10-2436-cv
Homola v. Praxair, Inc.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN
CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE
EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
“SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY
PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held at the
2 Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of New York, on
3 the 8th day of March, two thousand eleven.
4
5 PRESENT: WILFRED FEINBERG,
6 DEBRA ANN LIVINGSTON,
7 RAYMOND J. LOHIER, JR.,
8 Circuit Judges.
9
10
11 FRANK HOMOLA,
12 Plaintiff-Appellant,
13
14 -v.- No. 10-2436-cv
15
16 PRAXAIR, INC.,
17 Defendant-Appellee.
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19
20 MARC CHARLES PANEPINTO, Cantor, Lukasik, Dolce &
21 Panepinto, P.C., Buffalo, NY (Stephen Halpern, on the brief), for
22 Plaintiff-Appellant.
23
24 ALICIA C. ROOD, Schröder, Joseph & Associates, LLP, Buffalo,
25 NY (Linda Heary Joseph, on the brief), for Defendant-Appellee.
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27
28
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1 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
2 DECREED that the judgment of the district court be AFFIRMED.
3 Plaintiff-Appellant Frank Homola (“Homola”) appeals from a Decision and Order of the
4 United States District Court for the Western District of New York (Curtin, J.), filed May 27, 2010,
5 granting the motion for summary judgment of Defendant-Appellee Praxair, Inc. (“Praxair”) and
6 dismissing Homola’s complaint. Homola brought suit against Praxair in New York state court in
7 connection with an injury he allegedly received while working on the defendant’s property, claiming
8 that Praxair had violated New York Labor Law §§ 200 and 241(6) and several sections of New York
9 State Industrial Code. Praxair subsequently removed the suit to the United States District Court for
10 the Western District of New York on the basis of diversity jurisdiction. On appeal, Homola
11 challenges only the dismissal of his claims under N.Y. LAB. LAW § 241(6), a provision which itself
12 requires him to identify a violation of a specific provision of the State Industrial Code. See Owen
13 v. Commercial Sites, Inc., 725 N.Y.S.2d 574, 575 (2d Dep’t 2001). We assume the parties’
14 familiarity with the underlying facts and procedural history of the case.
15 We review a grant of summary judgment de novo, “construing the evidence in the light most
16 favorable to the non-moving party and drawing all reasonable inferences in its favor.” Gen. Star
17 Nat’l Ins. Co. v. Universal Fabricators, Inc., 585 F.3d 662, 669 (2d Cir. 2009) (quoting Allianz Ins.
18 Co. v. Lerner, 416 F.3d 109, 113 (2d Cir. 2005)). A grant of summary judgment is appropriate “if
19 the movant shows that there is no genuine dispute as to any material fact and the movant is entitled
20 to judgment as a matter of law.” Fed. R. Civ. P. 56(a). A genuine dispute exists “if ‘the evidence
21 is such that a reasonable jury could return a verdict for the nonmoving party.’” Gen. Star, 585 F.3d
2
1 at 669 (quoting Roe v. City of Waterbury, 542 F.3d 31, 35 (2d Cir. 2008)).
2 Homola first challenges the district court’s conclusion that he raised no genuine issue of fact
3 as to whether the area in which he was allegedly injured was a “passageway” or a “walkway” and
4 therefore covered by two provisions of New York’s Industrial Code, as codified in the New York
5 Code, Rules, and Regulations (“N.Y.C.R.R.”). See 12 N.Y.C.R.R. § 23-1.7(d) (“Slipping hazards.
6 Employers shall not suffer or permit any employee to use a floor, passageway, walkway, scaffold,
7 platform or other elevated working surface which is in a slippery condition.”); id. § 23-1.7(e)(1)
8 (“Passageways. All passageways shall be kept free from accumulations of dirt and debris and from
9 any other obstructions or conditions which could cause tripping.”). Homola does not dispute that
10 New York courts have consistently found that these regulations do not apply to “a common area or
11 open yard in front of or between buildings.” Scarupa v. Lockport Energy Associates, L.P., 667
12 N.Y.S.2d 561, 563 (4th Dep’t 1997); see also Roberts v. Worth Const., Inc., 802 N.Y.S.2d 177, 180
13 (2d Dep’t 2005) (holding that an open area at ground level is not a passageway); O’Gara v.
14 Humphreys & Harding, Inc., 723 N.Y.S.2d 25, 26 (1st Dep’t 2001) (concluding that “muddy ground
15 in an open area exposed to the elements” is not a passageway or similar work area); Gavigan v.
16 Bunkoff Gen. Contractors Inc., 669 N.Y.S.2d 69, 69 (3d Dep’t 1998) (holding that “an out-of-doors
17 worn dirt pathway” is not a passageway). He argues, however, that the eight-to-ten-foot-wide area
18 in which he was allegedly injured, bounded on one side by a safety fence surrounding the “M Dig”
19 excavation site and on the other side by a building, nevertheless qualifies as a passageway or a
20 walkway.
21
3
1 Homola first attempts to raise several distinctions between his case and that of Smith v. Hines
2 GS Props., Inc., 815 N.Y.S.2d 82 (1st Dep’t 2006), on which the district court relied. However,
3 none of his proposed distinctions are relevant to the principal proposition for which the district court
4 cited Smith: that the fact that Homola and other workers had to pass through the area between the
5 safety fence and a building did not by itself render the area into a “passageway” or “walkway.” See
6 Smith, 815 N.Y.S.2d at 83 (ruling that such an area was not a passageway despite the fact that
7 “tradesmen at the site routinely traversed this physically defined area as their only access to
8 equipment and materials”); see also Constantino v. Kreisler Borg Florman Gen. Const. Co., Inc.,
9 707 N.Y.S.2d 487, 487 (2d Dep’t 2000) (holding that “a path formed by the flow of men walking
10 back and forth between the area where their cars were parked and the building under construction”
11 was not a “passageway”). Nor can we say that the fact Homola used this area not as a route from
12 one place to another but rather as his work site itself renders it any more of a passageway than the
13 area at issue in Smith.
14 Homola argues that New York courts considering whether areas are walkways or
15 passageways have focused on whether the areas are open to a range of people and on whether they
16 are defined by physical borders or boundaries. Here, however, the district court correctly concluded
17 that the undisputed facts in this case reflect that the area outside the excavation site was generally
18 an open yard, with no specifically demarcated walkways and with compacted gravel extending out
19 from the excavation on both sides of the safety fence. While Homola asks us to distinguish his case
20 on the basis of the eight-to-ten-foot width of the particular section of this open area between a fence
21 and a building in which he was working or its perceived narrowness, he provides no authority either
4
1 expressly making a distinction on this basis or even simply concluding that an area similar to the one
2 at issue in this case was a passageway for the purposes of this Code provision. Instead, the
3 consistent holding of the New York courts has been that an open yard between buildings is not a
4 passageway or walkway. See Jennings v. Lefcon P’ship, 673 N.Y.S.2d 85, 85 (1st Dep’t 1998)
5 (holding that an open area between two high-rise buildings was not a passageway); Scarupa, 667
6 N.Y.S.2d at 563 (concluding that an open yard in front of or between buildings is not a passageway);
7 McGrath v. Lake Tree Vill. Assocs., 629 N.Y.S.2d 358, 359 (4th Dep’t 1995) (same); Stairs v. Street
8 Assocs. L.P., 615 N.Y.S.2d 478, 479-80 (3d Dep’t 1994) (same). As a result, given the undisputed
9 facts in this case, we affirm the district court’s grant of summary judgment with respect to these two
10 claims.
11 Homola also challenges the district court’s grant of summary judgment to Praxair on his
12 claim under a separate provision of the Industrial Code mandating that “[t]he parts of floors,
13 platforms and similar areas where persons work or pass shall be kept free from accumulations of dirt
14 and debris and from scattered tools and materials and from sharp projections insofar as may be
15 consistent with the work being performed.” 12 N.Y.C.R.R. § 23-1.7(e)(2). As both parties
16 acknowledge, this regulation has been held not to apply where the object that allegedly caused a
17 plaintiff’s fall was “an integral part of the work he was performing.” Sharrow v. Dick Corp., 649
18 N.Y.S.2d 281, 283 (4th Dep’t 1996). Homola asserts that the district court erred in concluding that
19 he had failed to raise a material question of fact as to both whether the fence was an integral part of
20 the work being performed and whether it could in any case be considered either an “accumulation[]
21 of dirt and debris” or “scattered tools and materials.”
5
1 First, Homola asserts that in order to be integral to the work being performed an object needs
2 either to be indispensable for a worker to perform the job in question or to be a byproduct of the
3 work itself. However, the New York cases cited by the parties do not demand such a narrow
4 understanding of when an object should be found integral to the work being performed. Instead, just
5 as the New York Court of Appeals has concluded that there is no violation of 12 N.Y.C.R.R. §
6 23-1.7(e)(2) where a pipe over which the plaintiff tripped “was an integral part of the construction,”
7 O’Sullivan v. IDI Const. Co., Inc., 855 N.E.2d 1159, 1159 (N.Y. 2006), here the fence, which was
8 constructed to enclose the radioactive dig and keep it separate from the rest of the work site, is an
9 integral part of the work site, such that we similarly cannot conclude that removing it would be
10 “consistent with the work being performed.”
11 Homola also fails to provide any support for the notion that the fence at issue, even assuming
12 it is a “material,” could be considered a “scattered . . . material” for the purposes of this Code
13 provision. See Ramsey v. Leon D. DeMatteis Const. Corp., 912 N.Y.S.2d 654, 654 (2d Dep’t 2010)
14 (“This section of the Industrial Code requires owners and contractors to maintain working areas free
15 from tripping hazards such as, inter alia, debris and scattered materials . . . .”); Lelek v. Verizon New
16 York, Inc., 863 N.Y.S.2d 429, 429 (1st Dep’t 2008) (stating that the provision “requires that
17 ‘[w]orking areas’ be ‘kept free from accumulations of . . . debris and from scattered . . . materials’
18 (alterations in original)). Instead, where, for example, an employee trips over a bolt embedded in
19 the ground, the New York courts have made clear that such an object is not “‘dirt,’ ‘debris,’
20 ‘scattered tools and materials,’ or a ‘sharp projection [ ],’ as required by [this provision of the
21 Industrial Code].” Dalanna v. City of New York, 764 N.Y.S.2d 429, 429 (1st Dep’t 2003); see also
22 Adams v. Glass Fab, Inc., 624 N.Y.S.2d 705, 708 (4th Dep’t 1995) (holding that wire mesh set into
6
1 concrete could “[u]nder no reasonable view . . . be considered the equivalent of dirt, debris, or
2 ‘scattered tools and materials’”). We thus affirm the district court’s conclusion that there is no
3 genuine question of fact as to whether the safety fence in this case can serve as the basis for a
4 violation of § 23-1.7(e)(2).1
5 We have considered all of Appellant’s remaining arguments and find them to be without
6 merit. For the foregoing reasons, the judgment of the district court is hereby AFFIRMED.
7
8 FOR THE COURT:
9 Catherine O’Hagan Wolfe, Clerk
10
11
1
Because we conclude that the district court properly granted summary judgment to
Praxair on all three claims for which Homola brings an appeal, we need not address Praxair’s
alternative argument regarding whether it is an “owner” of the site at which the injury occurred
for the purposes of N.Y. LAB. LAW § 241(6).
7