United States Court of Appeals
For the First Circuit
No. 08-1179
NEANG CHEA TAING,
Petitioner, Appellee,
v.
JANET NAPOLITANO,*
Secretary, Department of Homeland Security, et al.,
Respondents, Appellants.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. William G. Young, U.S. District Judge]
Before
Torruella, Lipez, and Howard,
Circuit Judges.
Gjon Juncaj, Trial Attorney, with whom Gregory G. Katsas,
Acting Assistant Attorney General, Civil Division, Thomas H.
Dupree, Jr., Deputy Assistant Attorney General, David J. Kline,
Director, District Court Section, Office of Immigration Litigation,
and Victor M. Lawrence, Principal Assistant Director, was on brief
for appellants.
Thomas Stylianos, Jr., for appellee.
May 20, 2009
*
Pursuant to Fed. R. App. P. 43(c)(2), Janet Napolitano,
Secretary of the U.S. Department of Homeland Security, has been
substituted for former Secretary Michael Chertoff.
TORRUELLA, Circuit Judge. Plaintiff-Appellee Neang Chea
Taing ("Mrs. Taing") is a Cambodian national who was admitted to
the United States on a B-2 non-immigrant visa for pleasure in 2004.
In October 2004, Mrs. Taing married Tecumsen Chip Taing ("Mr.
Taing"), a citizen of the United States. In December 2004, Mr.
Taing filed an I-130 petition on behalf of Mrs. Taing to have her
classified as an "immediate relative" so that she would be eligible
to apply for an immigrant visa as his spouse. Mrs. Taing also
filed an I-485 application seeking an adjustment of her status. On
July 2, 2005, Mr. Taing died. As a result of Mr. Taing's death,
the United States Citizenship and Immigration Service ("USCIS")
terminated action on Mr. Taing's I-130 petition, and denied Mrs.
Taing's I-485 application, concluding that she no longer qualified
as an "immediate relative" under the Immigration and Nationality
Act ("INA"). See 8 U.S.C. § 1151(b)(2)(A)(i).
Mrs. Taing filed a Petition for Writ of Mandamus and
Complaint for Declaratory and Injunctive Relief in the United
States District Court for the District of Massachusetts. The
government moved to dismiss Mrs. Taing's claims. The district
court denied the government's motion and remanded the case to
USCIS. The government appeals the district court's ruling. At
issue here is whether Mrs. Taing, despite her husband's death,
remains Mr. Taing's "spouse" and thus qualifies as an "immediate
relative" for purposes of the INA. After careful consideration, we
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hold that she does so qualify, and affirm the district court's
order.
I. Background
A. Immediate Relative and Adjustment of Status Process
The INA allows certain relatives of United States
citizens to obtain lawful permanent resident ("LPR") status based
on a family relationship. See 8 U.S.C. § 1151(a)(1). A United
States citizen may petition for an alien spouse or any other
"immediate relative" as defined by the statute. This two-step
process requires the citizen spouse to first file an I-130 petition
with the USCIS on behalf of his alien relative.1 8 U.S.C.
§ 1154(a)(1)(A)(i); 8 C.F.R. §§ 204.1(a)(1), 204.2(a). If the
I-130 petition is approved, the alien relative is classified within
a specific immigrant visa class. The alien relative, if in the
United States, may then seek adjustment of status to that of a LPR
by filing an I-485 application. See 8 U.S.C. § 1255 (relating to
adjustment of status); 8 C.F.R. § 245.1(a). The I-130 petition
requesting the "immediate relative" status of an alien spouse may
be filed together with the I-485 application for adjustment of
status because approval of the I-130 petition would make a visa
1
Section 1154 states that the petition is to be filed with the
"Attorney General." However, the Homeland Security Act of 2002,
Pub. L. No. 107-296, § 451(b), 116 Stat. 2135, 2178 (codified at 6
U.S.C. § 271(b)), transferred authority over these matters to
USCIS.
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immediately available to the alien spouse upon filing the I-485
application. See 8 C.F.R. § 245.1(f).2
USCIS must conduct an investigation when adjudicating the
I-130 petition to determine that "the facts stated in the petition
are true and that the alien in behalf of whom the petition is made
is an immediate relative specified in section 1151(b)." 8 U.S.C.
§ 1154(b). If the facts in the petition are true and the applicant
is an "immediate relative," USCIS shall approve the petition. Id.
B. Mrs. Taing's Petition
The facts in this case are undisputed and stipulated to
by both parties. Mrs. Taing is a Cambodian citizen and is the
surviving spouse of Mr. Taing. She was admitted to the United
States as a non-immigrant visitor for pleasure on June 17, 2004.
She met Mr. Taing during her visit and the two were married on
October 4, 2004. Mr. Taing was a naturalized United States
citizen.
2
The INA imposes limits on the number of persons who may
immigrate to the United States each fiscal year. See 8 U.S.C.
§ 1151(a),(c),(d) & (e). "Immediate relatives" of United States
citizens are exempt from these numerical limitations and are
therefore often able to obtain permanent residence faster than
applicants in the family-sponsored preference categories. 8 U.S.C.
§ 1151(b)(2)(A)(i). The number of visas issued to "immediate
relatives" is deducted from the 480,000 annual allotment for
family-sponsored immigration. 8 U.S.C. § 1151(c)(1)(A)(i),(ii).
Therefore, increases in "immediate relative" visas reduces the
number of visas available to the numerically-limited family
preference categories. See generally 3 Charles Gordon, Stanley
Mailman, & Stephen Yale-Loehr, Immigration Law and Procedure
§ 36.01 (2008).
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In December 2004, Mr. Taing filed an I-130 petition,
seeking to have his spouse, Mrs. Taing, classified as an "immediate
relative" for purposes of her immigrant visa petition. Mrs. Taing
also filed a request for work authorization and an I-485
application to adjust her status. The government approved her
application for work authorization.
The couple resided together in Lowell, Massachusetts from
the time of their marriage until Mr. Taing died of a stroke on
July 2, 2005. On September 13, 2005, the government issued a
notice for Mrs. Taing and her now-deceased husband to appear for an
interview on their applications. The government scheduled the
interview for October 13, 2005. Mrs. Taing appeared for the
interview without her husband. Subsequently, USCIS terminated
action on Mr. Taing's I-130 petition and denied Mrs. Taing's I-485
application.
On April 10, 2006, the Department of Homeland Security
("DHS") mailed Mrs. Taing a Notice to Appear, charging her with
overstaying her visa. On March 14, 2007, Mrs. Taing filed a
Petition for Writ of Mandamus and Complaint for Declaratory and
Injunctive Relief in the district court. Mrs. Taing requested that
the district court direct USCIS to: (1) process Mr. Taing's I-130
petition and her I-485 application; and (2) classify her as an
"immediate relative" spouse of a United States citizen.
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The government filed a motion to dismiss on August 2,
2007. On December 12, 2007, the district court issued a memorandum
and order denying the government's motion to dismiss, remanding the
case to USCIS for further proceedings in accordance with its
decision. Taing v. Chertoff, 526 F. Supp. 2d 177, 179 (D. Mass.
2007). The district court held that Mrs. Taing qualifies as an
"immediate relative" under the plain meaning of § 1151(b)(2)(A)(i).
Id. at 187. The district court reasoned that because the statute's
meaning was unambiguous, Chevron deference was inappropriate. The
court based its holding on Freeman v. Gonzales, 444 F.3d 1031 (9th
Cir. 2006), and Robinson v. Chertoff, No. 06-5702, 2007 WL 1412284
(D.N.J. May 14, 2007), rev'd sub nom, Robinson v. Napolitano, 554
F.3d 358 (3d Cir. 2009), two cases which reached the same result.
The government appeals the district court's order and
argues that under the plain meaning of the statute Mrs. Taing
should not be classified as an "immediate relative."
Alternatively, the government argues that even if this court
disagrees with the government's reading, the statute's language
should be deemed ambiguous, and that we should defer to USCIS's
interpretation under Chevron principles.
We disagree with the government's arguments and affirm
the district court's ruling. The meaning of the statute is
unambiguous and Mrs. Taing qualifies as an "immediate relative"
under the statute.
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II. Discussion
A. Standard of Review
This court has subject matter jurisdiction under 28
U.S.C. § 1331 and the Administrative Procedures Act ("APA").
Succar v. Ashcroft, 394 F.3d 8, 20 (1st Cir. 2005). The APA "gives
a court power to 'hold unlawful and set aside' not only agency
action that is 'arbitrary' or 'capricious,' but also agency action
that is 'otherwise not in accordance with law' or is 'in excess of
statutory jurisdiction, authority, or limitations, or short of
statutory right.'" Id. (quoting Cousins v. Sec'y of the United
States Dep't of Transp., 880 F.2d 603, 608 (1st Cir. 1989) (quoting
5 U.S.C. § 706(2)(A), (C))).
We review de novo an "agency's construction of [a]
statute which it administers" according to established principles
of deference. Chevron U.S.A., Inc. v. Natural Res. Def. Counsel,
Inc., 467 U.S. 837, 842–43 (1984); Muñiz v. Sabol, 517 F.3d 29, 34
(1st Cir. 2008); Pérez-Olivo v. Chávez, 394 F.3d 45, 48 (1st Cir.
2005).
Our review entails a two-step approach. Chevron, 467
U.S. at 842–43. First, we must "ask whether 'Congress has directly
spoken to the precise question at issue.'" Succar, 394 F.3d at 22
(quoting Chevron, 467 U.S. at 842). We do this by "determin[ing]
whether the language of [the] statute is susceptible to more than
one natural meaning." Strickland v. Comm'r, Me. Dep't of Human
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Servs., 96 F.3d 542, 547 n.5 (1st Cir. 1996). If "the statutory
text is plain and unambiguous," the court "must apply the statute
according to its terms." Carcieri v. Salazar, 129 S. Ct. 1058,
1063-64 (2009); see also Succar, 394 F.3d at 22 ("[C]ourts, as well
as the agency, 'must give effect to the unambiguously expressed
intent of Congress.'" (quoting Chevron, 467 U.S. at 842-43)).
Thus, "[i]f, after employing all the traditional tools of
construction, the statute's text seems unambiguous and the ordinary
meaning of that unambiguous language yields a reasonable result,
the interpretive odyssey is at an end." Morales v. Sociedad
Española de Auxilio Mutuo y Beneficencia, 524 F.3d 54, 57 (1st Cir.
2008). In other words, we need not defer to an agency's
construction if we hold the agency's interpretation to be "contrary
to congressional intent." Succar, 394 F.3d at 23.
However, "if the statute is silent or ambiguous with
respect to the specific issue, the question for the court is
whether the agency's answer is based on a permissible construction
of the statute." Chevron, 467 U.S. at 843; Herrera-Inirio v. INS,
208 F.3d 299, 304 (1st Cir. 2000). "'Chevron[] deference to [an
agency's] statutory interpretation is called for only when the
devices of judicial construction have been tried and found to yield
no clear sense of congressional intent.'" Succar, 394 F.3d at 22
(alterations in original) (quoting Gen. Dynamics Land Sys., Inc. v.
Cline, 540 U.S. 581, 600 (2004)).
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Here, we conclude that the plain language of § 1151(b)(2)
(A)(i)'s second sentence does not deprive Mrs. Taing of her status
as an "immediate relative." Thus, we need not reach the second
step of the Chevron framework.
B. Applicable Law
The statutory provision at issue in this case states as
follows:
For purposes of this subsection, the term
"immediate relatives" means the children,
spouses, and parents of a citizen of the
United States, except that, in the case of
parents, such citizens shall be at least 21
years of age. In the case of an alien who was
the spouse of a citizen of the United States
for at least 2 years at the time of the
citizen's death and was not legally separated
from the citizen at the time of the citizen's
death, the alien (and each child of the alien)
shall be considered, for purposes of this
subsection, to remain an immediate relative
after the date of the citizen's death but only
if the spouse files a petition under section
1154(a)(1)(A)(ii) of this title within 2 years
after such date and only until the date the
spouse remarries.
8 U.S.C. § 1151(b)(2)(A)(i). Our task is to determine whether the
reference to "spouses" as used in the first sentence of this
provision includes surviving spouses of a United States citizen,
like Mrs. Taing.
At the outset we note a sharp difference of opinion among
our sister courts. On virtually identical facts, the Ninth and
Sixth Circuits have concluded that, for purposes of
§ 1151(b)(2)(A)(i), a surviving spouse should be able to qualify as
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an "immediate relative" if her deceased spouse filed an I-130
petition on her behalf. See Lockhart v. Napolitano, 561 F.3d 611
(6th Cir. 2009); Freeman, 444 F.3d 1031. The Third Circuit,
however, has ruled otherwise. See Robinson, 554 F.3d 358. For the
reasons stated below, we agree with the Ninth and Sixth Circuit's
reading of statute.
C. Congressional Intent Is Clear and Unambiguous
To determine whether a statute exhibits "Chevron-type
ambiguity, . . . courts look at both the most natural reading of
the language and the consistency of the 'interpretive clues'
Congress provided." Succar, 394 F.3d at 22 (quoting Gen. Dynamics,
540 U.S. at 586).
The Supreme Court has stated:
The judiciary is the final authority on issues
of statutory construction and must reject
administrative constructions which are
contrary to clear congressional intent. If a
court, employing traditional tools of
statutory construction, ascertains that
Congress had an intention on the precise
question at issue, that intention is the law
and must be given effect.
Id. (quoting INS v. Cardoza-Fonseca, 480 U.S. 421, 447–48 (1987)).
1. Plain Meaning of "Spouse"
"In determining the meaning of a statute, our analysis
begins with the language of the statute." Id. (citing Leocal v.
Ashcroft, 543 U.S. 1 (2004)). "We construe language in its context
and in light of the terms surrounding it." Id. (quotation marks
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omitted); see also Morales, 524 F.3d at 57. In examining the plain
language of the statute for purposes of step one of the Chevron
analysis, we examine the common, ordinary meaning of the words of
the statute at the time of enactment. See Carcieri, 129 S. Ct. at
1064; BedRoc Ltd., LLC v. United States, 541 U.S. 176, 184 (2004).
As explained above, the issue here is whether Mrs. Taing
retained her status as a "spouse" after her husband died in order
for her to qualify as an "immediate relative" under the INA. The
government argues that the definition of "spouse" in federal law
and the common, ordinary meaning of the term "spouse" compel the
conclusion that Mrs. Taing ceased to be a "spouse," and hence an
"immediate relative," when Mr. Taing died. We disagree with both
arguments.
The federal law to which the government cites is as
follows:
In determining the meaning of any Act of
Congress, or of any ruling, regulation, or
interpretation of the various administrative
bureaus and agencies of the United States, the
word "marriage" means only a legal union
between one man and one woman as husband and
wife, and the word "spouse" refers only to a
person of the opposite sex who is a husband or
a wife.
1 U.S.C. § 7 (emphasis added).
By reference to this statute, the government argues that
one is a "spouse" only if one is a husband or wife within a legal
marriage. Further, it contends that due to Mr. Taing's death, Mrs.
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Taing is no longer the wife of her deceased husband, and thus no
longer a "spouse."
The government overreaches here. This definition
originated in the Defense of Marriage Act ("DOMA"). Pub. L. No.
104-199, § 7, 110 Stat. 2419-20. DOMA was intended to limit the
institution of marriage to heterosexual unions, not to alter the
traditional meaning of the word "spouse," which, as we discuss
immediately below, includes surviving spouse under its common,
ordinary meaning. See Lockhart, 561 F.3d at 619 (noting that § 7
of DOMA "emphasizes that spouses shall be of the opposite sex, it
does not mandate that spouses lose their status as such with the
death of either one of them." (quoting Taing, 526 F. Supp. 2d at
184)). Indeed, nothing in the legislative history of DOMA
contemplates upsetting Congress's intent behind its use of the word
"spouse" in the immigration context. See id. at 619 n.1; see also
Dole Food Co. v. Patrickson, 538 U.S. 468, 484 (2003) (Breyer, J.,
concurring in part and dissenting in part) ("Statutory
interpretation is not a game of blind man's bluff. Judges are free
to consider statutory language in light of a statute's basic
purposes."). We conclude that it would be improper for us to give
the definition of "spouse" in DOMA such unintended breadth.
Turning to the government's second argument, we do not
agree that the plain meaning of the term "spouse" does not include
surviving spouse. "Because Congress has chosen not to define [a
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phrase] in the statute itself, we can look to the dictionary for
clarification of the plain meaning of the words selected by
Congress." Pérez-Olivo, 394 F.3d at 49.3 Thus, we look to the
sixth edition of Black's Law Dictionary, published in 1990, and
available at the time Congress amended the INA by adding the second
sentence of § 1151(b)(2)(A)(i).4 This edition includes surviving
spouse within its definition of "spouse" and defines "spouse" as
follows:
Spouse. One's husband or wife, and "surviving
spouse" is one of a married pair who outlive
the other.
Black's Law Dictionary 1402 (6th ed. 1990).
This definition of "spouse" clearly includes Mrs. Taing,
who is "one of a married pair who outlive[d] the other."5 See id.
The government's contention that we should not consider a surviving
3
In the definition section of the INA, "spouse" is only defined
by whom it excludes, namely, "a spouse, wife, or husband by reason
of any marriage ceremony where the contracting parties thereto are
not physically present in the presence of each other, unless the
marriage shall have been consummated." 8 U.S.C. § 1101(a)(35).
4
We rely on the sixth edition, as opposed to an earlier edition,
because it logically follows that Congress, when amending the
statute, intended for the term "spouse" in the first sentence to
carry the same meaning as it does in the second sentence. As we
make clear below, the term "spouse" as used in the second sentence
includes surviving spouse.
5
Based on the plain language of this definition, we conclude that
"spouse" encompasses "surviving spouse." Our reading is further
supported by Congress's use of the word "spouse" in the second
sentence of § 1151(b)(2)(A)(i). As discussed below, in the second
sentence, Congress uses the word "spouse" even when it is clearly
referring to surviving spouses. See 8 U.S.C. § 1151(b)(2)(A)(i).
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spouse like Mrs. Taing a "spouse" is unpersuasive given that the
term surviving spouse is subsumed within the dictionary definition
of "spouse."6
Further, the plain language of § 1151(b)(2)(A)(i)
confirms that "spouse" includes surviving spouse. The second
sentence of this section refers to a surviving spouse simply as
"spouse" without using any qualifying terms. See Freeman, 444 F.3d
at 1039. That sentence states that "the alien . . . shall be
considered, for purposes of this subsection, to remain an immediate
relative after the date of the citizen's death but only if the
spouse files a petition under section 1154(a)(1)(A)(ii) . . .
within 2 years after such date and only until the date the spouse
remarries." 8 U.S.C. 1151(b)(2)(A)(i) (emphasis added). The fact
that within the same subsection, Congress uses the word "spouse" to
refer to a living spouse and a surviving spouse lends support to
the argument that it intended for "spouse" to include surviving
spouse. See Freeman, 444 F.3d at 1039-41; see also Robinson, 554
F.3d at 369 (Nygaard, J., dissenting) ("Congress used 'spouse' to
refer to a continuing marital bond between the deceased petitioner
and a surviving husband or wife."). This reading is consistent
with "one of the principal rules of statutory construction which is
6
Even the most current edition of the dictionary includes
surviving spouse within the definition of "spouse." Black's Law
Dictionary 1438–39 (8th ed. 2004) (defining "surviving spouse,"
under "spouse," as "[a] spouse who outlives the other spouse").
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to give terms consistent meaning." See Robinson, 554 F.3d at 369
(Nygaard, J., dissenting).
2. Text and Structure of Statute
In addition to its plain language argument, the
government asserts that Mrs. Taing should not be considered an
"immediate relative" under § 1151(b)(2)(A)(i) because she was not
married to Mr. Taing for at least two years at the time of his
death. It cites the second sentence of the statute for this two-
year requirement and argues that this requirement extends to
"spouses" described in the first sentence. The government insists
that the inclusion of the phrase "for purposes of this subsection"
in the second sentence supports its interpretation. The
government's argument is undermined by the text and structure of
the statute as well as related provisions concerning the right of
a surviving spouse to adjust her status.
"[L]ooking to the 'specific context in which [the]
language is used, and the broader context of the statute as a
whole,'" Pérez-Olivo, 394 F.3d at 49 (quoting Robinson v. Shell Oil
Co., 519 U.S. 337, 341 (1997)), it is clear to us that the first
two sentences in § 1151(b)(2)(A)(i) should be read as creating
separate and independent pathways. The second sentence does not
modify or limit the meaning of the term "spouse" in the first
sentence. See Freeman, 444 F.3d at 1039. The only term in the
first sentence which contains a limitation is "parents" and the
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statute restricts the status of "immediate relative" to parents
whose citizen children are at least twenty-one years of age. Id.
"There is no comparable qualifier to be a 'spouse' —- that is, a
requirement that the marriage must have existed for at least two
years." Id.
The second sentence, rather than modifying the first as
the government contends, creates a separate and independent right
for certain alien spouses to self-petition for "immediate relative"
status.7 See 8 U.S.C. § 1151(b)(2)(A)(i); see also Freeman, 444
F.3d at 1041-42. This sentence addresses the situation of an alien
spouse whose husband or wife died before filing an I-130 petition.
It limits the surviving alien spouse's right to self-petition by
requiring that spouses be married for two years prior to the
citizen spouse's death. The two-year duration requirement places
a limitation on the alien spouse's ability to obtain a new right.
There is nothing in the language of the second sentence to imply
that it was intended to strip away "spouse" status from a surviving
spouse whose deceased spouse had already filed an I-130 petition.
From the text and structure of these statutes, it is
evident that Congress put in place two separate processes for
petitioning for adjustment of status -- the first sentence
7
The first part of the second sentence which mentions the
two-year marriage requirement is limited by the phrase, "but only
if the spouse files a petition under § 1154(a)(1)(A)(ii) of this
title." See id. at 1041-42.
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contemplates a situation like Mrs. Taing's where the citizen spouse
has already filed a petition. In these situations, the duration of
the marriage is of no importance. However, the second sentence
deals with the situation where the citizen spouse has died before
filing an I-130 petition on his or her spouse's behalf.
Congress's decision to set up dual processes is
reaffirmed by reading § 1151(a)(1)(A)(ii) in conjunction with
related statutory provisions. For example, § 1154 states that
"[a]n alien spouse described in the second sentence of section
1151(b)(2)(A)(i) of this title also may file a petition with the
Attorney General under this subparagraph for classification of the
alien (and the alien's children) under such section." 8 U.S.C.
§ 1154(a)(1)(A)(ii) (emphasis added). We agree with the Freeman
court that "[t]he inclusion of the word 'also' in this subsection,
as compared to the right given to living citizen spouses in
§ 1154(a)(1)(A)(i) (i.e., to file a petition on behalf of their
alien spouse), further establishes that the right of self-petition
is given to a select group of alien widows as an alternative to
their citizen spouse's I-130 filing." 444 F.3d at 1042 n.17.
Moreover, 8 U.S.C. § 1186a states that an alien spouse
who receives permanent resident status as an "immediate relative"
before the second anniversary of her qualifying marriage does so on
a conditional basis. That status can be terminated if the
qualifying marriage is found to be improper. 8 U.S.C. § 1186a
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(b)(1). Notably, § 1186a(b)(1) provides that this finding can be
made if it is "determine[d], before the second anniversary of the
alien's obtaining the status of lawful admission for permanent
residence, that -- the qualifying marriage . . . has been
judicially annulled or terminated, other than through the death of
a spouse." Id. (emphasis added). As the Freeman court noted,
this language, by excepting a spouse's death, presents "compelling
evidence that Congress did not intend its provision for a widow's
self-petition for adjustment of status to have the implicit
collateral consequence of terminating a citizen spouse's already
pending petition -- particularly when the effect would be to
foreclose a grieving widow from any adjustment at all 'through the
death of [her] spouse.'" 444 F.3d at 1042; see also 8 U.S.C.
§ 1186a(b)(1)(A)(ii). Thus, § 1186a also lends support to our
conclusion that § 1151(b)(2)(A)(i) provides surviving spouses with
two distinct processes to petition for adjustment of status.
We are mindful of the "cardinal rule that courts must
strive to harmonize all the provisions of a statute to give them
all force and effect." United States v. Roberson, 459 F.3d 39, 55
(1st Cir. 2006). Applying this tool of statutory construction, and
viewing § 1151 in the context of the entire statutory scheme
concerning a surviving spouse's right to adjust her status, we are
convinced that Congress plainly and unambiguously intended that
surviving spouses like Mrs. Taing, who is the beneficiary of an I-
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130 petition filed prior to her spouse's death, remain eligible for
"immediate relative" status.
D. Government's Remaining Arguments Are Unavailing
The government's remaining arguments are unpersuasive in
light of our holding that Mrs. Taing continues to be a "spouse"
despite her husband's death. We take each in turn.
1. Present Tense Language in § 1154(b)
We disagree with the government's contention that the
present tense language used in § 1154(b) evidences congressional
intent not to confer "immediate relative" status on petitioners
like Mrs. Taing.8 The government argues that the present tense
language in this provision supports the conclusion that Mr. Taing,
the I-130 petitioner, must be alive and that Mr. and Mrs. Taing
must still be married for USCIS to approve the I-130 petition. We
disagree.
As explained above, because we read the first two
sentences of § 1151(b)(2)(A)(i) as creating separate and
independent pathways, we conclude a surviving spouse remains a
"spouse," and therefore qualifies for "immediate relative" status
for purposes of § 1154 even if the surviving spouse had been
8
8 U.S.C. § 1154(b) states in relevant part that "the Attorney
General shall, if he determines that the facts stated in the
petition are true and that the alien in behalf of whom the petition
is made is an immediate relative specified in section 1151(b) of
this title . . . approve the petition and forward one copy thereof
to the Department of State." (emphasis added).
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married for less than two years (provided, of course, that the
marriage was not fraudulent). Thus, the use of the present tense
in § 1154(b) does not affect our analysis because Mrs. Taing still
qualifies as "an immediate relative" despite her husband's death.9
2. Automatic Revocation
The government states that § 1155 allows the Secretary of
Homeland Security ("Secretary") to "revoke the approval of any
petition approved by him under section 1154" at any time for what
he considers to be "good and sufficient cause." 8 U.S.C. § 1155.
Further, the government states that, by regulation, the Secretary
has established that the citizen petitioner's death automatically
revokes approval of a visa petition.10 See 8 C.F.R.
9
The government also cites to another provision in § 1154 which
provides in relevant part:
Nothing in this section shall be construed to
entitle an immigrant, in behalf of whom a
petition under this section is approved, to be
admitted [to] the United States as an
immigrant . . . as an immediate relative under
section 1151(b) of this title if upon his
arrival at a port of entry in the United
States he is found not to be entitled to such
classification.
8 U.S.C. § 1154(e).
The government's reference to § 1154(e) is unconvincing because,
for the reasons explained above, Mrs. Taing is entitled to an
"immediate relative" classification.
10
We note that § 205.1(a)(3)(i)(C)(2) provides for a humanitarian
exception to the automatic revocation regulation. This regulation
does not apply to Mrs. Taing's case because her petition has yet to
be approved and she is not seeking to be considered for this
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§ 205.1(a)(3)(i)(C). The government contends that if the visa
petitioner's death is sufficient to revoke an approved petition, it
should be sufficient to revoke an unapproved petition.
Although the government did not raise this precise
argument below, we nevertheless go to the merits and conclude that
the automatic revocation provision is inapplicable here. First, it
is significant that this provision applies only to approved
petitions, whereas the I-130 petition at issue here is pending. We
are not convinced that we should extend a regulation that applies
to the revocation of approved petitions to the pending petition
context. See Lockhart, 561 F.3d at 622 (noting that "[t]he
Secretary provides no evidence establishing that the government
has, since 1938, denied pending immediate relative petitions solely
on the basis of the citizen spouse's death, nor . . . any
historical analysis linking the 'immediate relative' provision to
the automatic revocation of approved petitions").
Second, and more importantly, the government's reading of
the automatic revocation provision's applicability to pending
petitions is contrary to Congress's intent in § 1151(b)(2)(A)(i).
Where a regulation conflicts with congressional intent as expressed
in a statutory scheme, courts must give effect to congressional
exception at this time. Because there is no formal application or
petition used to request USCIS to consider an applicant for the
humanitarian exception, USCIS does not collect specific statistics
as to how often it grants the regulatory exception.
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intent. See Succar, 394 F.3d at 10–11 (holding that a regulation
promulgated by the Attorney General was invalid where it conflicted
with Congress's intent as expressed in a statute). Here, as
expressed above in our discussion of Congress's intent behind
§ 1151(b)(2)(A)(i), it is clear that Congress did not intend for
Mr. Taing's death to cut off Mrs. Taing's eligibility for
"immediate relative" status.11 See also Pierno v. INS, 397 F.2d
949, 950–51 (2d Cir. 1968) (concluding automatic revocation
inappropriate where petitioner died during a delay in considering
visa petition and that allowing "wooden application of rules for
automatic revocation" would result in many aliens being "denied
adjustment by the happenstance of a spouse's death.").
3. Related Statutes
In support of its argument, the government refers to
related statutes under which an alien may obtain permanent
residence based on a relationship that has been dissolved by death.
In particular, the government cites to the USA Patriot Act of 2001
("Patriot Act"), Pub. L. No. 107-56, §§ 421, 423, 115 Stat. 272,
and to the National Defense Authorization Act for Fiscal Year 2004
("NDAA"), Pub. L. No. 108-136, § 1703(a)–(e), 117 Stat. 1392, 1693.
11
We recognize that our decision today may have an impact on
various parts of the existing administrative scheme. See, e.g., 8
C.F.R. § 216.5 (detailing circumstances where the requirement of a
joint petition to remove conditions on LPR status may not apply).
The agency has the obligation to conform affected regulatory
provisions to the intent of Congress.
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The government cites to this legislation to support its claim that
when Congress has wanted to permit an alien to obtain "immediate
relative" status it has been explicit.
The government's references to the Patriot Act and NDAA
are inapposite because, to the extent they are relevant, the cited
provisions pertain to the second sentence of § 1151(b)(2)(A)(i),
not the first sentence.12 As we held above, the second sentence of
this provision has no bearing on whether a surviving spouse such as
Mrs. Taing qualifies as an "immediate relative" for purposes of her
visa petition and adjustment of status application. See Lockhart,
561 F.3d at 619 ("Like the second sentence of the "immediate
relative" provision . . . the Patriot and the National Defense
Authorization Acts provide a separate avenue for self-petitioning
12
Section 421(a) of the Patriot Act does not deal with "immediate
relatives." Rather it provides special immigrant status to other
groups of aliens. Section 423(a)(1), however, grants surviving
spouses of United States citizens who "died as a direct result of
specified terrorist activity" the right to self-petition within two
years of the citizen spouse's death notwithstanding the two-year
marriage requirement as set forth in the second sentence of
§ 1151(b)(2)(A)(i). Section 423(a)(1) applies where the United
States citizen spouse did not file the I-130 petition on behalf of
the alien spouse prior to his or her death. This legislation
clearly relates to the second sentence of § 1151(b)(2)(A)(i) and
does not alter or limit the first sentence.
Similarly, § 1703(a)–(e) of the NDAA contains language allowing
aliens, other than "immediate relatives," to have their adjustment
of status applications adjudicated despite the death of the
petitioner, specifically providing for the right to self-petition
under the second sentence of § 1151(b)(2)(A)(i) and under § 1154
(a)(1)(A). Again, this legislation relates to the second sentence
of § 1151(b)(2)(A)(i), and does not alter or limit the first
sentence.
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without requiring the alien-spouse to have been married for two
years in the event that the deceased citizen did not petition prior
to death.").
4. Effect of Prior Agency Decision
Lastly, the government argues that we should defer to a
Board of Immigration Appeals ("BIA") decision in Matter of Varela,
13 I&N Dec. 453 (BIA 1970). In Varela, the BIA held that an alien
spouse ceases to be a "spouse," and hence an "immediate relative,"
when a citizen spouse, petitioning on the alien spouse's behalf,
dies before the alien spouse's adjustment of status application is
due. Id. at 453–54. As explained above, we conclude that the
language, text, structure, and context of the INA statutory scheme
plainly and unambiguously indicate that Congress intended for
surviving spouses such as Mrs. Taing qualify for "immediate
relative" status for purposes of § 1151(b)(2)(A)(i); thus, we need
not accord Chevron deference to the BIA's decision in Varela. Even
if we were to consider Varela under the less deferential standard
articulated in Skidmore v. Swift & Co., 323 U.S. 134 (1944), it
fails to persuade us for two main reasons.13 See Lockhart, 561 F.3d
13
We apply Skidmore deference consistent with the following
language from United States v. Mead Corp.:
The weight [accorded to an administrative] judgment in a
particular case will depend upon the thoroughness evident
in its consideration, the validity of its reasoning, its
consistency with earlier and later pronouncements, and
all those factors which give it power to persuade, if
lacking power to control.
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at 622 (holding that Varela is not entitled to either Skidmore or
Chevron deference). First, the opinion summarily rules in favor of
the government and does not engage in an adequate analysis of the
statutory text. See id.; Freeman, 444 F.3d at 1038. Second, the
BIA later found this decision to be extra-jurisdictional in Matter
of Sano, 19 I&N Dec. 299 (BIA 1985), thereby making Varela a
non-precedential decision.14 See Lockhart, 561 F.3d at 622;
Freeman, 444 F.3d at 1038.
533 U.S. 218, 226-27 (2001) (alteration in original) (quoting
Skidmore, 323 U.S. at 140); see also García-Quintero v. Gonzales,
455 F.3d 1006, 1014-15 (9th Cir. 2006) (suggesting that Skidmore
counsels that non-precedential BIA decisions that do not qualify
for Chevron deference may be entitled to respect proportional to
their power to persuade).
14
We note that the INA's own enacting regulations are in tension
with the holding in Varela. 8 C.F.R. §§ 204.1-2 set out the
process for "immediate relative" petitions and support the
conclusion that Congress intended for there to be dual tracks in
place -- one where the citizen spouse, before his death, has filed
an I-130 petition and one where he has not filed an I-130 petition.
As the Freeman court has noted: "The distinction the regulations
draw between the rights of a citizen spouse to petition as compared
to those of an alien widow to self-petition is consistent with a
congressional intent to create two different processes." 444 F.3d
at 1042-43 (emphasis in original removed). Notably, "sections
204.1(a)(2) and 204.2(b), separately delineate when a 'widow or
widower of a United States citizen self-petitioning' [] 'may file
a petition and be classified as an immediate relative' . . .
essentially tracking the second sentence of § 1151(b)(2)(A)(i)."
Id. at 1042 (emphasis in original removed). As we have detailed
above, reading § 1151(b)(2)(A)(i)'s two sentences as creating
separate and independent avenues for relief supports Mrs. Taing's
claim that she remains an "immediate relative" despite her
husband's death.
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E. Public Policy
Although we rest our holding on entirely legal grounds,
we note that our decision comports with common sense. We do not
believe that Congress intended for the speed at which immigration
authorities attend to a pending application to be dispositive in
determining when a surviving spouse like Mrs. Taing, who has
diligently followed the rules, can qualify as an "immediate
relative." We recognize that given the volume of cases, it may
take many months for the immigration authorities to consider a
pending application; however, this fact is outside an applicant's
control and should not be used to penalize her. As our sister
court has recently noted, the result the government seeks would
"create[] an arbitrary, irrational and inequitable outcome in which
approvable petitions will be treated differently depending solely
upon when the government grants the approval." Lockhart, 561 F.3d
at 620 (quoting Robinson, 554 F.3d at 371 (Nygaard, J.,
dissenting)). "[W]e must assume that when drafting the INA,
Congress did not intend an absurd or manifestly unjust result."
Id. (citing Green v. Bock Laundry Mach. Co., 490 U.S. 504 (1989)).
III. Conclusion
For the foregoing reasons, we affirm the district court.
Affirmed.
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