REVISED JUNE 16, 2000
UNITED STATES COURT OF APPEALS
For the Fifth Circuit
No. 99-10446
ADOLPHO GIL HERNANDEZ,
Applicant-Appellant,
VERSUS
GARY JOHNSON, DIRECTOR OF THE INSTITUTIONAL
DIVISION OF THE TEXAS DEPARTMENT OF CRIMINAL JUSTICE,
Respondent-Appellee.
Appeal from the United States District Court
For the Northern District of Texas
May 30, 2000
Before EMILIO M. GARZA, DeMOSS, and BENAVIDES, Circuit Judges.
DeMOSS, Circuit Judge:
Applicant-Appellant Adolpho Gil Hernandez, a Texas death row
inmate, whose petition for habeas corpus relief and request for a
Certificate of Appealability (“COA”) were both denied by the
federal district court, now seeks a COA from this Court pursuant to
28 U.S.C. § 2253(c)(2). For the reasons set forth below, we deny
the request for a COA.
I. BACKGROUND
On the evening of September 30, 1988, at about 5:00 p.m.,
Hernandez and a friend, Mike Martinez, went to the home of
Margarita Davila in Slaton, Texas, with an eight-pack of “pony”
beers. The three shared the beers, with Davila drinking one and
the two men consuming the rest. While at the residence, Hernandez
played baseball with Davila’s young son, teaching him how to swing
a baseball bat. Around 7:30 p.m., Hernandez and Martinez decided
to leave the residence to purchase more beer. Before leaving,
Hernandez took the baseball bat despite Davila’s request to leave
the bat alone.
Upon purchasing a six-pack of beer, Hernandez and Martinez
went to the home of Kenneth Hodges, where they shared the six-pack
with Hodges and another adult male. Eventually, Hernandez and
Martinez decided to leave Hodges’ home. The two walked together
for a short time before they separated. Martinez went to another
friend’s home to watch the Olympics. Hernandez still carried the
bat from Davila’s home.
Around 9:00 p.m., Hernandez approached the home of Ysidoro
Maldonado, a young boy who lived with his grandmother in a house
located in the same area of Slaton as the residence of Elizabeth
Alvarado, who ultimately became Hernandez’ victim. Upon hearing a
knock, Ysidoro looked out the window to see who was on the porch.
Unable to see who was there, Ysidoro opened both the front and
2
screen doors. Recognizing Hernandez, Ysidoro asked what he wanted;
whereupon, Hernandez swung the bat at the young boy. Ysidoro was
able to close the door to avoid being struck by the bat, but the
bat broke the screen door. Hernandez ran off in the general
direction of Alvarado’s home.
A short time later, Josie Vargas, who is Alvarado’s daughter,
and Reuben Alvarado (“Reuben”), Alvarado’s great-grandson, saw
Hernandez coming out of Alvarado’s kitchen. Both Vargas and Reuben
noticed that Hernandez was carrying Alvarado’s purse. In addition,
Vargas testified that Hernandez was carrying a baseball bat. When
Hernandez saw the two individuals outside the house, he retreated
back inside and then exited out the front door with the purse and
bat in hand. Waiting outside the house, Vargas confronted
Hernandez, who stared at her and asked if she was alone. When she
replied that she was, Hernandez raised the bat as if he was about
to strike her, whereupon Vargas grabbed hold of the bat and
wrestled with Hernandez until she was able to get the bat away from
him. Vargas then chased Hernandez, striking him with the bat,
until he escaped.
Thereafter, Vargas and Reuben entered the home and checked on
Alvarado. They found her with her right arm noticeably broken and
beaten beyond recognition. Nevertheless, she was apparently alive
as she was still breathing. Medical personnel attempted to revive
Alvarado, but she was pronounced dead upon arrival at Lubbock
General Hospital.
3
Alvarado was found to have both bones broken in her right
wrist. Furthermore, she had lacerations on her head, a broken
nose, as well as a depressed fracture of the skull. Alvarado had
suffered a massive subdural hemorrhage and had endured eight blows
to her head: three to the right side, two to the top, one to the
side, and two to the left. According to the pathologist
responsible for Alvarado’s autopsy, the several hits about her head
caused Alvarado’s death.
Not more than an hour after the beating, Hernandez was
apprehended, hiding behind a tree. After a jury trial, he was
convicted of capital murder on January 31, 1990. On February 5,
1990, after a separate hearing on punishment, the jury
affirmatively answered the two special issues submitted to it
pursuant to former Texas Code of Criminal Procedure article
37.071.1 As a result, punishment was assessed at death.
Hernandez’ conviction and sentence were automatically appealed
to the Texas Court of Criminal Appeals, which affirmed both on June
29, 1994. The United States Supreme Court denied his petition for
1
Former article 37.071 provided in pertinent part:
(b) On conclusion of the presentation of the evidence, the
court shall submit the following issues to the jury:
(1) whether the conduct of the defendant that caused the
death of the deceased was committed deliberately and with
the reasonable expectation that the death of the deceased
or another would result;
(2) whether there is a probability that the defendant
would commit criminal acts of violence that would
constitute a continuing threat to society . . . .
Tex. Code Crim. Proc. Ann. art. 37.071 (Vernon 1981).
4
writ of certiorari on April 24, 1995. See Hernandez v. Texas, 115
S. Ct. 1798 (1995).
Thereafter, Hernandez filed an application for state writ of
habeas corpus. On September 15, 1998, the state habeas court,
which was also Hernandez’ trial court, entered findings of fact and
conclusions of law, recommending that habeas relief be denied. The
Texas Court of Criminal Appeals adopted those findings and denied
Hernandez’ application for habeas relief on November 18, 1998. On
November 23, 1998, Hernandez filed an application for federal writ
of habeas corpus, which was denied on March 18, 1999. Furthermore,
his application for a COA was denied by the district court on April
23, 1999. That application is now pending before this court.
II. DISCUSSION
Because Hernandez’ application for writ of habeas corpus was
filed on November 23, 1998, it is governed by the provisions of the
Antiterrorism and Effective Death Penalty Act (“AEDPA”). See Lindh
v. Murphy, 117 S. Ct. 2059 (1997); Clark v. Johnson, 202 F.3d 760,
763 (5th Cir. 2000), petition for cert. filed, (U.S. Apr. 25, 2000)
(No. 99-9327). “Under AEDPA, before an appeal from the dismissal
or denial of a § 2254 habeas petition can proceed, the petitioner
must first obtain a COA, which will issue ‘only if the applicant
has made a substantial showing of the denial of a constitutional
right.’” See id. (quoting 28 U.S.C. § 2253(c)(2)).
5
Recently, the Supreme Court ratified the standard to obtain a
Certificate of Probable Cause, as announced in Barefoot v. Estelle,
103 S. Ct. 3383 (1983), as the appropriate standard to determine
whether a habeas prisoner has made a substantial showing of the
denial of a constitutional right. See Slack v. McDaniel, 120 S.
Ct. 1595, 1603-04 (2000). Under that standard, an applicant makes
a substantial showing when he demonstrates that his application
involves issues that are debatable among jurists of reason, that
another court could resolve the issues differently, or that the
issues are suitable enough to deserve encouragement to proceed
further. See Clark, 202 F.3d at 763 (citing Drinkard v. Johnson,
97 F.3d 751, 755 (5th Cir. 1996), overruled in part on other
grounds, Lindh, 117 S. Ct. 2059). Specifically, where a district
court has rejected a prisoner’s constitutional claims on the
merits, the applicant must demonstrate that reasonable jurists
would find the district court’s assessment of the constitutional
claims debatable or wrong. See Slack, 120 S. Ct. at 1604. “When
the district court denies a habeas petition on procedural grounds
without reaching the prisoner’s underlying constitutional claim, a
COA should issue when the prisoner shows, at least, that jurists of
reason would find it debatable whether the petition states a valid
claim of the denial of a constitutional right and that jurists of
reason would find it debatable whether the district court was
correct in its procedural ruling.” Id. Because the present case
6
involves the death penalty, any doubts as to whether a COA should
issue must be resolved in Hernandez’ favor. See Clark, 202 F.3d at
764.
A state court’s determination of a factual issue shall be
presumed to be correct unless rebutted by clear and convincing
evidence. See 28 U.S.C. § 2254(e)(1); Davis v. Johnson, 158 F.3d
806, 812 (5th Cir. 1998), cert. denied, 119 S. Ct. 1474 (1999).
When the state habeas court and the trial court are one and the
same, the presumption is especially strong. See Clark, 202 F.3d at
764.
In his application, Hernandez presents two issues for which he
seeks a COA: 1) whether he was denied the effective assistance of
counsel when his court-appointed trial attorneys failed to
recognize the validity and importance of an alcoholic blackout
defense, and 2) whether he was denied a fair trial when the State
allegedly utilized and relied upon materially inaccurate evidence.
We now address those issues in light of the standards for the
issuance of a COA.
A.
Hernandez’ first challenges his trial counsel’s performance at
trial and sentencing, arguing that they failed to recognize the
validity and importance of an alcoholic blackout defense. To
prevail on an ineffectiveness of counsel claim, Hernandez must show
that his trial counsel’s performance was deficient and that the
7
deficiency prejudiced his defense. See Strickland v. Washington,
104 S. Ct. 2052, 2064 (1984). The trial counsel’s performance is
deficient when the representation falls below an objective standard
of reasonableness. See id.; Davis, 158 F.3d at 812. In assessing
the trial counsel’s performance, we must make every effort “to
eliminate the distorting effects of hindsight, to reconstruct the
circumstances of counsel’s challenged conduct, and to evaluate the
conduct from counsel’s perspective at the time.” Strickland, 104
S. Ct. at 2065. There is a strong presumption that the trial
counsel’s conduct falls within the wide range of objectively
reasonable conduct. See id.
To establish that the trial counsel’s deficiency prejudiced
his defense, Hernandez “must show that there is a reasonable
probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different.” Id. at 2068.
“A reasonable probability is a probability sufficient to undermine
confidence in the outcome.” Id. Thus, when a defendant challenges
a conviction, we must ask whether, absent the errors, a reasonable
probability exists that the jury would have had a reasonable doubt
as to guilt. See id. at 2068-69. When the challenge is to a
sentence, we must examine whether, absent the errors, a reasonable
probability exists that the sentencer would have concluded that the
balance of aggravating and mitigating circumstances did not warrant
death. See id. at 2069.
8
Here, Hernandez maintains that his trial counsel’s failure to
recognize the validity and importance of an alcoholic blackout
defense constituted deficient performance that prejudiced his
overall defense at trial and at sentencing. First, he notes that
at trial and at sententcing, his trial counsel did not enlist an
expert to aid their understanding of Hernandez’ condition on the
night of the murder. Second, Hernandez argues that his trial
counsel failed to present available evidence that would show: a)
that alcohol consumption by an alcohol-dependent individual is
compulsive, not voluntary, and that, therefore, Hernandez did not
voluntarily consume alcohol; and b) that Hernandez was in a state
of anterograde, rather than typical, amnesia and, consequently,
could not have acted intentionally or deliberately. Third,
Hernandez believes that by not recognizing the alcoholic blackout
defense, his trial counsel did not develop or tie in evidence of
prior alcoholic blackouts to the blackout surrounding the instant
offense and, thus, failed to use any such evidence to mitigate the
offense. Fourth, he contends that his trial counsel’s inability to
understand the importance of the alcoholic blackout defense
deprived him of a material fact witness that would have supported
his defense. Dave Martinez, the lead trial attorney on the case,
is Hernandez’ cousin and was the first individual whom he called
after being arrested. According to Dave Martinez, Hernandez could
be heard in the background during Martinez’ conversation with the
police. Moreover, Hernandez did not appear to understand what was
9
going on or what charges were being pressed against him. Hernandez
suggests that if his trial counsel had realized the importance of
the alcoholic blackout defense, then Dave Martinez would not have
participated as a defense attorney and would, instead, have
provided support by testifying as a fact witness as to Hernandez’
condition on the night of the murder. The gist of Hernandez’
allegations is that by failing to recognize the importance of an
alcoholic blackout defense, his trial counsel did not offer
evidence that his actions on the night of the murder were not
voluntary or intentional.
All of these allegations, however, do not amount to a
substantial showing of the denial of a constitutional right. Under
Texas law, voluntary intoxication does not constitute a defense to
the commission of a crime. See Tex. Pen. Code Ann. § 8.04 (Vernon
1994). Neither does evidence of voluntary intoxication negate the
element of specific intent required for capital murder. See Raby
v. State, 970 S.W.2d 1, 6 (Tex. Crim. App. 1998), cert. denied, 119
S. Ct. 515 (1998). Although involuntary intoxication may absolve
one of criminal culpability, see Torres v. State, 585 S.W.2d 746,
749 (Tex. Crim. App. 1976), Texas courts have consistently ruled
that alcoholism may not be the basis for an involuntary
intoxication defense, see Shurbet v. State, 652 S.W.2d 425, 428
(Tex. App.–Austin 1982, no pet.); Heard v. State, 887 S.W.2d 94, 98
(Tex. App.–Texarkana 1994, pet. ref’d) (referring to Shurbet for
10
support); cf. Martinez v. State, No. 04-95-00032-CR, 1996 WL
134969, at *3 (Tex. App.–San Antonio March 27, 1996, no pet.)
(unpublished disposition) (holding that evidence of an addiction
does not warrant an instruction on involuntary intoxication).
Thus, Hernandez’ consumption of alcohol on the night of the murder
was not involuntary, and he could not have predicated a defense on
the possibility that he was in an alcoholic blackout. Therefore,
his trial counsel’s failure to obtain an expert on alcoholism, to
counter with evidence the State’s argument that he voluntarily
drank alcohol and intentionally committed the murder, to tie in
past incidents of alcoholic blackouts, or to realize that Dave
Martinez might be the sole witness to Hernandez’ alcoholic blackout
was immaterial and irrelevant to the guilt-or-innocence phase of
the trial. None of those failures translate to deficient
performance at trial on the part of Hernandez’ trial counsel; nor
did those failures prejudice his defense.
Admittedly, Hernandez’ trial counsel could have introduced
evidence about alcoholic blackouts to mitigate punishment. See
Tex. Pen. Code Ann. § 8.04(b) (“Evidence of temporary insanity
caused by intoxication may be introduced by the actor in mitigation
of the penalty attached to the offense for which he is being
tried.”). But they would first have had to establish 1) that
Hernandez’ voluntary intoxication caused him not to know his
conduct was wrong or 2) that it caused him to be incapable of
11
conforming his conduct to the requirements of the law that he
violated. See Cordova v. State, 733 S.W.2d 175, 190 (Tex. Crim.
App. 1987). Mere voluntary intoxication on the part of Hernandez
would have been insufficient to warrant an affirmative instruction
on temporary insanity caused by voluntary intoxication. See id.
According to the state habeas court’s findings of fact, there
was no evidence in the record that Hernandez suffered from an
alcoholic blackout or was even intoxicated. Instead, various
witnesses, from Davila to Mike Martinez, testified that Hernandez
was not drunk or that they were unsure that he had even been
drinking on the night of the murder. We must presume that those
findings are correct unless they are rebutted by clear and
convincing evidence.
Hernandez has failed to do that. He does not refer to any
evidence in the record indicating that he was drunk or in an
alcoholic blackout on the night of the murder; nor could he
considering the tenor of the evidence. At trial, any discussion
about blackouts or Hernandez’ drunken nature were in reference to
past incidents, and not to the night in question. Although
Hernandez clearly drank alcohol before murdering Alvarado, the
record just does not lend credence to the view that Hernandez was
somehow intoxicated, let alone temporarily insane.
Indeed, the record reveals that Hernandez took a baseball bat
from Davila’s home despite Davila’s objections, that Hernandez
12
attempted to break into the Maldonado residence, that Hernandez
questioned Vargas as to her being alone before he attacked her,
that Hernandez stole property from Alvarado’s home, that Hernandez
disposed of the stolen property and part of the clothing that he
had on during the murder, and that Hernandez was hiding when the
police arrested him. All of those events demonstrate intentional
conduct on the part of Hernandez and that he was aware of his
actions.
The evidence that Hernandez proffers and that is most
suggestive of intoxication, and possibly temporary insanity, is the
affidavits of Dr. Brian Derrick and Dave Martinez, both of which
were before the state habeas court and were rejected as a basis for
relief. Derrick’s affidavit relies on portions of the trial record
rather than any first-hand examination of Hernandez on the night of
the murder. Other than Hernandez’ consumption of beer that night
and the arresting officer’s statement that Hernandez smelled of
alcohol at the time he was arrested, none of the factual summary
used by Derrick to formulate his opinion makes reference to
Hernandez being intoxicated when he murdered Alvarado. Instead,
Derrick bases his analysis primarily on instances of past
misconduct by Hernandez. Of the factual summary’s references that
could possibly point to an intoxicated Hernandez on the night of
the murder, none are particularly supportive. The mere consumption
of alcohol does not necessarily translate into intoxication, nor
does the smell of alcohol mean that one was drunk.
13
As for Dave Martinez’ affidavit, it is just a subjective
statement, from someone who was not present with Hernandez at the
time of the offense, that Hernandez was in an alcoholic blackout
when he murdered Alvarado. Although Hernandez did apparently tell
Dave Martinez that he remembered nothing of that night, Hernandez’
statements to Martinez would have been inadmissible hearsay. See
Tex. R. Crim. Evid. 802. Similarly, Dave Martinez’ assertion that,
based on the telephone call by Hernandez from jail, he was the only
one who could testify as to Hernandez being intoxicated and in an
alcoholic blackout is also unavailing. According to Dave Martinez,
Hernandez could be heard in the background repeatedly asking the
police officer what the charges were and why he was being arrested.
Even if those statements were not hearsay, Hernandez’ questions to
the police officer would not have established that he was
intoxicated or temporarily insane. The repetitiousness of
Hernandez’ questioning could have just reflected his inability to
comprehend the legal nature of the charges. Moreover, the fact
that Hernandez was hiding from the police belies any suggestion
that he was in a drunken stupor, unable to realize why he was being
arrested.
But even if Hernandez was intoxicated on the night of the
murder, he undeniably knew his conduct was wrong; otherwise, he
would not have been hiding from the police, or disposing of the
stolen property and his clothing, or attempting to get away from
14
Vargas with force. Neither do Hernandez’ violent actions the night
of the murder indicate that he was incapable of conforming his
conduct to the requirements of the law that he violated. Rather
than act in a murderous rage throughout the night, Hernandez acted
violently only when he wanted something, such as: 1) to break into
the Maldonado residence; 2) to steal from Alvarado; or 3) to escape
Vargas’ grasp. Clearly, then, Hernandez’ voluntary intoxication
did not cause him not to know that his conduct was wrong or make
him incapable of conforming his conduct to the requirements of the
law that he violated so as to warrant an instruction on temporary
insanity by intoxication under Texas law.
Thus, we conclude that Hernandez has not demonstrated a
substantial showing of the denial of a constitutional right.
First, he has not tendered clear and convincing evidence to rebut
the presumption of the state court’s findings that he was not in an
alcoholic blackout or intoxicated. As a result, he could not have
established the necessary prerequisites for a determination that he
was temporarily insane by intoxication. Second, even if Hernandez
was intoxicated on the night of the murder, the evidence does not
support a finding that he was temporarily insane under Texas law.
Therefore, any failure by Hernandez’ trial counsel to recognize the
importance of the alcoholic blackout defense was neither deficient
performance nor prejudicial to Hernandez’ representation, and we
must deny a COA on that issue.
B.
15
The second issue presented in Hernandez’ application for a COA
is whether Hernandez was denied a fair trial because the State
utilized and relied upon allegedly materially inaccurate evidence
in violation of the Eighth Amendment’s protections from cruel and
unusual punishment as pronounced in Johnson v. Mississippi, 108 S.
Ct. 1981 (1988). That issue was before the state habeas court,
which denied relief, finding that it was not supported by any
credible evidence in the record. Germane to the issue are the
testimonies of Drs. James Grigson and Ralph Erdmann. Hernandez
maintains that Grigson testified falsely as to the number of
defendants that he had interviewed to determine their propensity
for future dangerousness and that this testimony greatly influenced
the jury’s answer as to whether Hernandez posed a future danger.
In addition, Hernandez asserts Erdmann falsely testified as to
examining the victim’s heart, and therefore, Erdmann could not
have honestly stated that Alvarado’s cause of death was not a heart
attack. Due to Erdmann’s supposedly false testimony, Hernandez
contends that the jury was convinced of the baseball attack as
having caused Alvarado’s death, and this belief persuaded the jury
that he was a future danger.
Johnson involved a death sentence under Mississippi law.
Before imposing the death penalty, a Mississippi jury had to
determine whether aggravating circumstances outweighed mitigating
circumstances. See id. at 1984. In that case, the jury found
16
three aggravating circumstances: 1) the defendant had previously
been convicted of a violent felony; 2) the defendant had committed
the capital murder for the purpose of avoiding arrest or effecting
an escape from custody; and 3) the capital murder was especially
heinous, atrocious, and cruel. See id. The sole basis for the
first aggravating circumstance was a document showing that the
defendant had been convicted in New York of second-degree assault
with intent to commit first-degree rape. See id. After weighing
the aggravating and mitigating circumstances, the jury concluded
that the three aggravating circumstances outweighed the mitigating
ones, and the death penalty was imposed. See id.
Thereafter, the New York felony conviction was reversed, and
the defendant sought post-conviction relief on the ground that the
New York conviction was invalid and could not be used as an
aggravating circumstance. See id. at 1985. The Supreme Court
ultimately reversed the death sentence, noting that the Eighth
Amendment’s prohibition against cruel and unusual punishment gives
rise to a special need for reliability in the determination that
death is the appropriate punishment. See id. at 1986. The Court
remarked that to allow the jury to consider evidence that was
materially inaccurate was error. See id. at 1989.
The present case does not parallel the situation addressed in
Johnson nor the vast majority of cases that have relied upon
Johnson to determine whether evidence of a criminal conviction or
17
conduct may be properly admitted at sentencing. Instead of a
materially inaccurate criminal conviction, we confront purportedly
materially inaccurate testimony. Notwithstanding the difference,
Hernandez must still establish that Grigson’s and Erdmann’s
testimonies were false and material. See Fuller v. Johnson, 114
F.3d 491, 497 (5th Cir. 1997) (holding that habeas prisoner’s
Eighth Amendment claim failed because he had not adequately shown
that Erdmann’s testimony was false or material).
Although neither the Supreme Court nor this circuit has
defined “materially” in the context of an Eighth Amendment
violation under Johnson, the Supreme Court has had occasion to
elaborate on materiality in the analogous context of the
government’s suppression of material evidence under Brady v.
Maryland, 83 S. Ct. 1194 (1963). See Kyles v. Whitley, 115 S. Ct.
1555 (1995). In Kyles, it noted that the touchstone of materiality
is a “reasonable probability” of a different result. See id. at
1566; United States v. O’Keefe, 128 F.3d 885, 894 (5th Cir. 1997).
Under such a standard, Hernandez must show that Grigson’s and
Erdmann’s testimonies undermined confidence in the outcome of the
trial. See Kyles, 115 S. Ct. at 1566; see also O’Keefe, 128 F.3d
at 894 (“Materiality, stated another way, occurs when the falsehood
results in a ‘corruption of the truth-seeking function of the trial
process.’”) (quoting United States v. Agurs, 96 S. Ct. 2392, 2397
(1976)).
18
With those pronouncements in mind, we address the allegations
about Grigson and Erdmann in turn. Again, we reiterate that we
must give due deference to the state habeas court’s findings and
presume them to be correct. Although the state habeas court termed
some of its findings regarding Grigson’s and Erdmann’s testimonies
as conclusions of law, it did clearly state that there was no
credible evidence to support Hernandez’ Eighth Amendment claim.
A review of Grigson’s testimony and Hernandez’ proffered
evidence does not dissuade us from the state habeas court’s view.
At most, Grigson may have falsely testified to the number of
defendants whom he interviewed and determined not to be dangerous,2
but any discrepancy in that testimony does not arise to the level
of materiality required for an Eighth Amendment violation. “It is
axiomatic that not every lie is material.” O’Keefe, 128 F.3d at
894. Hernandez essentially quibbles over the number of cases
Grigson may have examined to argue that Grigson has no credibility
and that Grigson’s future dangerousness prediction has no
foundation. During the trial, however, Hernandez had the
opportunity to do just that. He offered five experts who testified
that future dangerousness predictions are inaccurate, and one of
them testified that Grigson had been wrong on at least 15
2
After being impeached by Hernandez’ trial counsel as being
biased in favor of the State, Grigson testified that he had
interviewed "tens" of defendants whom he deemed not to be
dangerous.
19
occasions. Thus, Grigson’s credibility was severely tested, and
whether he may have falsely stated the number of defendants whom he
examined and concluded to be not dangerous was immaterial to the
result. Indeed, the future dangerousness of Hernandez was, in many
ways, more adeptly established by evidence indicating that
Hernandez had: 1) five prior felony convictions; 2) assaulted his
wife and daughter; 3) disciplinary problems during prior prison
terms; 4) encouraged his son to kill the son’s maternal
grandfather; 5) assaulted his four- and five-year-old relatives; 6)
repeatedly stabbed a person with a knife; 7) assaulted a fellow
inmate while in county jail awaiting trial in this case; and 8)
made threats of killing a trial judge in this case. In light of
all those facts, we conclude that, even if Grigson had testified
falsely, his testimony was not material and that, therefore,
Hernandez has failed to substantially show the denial of a
constitutional right.
Similarly, Hernandez’ contention regarding Erdmann must also
fail. Hernandez argues that Erdmann did not actually inspect
Alvarado’s heart and, thus, could not have truthfully testified
that Alvarado did not die of a heart attack. He bases that claim
on a statement by Erdmann that Alvarado’s “new implants were in
good shape” and on the fact that no Y-incision to the thoracic area
appears to have been made despite Erdmann’s testimony to the
contrary. Although the portions of Erdmann’s testimony referred to
by Hernandez suggest that Erdmann testified to examining the heart,
20
there is no affirmative declaration by Erdmann that he did do such
an examination. Even if we did conclude that Erdmann had testified
as such and that other evidence, such as the autopsy photo of the
body without a Y-incision, corroborates Erdmann’s lack of
truthfulness as to inspecting Alvarado’s heart, those conclusions
do not establish the falsity of Erdmann’s analysis that Alvarado
did not die from a heart attack. His determination that a heart
attack did not cause Alvarado’s death was not necessarily dependent
on an examination of the heart. The failure to inspect the heart
does not negate Erdmann’s belief that blows from a blunt object
caused Alvarado’s death.
At best, Hernandez has demonstrated that Erdmann lied about
inspecting Alvarado’s heart. We do not believe that such an
inaccuracy is material, considering that Hernandez has neither
asserted nor shown that Erdmann’s testimony about the cause of
death was actually false. See Fuller, 114 F.3d at 496. Take out
any testimony remotely discussing an examination of Alvarado’s
heart, and we are still left with testimony stating that blows by
a blunt object, like a baseball bat, killed Alvarado and that a
heart attack did not cause her death.3
Finally, even assuming all of Hernandez’ argument about
3
Rather than focusing on Erdmann’s perceived false testimony to
challenge his blanket statement that a heart attack did not cause
Alvarado’s death, Hernandez should have challenged on re-cross the
methods by which Erdmann reached that conclusion. See Fuller, 114
F.3d at 496-97.
21
Erdmann’s testimony is true, we must still defer to the state
habeas court’s finding that the State presented credible evidence
from two additional pathologists that Erdmann had been correct in
his assessment of the manner and cause of death. Hernandez has not
rebutted that finding, and we must presume that it is correct.
Consequently, we conclude that Erdmann’s testimony about
Alvarado’s heart was not material and that, therefore, Hernandez
has failed to substantially show the denial of a constitutional
right.
III. CONCLUSION
Because Hernandez has failed to make a substantial showing of
the denial of a constitutional right with respect to both issues
raised in his application for a COA, his application is DENIED.
22