under our case
law. In United States v. Shea, 211 F.3d 658 (1st Cir. 2000), we
concluded that 18 U.S.C. § 1111 "was intended to adopt the felony
murder rule, and for a stated felony the 'malice' element is
satisfied by the intent to commit the unlawful felony." Id. at 674
(citing cases).
The government presented evidence at trial that Morales
aided and abetted in a conspiracy to commit and the commission of
the March 27, 2002 armed robbery. That morning, Medina, Catalán,
and Sterling waited for the armored truck with the intent to commit
a robbery. The group was armed with pistols and, in the course of
the robbery, Medina and Catalán shot and killed Rodríguez. Under
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18 U.S.C. § 1111, the killing of Rodríguez was "first-degree murder
by those who perpetrated the robbery, regardless of who pulled the
trigger or any individual intent." Id. Having concluded that a
reasonably jury could find that Morales aided and abetted in the
commission of the robbery and in the use of the firearm, it follows
that his conviction for murder is reasonable as well.
Based on the record evidence, we conclude that a
reasonable jury could have found Morales guilty beyond a reasonable
doubt of all of the charged offenses. He therefore fails to make
the more difficult showing of clear and gross injustice.
Accordingly, we affirm the district court's denial of his Rule 29
motion.
B. Morales's Evidentiary Challenge
Morales also argues that the district court erred in
admitting Torres's testimony regarding the March 6, 2002 attempted
robbery. He contends that the testimony was unfairly prejudicial
and outweighed its probative value. In general, we review
evidentiary rulings by the district court regarding the
admissibility of evidence for an abuse of discretion. See United
States v. Barrow, 448 F.3d 37, 42 (1st Cir. 2006) (citing United
States v. Cruz, 352 F.3d 499, 504 (1st Cir. 2003)). Even if the
district court erred in admitting the evidence, we review only for
prejudicial error. See United States v. Shea, 159 F.3d 37, 40 (1st
Cir. 1998) ("[A] non-constitutional evidentiary issue will be
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treated as harmless if it is highly probable that the error did not
contribute to the verdict." (quoting United States v. Rose, 104
F.3d 1408, 1414 (1st Cir. 1997))).
The district court denied Morales's objection and agreed
with the government's argument that the evidence was sufficiently
connected to the conspiracy: "[I]t is not only the similarity of
the modus operandi and the participants, but it's also the fact
that they are targeting . . . the same armored car company . . .
the same route . . . and it is about three weeks prior to the
March 27th robbery." According to the testimony of Torres, on
March 6, 2002, he and his partner were delivering $300,000 to the
Valenciano Credit Union, and narrowly avoided being robbed. Torres
testified that his would-be assailant -- later identified as
Lorenzo Catalán, who was involved in the March 27, 2002 robbery --
approached him as he was making his way to the front door of the
credit union. He and his partner Rodríguez drew their weapons and
Catalán fled. Torres testified that immediately thereafter, a
suspicious man on a motorcycle who had been lingering behind the
truck sped away and a blue Chevy Lumina with tinted windows also
sped out of the parking lot.
At trial, the government asserted that the two charged
robberies -- on November 30 and March 27 -- were part of a
conspiracy to obstruct commerce through robbery. The government
presented evidence that the robberies evinced the following
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similarities: early morning deliveries to Gurabo-area credit unions
by Ranger American Armored Securities Services trucks; one or two
armed assailants, with unseen others providing cover; and the
participation of the same individuals. See United States v.
Morrow, 39 F.3d 1228, 1233-34 (1st Cir. 1994) (resolving a
sufficiency challenge by looking to the nature of the scheme,
identity of participants and victims, and commonality in timing and
goals in a series of transactions in an alleged conspiracy). In
further support of its case, the government offered the testimony
of Torres who testified to the events of March 6, 2002, that
exhibited the same modus operandi. Moreover, the jury had also
heard Serrano's testimony that Morales had taken the blue Lumina
from her about a month before the robbery, and that his confederate
Medina drove a motorcycle.
We conclude that the district court did not abuse its
discretion in concluding that the probative value of the testimony
outweighed the risk of unfair prejudice. To prove that Morales and
Sterling were guilty of violating 18 U.S.C. § 1951(a), the
government was required to prove that the defendants had conspired
to obstruct commerce by robbery. This evidentiary burden made
evidence of other actions taken in furtherance of that conspiracy
probative. See United States v. Medina, 761 F.2d 12, 15 (1st Cir.
1985). Although the testimony linking Morales to the March 6th
attempted robbery was by no means overwhelming, the court was
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within its discretion in deeming it admissible as a means of
proving the charged conspiracy. Indeed, given that we will only
reverse a district court's "on-the-spot judgment" regarding the
balance of probative value and unfair effect in "extraordinarily
compelling circumstances," we are unconvinced that this case gives
us reason to do so. United States v. Lewis, 40 F.3d 1325, 1339
(1st Cir. 1994) (quoting United States v. Rodríguez-Estrada, 877
F.2d 153, 155-56 (1st Cir. 1989)).9
C. Morales's Sentencing Challenge
Morales appeals the district court's denial of his
request for a downward adjustment for a minor role. Prior to his
sentencing hearing, he objected to the Pre-Sentence Report ("PSR"),
arguing that he was entitled to a minor role adjustment under
U.S.S.G. § 3B1.2(b). The government disagreed and argued that
Morales could not be characterized as the least culpable in view of
his role supplying the gun and sharing in the proceeds. The
district court denied the request for minor-role adjustment.
Unless there is a mistake of law, we review a district
court's denial of downward adjustment for clear error. See United
States v. Bravo, 489 F.3d 1, 11 (1st Cir. 2007). Given the fact-
9
Moreover, even if the district court had erred in admitting the
testimony, we would conclude that such error was harmless. The
testimony about the March 6th attempted robbery was brief and
cumulative. Morales's guilt in this case turned, in significant
part, on the credibility of Serrano's testimony and the testimony
linking Morales's Taurus 9mm gun to the March 27, 2002 shooting.
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specific nature of a defendant's status determination, great
deference is given to the district court: "[B]attles over a
defendant's status . . . will almost always be won or lost in the
district court." United States v. Teeter, 257 F.3d 14, 31 (1st
Cir. 2001) (quoting United States v. Conley, 156 F.3d 78, 85 (1st
Cir. 1998)); see also United States v. Graciani, 61 F.3d 70, 75
(1st Cir. 1995) (same).
Under U.S.S.G. § 3B1.2, a defendant can qualify as a
minor participant and receive a two-level reduction in his base
offense level if he proves by a preponderance of the evidence that
he was "less culpable than most other participants." Id. cmt. 5;
see also United States v. García, 954 F.2d 12, 18 (1st Cir. 1992)
(defendant seeking downward adjustment carries the burden of
proof). Less culpable, however, does not simply mean that the
defendant was not the leader. The defendant must be "not only less
culpable than h[is] cohorts in the particular criminal endeavor,
but also less culpable than the majority of those within the
universe of persons participating in similar crimes." Teeter, 257
F.3d at 30-31 (citing United States v. Murphy, 193 F.3d 1, 9 (1st
Cir. 1999)).
Here, Morales contends that he was a minor participant
when contrasted with the other participants who were "organizers,
supervisors, [and] physically participated in the robbery and the
shootout which resulted in a death." At the sentencing hearing, he
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conceded that he was not the least culpable -- Sánchez was
admittedly at the bottom of the hierarchy -- but, he also argued
that he should be considered a minor participant because he was not
the most culpable. The district court denied the request. The
court determined that Morales's role in the offense was more
significant than that of a mere minor participant, indeed the court
found him to be "intimately involved." Morales was in telephonic
contact with the other defendants who were physically participating
in the robbery; was supposed to pick-up the defendants after the
March 27, 2002 robbery; supplied the Taurus 9mm pistol that shot
Torres in the hand during the shoot-out; and enjoyed a share of the
stolen money. Based on the record, the district court reasonably
concluded that Morales's role "outstripped the . . . 'minor' rungs
on the hierarchical ladder of blameworthiness." García, 954 F.2d
at 18. We thus find no error in the district court's denial of the
downward role-in-the-offense adjustment.
D. Sterling's Sentencing Challenge
On September 9, 2005, the jury found Sterling guilty on
all charged counts. At his sentencing hearing on November 17,
2006, he was sentenced to: twenty-year terms as to Counts One,
Three, and Seven, to be served concurrently; thirty-year terms as
to Counts Two and Nine, to be served concurrently to each other and
the sentence in Count Four, but consecutively to the others counts;
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a twenty-one year term as to Count Four; and a life term
imprisonment as to Count Eight.10
Our review of a district court's sentence is a two-step
process, with both a substantive and procedural component.
See United States v. Politano, 522 F.3d 69, 72 (1st Cir. 2008)
(citing Gall v. United States, 128 S. Ct. 586, 597 (2007); United
States v. Martin, 520 F.3d 87, 91-93 (1st Cir. 2008)). With
respect to our procedural inquiry, we look to whether the district
court properly calculated the Guidelines range, treated the
Guidelines as advisory, considered the various 18 U.S.C. § 3553(a)
factors, and adequately explained the chosen sentence. See id.
(citing Gall, 128 S. Ct. at 597). In this case, the district court
made the appropriate Guidelines calculations for all counts and
considered the proper statutory factors.
Having found no procedural error, we next turn to the
substantive reasonableness of the defendant's sentence. See
Politano, 522 F.3d at 72. We review under a highly deferential
abuse of discretion standard. See id. (citations omitted); see
also Martin, 520 F.3d at 96 ("[T]he linchpin of a reasonableness
10
Sterling was first sentenced on December 12, 2005. Three months
after his sentencing hearing, he filed a motion requesting
resentencing because he had not fully understood his right of
allocution. The court held a second sentencing hearing on
November 17, 2006. After being duly informed of his right of
allocution, Sterling declined to exercise it. The court then
imposed the same sentence.
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sentence is a plausible sentencing rationale and a defensible
overall result.").
Sterling's challenge to the substantive reasonableness of
his life sentence faces an uphill battle. A sentence within the
applicable Guidelines range is presumptively reasonable. See Rita
v. United States, 127 S. Ct. 2456, 2463 (2007) ("[T]he presumption
reflects the fact that, by the time an appeals court is considering
a within-Guidelines sentence on review, both the sentencing judge
and the Sentencing Commission will have reached the same conclusion
as to the proper sentence in the particular case.") (emphasis in
original). Here, Sterling's sentence of life imprisonment was
based on his conviction under 18 U.S.C. § 924(j). Under the
Guidelines, a § 924(j) offense (assuming the application, as in
this case, of U.S.S.G. § 2A1.1) has a base offense level of forty-
three, which corresponds to a recommended sentence of a life term
of imprisonment.
Sterling first argues that the sentence was unreasonable
because he was not the one to shoot Rodríguez. This argument is
meritless. While Sterling was not the actual shooter, the jury
found that he had aided and abetted in two separate armed
robberies: in the first, Sterling was one of two assailants who
threatened to shoot the security officer; and in the second, the
evidence (indeed his own confession) linked him to the robbery that
resulted in Rodríguez's death. Indeed, with respect to his role in
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the robbery, the PSR stated that Sterling was "providing cover for
the other assailants while they shot Mr. Rodríguez."
Second, he argues that the district court should have
afforded greater weight to his personal background and lack of
criminal history. He argues that the court failed to consider
whether a life sentence was appropriate for a twenty-seven year old
defendant with a tenth grade education and no prior criminal
history. Looking to the terms of incarceration imposed for all of
the other charges, he posits that the fifty years he received was
more than sufficient to administer just punishment, reflect the
seriousness of the offense, promote respect for the law, afford
adequate deterrence, and protect the public. See 18 U.S.C.
§ 3553(a). He argues that the imposition of a life sentence for
Count Eight was unnecessary.
While we might have imposed a lesser sentence in this
case if we were sitting as the sentencing court, that is not a
basis for reversal. We afford broad discretion to the district
court in affixing the appropriate sentence and we recognize that
"there is not a single reasonable sentence but, rather, a range of
reasonable sentences." Martin, 520 F.3d at 92. This is a case in
which the district judge who had presided over trial was intimately
familiar with the facts and the particular acts attributed to the
defendant. After hearing argument from counsel on the § 3553(a)
factors, the district court stated that it had considered them all
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and announced its sentence. While the court's explanation was by
no means lengthy, we have held that a sentencing court is "not
required to address those factors, one by one, in some sort of rote
incantation when explicating its sentencing decision." United
States v. Dixon, 449 F.3d 194, 205 (1st Cir. 2006); see also United
States v. Brandao, 539 F.3d 44, 65 (1st Cir. 2008). The trial
record makes evident that Sterling was involved in a serious armed
robbery that resulted in the violent death of an innocent security
guard. We are unable to conclude that the Guidelines sentence
imposed here "falls outside the expansive boundaries of that
universe" of reasonable sentences. Martin, 520 F.3d at 92.
Accordingly, we affirm the district court's sentence.
III. Conclusion
For the foregoing reasons, we affirm Morales-Machuca's
conviction and sentence and affirm Sterling-Suárez's sentence.
Affirmed.
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