FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
DION STARR, No. 09-55233
Plaintiff-Appellant,
D.C. No.
v.
2:08-cv-00508-GW-
LEROY BACA, Los Angeles County SH
Sheriff; in his individual capacity,
OPINION
Defendant-Appellee.
Appeal from the United States District Court
for the Central District of California
George H. Wu, District Judge, Presiding
Argued and Submitted
June 8, 2010—Pasadena, California
Filed February 11, 2011
Before: Stephen S. Trott and William A. Fletcher,
Circuit Judges, and Charles R. Breyer, District Judge.*
Opinion by Judge William A. Fletcher;
Dissent by Judge Trott
*The Honorable Charles R. Breyer, United States District Judge for the
Northern District of California, sitting by designation.
2251
STARR v. BACA 2255
COUNSEL
Sonia Maria Mercado, R. Samuel Paz, LAW OFFICES OF R.
SAMUEL PAZ, Culver City, California, for the plaintiff-
appellant.
Melinda Cantrall, Adrianna Corrado, HURRELL & CAN-
TRALL LLP, Los Angeles, California, for defendant-appellee
Baca.
OPINION
W. FLETCHER, Circuit Judge:
Plaintiff Dion Starr brings a § 1983 action for damages
resulting from a violent attack he allegedly suffered while he
was an inmate in the Los Angeles County Jail. The district
2256 STARR v. BACA
court dismissed Starr’s supervisory liability claim for deliber-
ate indifference against Sheriff Leroy Baca in his individual
capacity under Federal Rule of Civil Procedure 12(b)(6) for
failure to state a claim. Because we hold that Starr has ade-
quately stated a claim, we reverse and remand for further pro-
ceedings.
I. Background
Because we are reviewing an order granting a motion to
dismiss under Rule 12(b)(6), we take the facts alleged in the
complaint to be true. Navarro v. Block, 250 F.3d 729, 732
(9th Cir. 2001). Starr’s Third Amended Complaint alleges that
on or about January 27, 2006, he was in custody in the Los
Angeles County Jail. A group of inmates gathered at his cell
door and threatened to inflict physical harm on him. He yelled
for the deputies guarding the jail to come to his aid. Instead
of protecting him, a deputy opened Starr’s cell gate in order
to allow the group of inmates to enter. The inmates entered
the cell and repeatedly stabbed Starr and his cellmate with
knife-like objects. They stabbed Starr twenty-three times
while Starr screamed for help and protection. After the attack-
ing inmates left the cell, several deputies went to Starr. Starr
lay on the floor of his cell, seriously injured, bleeding and
moaning in pain. One deputy yelled at him, “nigger lay
down.” While repeatedly yelling “shut up nigger,” the deputy
then kicked his face, nose, and body numerous times, causing
pain, bleeding and a nose fracture. Other deputies stood by
and watched. The deputy who kicked Starr subsequently
interfered with his ability to obtain medical treatment for his
injuries. Starr continues to suffer from and receive treatment
for his injuries.
Starr sued Sheriff Baca as well as the deputies directly
involved in the attack. His claims against the deputies are not
at issue in this appeal. In his claim against Sheriff Baca, Starr
alleges unconstitutional conditions of confinement in viola-
tion of the Eighth and Fourteenth Amendments. He alleges
STARR v. BACA 2257
that Sheriff Baca is liable in his individual capacity because
he knew or should have known about the dangers in the Los
Angeles County Jail, and that he was deliberately indifferent
to those dangers.
After giving Starr several chances to plead his claim
against Sheriff Baca, the district court dismissed the claim
with prejudice under Rule 12(b)(6). The district court held
that Starr’s allegations against Sheriff Baca were insufficient
to state a claim for supervisory liability because the com-
plaint’s recital of prior incidents and accompanying allega-
tions did not sufficiently state a causal connection between
Sheriff Baca’s action and inaction and the alleged injury to
Starr. The district court wrote that Starr “does not allege that
Baca himself directly participated in any way in the January
27, 2006 incident or that he was involved in any review or
investigation of it.” Nor, the district court held, did Starr
allege any specific policy implemented by Sheriff Baca that
caused the violation.
The district court directed that final judgment in favor of
Sheriff Baca be entered under Federal Rule of Civil Procedure
54(b). Starr appeals.
II. Standard of Review
We review de novo a district court’s dismissal of a com-
plaint under Fed. R. Civ. P. 12(b)(6) for failure to state a
claim. Caviness v. Horizon Cmty. Learning Ctr., Inc., 590
F.3d 806, 811-12 (9th Cir. 2010).
III. Discussion
To prevail on his claim under the Eighth and Fourteenth
Amendments, Starr must demonstrate “either that prison offi-
cials acted with ‘deliberate indifference’ or that their conduct
was so reckless as to be tantamount to a desire to inflict
harm.” Redman v. Cnty. of San Diego, 942 F.2d 1435, 1449
2258 STARR v. BACA
(9th Cir. 1991). The gravamen of Starr’s claim against Sheriff
Baca is deliberate indifference.
On appeal, Starr contends that the district court erred in dis-
missing his claim against Sheriff Baca on the pleadings. Sher-
iff Baca contends that the Supreme Court eliminated claims
for supervisory liability in its decision in Iqbal. He contends
further that even under pre-Iqbal case law, Starr has not
alleged a causal connection between Sheriff Baca’s conduct
and his injury. Finally, he contends that Starr has failed to
allege anything more than legal conclusions, rendering the
complaint insufficient under Federal Rule of Civil Procedure
8(a), as interpreted by Iqbal.
Because the question of whether Iqbal eliminated supervi-
sory liability was not adequately briefed, we ordered supple-
mental briefing after oral argument. Having reviewed the
original and supplemental briefing, we now address the par-
ties’ arguments.
A. Supervisory Liability after Ashcroft v. Iqbal
We have long permitted plaintiffs to hold supervisors indi-
vidually liable in § 1983 suits when culpable action, or inac-
tion, is directly attributed to them. We have never required a
plaintiff seeking to state a claim for supervisory liability to
allege that a supervisor was physically present when the
injury occurred. In Larez v. City of Los Angeles, 946 F.2d 630
(9th Cir. 1991), we explained that to be held liable, the super-
visor need not be “directly and personally involved in the
same way as are the individual officers who are on the scene
inflicting constitutional injury.” Id. at 645. Rather, the super-
visor’s participation could include his “own culpable action or
inaction in the training, supervision, or control of his subordi-
nates,” “his acquiescence in the constitutional deprivations of
which the complaint is made,” or “conduct that showed a
reckless or callous indifference to the rights of others.” Id. at
STARR v. BACA 2259
646 (internal citations, quotation marks, and alterations omit-
ted).
After the district court dismissed Starr’s claim, but before
briefing on appeal, the Supreme Court decided Ashcroft v.
Iqbal, 129 S. Ct. 1937 (2009). Plaintiff Iqbal, a Pakistani
Muslim, had been arrested and detained in severely restrictive
conditions following the attacks of September 11, 2001. Id. at
1943. He filed a Bivens action in federal court against his jail-
ers and various officials, including Attorney General John
Ashcroft and F.B.I. Director Robert Mueller, alleging pur-
poseful discrimination on the basis of race, religion and
national origin. Id. (citing Bivens v. Six Unknown Fed. Nar-
cotics Agents, 403 U.S. 388 (1971)). A Bivens action seeks to
hold federal officers individually liable for constitutional vio-
lations. Although “more limited in some respects,” a Bivens
action is the federal analog to an action against state or local
officials under § 1983. Hartman v. Moore, 547 U.S. 250, 254
n.2 (2006).
The Court held that Iqbal’s complaint failed to plead facts
sufficient to state a claim against Attorney General Ashcroft
and Director Mueller for purposeful and unlawful discrimina-
tion. Iqbal, 129 S. Ct. at 1954. The Court explained that
because Bivens and § 1983 suits do not allow for the imposi-
tion of vicarious liability, stating a claim against a govern-
ment official in his or her individual capacity for purposeful
discrimination requires pleading that “each Government-
official defendant, through the official’s own individual
actions, has violated the Constitution.” Id. at 1948.
[1] The Court stated that “[t]he factors necessary to estab-
lish a Bivens violation will vary with the constitutional provi-
sion at issue.” Id. The Court explained that purposeful
discrimination, which was alleged against Attorney General
Ashcroft and Director Mueller, requires a plaintiff to “plead
and prove that the defendant acted with discriminatory pur-
pose.” Id. Proving purposeful discrimination requires showing
2260 STARR v. BACA
“more than intent as volition or intent as awareness of conse-
quences”; the plaintiff must show that the decisionmaker
acted because of his action’s adverse effects, not merely in
spite of them. Id. (internal quotation marks omitted). There-
fore, the supervisors in Iqbal needed to have “adopted and
implemented the detention policies at issue not for a neutral,
investigative reason but for the purpose of discriminating on
account of race, religion, or national origin.” Id. at 1948-49.
Holding Attorney General Ashcroft and Director Mueller per-
sonally liable for unconstitutional discrimination if they did
not themselves have a discriminatory purpose would be
equivalent to finding them vicariously liable for their subordi-
nates’ violation, which Bivens and § 1983 do not allow. In so
holding, Iqbal followed earlier cases holding that alleging a
supervisor’s mere awareness of the discriminatory effects of
his or her actions or inaction does not state a claim of uncon-
stitutional discrimination.
[2] Starr does not allege purposeful discrimination by
Sheriff Baca. Rather, he alleges unconstitutional conditions of
confinement in violation of the Eighth Amendment’s prohibi-
tion against cruel and unusual punishment, as incorporated
through the Due Process Clause of the Fourteenth Amend-
ment. A claim of unconstitutional conditions of confinement,
unlike a claim of unconstitutional discrimination, is actionable
on a theory of deliberate indifference. See Farmer v. Brennan,
511 U.S. 825 (1994). A showing that a supervisor acted, or
failed to act, in a manner that was deliberately indifferent to
an inmate’s Eighth Amendment rights is sufficient to demon-
strate the involvement — and the liability — of that supervi-
sor. Thus, when a supervisor is found liable based on
deliberate indifference, the supervisor is being held liable for
his or her own culpable action or inaction, not held vicari-
ously liable for the culpable action or inaction of his or her
subordinates.
[3] We see nothing in Iqbal that indicates that the Supreme
Court intended to overturn longstanding case law on deliber-
STARR v. BACA 2261
ate indifference claims against supervisors in conditions of
confinement cases. We also note that, to the extent that our
sister circuits have confronted this question, they have agreed
with our interpretation of Iqbal. See Dodds v. Richardson, 614
F.3d 1185, 1204 (10th Cir. 2010) (“We therefore conclude
that after Iqbal, Plaintiff can no longer succeed on a § 1983
claim against Defendant by showing that as a supervisor he
behaved knowingly or with deliberate indifference that a con-
stitutional violation would occur at the hands of his subordi-
nates, unless that is the same state of mind required for the
constitutional deprivation he alleges.” (emphasis added; inter-
nal quotation marks omitted)); Sandra T.E. v. Grindle, 599
F.3d 583, 591 (7th Cir. 2010) (Iqbal does not change the fact
that “[w]hen a state actor’s deliberate indifference deprives
someone of his or her protected liberty interest in bodily
integrity, that actor violates the Constitution, regardless of
whether the actor is a supervisor or subordinate, and the actor
may be held liable for the resulting harm.”); Sanchez v.
Pereira-Castillo, 590 F.3d 31, 49 (1st Cir. 2009) (“Although
‘Government officials may not be held liable for the unconsti-
tutional conduct of their subordinates under a theory of
respondeat superior,’ supervisory officials may be liable on
the basis of their own acts or omissions,” including supervis-
ing “with deliberate indifference toward the possibility that
deficient performance of the task may contribute to a civil
rights deprivation.” (quoting Iqbal, 129 S. Ct. at 1948) (some
internal quotation marks omitted)).
[4] We therefore conclude that where the applicable con-
stitutional standard is deliberate indifference, a plaintiff may
state a claim for supervisory liability based upon the supervi-
sor’s knowledge of and acquiescence in unconstitutional con-
duct by others.
B. Supervisory Liability for Deliberate Indifference
Sheriff Baca contends that even under a deliberate indiffer-
ence standard Starr has failed to state a claim for supervisory
2262 STARR v. BACA
liability. He contends that Starr’s claim fails for want of a
causal connection between Sheriff Baca’s allegedly wrongful
action and inaction and Starr’s alleged injury. We disagree.
[5] A defendant may be held liable as a supervisor under
§ 1983 “if there exists either (1) his or her personal involve-
ment in the constitutional deprivation, or (2) a sufficient
causal connection between the supervisor’s wrongful conduct
and the constitutional violation.” Hansen v. Black, 885 F.2d
642, 646 (9th Cir. 1989). “[A] plaintiff must show the super-
visor breached a duty to plaintiff which was the proximate
cause of the injury. The law clearly allows actions against
supervisors under section 1983 as long as a sufficient causal
connection is present and the plaintiff was deprived under
color of law of a federally secured right.” Redman, 942 F.2d
at 1447 (internal quotation marks omitted).
[6] “The requisite causal connection can be established . . .
by setting in motion a series of acts by others,” id. (alteration
in original; internal quotation marks omitted), or by “know-
ingly refus[ing] to terminate a series of acts by others, which
[the supervisor] knew or reasonably should have known
would cause others to inflict a constitutional injury,” Dubner
v. City & Cnty. of San Francisco, 266 F.3d 959, 968 (9th Cir.
2001). “A supervisor can be liable in his individual capacity
for his own culpable action or inaction in the training, super-
vision, or control of his subordinates; for his acquiescence in
the constitutional deprivation; or for conduct that showed a
reckless or callous indifference to the rights of others.” Wat-
kins v. City of Oakland, 145 F.3d 1087, 1093 (9th Cir. 1998)
(internal alteration and quotation marks omitted).
Our decision in Redman is illustrative. In Redman, the
plaintiff alleged that the facility in which he was confined was
overcrowded; that the Sheriff knew the facility was not a
proper place to detain him and posed a risk of harm but had
placed him there anyway; and that the Sheriff was ultimately
in charge of the facility’s operations. 942 F.2d at 1446-47.
STARR v. BACA 2263
Reversing the district court’s grant of a directed verdict in
favor of the Sheriff, we concluded that a reasonable jury
could have found that the Sheriff was deliberately indifferent
to the plaintiff’s safety. Id. at 1447-48. Such a jury could have
found that the Sheriff “knew or reasonably should have
known of the overcrowding” and that “he acquiesced in a
deficient policy that was a moving force behind” the harm
caused to the plaintiff. Id. at 1447.
[7] Starr alleges that Sheriff Baca’s knowledge of the
unconstitutional conditions in the jail, including his knowl-
edge of the culpable actions of his subordinates, coupled with
his inaction, amounted to acquiescence in the unconstitutional
conduct of his subordinates. As we noted in Redman, under
California law, “[t]he sheriff is required by statute to take
charge of and keep the county jail and the prisoners in it, and
is answerable for the prisoner’s safekeeping.” Id. at 1446 (cit-
ing Cal. Gov. Code §§ 26605, 26610; Cal. Penal Code
§ 4006). We have held that “acquiescence or culpable indif-
ference” may suffice to show that a supervisor “personally
played a role in the alleged constitutional violations.” Menotti
v. City of Seattle, 409 F.3d 1113, 1149 (9th Cir. 2005); see
Redman, 942 F.2d at 1446. Starr’s allegations that the actions
or inactions of the person “answerable for the prisoner’s safe-
keeping” caused his injury are therefore sufficient to state a
claim of supervisory liability for deliberate indifference.
C. Adequacy of Starr’s Complaint Under Rule 8(a)
Finally, Sheriff Baca argues that even if Starr’s complaint
might be read to state a claim of deliberate indifference, it
does not satisfy the pleading standard that the Court in Iqbal
held Federal Rule of Civil Procedure 8(a) to require. Our dis-
senting colleague agrees with the district court that Starr has
not satisfied the pleading requirements of Rule 8(a), as inter-
preted by Iqbal. He writes, “Plaintiff’s complaint does noth-
ing more than allege raw legal conclusions with insufficient
facts to support them.” Diss. Op. at 2278. We disagree.
2264 STARR v. BACA
1. Allegations of the Complaint
Starr claims that Sheriff Baca failed to act to protect
inmates under his care despite his knowledge that they were
in danger because of culpable acts of his subordinates and
despite his ability to take actions that would have protected
them. That is, to use language from our prior opinions, Starr
claims that Sheriff Baca “knowingly refused to terminate a
series of acts by others, which he knew or reasonably should
have known would cause . . . constitutional injury.” Dubner,
266 F.3d at 968. Or, to state it slightly differently, Starr
claims that Sheriff Baca is “liable in his individual capacity
for his own culpable action or inaction in the training, super-
vision, or control of his subordinates[.]” Watkins, 145 F.3d at
1093 (emphasis added; internal quotation marks omitted).
It is somewhat tedious to recount the many allegations in
the complaint detailing what Sheriff Baca knew or should
have known, and what Sheriff Baca did or failed to do. But
given our colleague’s conclusion that Starr’s complaint has
not satisfied Rule 8(a), we feel obliged to do so.
In paragraph 36, Starr alleges that the United States Depart-
ment of Justice (“DOJ”) initiated an investigation into condi-
tions at Los Angeles County Jails in June 1996. On
September 5, 1997, the DOJ “gave BACA, then a supervisor,
clear written notice in a ‘findings letter’ of a continued and
serious pattern and practices of constitutional violations
including[ ] abuse of inmates by sheriff’s deputies working in
the jail and inmate on inmate violence.”
In paragraph 37, Starr alleges that Sheriff Baca receives
“weekly reports from his subordinates responsible for report-
ing deaths and injuries in the jails,” and receives “ongoing
reports of his Special Counsel and Office of Independent
Review.”
In paragraph 38, Starr alleges that in 1999, “under threat of
a lawsuit by the DOJ, BACA and the COUNTY submitted to
STARR v. BACA 2265
a Memorandum of Understanding (“MOU”) with the DOJ
which required BACA and the COUNTY to address and cor-
rect the continuous constitutional violations to which inmates
were being subjected, particularly inmates suffering from
mental problems. BACA personally signed the MOU. How-
ever, after years of monitoring the County Jail system, under
the authority of the MOU, in 2006, the DOJ experts issued a
report which still found noncompliance with many of its rec-
ommendations regarding the abuse of inmates and the defi-
ciencies which continue at county jails[.]”
In paragraph 39, Starr alleges that on July 6, 2002, “Ramon
Gavira was severely beaten by a female deputy and later . . .
was killed in his cell at [the] county jail. Deputies and staff
testified that they were not investigated nor disciplined for
lapses in supervision of Mr. Gavira and allegations that Mr.
Gavira had been physically abused by deputies. BACA was
personally advised of the failure to investigate and no disci-
pline being imposed[.]”
In paragraph 40, Starr alleges that on March 23, 2003,
“BACA was . . . again made aware of Hispanic inmate gangs
attacking African Americans and the failure to provide rea-
sonable security when the COUNTY and LASD [Los Angeles
County Sheriff’s Department] approved a settlement in a civil
action where Ahmad Burrell, Rory Fontanelle, and Aaron
Cunningham were attacked over a three day period, sustaining
serious injuries. Although the deputies had known that His-
panic gangs were going to attack African Americans, . . . the
deputies failed to provide reasonable security and Burrell was
attacked in the housing dormitory and the attackers were able
to stab him twenty-four (24) times, some causing serious and
permanent injury to his abdomen and head.”
In paragraph 41, Starr alleges that on October 21, 2003,
“inmate Ki Hong was killed by three inmates who entered the
dayroom where Hong was housed. . . . Notice of numerous
violations showing deputies failing to provide reasonable
2266 STARR v. BACA
security and abandoning their duties, their lax discipline and
failure to supervise were given to BACA by his in-house law-
yers, yet the inmate on inmate violence continued. This was
the first of five inmate-on-inmate killings that occurred in the
jail system over a six-month period.”
In paragraph 42, Starr alleges that on December 6, 2003,
“Inmate Prendergast was beaten periodically over several
hours from about 6:00 p.m., to early next morning by . . . two
of his three cellmates. . . . Again, notice of numerous viola-
tions showing deputy failing to provide reasonable security to
the entire cell block, lax discipline and failure to supervise
were presented to BACA, yet the inmate on inmate violence
continued.”
In paragraph 43, Starr alleges that on December 9, 2003,
“inmate Mario Alvarado . . . was killed in a holding cell.
. . . Deputies responsible for providing reasonable security
failed to . . . do so, and the inmates who beat Alvarado had
so much time they [were able to] conceal[ ] his dead body
under clothes and trash . . . . Again, notice of numerous viola-
tions showing deputy failing to provide reasonable security to
the holding cell, lax discipline and failure to supervise were
presented to BACA[.]”
In paragraph 44, Starr alleges that on December 13, 2003,
a deputy falsified the contents of a statement by a pre-trial
detainee, Jose Beas, so that the falsified statement recounted
that Beas had admitted to inappropriate touching of a minor.
Beas was classified as an inmate who should be kept away
from the general prison population, and was “given a wrist
band that identified him as such,” but he was placed in a hold-
ing tank with “general population inmates.” “Beas was imme-
diately beaten by the other inmates and suffered brain
damage. BACA was named as a defendant in that civil case
and knew of the allegations of failure to provide reasonable
security to the holding cell, lax discipline and failure to super-
vise[,] and [he] approved the settlement[.]”
STARR v. BACA 2267
In paragraph 45, Starr alleges that on January 12, 2004, “in-
mate Kristopher Faye was stabbed to death by several inmates
with jail-made knives. . . . Fay[e] was African American and
the attackers were Hispanic. Deputies responsible for keeping
the cell gates in the housing module close[d] allowed all the
cell gates in the module to remain open which increased the
danger of violence and was in violation of LASD policy.
. . . Numerous violations showing errors in classification,
placing highly dangerous inmates with histories of violence
with nonviolent inmates presenting low security risk, deputy
failing to provide reasonable security to the holding cell, lax
discipline and failure to supervise were again presented to
BACA in official reports[.]”
In paragraph 46, Starr alleges that on April 20, 2004, “in-
mate Raul Tinajero was killed in his cell in the jail, by inmate
Santiago Pineda. Pineda had a history of prior misconduct in
the jail[.] . . . Tinajero was to be a witness in a criminal case
against Pineda. . . . Due to the monitoring failures of the depu-
ties and inadequate procedures with regard to the escorting of
inmates, Pineda was able to enter Tinajero’s cell unchallenged
by the deputies responsible for providing reasonable security,
kill Tinajero undetected, [and] remain in Tinajero’s cell for
five hours undetected by deputies. Numerous violations show-
ing errors in classification, deputies failing to provide reason-
able security to the housing cells, lax discipline and failure to
supervise were again presented to BACA in official
reports[.]”
In paragraph 47, Starr alleges that on May 23 or 24, 2004,
inmate Antonio Fernandez was killed by other inmates in the
dormitory. “The deputy that was assigned to monitor the dor-
mitory had abandoned her duties and left her post unattended,
and the post was vacant for approximately 20 minutes during
which time the assault occurred. . . . [T]he failure to provide
reasonable security to [the] housing area, lax discipline and
failure to supervise were again presented to BACA[.]”
2268 STARR v. BACA
In paragraph 48, Starr alleges, “BACA received notice
from The Special Counsel to the Los Angeles County Sher-
iff’s Department, in the 17th Semiannual Report (February
2004) and the 18th Semiannual Report (August 2004) of
increasing levels of inmate violence in the jails.”
In paragraph 49, Starr alleges that in “February 2005
BACA received notice from The Special Counsel to the Los
Angeles County Sheriff’s Department, in the 19th Semiannual
Report that his deputies[’] conduct was . . . costing county tax
payers millions of dollars annually in payments of civil judg-
ments and settlements, in cases where the internal investiga-
tions had found no wrong doing. In all, BACA was notified
by his Special Counsel that . . . of twenty-nine (29) cases
involving police misconduct [that] settled for $100,000 or
more over the past five years, only eight resulted in any type
of discipline to the involved officers or policy change in the
Department.”
In paragraph 50, Starr alleges that on February 3, 2005,
Special Counsel Merrick Bobb presented to BACA a finding
of inmate abuse, contained in a report to the Los Angeles
County Board of Supervisors. The report found “that ‘Los
Angeles County’s largest jail is so outdated, understaffed and
riddled with security flaws that it jeopardizes the lives of
guards and inmates.’ The Special Counsel’s report criticized
the County Jail in downtown Los Angeles for ‘failing to pre-
vent dangerous inmates from being housed with lower-risk
inmates . . . .’ The report concluded that Men[’]s[ ] Central
Jail ‘is nightmarish to manage’ and suffers from ‘lax supervi-
sion and a long-standing jail culture that has shortchanged
accountability for inmate safety and security.’ ”
In paragraph 52, Starr alleges that on October 24, 2005,
Chadwick Shane Cochran was booked into county jail for a
nonviolent misdemeanor. Due to mental health difficulties,
Cochran was classified to be placed in a mental health facility
located within the jail. “Due to errors by staff his protective
STARR v. BACA 2269
housing was terminated and he was sent to general population
on November 16, 2005, where he was beaten to death a few
hours later that day. Deputies compounded the error of
removing Cochran from protective status and left a red color
identification card which led the attacking inmates to believe
that he was a ‘snitch’ or informant. The deputies responsible
for the safety of inmates abandoned their post and supervision
of the locked day room in which 40 other inmates, some of
whom were classified as violent ‘high risk’ accused murderers
and gang members, and known violent offenders. Cochran
was screaming and many other inmates were yelling for them
to stop, but no deputy resumed their responsibility to provide
reasonable security until the inmates had grown tired of beat-
ing Cochran and hid his body under clothing and food trays.
The numerous errors in classification, deputies failing to pro-
vide reasonable security to the day room housing cells, lax
discipline and failure to supervise were again presented to
BACA in official reports[.]”
In paragraphs 13 through 19, Starr alleges that he was
attacked three months after Cochran was killed. We recounted
the details of this alleged attack at the beginning of our opin-
ion.
In paragraph 32, Starr alleges that Sheriff “BACA knew or
reasonabl[y] could have known[ ] of his subordinates’ ongo-
ing constitutional violations . . . , of the failure to provide rea-
sonable security at the jail, failure to prevent inmate on
inmate violence, failure to monitor inmates, lax or no supervi-
sion by his subordinate supervisors, use of excessive force on
inmates, failure to investigate incidents . . . involving inmate
on inmate violence, failure to protect, failure to implement
indicated policies and procedures regarding, including but not
limited to[,] the use of inmates as trustees[.] BACA failed to
act to prevent his subordinates[’] ongoing unconstitutional
conduct[;] . . . he acquiesced, condoned or ratified a custom,
practice or policy of ongoing misconduct by his subordinate
deputies and supervisors.” In paragraph 35, Starr alleges that
2270 STARR v. BACA
“Sheriff BACA . . . became aware, or should have become
aware, and should have taken corrective actions to prevent
repeated incidents” of derelictions of duty by his subordi-
nates.
2. Pleading Standards under Rule 8(a)
[8] We hold that the foregoing allegations are sufficient to
satisfy Rule 8(a). The text of Rule 8(a) has not been changed
since the initial promulgation of the Federal Rules of Civil
Procedure in 1938. In relevant part, it provides:
(a) Claim for Relief. A pleading that states a claim
for relief must contain:
...
(2) a short and plain statement of the
claim showing that the pleader is entitled to
relief[.]
The theory of Rule 8(a), and of the federal rules in general,
is notice pleading. The 1938 federal rules replaced a system
in which the federal trial courts had followed the procedural
rules of the different states in which they sat. Conformity Act
of 1872, Act of June 1, 1872, ch. 225, § 5, 17 Stat. 196, 197
(codified in Rev. Stat. § 914 (1878)). Ever since 1938, the
federal civil rules have been applicable in all federal courts.
They apply uniformly to all civil cases, whatever the cause of
action or subject matter of the suit. See Fed. R. Civ. P. 1
(“These rules govern the procedure in all civil actions and
proceedings in the United States district courts, except as
stated in Rule 81.”).
The state pleading rules had largely required code, or fact,
pleading, under which pleaders were required to allege very
specifically the factual bases for their claims. By contrast,
under the federal rules a complaint is required only to give the
STARR v. BACA 2271
notice of the claim such that the opposing party may defend
himself or herself effectively. The theory of the federal rules
is that once notice-giving pleadings have been served, the par-
ties are to conduct discovery in order to learn more about the
underlying facts. When they have learned the facts, the parties
can settle or seek judgment. If the case does not settle but the
material facts are clear, the court will grant summary judg-
ment. If material facts are genuinely disputed, the case will go
to trial. That, in any event, is the theory.
In practice, the operation of the federal pleading rules is
more nuanced. In some cases, particularly complex commer-
cial cases, notice pleading rules give an advantage — perhaps
an unfair advantage — to the plaintiff. If a plaintiff can sur-
vive a motion to dismiss on the pleadings in such cases, he or
she can put the defendant to enormous expense in discovery.
In practical terms, this means that the settlement value of a
suit jumps substantially the moment the complaint survives a
motion to dismiss. In recognition of this practical reality,
Congress took some aspects of pleading in federal securities
cases out of the federal rules entirely, imposing by statute
something like the old code pleading system as a way of pro-
tecting defendants from some of the settlement pressures that
exist under the Rule 8(a) regime. Private Securities Litigation
Reform Act of 1995 (“PSLRA”), Pub. L. 104-67, 109 Stat.
737, Title I, § 101, codified at 15 U.S.C. § 78u-4(b); see also
Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308,
313 (2007) (“Exacting pleading requirements are among the
control measures Congress included in the PSLRA. The
PSLRA Act requires plaintiffs to state with particularity both
the facts constituting the alleged violation, and the facts evi-
dencing scienter.”); Zucco Partners, LLC v. Digimarc Corp.,
552 F.3d 981, 990 (9th Cir. 2009) (“All securities fraud com-
plaints since 1995 . . . are subject to the more exacting plead-
ing requirements of the PSLRA, which significantly altered
pleading requirements in securities fraud cases.” (internal
quotation marks omitted)).
2272 STARR v. BACA
In several recent cases, without benefit of statute, the
Supreme Court has applied what appears to be higher plead-
ing standard under Rule 8(a). In Dura Pharmaceuticals, Inc.
v. Broudo, 544 U.S. 336 (2005), the Court dealt with allega-
tions of damage causation in a federal securities case; this
allegation was not covered by the new higher pleading stan-
dard imposed by the PSLRA. The Court “assume[d], at least
for argument’s sake, that neither [Rule 8(a)(2)] nor the securi-
ties statutes impose any special further requirement in respect
to the pleading of proximate causation or economic loss.” Id.
at 346. After “conced[ing] that ordinary pleading rules are not
meant to impose a great burden upon a plaintiff,” the Court
wrote,
At the same time, allowing a plaintiff to forgo giving
any indication of the economic loss and proximate
cause that the plaintiff has in mind would bring
about harm of the very sort the statutes seek to
avoid. Cf. H. R. Conf. Rep. No. 104-369, p. 31
(1995) . . . (criticizing “abusive” practices including
“the routine filing of lawsuits . . . with only [a] faint
hope that the discovery process might lead to some
plausible cause of action.”). It would permit a plain-
tiff “with a largely groundless claim to simply take
up the time of a number of other people, with the
right to do so representing an in terrorem increment
of the settlement value, rather than a reasonably
founded hope that the [discovery] process will reveal
relevant evidence.” Blue Chip Stamps [v. Manor
Drug Stores], 421 U.S. [723, 741 (1975].
Id. at 347 (some alterations in original).
In Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (2007),
plaintiff alleged a violation of Section 1 of the Sherman Act.
Applying the pleading standard of Rule 8(a), the Court wrote
“that an allegation of parallel conduct and a bare assertion of
conspiracy will not suffice,” id. at 556, even though the exis-
STARR v. BACA 2273
tence of parallel conduct and a conspiracy would violate Sec-
tion 1. The Court required more than just notice of the claim.
It required that the claim be plausible. “[W]e hold that stating
such a claim requires a complaint with enough factual matter
(taken as true) to suggest that an agreement was made. Asking
for plausible grounds to infer an agreement does not impose
a probability requirement at the pleading stage; it simply calls
for enough fact to raise a reasonable expectation that discov-
ery will reveal evidence of illegal agreement.” Id.
The Court made clear in Twombly that it was concerned
that lenient pleading standards facilitated abusive antitrust liti-
gation. It provided, with approval, the following citation:
See also Car Carriers, Inc. v. Ford Motor Co., 745
F.2d 1101, 1106 (C.A.7 1984) (“[T]he costs of mod-
ern federal antitrust litigation and the increasing
caseload of the federal courts counsel against send-
ing the parties into discovery when there is no rea-
sonable likelihood that the plaintiffs can construct a
claim from the events related in the complaint”)[.]
Id. at 558. The Court wrote, further, “Probably, then, it is only
by taking care to require allegations that reach the level sug-
gesting conspiracy that we can hope to avoid the potentially
enormous expense of discovery in cases with no ‘reasonably
founded hope that the [discovery] process will reveal relevant
evidence’ to support a § 1 claim. Dura, 544 U.S. at 347.” Id.
at 559-60 (some internal quotation marks omitted).
Finally, in Iqbal, plaintiff Iqbal, a Muslim American man,
brought a Bivens action alleging deliberate discrimination by
Attorney General Ashcroft and F.B.I. Director Mueller.
Applying Rule 8(a), the Court held that the allegations in
Iqbal’s complaint were insufficient. In the Court’s view, the
allegations were neither entitled to the presumption of truth
nor plausible.
2274 STARR v. BACA
Iqbal’s complaint alleged that defendants “ ‘knew of, con-
doned, and willfully and maliciously agreed to subject’ [him]
to harsh conditions of confinement ‘as a matter of policy,
solely on account of [his] religion, race, and/or national origin
and for no legitimate penological interest.’ ” Id. at 1944 (sec-
ond alteration in original). The complaint alleged that “Ash-
croft was the ‘principal architect’ of this invidious policy, . . .
and that Mueller was ‘instrumental’ in adopting and executing
it[.]” Id. at 1951. The Court held that these allegations were
“bald,” and that their “conclusory nature . . . disentitle[d]
them to the presumption of truth.” Id.
The complaint further alleged that the two defendants had
caused the arrest and detention of “thousands of Arab Muslim
men . . . as part of [the government’s] investigation of the
events of September 11.” Id. at 1951. It alleged that the defen-
dants had “purposefully designat[ed] detainees ‘of high inter-
est’ because of their race, religion, or national origin.” Id. The
Court held that this allegation of discriminatory purpose was
implausible and therefore not a sufficient allegation under
Rule 8(a): “[G]iven more likely explanations, [the allegations]
do not plausibly establish this purpose.” Id. “[The] complaint
does not contain any factual allegation sufficient to plausibly
suggest [defendants’] discriminatory state of mind.” Id. at
1952.
In two cases decided during roughly the same period, the
Court appears to have applied the original, more lenient ver-
sion of Rule 8(a). In Swierkiewicz v. Sorema N. A., 534 U.S.
506 (2002), the Second Circuit had dismissed plaintiff’s
employment discrimination case for failure to plead facts
establishing a prima facie case of discrimination. The
Supreme Court reversed, writing:
[P]etitioner’s complaint easily satisfies the
requirements of Rule 8(a) because it gives respon-
dent fair notice of the basis for petitioner’s claims.
Petitioner alleged that he had been terminated on
STARR v. BACA 2275
account of his national origin in violation of Title
VII and on account of his age in violation of the
ADEA. His complaint detailed the events leading to
his termination, provided relevant dates, and
included the ages and nationalities of at least some
of the relevant persons involved in his termination.
These allegations give respondent fair notice of what
petitioner’s claims are and the grounds upon which
they rest. . . .
Respondent argues that allowing lawsuits based
on conclusory allegations of discrimination to go
forward will burden the courts and encourage dis-
gruntled employees to bring unsubstantiated suits.
Whatever the practical merits of this argument, the
Federal Rules do not contain a heightened pleading
standard for employment discrimination suits. . . .
Rule 8(a) establishes a pleading standard without
regard to whether a claim will succeed on the merits.
“Indeed it may appear on the face of the pleadings
that a recovery is very remote and unlikely but that
is not the test.” Scheuer, 416 U.S., at 236.
Id. at 514-15 (emphasis added) (some citations omitted).
In Erickson v. Pardus, 551 U.S. 89 (2007) (per curiam), the
Tenth Circuit had dismissed an Eighth and Fourteenth
Amendment deliberate indifference claim for failure to satisfy
Rule 8(a). Plaintiff, an inmate in a Colorado state prison, had
“alleged that a liver condition resulting from hepatitis C
required a treatment program that officials had commenced
but then wrongfully terminated, with life-threatening conse-
quences.” Id. at 89-90. The Tenth Circuit deemed the allega-
tions of the complaint “conclusory” and dismissed on the
pleadings. Id. at 90. The Court emphatically disagreed: “The
holding departs in so stark a manner from the pleading stan-
dard mandated by the Federal Rules of Civil Procedure that
we grant review.” Id. The Court wrote, “[The complaint]
2276 STARR v. BACA
alleged this medication was withheld ‘shortly after’ petitioner
had commenced a treatment program that would take one
year, that he was ‘still in need of treatment for this disease,’
and that the prison officials were in the meantime refusing to
provide treatment. This alone was enough to satisfy Rule
8(a)(2).” Id. at 94 (citations omitted).
The juxtaposition of Swierkiewicz and Erickson, on the one
hand, and Dura, Twombly, and Iqbal, on the other, is perplex-
ing. Even though the Court stated in all five cases that it was
applying Rule 8(a), it is hard to avoid the conclusion that, in
fact, the Court applied a higher pleading standard in Dura,
Twombly and Iqbal. The Court in Dura and Twombly
appeared concerned that in some complex commercial cases
the usual lenient pleading standard under Rule 8(a) gave too
much settlement leverage to plaintiffs. That is, if a non-
specific complaint was enough to survive a motion to dismiss,
plaintiffs would be able to extract undeservedly high settle-
ments from deep-pocket companies. In Iqbal, by contrast, the
Court was concerned that the usual lenient standard under
Rule 8(a) would provide too little protection for high-level
executive branch officials who allegedly engaged in miscon-
duct in the aftermath of September 11, 2001. To the extent
that we perceive a difference in the application of Rule 8(a)
in the two groups of cases, it is difficult to know in cases that
come before us whether we should apply the more lenient or
the more demanding standard.
[9] But whatever the difference between these cases, we
can at least state the following two principles common to all
of them. First, allegations in a complaint or counterclaim must
be sufficiently detailed to give fair notice to the opposing
party of the nature of the claim so that the party may effec-
tively defend against it. Second, the allegations must be suffi-
ciently plausible that it is not unfair to require the opposing
party to be subjected to the expense of discovery.
STARR v. BACA 2277
3. Evaluation of Starr’s Complaint
Viewed in the light of all of the Supreme Court’s recent
cases, we hold that the allegations of Starr’s complaint satisfy
the standard of Rule 8(a). We do not so hold merely because
Starr’s complaint, like the complaint in Erickson, alleges
deliberate indifference in violation of the Eighth and Four-
teenth Amendments. Rather, we so hold because his com-
plaint complies with the two principles just stated.
[10] First, Starr’s complaint specifically alleges numerous
incidents in which inmates in Los Angeles County jails have
been killed or injured because of the culpable actions of the
subordinates of Sheriff Baca. The complaint specifically
alleges that Sheriff Baca was given notice of all of these inci-
dents. It specifically alleges, in addition, that Sheriff Baca was
given notice, in several reports, of systematic problems in the
county jails under his supervision that have resulted in these
deaths and injuries. Finally, it alleges that Sheriff Baca did not
take action to protect inmates under his care despite the dan-
gers, created by the actions of his subordinates, of which he
had been made aware. These allegations are neither “bald”
nor “conclusory.” Iqbal, 129 S. Ct. at 1951. Rather, they are
sufficiently detailed to give notice to Sheriff Baca of the
nature of Starr’s claim against him and to give him a fair
opportunity to defend against it.
[11] Second, the allegations in Starr’s complaint are plau-
sible. They may or may not ultimately be proven by evidence.
But the question is not truth or even probability. Rule 8(a)
“does not impose a probability requirement at the pleading
stage; it simply calls for enough fact to raise a reasonable
expectation that discovery will reveal evidence” to support the
allegations. Twombly, 550 U.S. at 556.
Conclusion
[12] We hold that the Supreme Court’s decision in Iqbal
did not alter the substantive requirements for supervisory lia-
2278 STARR v. BACA
bility claims in an unconstitutional conditions of confinement
case under the Eighth and Fourteenth Amendments where
deliberate indifference is the applicable standard. We also
hold that Starr has sufficiently alleged a supervisory liability
claim of deliberate indifference against Sheriff Baca. We
therefore reverse the district court’s dismissal of Starr’s claim
against Sheriff Baca and remand for further proceedings.
REVERSED AND REMANDED.
TROTT, Circuit Judge, Dissenting:
I respect my experienced colleagues’ evaluation of Starr’s
final complaint, but my view of it is different. In the main, his
complaint has all the hallmarks of an attempted end run
around the prohibition against using the vicarious liability
doctrine of respondeat superior to get at the boss.
Judge Fletcher accurately describes what Starr must allege
to support an actionable claim of individual supervisory liabil-
ity, but I respectfully disagree that Starr’s complaint measures
up to that standard. Yes, we have held that “acquiescence or
culpable indifference” may suffice to show that a supervisor
“personally played a role in the alleged constitutional viola-
tions,” Menotti v. City of Seattle, 409 F.3d 1113, 1149 (9th
Cir. 2005); but simply alleging generally that the Sheriff is
“answerable for the prisoner’s safekeeping” doesn’t cut it. Id.
Plaintiff’s complaint does nothing more than allege raw legal
conclusions with insufficient facts to support them. Starr’s
complaint runs afoul of our Circuit’s rule that to establish a
claim for individual supervisory liability, a plaintiff must
allege facts, not simply conclusions; and those facts must
show that the individual sued was personally involved in the
alleged deprivation of the plaintiff’s civil rights. Barren v.
Harrington, 152 F.3d 1193, 1194 (9th Cir. 1998). Otherwise,
the action fails for failure to state a viable claim. Id. Even if
STARR v. BACA 2279
Judge Fletcher is correct that “supervisory liability” survives
Iqbal, a plaintiff must still allege facts to get into court.
Here, I pause for a moment to underscore and to highlight
a critical aspect of the causation aspect of this issue that too
often is lost in the undertow of the jailhouse activities of
which the plaintiff complains: this part of Starr’s case is a
claim not under Monell for an actionable governmental policy
or custom or practice, but a claim for individual responsibility
— not agency or department or political unit responsibility,
but individual responsibility. It follows as night the day that
the individual under scrutiny must have personally engaged in
identifiably actionable behavior. As Judge Wu correctly
explained,
A supervisor may be liable if there exists either “(1)
his or her personal involvement in the constitutional
deprivation, or (2) a sufficient causal connection
between the supervisor’s wrongful conduct and the
constitutional violation.” . . . As the Ninth Circuit
explained in Redman v. County of San Diego, 942
F.2d 1435, 1446-47 (9th Cir. 1991):
This latter liability is not a form of vicari-
ous liability. Rather, it is direct liability.
Under direct liability, plaintiff must show
the supervisor breached a duty to plaintiff
which was the proximate cause of the
injury. The law clearly allows actions
against supervisors under section 1983 as
long as a sufficient causal connection is
present and the plaintiff was deprived under
color of law of a federally secured right.
“The requisite causal connection can be
established . . . by setting in motion a series
of acts by others which the actor knows or
reasonably should know would cause others
to inflict the constitutional injury.” Johnson
2280 STARR v. BACA
v. Duffy, 588 F.2d 740, 743-44 (9th Cir.
1978).
We are evaluating Starr’s revised third amended complaint.
The district court gave him multiple opportunities factually to
amend to articulate the Sheriff’s personal involvement in this
matter. In particular, the court requested on November 6,
2006, that Starr “state precisely the basis for the claims as to
defendant L. Baca in the [anticipated] revised third amended
complaint.” In response, Starr alleged only more conclusions
and vague and insufficient allegations that the Sheriff (1)
“knew or reasonably could have known,” (2) “knew or rea-
sonably should have known,” and (3) was “aware or should
have become aware” of the jail conditions of which Starr
complains. He sums up his boilerplate allegations with a state-
ment that the Sheriff is liable because he had either “personal
knowledge or constructive knowledge” of all these conditions.
Alleging that the Sheriff “could” have known, “should” have
known, and “should” have become aware is tantamount to
admitting that Starr had no facts to support his allegations.
When we cease to look at the Los Angeles Sheriff’s
Department (LASD) as an abstraction and look at the reality,
we see good reasons for requiring facts before permitting law-
suits against the Sheriff himself: the agency is gigantic. The
LASD is the largest Sheriff’s Department in the world. It cov-
ers 3,171 square miles, 2,557,754 residents, and by contract
42 of the 88 incorporated cities in Los Angeles County. The
Department employs 8,400 law enforcement officers and
7,600 civilians and is responsible for 48 courthouses and 23
substations. The Men’s Central Jail alone houses a revolving
population of 5,000 inmates. In addition, the Department
operates the Twin Towers Correctional Facility, the Mira
Loma Detention Facility, the Pitchess Detention Center, and
the North County Correctional Center. Persons charged with
or convicted of crimes are in over one hundred different loca-
tions. The layers of administration and management between
what happens in a jail are many and they are complex. To
STARR v. BACA 2281
infer that specific incidents which occur in a jail are necessar-
ily known by the Sheriff is to engage in fallacious logic. None
of this complexity absolves the Department of responsibility
for respecting the constitutional rights and general well-being
of its charges, but it does show how inappropriate it is to sue
the Sheriff individually unless in terms of causation the Sher-
iff can be personally tied to the actionable behavior at issue.
Just being a disappointing or even an insufficiently engaged
public servant is not enough. Those issues are for the ballot
box and the County Board of Supervisors, not the courts.
Judge Wu was clear and correct in his articulation of the
complaint’s deficiencies:
What you need to do is state precisely what it is
that you are claiming other than he’s the general
supervisor of the jail facility, and therefore, he can
be sued individually if anything bad happens,
because bad things have happened in the past at the
jail. It has to be something more than that to give rise
to a claim. That’s what I want. I want you to state
what precisely it is that he supposedly did wrong,
and if it’s a failure to supervise it can’t be just a gen-
eral failure of supervision. It has to be something
that is specific. That’s what I want.
Earlier in the same hearing, Starr’s counsel said this, which
is equally indicative of no facts, just “theory:”
MR. PAZ: Your Honor, let me give you an anal-
ogy, Your Honor. All I can do is put it
on the record and try to explain to the
court the theory.
It’s no different than if we had the head
of a hospital, and a surgeon five floors
down below is killing people on a regu-
2282 STARR v. BACA
lar basis. If the head of the hospital
doesn’t act, then they will be liable.
Another concession appeared when counsel said, “We’re still
at the pleading stage where we are just saying do we have a
right to go to Mr. Baca and do discovery and try to prove our
case.” Counsel’s statement here collides with what the
Supreme Court said in Ashcroft v. Iqbal, ___ U.S. ___, 129
S.Ct. 1937 (2009): “Rule 8 . . . does not unlock the doors for
a plaintiff armed with nothing more than conclusions.” Id. at
1949-50.
Accordingly, although we review this issue de novo, I
agree with Judge Wu’s end-of-the-process conclusion:
The TAC [Third Amended Complaint], as compared
to previous pleadings, adds no new allegations which
adequately identifies [sic] the precise nature of
Baca’s misfeasance or nonfeasance or which estab-
lishes a sufficient causal link between Baca’s actions
or inaction and the alleged violation of plaintiff’s
constitutional rights.
Nor does Plaintiff’s opposition memorandum
point to any language in the TAC which demon-
strates such a causal connection. Plaintiff does not
allege that Baca himself directly participated in any
way in the January 27, 2006 incident or that he was
involved in any review or investigation of it. Like-
wise, Plaintiff has not cited to any specific policy
implemented by Baca which was the “moving force
[in] the constitutional violation.” Plaintiff simply
argues that he “has amply satisfied the second
‘causal connection’ prong by alleging facts which
put Baca on notice of ongoing unconstitutional con-
duct of his subordinates.” However, the mere fact
that Baca may have known about prior incidents
[that] allegedly occurred in the jail does not show
STARR v. BACA 2283
that Baca has implemented a policy that is tanta-
mount to a repudiation of constitutional rights.
Judge Fletcher’s Opinion, with all respect, is difficult to
reconcile with Iqbal. I extract portions of the Iqbal Opinion
to illustrate my point:
The allegations against petitioners are the only
ones relevant here. The complaint contends that peti-
tioners designated respondent a person of high inter-
est on account of his race, religion, or national
origin, in contravention of the First and Fifth
Amendments to the Constitution. The complaint
alleges that “the [FBI], under the direction of Defen-
dant MUELLER, arrested and detained thousands of
Arab Muslim men . . . as part of its investigation of
the events of September 11.” It further alleges that
“[t]he policy of holding post-September-11th detain-
ees in highly restrictive conditions of confinement
until they were ‘cleared’ by the FBI was approved
by Defendants ASHCROFT and MUELLER in dis-
cussions in the weeks after September 11, 2001.”
Lastly, the complaint posits that petitioners “each
knew of, condoned, and willfully and maliciously
agreed to subject” respondent to harsh conditions of
confinement “as a matter of policy, solely on
account of [his] religion, race, and/or national origin
and for no legitimate penological interest.” The
pleading names Ashcroft as the “principal architect”
of the policy, and identifies Mueller as “instrumental
in [its] adoption, promulgation, and implementa-
tion.”
Id. at 1944 (internal citations omitted) (alterations and omis-
sions in original).
Respondent [Iqbal] . . . argues that, under a theory
of “supervisory liability,” petitioners can be liable
2284 STARR v. BACA
for “knowledge and acquiescence in their subordi-
nates’ use of discriminatory criteria to make classifi-
cation decisions among detainees.” That is to say,
respondent believes a supervisor’s mere knowledge
of his subordinate’s discriminatory purpose amounts
to the supervisor’s violating the Constitution. We
reject this argument. Respondent’s conception of
“supervisory liability” is inconsistent with his accu-
rate stipulation that petitioners may not be held
accountable for the misdeeds of their agents. In a
§ 1983 suit or a Bivens action-where masters do not
answer for the torts of their servants-the term “super-
visory liability” is a misnomer. Absent vicarious lia-
bility, each Government official, his or her title
notwithstanding, is only liable for his or her own
misconduct. In the context of determining whether
there is a violation of [a] clearly established right to
overcome qualified immunity, purpose rather than
knowledge is required to impose Bivens liability on
the subordinate for unconstitutional discriminations;
the same holds true for an official charged with vio-
lations arising from his or her superintendent
responsibilities.
Id. at 1949 (emphasis added) (internal citation omitted).
Two working principles underlie our decision in
[Bell Atlantic Corp. v.] Twombly [550 U.S. 544
(2007)]. First, the tenet that a court must accept as
true all of the allegations contained in a complaint is
inapplicable to legal conclusions. Thread-bare recit-
als of the elements of a cause of action, supported by
mere conclusory statements, do not suffice. Id., at
555, 127 S. Ct. 1995 (Although for the purposes of
a motion to dismiss we must take all of the factual
allegations in the complaint as true, we “are not
bound to accept as true a legal conclusion couched
as a factual allegation“ (internal quotation marks
STARR v. BACA 2285
omitted)). Rule 8 marks a notable and generous
departure from the hyper-technical, code-pleading
regime of a prior era, but it does not unlock the doors
of discovery for a plaintiff armed with nothing more
than conclusions. Second, only a complaint that
states a plausible claim for relief survives a motion
to dismiss. Determining whether a complaint states
a plausible claim for relief will, as the Court of
Appeals observed, be a context-specific task that
requires the reviewing court to draw on its judicial
experience and common sense. But where the well-
pleaded facts do not permit the court to infer more
than the mere possibility of misconduct, the com-
plaint has alleged-but it has not “show[n]”-”that the
pleader is entitled to relief.” Fed. Rule Civ. Proc.
8(a)(2).
Id. at 1949-50 (emphasis added) (internal citations omitted)
(second alteration in original).
We begin our analysis by identifying the allega-
tions in the complaint that are not entitled to the
assumption of truth. Respondent pleads that petition-
ers “knew of, condoned, and willfully and mali-
ciously agreed to subject [him]” to harsh conditions
of confinement “as a matter of policy, solely on
account of [his] religion, race, and/or national origin
and for no legitimate penological interest.” The com-
plaint alleges that Ashcroft was the “principal archi-
tect” of this invidious policy, and that Mueller was
“instrumental” in adopting and executing it. These
bare assertions, much like the pleading of conspir-
acy in Twombly, amount to nothing more than a
“formulaic recitation of the elements” of a constitu-
tional discrimination claim, namely, that petitioners
adopted a policy “ ‘because of,’ not merely ‘in spite
of,’ its adverse effects upon an identifiable group.”
As such, the allegations are conclusory and not enti-
2286 STARR v. BACA
tled to be assumed true. To be clear, we do not reject
these bald allegations on the ground that they are
unrealistic or nonsensical. We do not so characterize
them any more than the Court in Twombly rejected
the plaintiffs’ express allegation of a “ ‘contract,
combination or conspiracy to prevent competitive
entry,’ ” because it thought that claim too chimerical
to be maintained. It is the conclusory nature of
respondent’s allegations, rather than their extrava-
gantly fanciful nature, that disentitles them to the
presumption of truth.
Id. at 1951 (emphasis added) (internal citations omitted)
(alterations in original).
Although Iqbal puts considerable meat on this wise rule’s
bones, it is not new. In 1988, for example, we said in Taylor
v. List, a failed lawsuit against Nevada’s Attorney General
and the Director of the Nevada State Prison alleging their
“knowledge of and failure to prevent the alleged constitu-
tional violations by their subordinates,” the following:
Liability under section 1983 arises only upon a
showing of personal participation by the defendant.
A supervisor is only liable for constitutional viola-
tions of his subordinates if the supervisor partici-
pated in or directed the violations, or knew of the
violations and failed to act to prevent them.
880 F.2d 1040, 1043, 1045 (9th Cir. 1988) (emphasis added)
(internal citation omitted).
The days of pleading conclusions without factual support
accompanied by the wishful hope of finding something juicy
during discovery are over. Wisely, we have moved up judg-
ment day to the complaint stage rather than bog down the
courts and parties with pre-summary judgment combat.
STARR v. BACA 2287
This conclusion, of course, does not leave Starr without
redress. He may sue the Sheriff in his official capacity, which
is the same as suing the County of Los Angeles and the Sher-
iff’s Department, and he may pursue his lawsuit on the
ground of official policy or longstanding custom and practice
— but he may not sue the Sheriff just because he is the Sher-
iff. See Pembaur v. City of Cincinnati, 475 U.S. 469, 478
(1986); Community House, Inc. v. City of Boise, 623 F.3d
945, 973 (9th Cir. 2010). The district court clearly under-
stands this distinction:
In other words, any time anything goes wrong of
any sort Baca gets blamed and he can be individually
liable as opposed to being liable [in his official
capacity] as the agent of the county. I can understand
that claim. There is no problem with that one, but
you are suing him on an individual basis.
Given the amount of time and effort already devoted to try-
ing to get the Sheriff into this case, I seriously doubt any addi-
tional facts will come forward. Thus, the next step is summary
judgment. So be it.
Accordingly, I respectfully dissent.