United States Court of Appeals for the Federal Circuit
2008-1003, -1072
CORDIS CORPORATION,
Plaintiff-Appellant,
v.
BOSTON SCIENTIFIC CORPORATION
and SCIMED LIFE SYSTEMS, INC.,
Defendants-Cross Appellants.
Gregory L. Diskant, Patterson, Belknap Webb & Tyler LLP, of New York, New
York, argued for plaintiff-appellant. With him on the brief were Eugene M. Gelernter,
Thomas W. Pippert, Kathleen M. Crotty, Scott W. Parker and Scott B. Howard. Of
counsel was Michael J. Timmons. Of counsel on the brief was Constantine L. Trela, Jr.,
Sidley Austin LLP, of Chicago, Illinois.
John M. Desmarais, Kirkland & Ellis LLP, of New York, New York, argued for
defendants-cross appellants. With him on the brief were Peter J. Armenio, Young J.
Park and Timothy K. Gilman.
Appealed from: United States District Court for the District of Delaware
Judge Sue L. Robinson
United States Court of Appeals for the Federal Circuit
2008-1003, -1072
CORDIS CORPORATION,
Plaintiff-Appellant,
v.
BOSTON SCIENTIFIC CORPORATION
and SCIMED LIFE SYSTEMS, INC.,
Defendants-Cross Appellants.
Appeals from the United States District Court for the District of Delaware
in case no. 03-CV-027, Judge Sue L. Robinson.
___________________________
DECIDED: March 31, 2009
___________________________
Before MAYER and DYK, Circuit Judges, and HUFF, District Judge. *
DYK, Circuit Judge.
Cordis Corporation (“Cordis”) appeals, and Boston Scientific Corporation and
Scimed Life Systems, Inc. (“Boston Scientific”) cross-appeal, from a final judgment of
the United States District Court for the District of Delaware. The judgment was based
on two separate jury verdicts of infringement: (1) infringement by Boston Scientific of
claims 1 and 23 of U.S. Patent No. 4,739,762 (“the ’762 patent”) and claim 2 of U.S.
Patent No. 5,895,406 (“the ’406 patent”), and (2) infringement by Cordis of claim 36 of
U.S. Patent No. 5,922,021 (“the ’021 patent”). The judgment also determined that those
*
Honorable Marilyn L. Huff, District Judge, United States District Court for
the Southern District of California, sitting by designation.
claims were not invalid. Cordis Corp. v. Boston Scientific Corp., Civ. No. 03-027-SLR
(D. Del. Sept. 24, 2007) (judgment). With one minor exception, we affirm.
BACKGROUND
Cordis and Boston Scientific own patents relating to intravascular stents, which
are cylindrical lattice-like scaffolds inserted into a blood vessel and then expanded,
often by using a balloon catheter, in order to hold the vessel open. Cordis owns the
’762 patent and the ’406 patent, and Boston Scientific owns the ’021 patent.
In January 2003, Cordis filed suit against Boston Scientific, alleging that several
of Boston Scientific’s stents infringe various claims of the ’762 patent and the ’406
patent. Boston Scientific counterclaimed, alleging that several of Cordis’s stents
infringe various claims of the ’021 patent. The district court denied Cordis’s motion for a
preliminary injunction against sales of one of Boston Scientific’s stents, and we affirmed.
Cordis Corp. v. Boston Scientific Corp., 99 F. App’x 928 (Fed. Cir. 2004).
We treat the Cordis claims and the Boston Scientific claims separately. Since
Cordis is the appellant, we first discuss Boston Scientific’s claims against Cordis that
are the subject of the Cordis appeal.
The Boston Scientific claims: The jury returned a verdict in July 2005 that
(a) Cordis’s Cypher, BX Velocity, BX Sonic, and Genesis stents do not literally infringe
claim 36 of the ’021 patent; (b) “the Cypher, BX Velocity, BX Sonic and Genesis stents
infringe the ‘corners’ limitation of claim 36 of the ’021 patent under the doctrine of
equivalents”; and (c) claim 36 of the ’021 patent is not invalid for obviousness. Cordis
Corp. v. Boston Scientific Corp., Civ. No. 03-027-SLR, 2006 WL 1305227, at *1 (D. Del.
2008-1003, -1072 2
May 11, 2006) (“Memorandum Opinion”). The district court denied Cordis’s motion for
judgment as a matter of law or, in the alternative, a new trial.
The Cordis claims: On summary judgment, the district court determined that
claims 1 and 23 of the ’762 patent were not invalid. A separate jury returned a verdict in
favor of Cordis in June 2005 that (a) Boston Scientific’s Express, Taxus Express,
Express Biliary, and Liberté stents literally infringe claim 23 of the ’762 patent; (b)
Boston Scientific induced literal infringement of claim 1 of the ’762 patent with respect to
these stents; (c) the Liberté stent literally infringes claim 2 of the ’406 patent; and (d)
claim 2 of the ’406 patent is neither anticipated nor rendered obvious by the prior art.
The district court denied Boston Scientific’s motion for judgment as a matter of law or, in
the alternative, a new trial.
After the district court entered judgment, Cordis and Boston Scientific both timely
appealed. We have jurisdiction under 28 U.S.C. §§ 1291, 1292(c)(2), and 1295(a)(1).
DISCUSSION
We review the denial of a motion for judgment as a matter of law without
deference, and we review the denial of a motion for a new trial for abuse of discretion.
Hewlett-Packard Co. v. Mustek Sys., Inc., 340 F.3d 1314, 1318 (Fed. Cir. 2003). Each
party raises issues that have little merit. We dispose of those arguments summarily,
reserving more extended discussion for the few issues that merit attention.
2008-1003, -1072 3
I
We first address Cordis’s appeal.
A. “Wherein” clause construction
Cordis challenges the judgment that its BX Velocity stent infringes claim 36 of the
’021 patent. Claim 36 depends from claim 24, which in turn depends from claim 23.
’021 patent col.22 l.42, col.21 l.16.
The procedural posture of this issue is unclear. The jury found that the accused
Cordis stents do not literally infringe claim 36 of the ’021 patent. Instead of addressing
whether Cordis’s stents infringed claim 36 under the doctrine of equivalents, the jury
was asked only to determine whether Cordis’s stents “infringe the ‘corners’ limitation of
claim 36 of the ’021 patent under the doctrine of equivalents.” J.A. at 11,238. The jury
found that the “corners” limitation was infringed under the doctrine of equivalents.
Apparently the parties agreed that the BX Velocity stent infringes all limitations of claim
36 (if properly construed by the district court) except the “corners” limitation, but the
parties provided no reference in the record reflecting this agreement. However, the
district court entered judgment of infringement of claim 36, and we assume that the
judgment rests upon such an agreement.
Cordis first argues that the district court erred in construing the “wherein” clause
of claim 23, and that under a proper construction of this clause Cordis’s BX Velocity
stent does not infringe claim 36. 1 The “wherein” clause of claim 23 describes how the
1
This argument does not apply to Cordis’s Cypher, BX Sonic, and Genesis
stents.
2008-1003, -1072 4
struts within one expansion column or ring of a stent are connected to the struts of
another column or ring,
wherein the first expansion strut of the first expansion strut
pair in the first expansion column has a longitudinal axis
offset from a longitudinal axis of the first expansion strut of
the second expansion strut pair in the second expansion
column.
’021 patent col.21 ll.11-15 (emphasis added). The district court construed this “wherein”
clause in claim 23 to mean “the first expansion strut in the first column does not share a
longitudinal axis with the second expansion strut in the second column.” Cordis Corp. v.
Boston Scientific Corp., Civ. No. 03-027-SLR, 2005 WL 1322966, at *2 (D. Del. June 3,
2005) (“Claim Construction”). The district court refused to construe the “wherein” clause
in claim 23 to exclude so-called “180 degrees out of phase” stent designs.
Claim construction is an issue of law, Markman v. Westview Instruments, Inc., 52
F.3d 967, 970-71 (Fed. Cir. 1995) (en banc), aff’d, 517 U.S. 370 (1996), that we review
without deference, Cybor Corp. v. FAS Technologies Inc., 138 F.3d 1448, 1456 (Fed.
Cir. 1998) (en banc).
Cordis urges that the district court’s construction improperly failed to exclude
stents whose strut pairs are arranged “180 degrees out of phase,” a phrase that both
parties agree is in common usage in stent design. In such a 180-degree out-of-phase
arrangement, the struts within each expansion column or ring are connected to form
pairs, and the connected ends of the pairs in one ring face the connected ends of the
pairs in the next ring, forming a mirror-image pattern. Cordis argues that if claim 23
excludes such 180-degree out-of-phase designs, then Cordis’s BX Velocity stent (which
2008-1003, -1072 5
uses a 180-degree out-of-phase design) would not infringe claim 36. Cordis illustrated
the 180-degree out-of-phase design with a diagram:
Br. for Pl.-Appellant Cordis Corp. 3.
Cordis argues that the same “wherein” clause appears in both claim 1 and claim
23; that the clauses must have the same meaning; and that the prosecution history
shows that the “wherein” clause excludes 180-degree out-of-phase designs. Cordis’s
argument is a bit confusing. The issue is not the meaning of the “wherein” clause.
Rather, the problem stems from the fact that claim 23 and claim 1 use different
numbering systems, so that, for example, the “first expansion strut of the second
expansion strut pair in the second expansion column” is not the same strut in claim 23
as in claim 1.
Under the numbering system of claim 1, each strut in a column or ring is either
the “first” or “second” strut of a pair, each pair in the first ring is a “first . . . pair,” and
each pair in the second ring is a “second . . . pair.” 2 Thus in claim 1, the “wherein”
2
Claim 1 of the ’021 patent states:
1. A stent in a non-expanded state, comprising:
a first expansion strut pair including a first expansion strut
positioned adjacent to a second expansion strut and a joining
strut of the first expansion strut pair that couples the first and
2008-1003, -1072 6
clause requires the first strut of every strut pair in the first ring to be offset from the first
strut of every strut pair in the second ring, which would not be possible in a 180-degree
out-of-phase design. However, under the numbering system of claim 23, each strut in a
ring is individually numbered “first . . . second . . . third . . . fourth . . . ,” each pair in the
first ring is individually numbered “first . . . second . . . third . . . fourth . . . ,” and each
pair in the second ring is individually numbered “first . . . second . . . third . . . fourth
second expansion struts at a distal end of the first expansion
strut pair, a plurality of the first expansion strut pair forming a
first expansion column;
a second expansion strut pair including a first expansion strut
positioned adjacent to a second expansion strut and a joining
strut of the second expansion strut pair that couples the first and
second expansion struts of the second expansion strut pair at a
proximal end of the second expansion strut pair, a plurality of the
second expansion strut pair forming a second expansion column;
a first connecting strut including a first connecting strut proximal
section, a first connecting strut distal section and a first
connecting strut intermediate section, the first connecting strut
proximal section being coupled to the distal end of the first
expansion strut pair in the first expansion column and the first
connecting strut distal section being coupled to the proximal end
of the second expansion strut pair of the second expansion
column, a plurality of the first connecting strut forming a first
connecting strut column that couples the first expansion column
to the second expansion column, the first connecting strut
intermediate section being non-parallel to the first connecting strut
proximal and distal sections, wherein the first expansion strut of
the first expansion strut pair in the first expansion column has a
longitudinal axis offset from a longitudinal axis of the first
expansion strut of the second expansion strut pair in the second
expansion column.
’021 patent col.18 ll.9-41 (emphases added).
2008-1003, -1072 7
. . . .” 3 Thus in claim 23, the “wherein” clause requires only one specific strut (the first
3
Claim 23 of the ’021 patent states:
23. A stent in a non-expanded state, comprising:
a first expansion column formed of a plurality of first expansion
column strut pairs, a first expansion strut pair including a first
expansion strut adjacent to a second expansion strut and a first
joining strut that couples the first and second expansion struts at
a proximal end of the first expansion strut pair, a second
expansion strut pair including a third expansion strut adjacent to
the second expansion strut and a second joining strut that
couples the second and third expansion struts at a distal end of
the second expansion strut pair, a third expansion strut pair
including a fourth expansion strut adjacent to the third
expansion strut and a third joining strut that couples the third
and fourth expansion struts at a proximal end of the third
expansion strut pair, a fourth expansion strut pair including a
fifth expansion strut adjacent to the fourth expansion strut and a
fourth joining strut that couples the fourth and fifth expansion
struts at a distal end of the fourth expansion strut pair, a first
expansion strut pair first corner formed where the first joining
strut is coupled to the first expansion strut, and a first expansion
strut pair second corner formed where the first joining strut is
coupled to the second expansion strut, and a second expansion
strut pair first corner formed where the second joining strut is
coupled to the second expansion strut, and a second expansion
strut pair second corner formed where the second joining strut is
coupled to the third expansion strut, and a third expansion strut
pair first corner formed where the third joining strut is coupled to
the third expansion strut, and a third expansion strut pair second
corner formed where the third joining strut is coupled to the
fourth expansion strut, and a fourth expansion strut pair first
corner formed where the fourth joining strut is coupled to the
fourth expansion strut, and a fourth expansion strut pair second
corner formed where the fourth joining strut is coupled to the
fifth expansion strut;
a second expansion column formed of a plurality of second
expansion column strut pairs, a first expansion strut pair
including a first expansion strut adjacent to a second expansion
strut and a first joining strut that couples the first and second
expansion struts at a proximal end of the first expansion strut
pair, a second expansion strut pair including a third expansion
strut adjacent to the second expansion strut and a second
joining strut that couples the second and third expansion struts
2008-1003, -1072 8
at a distal end of the second expansion strut pair, a third
expansion strut pair including a fourth expansion strut adjacent
to the third expansion strut and a third joining strut that couples
the third and fourth expansion struts at a proximal end of the
third expansion strut pair, a fourth expansion strut pair including
a fifth expansion strut adjacent to the fourth expansion strut and
a fourth joining strut that couples the fourth and fifth expansion
struts at a distal end of the fourth expansion strut pair, a first
expansion strut pair first corner formed where the first joining
strut is coupled to the first expansion strut, and a first expansion
strut pair second corner formed where the first joining strut is
coupled to the second expansion strut, and a second expansion
strut pair first corner formed where the second joining strut is
coupled to the second expansion strut, and a second expansion
strut pair second corner formed where the second joining strut is
coupled to the third expansion strut, and a third expansion strut
pair first corner formed where the third joining strut is coupled to
the third expansion strut, and a third expansion strut pair second
corner formed where the third joining strut is coupled to the
fourth expansion strut, and a fourth expansion strut pair first
corner formed where the fourth joining strut is coupled to the
fourth expansion strut, and a fourth expansion strut pair second
corner formed where the fourth joining strut is coupled to the
fifth expansion strut; and
a first connecting strut column formed of a plurality of first
connecting struts, each connecting strut of the first connecting
strut column including a connecting strut proximal section, a
connecting strut distal section and a connecting strut
intermediate section, a first connecting strut proximal section is
coupled to the joining strut of the second expansion strut pair of
the first expansion strut column, and a first connecting strut
distal section is coupled to the joining strut of the first expansion
strut pair of the second expansion strut column, and a second
connecting strut proximal section is coupled to the joining strut
of the fourth expansion strut pair of the first expansion strut
column, and a second connecting strut distal section is coupled
to the joining strut of the third expansion strut pair of the second
expansion strut column, the first connecting strut intermediate
section being non-parallel to the first connecting strut proximal
and distal sections wherein the first expansion strut of the first
expansion strut pair in the first expansion column has a
longitudinal axis offset from a longitudinal axis of the first
expansion strut of the second expansion strut pair in the second
expansion column.
’021 patent col.19 l.53 – col.21 l.15 (emphases added).
2008-1003, -1072 9
strut of the first pair in the first ring) to be offset from one other specific strut (the “first
expansion strut of the second expansion strut pair” in the second ring). Cordis
numbered a figure from the ’021 patent (also known as the Jang patent) to illustrate
these different numbering systems:
Br. for Pl.-Appellant Cordis Corp. 40. Because these two specific struts could be offset
from each other but yet aligned with other struts to form a 180-degree out-of-phase
pattern, the language of claim 23 includes 180-degree out-of-phase designs. Indeed,
the parties appear to agree that on their face claim 1 and claim 23 each use a different
2008-1003, -1072 10
numbering system to describe the relative arrangement of a stent’s struts, with the
result that the claim 23 “wherein” clause does not exclude 180-degree out-of-phase
designs. The question is whether the prosecution history requires that, despite its plain
language, the “wherein” clause of claim 23 be construed to use the same numbering
system as claim 1. Cordis argues that the prosecution history reflects such a “clear and
unmistakable” disclaimer. Free Motion Fitness, Inc. v. Cybex Int’l, Inc., 423 F.3d 1343,
1353 (Fed. Cir. 2005); see also Omega Eng’g, Inc., v. Raytek Corp., 334 F.3d 1314,
1325-26 (Fed. Cir. 2003). We cannot agree.
The “wherein” clause was added to claims 1 and 23 during the prosecution of the
’021 patent after the examiner rejected both claims as anticipated by European Patent
Application No. 95307687.4, Pub. No. 0 709 067 A2 (“Pinchasik”). Pinchasik discloses
a stent whose struts are arranged in a 180-degree out-of-phase design but whose struts
are not numbered. During the first office action, the examiner rejected claims 1 and 23
as anticipated by Pinchasik, coloring one of Pinchasik’s stent design figures and
numbering parts of the figure (labeled “Figure 2”) according to the numbering system of
claim 1 of the ’021 patent. 4 The examiner’s numbering system is, however, different
than claim 23’s numbering system. The examiner’s rejection in light of Pinchasik made
no reference to 180-degree out-of-phase designs, but simply stated that claim 1, claim
23, and other claims “are rejected under 35 U.S.C. § 102(b) as being anticipated by
Pinchasik” and that “[w]ith respect to [these claims] . . . refer to the modified Figure 2
4
The exhibit included at page 7994 of the Joint Appendix shows that the
examiner colored in and labeled the figure from Pinchasik, but does not disclose
numbering of the figure by the examiner. The parties appear not to dispute that the
examiner did number the figure according to the numbering system of claim 1 of the
’021 patent.
2008-1003, -1072 11
attached to this office action.” J.A. at 1705. After the “wherein” clause was added to
claims 1 and 23, the examiner allowed both claims. Cordis argues that the examiner
used only the numbering system of claim 1 when allowing both claim 1 and claim 23,
and that the examiner necessarily assumed that claim 23 used the same numbering
system as claim 1. However, the examiner did not say so, and we cannot simply
suppose that the claims were allowed based on an assumed identity of numbering
systems. We note that Cordis does not argue that Pinchasik anticipates claim 23 of the
’021 patent under the district court’s claim construction, which suggests that the
examiner could have allowed the claim on other grounds. Cordis also argues that both
the applicant and the examiner referred to stent pairs as “longitudinally offset,” but these
references simply repeat the “wherein” clause and say nothing about different
numbering systems. Finally, on the disclaimer issue, Cordis argues that the ’021
patent’s provisional application described the invention as consisting of stents whose
flexibility depended on connections between “split level” (and thus offset) strut pairs, but
again this language in the provisional application did not discuss the system for
numbering these connected strut pairs. A disclaimer must be “clear and unmistakable,”
and unclear prosecution history cannot be used to limit claims. Free Motion Fitness,
423 F.3d at 1352-53; see also Inverness Med. Switz. GmbH v. Warner Lambert Co.,
309 F.3d 1373, 1381-82 (Fed. Cir. 2002). The plain language of claim 23 cannot be
overcome by such unclear prosecution history. Although Cordis urges that no figure in
the ’021 patent uses a 180-degree out-of-phase design, a patent is not confined to its
disclosed embodiments. See Phillips v. AWH Corp., 415 F.3d 1303, 1323 (Fed. Cir.
2005) (en banc).
2008-1003, -1072 12
We affirm the district court’s construction of the “wherein” clause in claim 23 of
the ’021 patent.
B. Corners limitation
Alternatively, Cordis argues that the judgment of infringement of claim 36 of the
’021 patent by the BX Velocity stent should be set aside, because the jury erred in
concluding that the “corners” limitation of claim 36 was satisfied under the doctrine of
equivalents, and because the district court erred in denying judgment as a matter of law
on this ground. The “corners” limitation appears both in the language of claim 36 itself
and in claim 23, on which claim 36 depends. 5 Cordis does not dispute the district
court’s construction of “corners” as “a place where two surfaces meet to form an angle.”
Claim Construction, 2005 WL 1322966, at *1.
First, Cordis argues that the evidence did not support the jury’s verdict of
infringement of this limitation under the doctrine of equivalents. A jury’s determination
of infringement is a question of fact that we review to consider whether it is supported
by substantial evidence. B. Braun Med., Inc. v. Abbott Labs., 124 F.3d 1419, 1423
(Fed. Cir. 1997).
5
Claim 36 of the ’021 patent states:
36. The stent of claim 24, wherein the first connecting strut proximal
section is coupled to the second corner of the second expansion
strut pair of the first expansion strut column, and the first
connecting strut distal section is coupled to the first corner of the
first expansion strut pair of the second expansion strut column,
and the second connecting strut proximal section is coupled to
the second corner of the fourth expansion strut pair of the first
expansion strut column, and the second connecting strut distal
section is coupled to the first corner of the third expansion strut
pair of the second expansion strut column.
’021 patent col.22 ll.42-52 (emphases added).
2008-1003, -1072 13
The district court properly found that Boston Scientific presented sufficient expert
testimony that Cordis’s BX Velocity stent meets the “corners” limitation of claim 36
under the doctrine of equivalents under the function-way-result test of Graver Tank &
Manufacturing Co. v. Linde Air Products Co., 339 U.S. 605, 608 (1950), a test that is still
useful under Warner-Jenkinson Co. v. Hilton-Davis Chemical Co., 520 U.S. 17, 39-40
(1997), particularly for mechanical inventions. Boston Scientific’s expert Dr. Moore
testified that the “corners” in claim 36 and the circular arcs or rounded corners of the BX
Velocity stent both function as actual and potential reference points for joining adjacent
stent rings, fulfill this function through their similar locations, and can or do result in
offset connections between stent rings. Such testimony fulfills Boston Scientific’s
obligation to “provide particularized testimony and linking argument . . . with respect to
the function, way, result test when such evidence is presented to support a finding of
infringement under the doctrine of equivalents.” Tex. Instruments Inc. v. Cypress
Semiconductor Corp., 90 F.3d 1558, 1567 (Fed. Cir. 1996).
Cordis next argues that the doctrine of equivalents should not be applied in this
case because the jury’s finding of infringement vitiated the “corners” limitation. 6 Cordis
asserts that the circular arcs of the BX Velocity stent cannot “form an angle” as required
by the district court’s claim construction. Whether the doctrine of equivalents vitiated a
patent claim is a question of law we review de novo. Pfizer, Inc. v. Teva Pharms. USA,
Inc., 429 F.3d 1364, 1379 (Fed. Cir. 2005).
6
Cordis also argues that circular arcs were disclaimed. We find no basis
for this in the prosecution history of the ’021 patent.
2008-1003, -1072 14
The district court properly found that vitiation did not bar a doctrine of equivalents
analysis here. Although we have “refused to apply the doctrine [of equivalents] . . .
where the accused device contained the antithesis of the claimed structure,” Planet
Bingo, LLC v. GameTech International, Inc., 472 F.3d 1338, 1345 (Fed. Cir. 2006), the
circular arcs of the BX Velocity are not antithetical to the “corners” limitation in claim 36
of the ’021 patent. Boston Scientific’s theory that the circular arcs of the BX Velocity
stent are equivalent to the “corners” in claim 36 does not vitiate the “corners” limitation,
because it does not “render[ ] the pertinent limitation meaningless,” Freedman Seating
Co. v. Am. Seating Co., 420 F.3d 1350, 1359 (Fed. Cir. 2005), or “effectively eliminate
that element in its entirety,” Warner-Jenkinson, 520 U.S. at 29. See Primos, Inc. v.
Hunter’s Specialties, Inc., 451 F.3d 841, 850 (Fed. Cir. 2006).
We affirm the district court’s denial of Cordis’s motions for judgment as a matter
of law or, in the alternative, a new trial on infringement of the ’021 patent.
C. New claim construction arguments
Cordis argues that the district court improperly declined after trial to adopt a new
construction of “expansion columns” and “connecting strut columns” in the claims of the
’021 patent. In a motion for judgment as a matter of law on infringement of the ’021
patent, Cordis raised for the first time the argument that the district court should adopt
the construction of these terms that Boston Scientific had advocated in a different case
relating to the ’021 patent. 7 The district court declined to do so. Cordis Corp. v. Boston
7
The claim construction Cordis urged the district court to adopt was
appealed to this court and has since been vacated and remanded. Jang v. Boston
Scientific Corp., 532 F.3d 1330, 1331 (Fed. Cir. 2008).
2008-1003, -1072 15
Scientific Corp., Civ. Nos. 03-027-SLR, 03-283-SLR, 2007 WL 2775087, at *1 (D. Del.
Sept. 24, 2007).
Raising this argument for the first time in a motion for judgment as a matter of
law more than a year after the jury’s infringement verdict was too late. “[L]itigants waive
their right to present new claim construction disputes if they are raised for the first time
after trial.” Conoco, Inc. v. Energy & Envtl. Int’l, L.C., 460 F.3d 1349, 1359 (Fed. Cir.
2006); see also Abbott Labs. v. Syntron Bioresearch, Inc. 334 F.3d 1343, 1357 (Fed.
Cir. 2003). The district court properly declined to revise its claim construction in
response to Cordis’s argument.
D. Indefiniteness
Cordis asserts that the district court erred in finding that claim 23 of the ’021
patent is not indefinite. Cordis argues that claim 36, and claim 23 on which it depends,
are invalid unless claim 23’s “wherein” clause is construed to exclude 180-degree out-
of-phase designs. Indefiniteness under 35 U.S.C. § 112 ¶ 2 is an issue of claim
construction and a question of law that we review de novo. Praxair, Inc. v. ATMI, Inc.,
543 F.3d 1306, 1319 (Fed. Cir. 2008). We see no basis for Cordis’s argument. Claim
23 as construed by the district court is not indefinite.
E. Obviousness
Cordis argues that the jury erred in finding that claim 36 of the ’021 patent was
not invalid for obviousness, and that the district court erred in denying Cordis’s motion
for judgment as a matter of law of obviousness.
The ’021 patent claims priority to its provisional application. ’021 patent col.1 ll.6-
8. Cordis first argues that the district court should have ruled as a matter of law that the
2008-1003, -1072 16
’021 patent was not entitled to a priority date of April 26, 1996 (when the ’021 patent’s
provisional application was filed), and that the correct priority date is April 25, 1997
(when the ’021 patent’s non-provisional application was filed). Cordis asserts that the
priority date is important because after April 26, 1996, and before April 25, 1997,
inventors had created stents that demonstrated that claim 36 of the ’021 patent was
invalid as obvious under 35 U.S.C. § 103. Cordis’s basis for challenging the priority
date is its theory that the ’021 patent’s April 1996 provisional application did not provide
a sufficient written description of the patent’s limitations, namely the limitation of claim
36 requiring connecting struts to be attached on one end at a “second” or bottom corner
of a strut pair and on the other end at a “first” or top corner.
The written description requirement of 35 U.S.C. § 112 ¶ 1 is a question of fact,
and we review a jury’s findings of fact relating to the written description requirement for
substantial evidence. PIN/NIP, Inc. v. Platte Chem. Co., 304 F.3d 1235, 1243 (Fed. Cir.
2002). To comply with the written description requirement, an applicant must “convey
with reasonable clarity to those skilled in the art that, as of the filing date sought, he or
she was in possession of the invention,” New Railhead Mfg., L.L.C. v. Vermeer Mfg.
Co., 298 F.3d 1290, 1295 (Fed. Cir. 2002) (quoting Vas-Cath Inc. v. Mahurkar, 935 F.2d
1555, 1563-64 (Fed. Cir. 1991) (emphasis omitted)), namely that he or she “had
invented each feature that is included as a claim limitation,” New Railhead, 298 F.3d at
1295. The district court cited uncontradicted testimony from Boston Scientific’s expert
Dr. Moore that the ’021 patent’s provisional application provided a sufficient written
description of the limitations of claim 36. We conclude that the jury could properly find
that the ’021 patent was entitled to an April 1996 priority date.
2008-1003, -1072 17
Cordis alternatively argues that regardless of whether the ’021 patent has a
priority date of April 1996 or April 1997, several earlier patents 8 were prior art rendering
claim 36 obvious. Cordis asserts that it would have been obvious to one of ordinary skill
in the art to combine features of these patents to create stents with the bottom-corner-
to-top-corner connecting struts disclosed in claim 36 of the ’021 patent.
“We review ‘[the] jury’s conclusions on obviousness, a question of law, without
deference, and the underlying findings of fact . . . for substantial evidence.’” Johns
Hopkins Univ. v. Datascope Corp., 543 F.3d 1342, 1345 (Fed. Cir. 2008) (quoting LNP
Eng'g Plastics, Inc. v. Miller Waste Mills, Inc., 275 F.3d 1347, 1353 (Fed. Cir. 2001)).
The district court cited uncontradicted testimony from Boston Scientific’s expert Dr.
Moore that the prior art patents cited by Cordis would be unlikely to be combined to
create the connectors of claim 36 of the ’021 patent, and that these prior art patents
taught away from the bottom-to-top connectors described in claim 36 by describing
features of such connectors as potentially harmful. The district court properly concluded
there was substantial evidence that these prior art patents did not render claim 36
obvious.
We affirm the district court’s denial of Cordis’s motion for judgment as a matter of
law or, in the alternative, a new trial on invalidity of the ’021 patent.
8
U.S. Patent Nos. 5,102,417; 5,449,373; 5,643,312; 5,733,303; and
6,348,065.
2008-1003, -1072 18
II
We next address Boston Scientific’s cross-appeal.
A. Monographs
Boston Scientific argues that the district court erred in holding that two
monographs prepared by the inventor of the ’762 patent are not prior art, and erred in
granting Cordis’s motion for summary judgment that the asserted claims of the ’762
patent are not invalid “as to the asserted claims being invalidated by the Palmaz
Monographs.” Cordis Corp. v. Boston Scientific Corp., Civ. No. 03-027-SLR (D. Del.
June 3, 2005) (summary judgment order).
If there are no facts in dispute, whether a reference is a prior art “printed
publication” within the meaning of 35 U.S.C. § 102(b) is a question of law. 9 In re
Klopfenstein, 380 F.3d 1345, 1347 (Fed. Cir. 2004). Because the facts of the
distribution of Dr. Palmaz’s monographs are not in dispute, we review de novo the issue
of whether the monographs are prior art printed publications.
In 1980 the inventor of the ’762 patent, Dr. Palmaz, prepared a ten-page paper
describing his work on stents. This paper is the “1980 monograph.” At that time he was
a resident at a hospital in California. His name was not on the paper. He gave copies
of the paper to approximately six of his teachers at an oral presentation of his work to
these physicians and several other colleagues. Pursuant to agreements, Palmaz later
gave copies of the monograph to two companies (Vascor, Inc., and Shiley, Inc.) while
9
Under 35 U.S.C. § 102, “[a] person shall be entitled to a patent unless . . .
(b) the invention was patented or described in a printed publication in this or a foreign
country or in public use or on sale in this country, more than one year prior to the date
of the application for patent in the United States.”
2008-1003, -1072 19
attempting to commercialize his stent technology. 10 Neither agreement required
confidentiality, and the Shiley agreement specifically stated that Shiley “shall not be
committed to keep secret any idea or material submitted.” J.A. at 19,473. In 1983 Dr.
Palmaz revised the paper; the revised paper became the “1983 monograph.” In 1983
he also gave a copy of both monographs to Werner Schultz, a technician from whom
Dr. Palmaz was seeking fabrication assistance. When Dr. Palmaz joined the faculty in
1983 at the University of Texas, San Antonio, he gave a copy of the 1983 monograph to
a doctor there (who then gave it to the technician setting up Dr. Palmaz’s laboratory)
and to the university as part of a research proposal. Dr. Palmaz applied for the patent
that became the ’762 patent in 1985.
A document is publicly accessible if it “has been disseminated or otherwise made
available to the extent that persons interested and ordinarily skilled in the subject matter
or art, exercising reasonable diligence, can locate it and recognize and comprehend
therefrom the essentials of the claimed invention without need of further research or
experimentation.” In re Wyer, 655 F.2d 221, 226 (CCPA 1981) (quoting I.C.E. Corp. v.
Armco Steel Corp., 250 F. Supp. 738, 743 (S.D.N.Y.1966)). In general, “[a]ccessibility
goes to the issue of whether interested members of the relevant public could obtain the
information if they wanted to.” Constant v. Advanced Micro-Devices, Inc., 848 F.2d
1560, 1569 (Fed. Cir. 1988). Many of our cases in this area have concerned
publications available in libraries, and the question has been whether the publication
has been sufficiently indexed to be publicly accessible. See, e.g., In re Cronyn, 890
10
The parties here agree that there is no evidence that copies of the
monographs were given to a third commercial entity, Cook Inc., before the critical date
of the ’021 patent.
2008-1003, -1072 20
F.2d 1158, 1161 (Fed. Cir. 1989); In re Hall, 781 F.2d 897, 899 (Fed. Cir. 1986); In re
Wyer, 655 F.2d at 226. Other cases have involved widespread distribution so that the
public could easily obtain copies of the publication. See, e.g., Kyocera Wireless Corp.
v. Int’l Trade Comm’n, 545 F.3d 1340, 1350-51 (Fed. Cir. 2008).
Here we have a somewhat different question: whether the distribution to a limited
number of entities without a legal obligation of confidentiality renders the monographs
printed publications under § 102(b). We have held that where a distribution is made to
a limited number of entities, a binding agreement of confidentiality may defeat a finding
of public accessibility. But we have also held that such a binding legal obligation is not
essential. Klopfenstein, 380 F.3d at 1351. We have noted that “[w]here professional
and behavioral norms entitle a party to a reasonable expectation” that information will
not be copied or further distributed, “we are more reluctant to find something a ‘printed
publication.’” 11 Id. at 1350-51.
We first discuss Dr. Palmaz’s distribution of copies of his monographs to his
university and hospital colleagues. We have recognized the importance of “preserv[ing]
the incentive for inventors to participate in academic presentations or discussions” by
noting that professional norms may support expectations of confidentiality. Id. at 1351.
The record here contains clear evidence that such academic norms gave rise to an
11
In the public use context of § 102(b), we have similarly noted that a lack of
an express promise of confidentiality is not determinative of public use, but is instead
“one factor to be considered in assessing all the evidence.” Bernhardt, L.L.C. v.
Collezione Europa USA, Inc., 386 F.3d 1371, 1379 (Fed. Cir. 2004) (quoting Moleculon
Research Corp. v. CBS, Inc., 793 F.2d 1261, 1266 (Fed. Cir. 1986)), abrogated on other
grounds by Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665 (Fed. Cir. 2008) (en
banc); see also Invitrogen Corp. v. Biocrest Mfg., L.P., 424 F.3d 1374, 1382 (Fed. Cir.
2005).
2008-1003, -1072 21
expectation that disclosures will remain confidential. 12 Cordis’s expert Dr. Buller
testified that the “code of practice which occurs worldwide in academic circles, in
departments, in medicine” includes treating a document describing scientific research in
the “same confidential manner as you would if you had been given it directly by the
author.” J.A. at 8540-41. The district court properly concluded that Dr. Palmaz’s
distribution of the monographs to his academic and research colleagues did not render
the monographs prior art printed publications.
However, Boston Scientific urges that, even if the academic and hospital
distributions did not create public accessibility, the distribution of monographs to two
commercial entities did so. These distributions occurred during attempts to interest the
two companies in development of Dr. Palmaz’s stent designs. There is no claim here
that the two commercial entities provided any express agreement to keep the document
confidential; indeed, one entity’s disclosure agreement did not discuss the entity’s
confidentiality obligations, and the other entity’s disclosure agreement specifically
disclaimed such obligations (most likely to avoid a lawsuit resulting from inadvertent
disclosure). Boston Scientific argues that under the decision of our predecessor court,
the Court of Claims, in Garrett Corp. v. United States, “[w]hile distribution [of a
government report] to government agencies and personnel alone may not constitute
publication, distribution to commercial companies without restriction on use clearly
does.” 422 F.2d 874, 878 (Ct. Cl. 1970) (citation omitted).
12
The only potentially contrary testimony is a statement in a report by
Boston Scientific’s expert that a “colleague, faculty member or other recipient [of the
monographs] . . . would be under no obligation to maintain the disclosure in confidence.”
J.A. at 19,386. As we have discussed, whether or not recipients have a legal obligation
to maintain confidentiality is not determinative.
2008-1003, -1072 22
However, the evidence here was sufficient to support a conclusion that there was
an expectation of confidentiality between Dr. Palmaz and each of the two commercial
entities. While the Shiley legal agreement executed before development discussions
disclaimed a confidentiality requirement, Dr. Palmaz testified that he requested
confidentiality during subsequent discussions and was “surprise[d]” when he was shown
the language of the Shiley agreement. J.A. at 8517; id. at 19,354. There is no
suggestion that the request for confidentiality was not, in fact, honored. Dr. Palmaz
confirmed that the entities kept their copies of the monograph confidential, whether or
not they were legally obligated to do so. J.A. at 8502. The district court noted that
“there is no evidence that [the commercial entities] would have distributed, or in fact did
distribute, the 1980 Monograph outside of the company.” Cordis Corp. v. Boston
Scientific Corp., Civ. No. 03-027-SLR, 2005 WL 1331172, at *4 (D. Del. June 3, 2005).
There was no showing that similar documents in the past became available to the public
as a result of disclosure by these or similar commercial entities, that these or similar
commercial entities typically would make the existence of such documents known and
would honor requests for public access, or that these or similar commercial entities had
an incentive to make the document available, etc. The mere fact that there was no legal
obligation of confidentiality—all that was shown here—is not in and of itself sufficient to
show that Dr. Palmaz’s expectation of confidentiality was not reasonable. 13
13
Boston Scientific asserted that the district court improperly did not allow it
to argue that the monographs were prior art in light of the result of a different litigation
involving the ’762 patent. We do not need to reach the question of whether the earlier
determination that the ’762 patent was “valid” precluded further litigation of the validity
determination in this case.
2008-1003, -1072 23
We affirm the district court’s holding that Dr. Palmaz’s 1980 and 1983
monographs were not prior art printed publications under § 102(b), and we affirm the
district court’s grant of Cordis’s summary judgment motion that the claims of the ’762
patent are not invalidated by the Palmaz monographs.
B. Anticipation
Boston Scientific argues that the jury erred in finding that claim 2 of the ’406
patent is not invalid, and that the district court erred in not granting judgment as a matter
of law on grounds of anticipation. Anticipation is a question of fact; we review the jury’s
verdict for substantial evidence. Voda v. Cordis Corp., 536 F.3d 1311, 1321 (Fed. Cir.
2008).
Boston Scientific’s theory is that Cordis’s ’762 patent anticipates claim 2 of
Cordis’s ’406 patent. The parties agree that the ’762 patent includes all elements of
claim 2 of the ’406 patent, save for the functional language in claim 1 of the ’406 patent
(on which claim 2 of the ’406 patent depends). This functional language states, “such
that the links and bands define an expandable structure having axial flexibility in an
unexpanded configuration.” ’406 patent col.5 ll.35-39 (emphases added). 14
14
Claims 1 and 2 of the ’406 patent state:
1. A stent having first and second ends with an intermediate section
therebetween, and a longitudinal axis, comprising:
a plurality of longitudinally disposed bands, wherein each band
defines a generally continuous wave having a spatial
frequency along a line segment parallel to the longitudinal
axis; and
a plurality of links for maintaining the bands in a tubular
structure, wherein the links are so disposed that any single
circumferential path formed by the links is discontinuous;
such that the links and bands define an expandable structure
having axial flexibility in an unexpanded configuration.
2008-1003, -1072 24
Boston Scientific argues that this “such that” claim language cannot operate as a
claim limitation to distinguish the ’406 patent over the prior art. Contrary to Boston
Scientific’s argument, we have held that functional language can be a claim limitation.
See Microprocessor Enhancement Corp. v. Tex. Instruments Inc., 520 F.3d 1367, 1375
(Fed. Cir. 2008). We conclude that the jury could properly find that the “such that” claim
language is a limitation of claim 1 of the ’406 patent that barred a finding of anticipation.
Boston Scientific alternatively argues that even if the “such that” functional
language limits claim 2 to stents “having axial flexibility,” the evidence demonstrated that
the ’762 patent disclosed such axial flexibility. The district court, citing both the
testimony of Boston Scientific’s expert Dr. Moore and the presumption of a patent’s
validity, held that the evidence presented was sufficient for the jury to find that the ’762
patent did not anticipate claim 2 of the ’406 patent. The district court properly
concluded that substantial evidence supported the jury’s verdict that claim 2 of Cordis’s
’406 patent was not invalid.
We affirm the district court’s denial of Boston Scientific’s motion for judgment as
a matter of law that claim 2 of the ’406 patent is anticipated and invalid.
C. “Thin-walled”
Boston Scientific argues that the jury erred in finding that Boston Scientific’s
Express and Taxus Express stents literally infringe claim 23 of the ’762 patent, and in
finding that Boston Scientific induced literal infringement of claim 1 of the ’762 patent
2. A stent according to claim 1, wherein each link is axially displaced
from any circumferentially adjacent link.
’406 patent col.5 ll.26-41 (emphases added).
2008-1003, -1072 25
with respect to these stents. 15 Claim 23 of the ’762 patent depends from claim 13. ’762
patent col.12 ll.55-60. Boston Scientific also argues that the district court erred in
15
Claims 1, 13, and 23 of the ’762 patent state:
1. A method for implanting a prosthesis within a body passageway
comprising the steps of:
utilizing a thin-walled, tubular member as the prosthesis, the
tubular member having a plurality of slots formed therein, the
slots being disposed substantially parallel to the longitudinal
axis of the tubular member;
disposing the prosthesis upon a catheter;
inserting the prosthesis and catheter within the body passageway
by catheterization of said body passageway; and
expanding and deforming the prosthesis at a desired location
within the body passageway by expanding a portion of the
catheter associated with the prosthesis to force the
prosthesis radially outwardly into contact with the body
passageway, the prosthesis being deformed beyond its
elastic limit.
13. An expandable intraluminal vascular graft, comprising:
a thin-walled tubular member having first and second ends and
a wall surface disposed between the first and second ends,
the wall surface having a substantially uniform thickness and
a plurality of slots formed therein, the slots being disposed
substantially parallel to the longitudinal axis of the tubular
member;
the tubular member having a first diameter which permits
intraluminal delivery of the tubular member into a body
passageway having a lumen; and
the tubular member having a second, expanded and deformed
diameter, upon the application from the interior of the tubular
member of a radially, outwardly extending force, which
second diameter is variable and dependent upon the amount
of force applied to the tubular member, whereby the tubular
member may be expanded and deformed to expand the
lumen of the body passageway.
2008-1003, -1072 26
denying its motion for judgment as a matter of law of noninfringement under the “thin-
walled” limitation of claim 1 and claim 13.
First, Boston Scientific argues that the district court construed the term “thin-
walled” improperly. The district court construed “thin-walled” in claim 1 and claim 13 of
the ’762 patent as “the wall of the tubular member must have little extent from one
surface to its opposite at both its first and second diameters.” Claim Construction, 2005
WL 1322966, at *2. The district court’s claim construction was proper, and the district
court was not obligated, as Boston Scientific urges, to construe “thin-walled” to exclude
stent walls whose struts are thicker than they are wide.
Second, Boston Scientific complains that the district court refused to allow
Boston Scientific to argue the prosecution history of the ’762 patent to the jury, and that
the district court’s exclusion of this argument prejudiced Boston Scientific’s
noninfringement case. Boston Scientific had sought to use the prosecution history of
the ’762 patent to show that Cordis had admitted that stents whose thicknesses were
within a particular numerical range were not “thin-walled.” 16 In effect, Boston Scientific
sought to argue claim construction to the jury. We have held that it is improper to argue
claim construction to the jury because the “risk of confusing the jury is high when
23. The expandable intraluminal vascular graft of claim 13, wherein
the outside of the wall surface of the tubular member is a smooth
surface, when the tubular member has the first diameter.
’762 patent col.10 l.6–col.11 l.9; col.11 l.62–col.12 l.15; col.12 ll.55-60
(emphases added).
16
When affirming the district court’s denial of Cordis’s preliminary injunction
motion in this case, we found no error in the district court’s conclusion that the
prosecution history did not limit “thin-walled” to “thicknesses no greater than 0.0045
inches.” Cordis Corp., 99 F. App’x at 933.
2008-1003, -1072 27
experts opine on claim construction.” CytoLogix Corp. v. Ventana Med. Sys., Inc., 424
F.3d 1168, 1172-73 (Fed. Cir. 2005); see Sundance, Inc. v. DeMonte Fabricating Ltd.,
550 F.3d 1356, 1364 n.6 (Fed. Cir. 2008). The district court thus properly excluded
Boston Scientific’s claim construction argument before the jury, and properly held that
its exclusion of this argument did not entitle Boston Scientific to a new trial.
Third, Boston Scientific argues that even under the district court’s claim
construction, Cordis did not present sufficient evidence that the Express and Taxus
Express stents meet the “thin-walled” limitations of claim 1 and claim 13 (on which claim
23 depends). The district court cited testimony by Cordis’s expert Dr. Buller describing
how the Express and Taxus Express stents meet the “thin-walled” limitation of claims 1
and 23 under the district court’s construction of this limitation. Memorandum Opinion,
2006 WL 1305227, at *12. We conclude that the district court properly found that
Cordis presented substantial evidence to support the jury’s infringement verdict.
We affirm the district court’s denial of Boston Scientific’s motion for judgment as
a matter of law that the Express and Taxus Express stents do not infringe claims 1 and
23 of the ’762 patent under the “thin-walled” limitation of these claims.
D. “Substantially parallel”
Boston Scientific argues that the jury erred in finding that Boston Scientific’s
Liberté stent infringes claims 1 and 23 of the ’762 patent, and that the district court erred
in denying Boston Scientific’s motion for judgment as a matter of law of noninfringement
under the “substantially parallel” limitations of claim 1 and claim 13 (on which claim 23
depends). Both claim 1 and claim 13 describe stents whose slots (spaces or openings
within a stent’s lattice design) are “disposed substantially parallel to the longitudinal
2008-1003, -1072 28
axis” of the stent. ’762 patent col.10 l.61–col.11 l.9; col.11 l.62–col.12 l.15 (emphasis
added).
Boston Scientific first contends that the district court erred by not construing the
term “parallel” in claim 1 and claim 13 of the ’762 patent. This argument was not timely
raised before the district court and has been waived. Conoco, 460 F.3d at 1359.
Next, Boston Scientific argues that Cordis did not present substantial evidence
that the Liberté stent meets the “substantially parallel” limitation in claims 1 and 23.
Boston Scientific asserts that the Liberté stent’s banana-shaped slots are not
substantially parallel to the stent’s longitudinal axis. The district court cited testimony of
both parties’ experts to support its finding that Cordis provided sufficient evidence to
support the jury’s infringement verdict under the “substantially parallel” limitation.
Memorandum Opinion, 2006 WL 1305227, at *10. We conclude that substantial
evidence supported the jury’s verdict.
Boston Scientific further asserts that the district court’s exclusion of the
deposition testimony about the Liberté stent by Dr. Palmaz, the inventor of the ’762
patent, warrants a new trial. Dr. Palmaz testified during a deposition that the slots of the
Liberté stent “deviate from the longitudinal axis” of the stent. J.A. at 11,520. The district
court excluded this testimony, finding that Dr. Palmaz was not an expert on the Liberté
stent and that his testimony did not provide relevant evidence of infringement and
created a risk of prejudice. Memorandum Opinion, 2006 WL 1305227, at *14. Boston
Scientific argues that this testimony of Dr. Palmaz was important in defining the
meaning of the claim term “substantially parallel” and in rebutting Cordis’s evidence that
the Liberté stent infringed claims 1 and 23 of the ’762 patent. As noted earlier, claim
2008-1003, -1072 29
construction cannot be argued to the jury. CytoLogix Corp., 424 F.3d at 1172-73; see
also Sundance, 550 F.3d at 1364 n.6. “[I]nventor testimony as to the inventor's
subjective intent is irrelevant to the issue of claim construction,” and as the inventor of
the ’762 patent, Dr. Palmaz also had no special expertise regarding the alleged
infringement of the patent by the Liberté stent. Howmedica Osteonics Corp. v. Wright
Med. Tech., Inc., 540 F.3d 1337, 1346-47 (Fed. Cir. 2008); see also Air Turbine Tech.,
Inc. v. Atlas Copco AB, 410 F.3d 701, 714 (Fed. Cir. 2005). The district court’s
exclusion of the Liberté stent portion of Dr. Palmaz’s deposition testimony was within its
discretion.
We affirm the district court’s denial of Boston Scientific’s motion for judgment as
a matter of law or a new trial that the Liberté stent does not infringe claims 1 and 23 of
the ’762 patent under the “substantially parallel” limitation of these claims.
E. “Wave”
Boston Scientific contends that the jury erred in finding that the Liberté stent
infringes claim 2 of the ’406 patent, and that the district court erred in denying Boston
Scientific’s motion for judgment as a matter of law of noninfringement. Claim 2 of the
’406 patent depends from claim 1. ’406 patent col.5 ll.39-41. The parties agree that the
Liberté stent infringes all limitations of claim 2, except the limitation in claim 1 (on which
claim 2 depends) describing “a plurality of longitudinally disposed bands, wherein each
band defines a generally continuous wave having a spatial frequency along a line
segment parallel to the longitudinal axis.” ’406 patent col.5 ll.29-32 (emphasis added).
First, Boston Scientific argues that the district court improperly refused to
construe the term “wave” in claim 1. In fact, the district court did construe the claim
2008-1003, -1072 30
language “longitudinally disposed bands, wherein each band defines a generally
continuous wave having a spatial frequency along a line segment parallel to the
longitudinal axis” as “the stent has multiple elongated surfaces that run parallel to the
stent’s long axis, each of these surfaces having the undulating appearance of a
continuous wave,” though it did not separately construe the term “wave.” Claim
Construction, 2005 WL 1322966, at *1.
As the district court pointed out, Boston Scientific did not suggest until after the
close of the trial that the district court was required to construe the term “wave” in any
other respect. Memorandum Opinion, 2006 WL 1305227, at *6. Under Conoco, this
argument thus was not timely raised before the district court and has been waived. 460
F.3d at 1359.
Alternatively, Boston Scientific argues that even under the district court’s claim
construction, the evidence did not sufficiently support the jury’s infringement verdict.
This contention is without merit. The district court cited testimony by Cordis’s expert Dr.
Buller applying the court’s claim construction and describing how the Liberté stent
meets the limitations of claim 2 of the ’406 patent. Memorandum Opinion, 2006 WL
1305227, at *4. We conclude that Cordis presented substantial evidence to support the
jury’s infringement verdict.
We affirm the district court’s denial of Boston Scientific’s motion for judgment as
a matter of law that the Liberté stent does not infringe claim 2 of the ’406 patent.
F. Dismissal without prejudice
The district court granted Boston Scientific’s motion for judgment as a matter of
law that its Taxus Liberté stent (not to be confused with its Liberté stent or its Taxus
2008-1003, -1072 31
Express stent) did not infringe the asserted claims of Cordis’s ’762 and ’406 patents.
The district court held that it did not have jurisdiction to consider infringement claims
relating to the Taxus Liberté stent because that stent had “no nexus to the United
States.” Memorandum Opinion, 2006 WL 1305227, at *24.
However, Boston Scientific argues that the district court erred in dismissing
Cordis’s infringement claims against the Taxus Liberté stent without prejudice, rather
than with prejudice, and asserts that Cordis failed to prove that the Taxus Liberté stent
infringed the asserted claims of the ’762 and ’406 patents. Cordis asserts that it did not
present evidence at trial that the Taxus Liberté stent infringed the asserted claims of the
’762 and ’406 patents under 35 U.S.C. § 271(f) because it believed such evidence
related only to damages rather than to infringement liability. 17
“Congress has not clearly stated in 35 U.S.C. § 271 or in any other statute that
§ 271’s requirement that the infringing act happen within the United States is a
threshold jurisdictional requirement as opposed to an element of the claim.” Litecubes,
LLC v. N. Light Prods., Inc., 523 F.3d 1353, 1363 (Fed. Cir. 2008), cert. denied sub
nom. GlowProducts.com v. Litecubes, LLC, 129 S. Ct. 578 (2008). Thus, the question
of whether the Taxus Liberté stent had a nexus to the United States was an element of
Cordis’s liability claims, rather than a jurisdictional requirement. Because “a failure to
prove the allegations alleged in a complaint requires a decision on the merits, not a
dismissal for lack of subject matter jurisdiction,” id. at 1361, the district court’s dismissal
17
Cordis argues that the Taxus Liberté stent has the same structure as the
Liberté stent. We see no error in the district court’s determination that the Taxus Liberté
stent and the Liberté stent are different products.
2008-1003, -1072 32
of Cordis’s infringement claims regarding the Taxus Liberté stent should have been with
prejudice.
We reverse the district court’s dismissal without prejudice of Cordis’s claims that
the Taxus Liberté stent infringed the asserted claims of the ’762 and ’406 patents, and
remand with instructions to dismiss the claims with prejudice.
III
We affirm the district court’s judgment in all respects save one. We reverse the
district court’s dismissal without prejudice of Cordis’s claims that the Taxus Liberté stent
infringed the asserted claims of the ’762 and ’406 patents, and remand with instructions
to dismiss the claims with prejudice.
AFFIRMED-IN-PART, REVERSED-IN-PART, REMANDED
COSTS
No costs.
2008-1003, -1072 33