United States Court of Appeals
For the First Circuit
No. 08-1320
JOSÉ VÉLEZ,
Plaintiff, Appellant,
v.
THERMO KING DE PUERTO RICO, INC.,
Defendant, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
[Hon. Jay A. García-Gregory, U.S. District Judge]
Before
Torruella, Leval,* and Lipez, Circuit Judges.
Carlos M. Vergne-Vargas for appellant.
Edwin J. Seda-Fernández, with whom Mariel Y. Haack was on
brief, for appellee.
October 16, 2009
*
Of the Second Circuit, sitting by designation
LIPEZ, Circuit Judge. Plaintiff José Vélez appeals from
a grant of summary judgment for his former employer, Thermo King de
Puerto Rico, on his claims of age discrimination in violation of
the Age Discrimination in Employment Act, 29 U.S.C. § 623 ("ADEA"),
Puerto Rico Act No. 80, P.R. Laws Ann. tit. 29, § 185a ("Law 80"),
and Puerto Rico Act No. 100, P.R. Laws. Ann. tit. 29, § 146 ("Law
100"). After careful review of the record, we vacate the entry of
summary judgment and remand the case for further proceedings.
I.
We recite the background facts of this case and the
underlying sequence of events that provide the context for this
dispute. Subsequently, we discuss in more detail the facts
necessary for our disposition of this appeal. Because this is an
appeal from the entry of summary judgment, we recite the facts in
the light most favorable to the non-moving party, the plaintiff
Vélez. Mariani-Colón v. Dep't of Homeland Sec., 511 F.3d 216, 219
(1st Cir. 2007).
Vélez worked for Thermo King from 1978 to 2002, when he
was fired at the age of 56. At the time of his discharge, his
position at the company was "Tool Crib Attendant," and he had been
in that role for approximately eight years. As Tool Crib
Attendant, he was in charge of maintaining, dispatching, and
safeguarding the company's tools and maintenance materials, as well
as preparing purchase requisitions for new tools and materials.
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Until shortly before his dismissal, his employment record with
Thermo King was unblemished.
In September 2002, Vélez arrived at work to discover that
the padlock securing an expensive chipping hammer had been broken
and the hammer, which was worth over $1,000, was missing. He
immediately reported the incident to management. Instead of
reporting the theft to authorities, Thermo King hired private
investigators to conduct an internal investigation into the
disappearance of the chipping hammer as well as other
irregularities with respect to its tools and materials. The
internal investigation uncovered allegations that Vélez had stolen
company property and sold it for his own profit.
Thermo King introduced into the summary judgment record
an affidavit of its Human Resources Director, Steve Soto,1 and
internal records of the investigation and employee interviews.
According to Thermo King, employee Alfredo Trinidad reported having
paid Vélez $80 for four gallons of gray floor paint that were the
1
Plaintiff claims that the district court abused its
discretion in admitting Soto's affidavit into the summary judgment
record because Soto had no personal knowledge of the events that
were the subject of the investigation and that the affidavit is
therefore based on inadmissible hearsay, in violation of Fed. R.
Civ. P. 56(e). This objection misses the mark. Soto's affidavit
about the results of the investigation was not admitted to show the
truth of those results, but because (according to Thermo King)
those results explain Thermo King's motivation to fire Vélez. As
we will explain, the relevant question in this case is not whether
Thermo King was correct that Vélez had violated rules, but whether
that perceived violation was the reason it fired him. Thus, there
was no abuse of discretion in admitting the affidavit.
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property of Thermo King. Trinidad also admitted to facilitating
the sale of four additional gallons of the floor paint to another
employee, Blanca Figueroa-Díaz ("Figueroa"). He reported paying
Vélez another $80 on Figueroa's behalf and arranging for the paint
to be delivered to her home. Trinidad further reported purchasing
from Vélez a Leatherman knife, which he believed to be the property
of Thermo King and for which he paid $20, and said that Vélez had
offered to sell him a paint spray gun for another $80 but that he
had refused the offer. Trinidad also admitted to stealing an
impact gun, soldering rods, an adjustable wrench, and other
lightweight tools from Thermo King, and reported that another
employee, Raúl Rivera, had also stolen tools. Other employees
reported during the investigation that Trinidad had stolen several
drills and other tools from Thermo King.
Investigators also spoke with Figueroa, who confirmed
that she had bought four cans of paint from the plaintiff through
Trinidad and that she had known that the paint was the property of
Thermo King. Another employee, Víctor Quiles-Miranda ("Quiles"),
told the investigators that Vélez had told him that he had a deal
with a Thermo King supplier whereby the supplier would provide
Vélez with Leatherman knives to sell in exchange for 50% of the
sales revenue. Quiles also admitted to the investigators that he
had stolen several tools, including screwdrivers, a roll of two-
sided tape, pressure pliers, a crescent wrench, and a pipe wrench,
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and that when he was "in charge of the tool warehouse" he had
"dispatched tools to several co-workers . . . without them bringing
in dispatch orders, aware that they were asking for them for their
own personal use and not for Thermo King."
Vélez was interviewed last. He was asked whether he had
ever taken and sold company property, specifically paint and
Leatherman brand knives, for his own benefit. He denied doing so,
although he admitted having received low-value items, such as caps,
small knives, and pencils, from suppliers who left them in his
guard station as gifts. He also admitted to occasionally selling
the small, supplier-gifted knives to coworkers. About two weeks
before his termination, Vélez met with Thermo King's human
resources director, Steve Soto. During that interview, Vélez again
admitted receiving gifts, such as "simple" knives, from suppliers,
but denied receiving more expensive gifts such as Leatherman
knives.
Vélez was terminated on November 11, 2002. At the time,
Thermo King did not give him a reason for his termination. After
his dismissal, Vélez timely filed a complaint of employment
discrimination with the Puerto Rico Department of Labor's Anti-
Discrimination Unit ("ADU") and the Equal Employment Opportunity
Commission ("EEOC"). On December 20, 2002, Soto reported to the
ADU that Vélez had been terminated because he had accepted gifts
from Thermo King suppliers. On September 23, 2003, after a
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statutorily-required sixty-day period had passed and the parties
were not able to come to a resolution, see 29 U.S.C. § 626(d)(1),
the EEOC issued a right-to-sue letter.
Vélez initiated this suit against Thermo King on December
3, 2003, alleging violations of the ADEA and Puerto Rico Laws 80
and 100, and seeking injunctive relief, back pay, double
compensatory damages, and liquidated damages. Thermo King
responded to the suit by stating that it had fired Vélez because he
had "received gifts, favors, services, gratuities, and products
from Thermo King's suppliers and vendors without authorization of
Defendant and in clear violation of a Company policy." Further, it
stated for the first time that Vélez was fired because he had "sold
Thermo King's property to other employees and admitted to Thermo
King that he sold items received from vendors and suppliers."
On September 29, 2005, the district court adopted the
report and recommendation of a magistrate judge and granted Thermo
King's motion for summary judgment on all claims. We reversed that
decision on the ground that the district court had failed to
consider de novo, as it was required to do under 28 U.S.C. §
636(b)(1), the portions of the magistrate judge's report and
recommendation to which Vélez had specifically objected. Vélez-
Padro v. Thermo King de P.R., Inc., 465 F.3d 31, 32-33 (1st Cir.
2006). On remand the district court reviewed de novo the objected-
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to portions of the report and recommendation and again granted
summary judgment on January 3, 2008. This appeal followed.
II.
Summary judgment is properly granted where "the
pleadings, the discovery and disclosure materials on file, and any
affidavits show that there is no genuine issue as to any material
fact and that the movant is entitled to a judgment as a matter of
law." Fed. R. Civ. P. 56(c). We review the grant of summary
judgment de novo. Zapata-Matos v. Reckitt & Colman, Inc., 277 F.3d
40, 42 (1st Cir. 2002). In so doing, we "draw all reasonable
inferences from the facts in plaintiff's favor." Id.
A. The ADEA and McDonnell Douglas
The ADEA makes it unlawful for an employer "to fail or
refuse to hire or to discharge any individual or otherwise
discriminate against any individual with respect to his
compensation, terms, conditions, or privileges of employment,
because of such individual's age." 29 U.S.C. § 623(a)(1). As the
Supreme Court recently clarified, plaintiffs must "establish that
age was the 'but-for' cause of the employer's adverse action."
Gross v. FBL Fin. Servs., Inc., 129 S.Ct. 2343, 2351 (2009). As
with other kinds of employment discrimination cases, however, ADEA
plaintiffs rarely possess "smoking gun" evidence to prove their
employers' discriminatory motivations. Arroyo-Audifred v. Verizon
Wireless, Inc., 527 F.3d 215, 218-19 (1st Cir. 2008). "There will
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seldom be 'eyewitness' testimony as to the employer's mental
processes." U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S.
711, 716 (1983). ADEA plaintiffs who do not have "smoking gun"
evidence may nonetheless prove their cases by using the three stage
burden-shifting framework set forth by the Supreme Court in
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).2
The first stage of the McDonnell Douglas framework
requires a plaintiff to establish a prima facie case of employment
discrimination. Id. at 802. In the context of an ADEA claim for
discriminatory firing, this requires a plaintiff to show that:
1) he was at least 40 years old at the time he was fired; 2) he was
qualified for the position he had held; 3) he was fired, and 4) the
2
In Gross, the Supreme Court noted that it "has not
definitively decided whether the evidentiary framework of McDonnell
Douglas Corp. v. Green, 411 U.S. 792 (1973), utilized in Title VII
cases is appropriate in the ADEA context." Gross, 129 S.Ct. at
2349 n.2; see also Reeves v. Sanderson Plumbing Prods., Inc., 530
U.S. 133, 142 (2000) (assuming arguendo that the McDonnell Douglas
framework applies to an ADEA claim, and applying it to such a
claim, "[b]ecause the parties do not dispute the issue."). This
circuit, however, has long applied the McDonnell Douglas framework
to ADEA cases. See, e.g., Arroyo-Audifred, 527 F.3d at 218;
Torrech-Hernandez v. Gen. Elec. Co., 519 F.3d 41, 48 (1st Cir.
2008); Greenberg v. Union Camp Corp., 48 F.3d 22, 26 (1st Cir.
1995); Loeb v. Textron, 600 F.2d 1003, 1010 (1st Cir. 1979) ("We
conclude that the operative principles behind McDonnell Douglas are
applicable in age cases as in Title VII cases . . . ."). Other
circuits also apply the framework in the ADEA context. See, e.g.,
Martino v. MCI Commc'n. Servs., Inc., No. 08-2405, 2009 WL 2224914
at *3 (7th Cir. Jul. 28, 2009); Smith v. Medpointe Healthcare,
Inc., No. 07-1753, 2009 WL 2055104 at *3 (3d Cir. Jul. 16, 2009)
(unpublished); Oliver v. Federated Mut. Ins. Co., No. 08-5416, 2009
WL 2031863 at * 1 (6th Cir. Jul. 15, 2009) (unpublished). Until
told otherwise by the Supreme Court, we shall continue to do so.
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employer subsequently filled the position, demonstrating a
continuing need for the plaintiff's services. Reeves v. Sanderson
Plumbing Prods., Inc., 530 U.S. 133, 142 (2000); Arroyo-Audifred,
527 F.3d at 219. We have described this prima facie showing as
"modest," Rathbun v. Autozone, Inc., 361 F.3d 62, 71 (1st Cir.
2004), and a "low standard," Zapata-Matos, 277 F.3d at 44.
A plaintiff who makes the prima facie showing is entitled
to a presumption of age-based discrimination. The burden of
production then shifts to the employer "to articulate a legitimate,
non-discriminatory reason for its decisions." Arroyo-Audifred, 527
F.3d at 219.3 If the employer articulates such a reason, "the
McDonnell Douglas framework -- with its presumptions and burdens --
is no longer relevant." St. Mary's Honor Ctr. v. Hicks, 509 U.S.
502, 510 (1993). At this stage, "the sole remaining issue [is]
3
As the Supreme Court has explained:
Under the McDonnell Douglas scheme, establishment of the
prima facie case in effect creates a presumption that the
employer unlawfully discriminated against the employee.
To establish a "presumption" is to say that a finding of
the predicate fact (here, the prima facie case) produces
"a required conclusion in the absence of explanation"
(here, the finding of unlawful discrimination). 1 D.
Louisell & C. Mueller, Federal Evidence § 67, p. 536
(1977). Thus, the McDonnell Douglas presumption places
upon the defendant the burden of producing an explanation
to rebut the prima facie case -- i.e., the burden of
producing evidence that the adverse employment actions
were taken for a legitimate, nondiscriminatory reason.
St. Mary's Honor Center v. Hicks, 509 U.S. 502, 506-07 (1993) (some
internal quotation marks and citations omitted).
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discrimination vel non." Id. (quotation marks and citation
omitted). A plaintiff "must be afforded the 'opportunity to prove
by a preponderance of the evidence that the legitimate reasons
offered by the defendant were not its true reasons, but were a
pretext for discrimination.'" Reeves, 530 U.S. at 143 (quoting
Texas Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981)).
Ultimately, the plaintiff's burden is to prove "that age was the
'but-for' cause of the employer's adverse action." Gross, 129 S.
Ct. at 2351.
The district court concluded that Vélez could not raise
a genuine issue of material fact over whether Thermo King's stated
reasons for firing him were a pretext for age discrimination, and
that it was therefore unnecessary to decide definitively whether he
had established a prima facie case. As we discuss in more detail
below, we disagree with the district court's conclusion on the
showing of age discrimination. To demonstrate the full basis for
our disagreement, we will set forth our analysis of the elements of
the prima facie case, the genuine issues of material fact relating
to the defendant's stated reason for firing the plaintiff, and why
we conclude that the court's entry of summary judgment for the
defendant must be vacated.
B. The Prima Facie Case
As the district court noted, Vélez is a person who is
over forty years old and who was fired by his employer. He
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therefore satisfies the first and third prongs of the prima facie
case, leaving for discussion the second and fourth prongs.
1. Prima facie prong two: Vélez's qualification for the
position of Tool Crib Attendant
Although the district court accepted "for the sake of
argument" that Vélez had established a prima facie case, the court
noted its agreement with the magistrate judge that Vélez failed to
establish that he was qualified for the job for two reasons:
1) Vélez had only established that he had performed satisfactorily
in his own eyes, not in the estimation of Thermo King, and 2) Vélez
did not disprove the honesty of Thermo King's position and belief
that his actions fatally impaired its confidence in his ability to
comply with the Code of Conduct. Both conclusions of the
magistrate judge and the district court judge were faulty.
First, the plaintiff relied on far more than his own
perceptions in making his prima facie showing that he was qualified
for the job. Plaintiff pointed specifically to his long record of
employment at Thermo King, a twenty-four year period without
discipline or indications of deficient performance, and his
promotion to Tool Crib Attendant and eight successful years at that
job. These are facts of record. They are not simply plaintiff's
own perception that he was qualified for the job.
Second, by concluding that Vélez was not qualified
because he had not disproved the honesty of Thermo King's belief
that he had violated company rules, the magistrate judge and the
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district court erroneously accepted for the purpose of the prima
facie analysis Thermo King's stated reason for firing Vélez as
proof that he was not qualified for the Tool Crib Attendant job.
This error was captured well in Wexler v. White's Fine Furniture,
Inc., 317 F.3d 564, 574 (6th Cir. 2003) (en banc):
[A] court may not consider the employer's
alleged nondiscriminatory reason for taking an
adverse employment action when analyzing the
prima facie case. To do so would bypass the
burden-shifting analysis and deprive the
plaintiff of the opportunity to show that the
nondiscriminatory reason was in actuality a
pretext designed to mask discrimination.
See also Freeman v. Packaging Mach. Co., 865 F.2d 1331, 1335 (1st
Cir. 1988) ("legitimate expectations" prong met where plaintiff
"tendered some evidence which, if believed, proved that he was
doing his chores proficiently").
2. Prima facie prong four: Thermo King's continuing need
for the services of Tool Crib Attendant
The district court correctly accepted the magistrate
judge's finding that plaintiff had met his prima facie burden of
establishing that Thermo King had a continuing need for the work
that he was performing prior to his termination. Vélez stated in
his deposition that the company asked two other employees ---
Radamés Padró and Carlos Pérez -- to carry out the duties of the
position after Vélez's departure. We previously have stated that
"[a] replacement need not be sought from outside the company . . .
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nor need he be designated formally as such." Loeb, 600 F.2d at
1013 n.11.
C. Thermo King's Explanation and Vélez's Showing of
Discrimination
Thermo King proffered a non-discriminatory reason for
firing Vélez, asserting that Vélez was fired for violating the
company's Code of Conduct and profiting financially from the sale
of Thermo King property. These are both legitimate, non-
discriminatory reasons for firing him. Thus, we reach the third
stage of the analysis and assess whether Vélez has raised a genuine
issue of material fact about whether Thermo King's stated reason is
a pretext for age-based discrimination. The crucial issue is
whether, upon examination of all the evidence, it can reasonably
support a finding that the employer practiced age-based
discrimination against Velez. We find several aspects of the
evidence that, taken together, are more than sufficient to support
a factfinder's conclusion that Thermo King was motivated by age-
based discrimination, and which thus raise a genuine issue of
material fact that defeats summary judgment. These include Thermo
King's shifting explanations for its termination fo Velez, the
ambiguity of Thermo King's company policy and the resulting
uncertainty as to whether Velez violated it, and, most importantly,
the fact that in response to arguably similar conduct by younger
employees, Thermo King took no disciplinary action.
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1. Shifting Explanations
In arguing that Thermo King's stated reason for
discharging him was pretextual, Vélez first points to the company's
shifting explanations for his termination. Thermo King did not
initially provide Vélez with any reason for firing him. One month
later, Soto told the ADU and the EEOC that Vélez had been fired for
violating the company's policy on receiving gifts from suppliers.
It was not until over a year later that Thermo King, responding to
this lawsuit, first said that Vélez had been fired for stealing and
selling company property. The fact that the employer gave
different reasons at different times for its action surely supports
a finding that the reason it ultimately settled on was fabricated.
2. The Ambiguous Company Policy
Although Thermo King argues that Vélez's admitted
acceptance of gifts from suppliers was a "clear violation" of
Thermo King's company policy, the record permits a contrary
finding. A rational jury could conclude that Vélez's admitted
acceptance of pens, caps, and "simple" knives was by no means a
clear violation of Thermo King's Code of Conduct, which reads in
relevant part:
Relationships with customers, vendors, and
suppliers: . . . If you are offered or receive
any substantial gift or favor, it should not
be accepted and your supervisor should be
notified. This guideline does not apply to
items of small value commonly exchanged in
business relationships, but even in this case,
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discretion and common sense should be your
guide.
(Emphasis added.) By its terms, this provision does not apply to
items of small value or even to selling gifted items. To be sure,
a company is ordinarily in the best position to assess the meaning
of its own Code of Conduct. We are not suggesting otherwise. Cf.
Arroyo-Audifred, 527 F.3d at 221 ("[C]ourts in employment
discrimination cases may not act as 'super personnel departments,'
substituting judicial judgments for the business judgments of
employers."). Nonetheless, in light of the shifting explanations
given for Veléz's dismissal, the inescapable ambiguity about whether
the Code of Conduct even precludes Vélez's admitted behavior in
accepting and selling the small value gifts adds to the suspicion
that the company's reliance on the policy may be pretextual. See
Santiago-Ramos, 217 F.3d at 56 (a plaintiff "can also establish
pretext by showing weaknesses, implausibilities, inconsistencies,
incoherencies, or contradictions in the employer's proffered
legitimate reasons such that a factfinder could infer that the
employer did not act for the asserted non-discriminatory reasons.")
(quotation marks and citation omitted).4
4
Vélez also argues that Thermo King's internal investigation
did not begin in September 2002, as Thermo King asserts, but three
months earlier in June 2002 (before the disappearance of the
chipping hammer), and that this timing indicates that the
investigation was simply a search for a reason to fire Vélez.
Vélez cites nothing in the record in English to support this
contention, however, and we therefore do not consider it.
Furthermore, Vélez suggests that Quiles, Figueroa, and Trinidad
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3. Disparate Treatment
While Thermo King's shifting explanations and ambiguous
company policy support the conclusion that its explanations for
Velez's discharge were pretextual, Velez needed evidence from which
a jury could reasonably find that the true motivation was
discrimination to defeat Thermo King's motion for summary judgment.
Velez's evidence that Thermo King treated him differently from
younger employees who were similarly situated is more than
sufficient. Conceding only for the sake of argument that Thermo
King's accusations about his theft and sale of company property are
accurate, Velez asserts that younger Thermo King employees,
including Trinidad, Figueroa, and Quiles, were not fired despite
their complicity in the theft and/or sale of company property.5
changed their stories between their first interviews and statements
taken in preparation for litigation, and that these changes impugn
the veracity of the investigation and again suggest that the
investigation was undertaken for the purpose of finding a false
reason to fire Vélez. But Quiles is the only employee who recanted
or changed any part of his original statement, and he recanted only
the part in which he admitted to his own wrongdoing. Vélez does
not support his suggestion that Figueroa and Trinidad changed their
stories with any specific references to the record, and we find no
support for that contention. Furthermore, while Quiles's claim
that he confessed to violating policy because the investigators
were threatening him, and the apparent failure of the company to
pursue that claim, raise suspicions about the purpose and conduct
of the investigation, these suspicions involve too much speculation
to contribute reasonably to the proposition that the investigation
was a sham designed to craft an ostensibly legal reason to fire
Vélez. See Medina-Muñoz v. R.J. Reynolds Tobacco Co., 896 F.2d 5,
8 (1st Cir. 1990).
5
Plaintiff's brief and the record on summary judgment tell
us that Trinidad is 36, Figueroa is 47, and Quiles is 28. Neither
the brief nor the record, however, reveals when these employees'
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Based on the evidence in this case, a jury could find that such
disparate treatment existed, exposing the pretextual nature of
Thermo King's proffered explanation for firing Velez and revealing
that Thermo King's true motivation was age discrimination.
An employer's disparate treatment of employees in response
to behavior that legitimately offends the employer can provide
evidence of discriminatory animus. See McDonald v. Santa Fe Trail
Transp. Co., 427 U.S. 273, 283 (1976) ("While Santa Fe may decide
that participation in a theft of cargo may render an employee
unqualified for employment, this criterion must be 'applied[] alike
to all members of all races . . . .'") (quoting McDonnell Douglas,
411 U.S. at 804). But, in order to be probative of discriminatory
animus, a claim of disparate treatment "must rest on proof that the
proposed analogue is similarly situated in material respects."
Perkins v. Brigham & Women's Hosp., 78 F.3d 747, 752 (1st Cir.
1996). We examine "whether a prudent person, looking objectively
at the incidents, would think them roughly equivalent and the
protagonists similarly situated. While an exact correlation is not
necessary, the proponent must demonstrate that the cases are fair
congeners." Id. (internal quotation marks and citation omitted).
The district court rejected Vélez's disparate treatment
argument on the ground that the other employees who had committed
misconduct were not "similarly situated" because they had not been
ages were measured.
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implicated in the sale of company property for their own pecuniary
benefit. Elaborating on this point, Thermo King argues here, as it
did below, that Vélez's behavior is distinguishable from those other
employees because "none of the employees that admitted taking tools
or materials for their personal use at home, or that admitted
receiving gifts from suppliers during the investigation conducted
by CRI, profited from Thermo King's property or made a business out
[of] the Company tools and materials." Thermo King describes this
distinction as "an objective criteria and a critical difference"
between Vélez and the non-fired employees.
A rational jury could view this distinction as so
meaningless that it masks a different purpose for distinguishing
among the employees -- their ages. The summary judgment record
established that Trinidad admitted to stealing tools from Thermo
King and purchasing property he believed was stolen from Thermo
King, and that he was accused by other employees of stealing tools
from Thermo King. Figueroa admitted to purchasing property she
believed was stolen from Thermo King, and Quiles admitted to
stealing tools from Thermo King and failing to observe company rules
when he was in charge of the tool warehouse. Although Vélez is the
only employee who is alleged to have profited monetarily, the other
employees stole for their own benefit, knowingly bought stolen
Thermo King property, and facilitated the sale of stolen Thermo King
property to others. Furthermore, Trinidad, Figueroa, and Quiles
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each admitted to taking part in illegal and unethical activities,
whereas Vélez adamantly insisted from the beginning of the
investigation that he did not. In light of the other employees'
similarly culpable behavior, their admissions to wrongdoing, and the
lack of any coherent explanation of why Vélez's alleged profits made
him an unworthy employee while the others remained worthy, a jury
might reasonably distrust Thermo King's "monetary profit"
distinction and conclude that age was the true basis for
distinguishing among them.6
Of course, "[i]n assessing pretext, a court's focus must
be on the perception of the decisionmaker, that is, whether the
employer believed its stated reason to be credible." Azimi v.
Jordan's Meats, Inc., 456 F.3d 228, 246 (1st Cir. 2006) (internal
quotation marks and citations omitted). We understand that "[i]t
is not enough for a plaintiff merely to impugn the veracity of the
employer's justification; he must elucidate specific facts which
would enable a jury to find that the reason given is not only a
sham, but a sham intended to cover up the employer's real [and
unlawful] motive of discrimination.'" Azimi, 456 F.3d at 246
6
In rejecting plaintiff's disparate treatment argument, the
district court wrote that "the fact that other younger employees
admitted to taking company property and were not fired, does not
make it mandatory to infer that plaintiff's dismissal was
discriminatory." (Emphasis added.) This statement, and others
like it in the district court's order, reflect a misapprehension of
the summary judgment standard, where the question is whether there
is a genuine dispute of material fact, not whether the evidence
compels a finding in favor of the non-moving party.
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(quoting Mesnick v. Gen. Elec. Co., 950 F.2d 816, 824 (1st Cir.
1991)). Here, plaintiff has made a showing that the situations of
other employees are "fair congeners," Perkins, 78 F.3d at 751, and
that Thermo King's stated explanation for firing Vélez and not the
others so lacks rationality that it supports the inference that the
real reason for firing Vélez was his age. See, e.g., St. Mary's
Honor Ctr., 509 U.S. at 511 (noting that a "suspicion of mendacity"
may be particularly influential to a jury's determination of whether
an employer seeks to cover up intentional discrimination).
D. Conclusion
The ultimate question on summary judgment in this ADEA
case is "whether or not the plaintiff has adduced minimally
sufficient evidence to permit a reasonable factfinder to conclude
that he was fired because of his age." Dávila v. Corporación de
P.R. Para La Difusión Pública, 498 F.3d 9, 16 (1st Cir. 2007).
Evidence establishing a prima facie case, in combination with
evidence of pretext, can be sufficient to defeat summary judgment
if a rational factfinder could conclude that unlawful age
discrimination was the actual, but-for cause of the discrimination.
Domínguez-Cruz, 202 F.3d at 430 n.5 (quoting Rodriguez-Cuervos v.
Wal-Mart Stores, 181 F.3d 15, 22 n.5 (1st Cir. 1999)). Here, the
prima facie case, Thermo King's shifting explanations for firing
Vélez, its reliance on an ambiguous company policy, and the
unusually strong evidence of disparate treatment, viewed in the
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light most favorable to Vélez, would allow a rational factfinder to
conclude that age discrimination was the determinative factor in
Vélez's dismissal. Therefore, we must vacate the district court's
grant of summary judgment on the ADEA claims.
The district court based its dismissal of plaintiff's
Puerto Rico Law 80 and Law 100 claims on the dismissal of the ADEA
claims.7 In light of our ruling that Vélez's ADEA claim must be
reinstated, we must vacate the summary judgment on the Puerto Rico
law claims as well.
The judgment is vacated, and the case is remanded for
further proceedings consistent with this decision. Costs are
awarded to Jóse Vêlez.
So ordered.
7
Law 100 provides similar protection against age-based
discrimination as that provided by the ADEA. Under Law 100,
however, plaintiff's burden is lighter: "absent just cause for
dismissal, the plaintiff's prima facie case creates a rebuttable
presumption of discrimination which shifts to the defendant not
only the burden of producing the evidence, but also of persuading
the trier." Menzel v. Western Auto Supply Co., 848 F.2d 327, 331
(1st Cir. 1988) (quotations and emphasis omitted). To defeat that
presumption, "the employer must prove, by a preponderance of the
evidence, that the challenged action was not motivated by a
discriminatory age animus." Alvarez-Fonseca v. Pepsi Cola of P.R.
Bottling Co., 152 F.3d 17, 27-28 (1st Cir. 1998). Law 80 provides
a compensation remedy for individuals terminated without just
cause. Otero-Burgos v. Inter Am. Univ., 558 F.3d 1, 1 (1st Cir.
2009).
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