United States Court of Appeals for the Federal Circuit
2008-1068, -1115
SUNDANCE, INC. and
MERLOT TARPAULIN AND SIDEKIT MANUFACTURING COMPANY, INC.,
Plaintiffs-Cross Appellants,
v.
DEMONTE FABRICATING LTD.
and QUICKDRAW TARPAULIN SYSTEMS INC.,
Defendants-Appellants.
Thomas C. Wettach, Cohen & Grigsby, P.C., of Pittsburgh, Pennsylvania, argued
for plaintiffs-cross-appellants. Of counsel on the brief were Kevin J. Heinl and Robert C.
Brandenburg, Brooks Kushman P.C., of Southfield, Michigan.
Richard L. Rainey, Covington & Burling LLP, of Washington, DC, argued for
defendants-appellants. With him on the brief were Roderick R. McKelvie, Scott C.
Weidenfeller, and Roger A. Ford.
Appealed from: United States District Court for the Eastern District of Michigan
Senior Judge Avern Cohn
United States Court of Appeals for the Federal Circuit
2008-1068, -1115
SUNDANCE, INC. and
MERLOT TARPAULIN AND SIDEKIT MANUFACTURING COMPANY, INC.,
Plaintiffs-Cross Appellants,
v.
DEMONTE FABRICATING LTD.
and QUICKDRAW TARPAULIN SYSTEMS, INC.,
Defendants-Appellants.
Appeals from the United States District Court for the Eastern District of Michigan in
Case No. 02-CV-73543, Senior Judge Avern Cohn.
____________________________
DECIDED: December 24, 2008
____________________________
Before DYK, PROST, and MOORE, Circuit Judges.
MOORE, Circuit Judge.
Plaintiffs-Cross Appellants Sundance, Inc. and Merlot Tarpaulin and Sidekit
Manufacturing Co., Inc. (collectively, Sundance) sued Defendants-Appellants DeMonte
Fabricating Ltd. and Quick Draw Tarpaulin Systems, Inc. (collectively, DeMonte) in the
United States District Court for the Eastern District of Michigan for infringement of claim
1 of U.S. Patent No. 5,026,109 (the ’109 patent). A jury concluded that claim 1 was
infringed but invalid for obviousness under 35 U.S.C. § 103.
Following the jury verdict, Sundance moved for judgment as a matter of law
(JMOL) that the ’109 patent was not invalid. The court granted Sundance’s motion, and
denied DeMonte’s motion asking for reconsideration in light of KSR International Co. v.
Teleflex Inc., 127 S. Ct. 1727 (2007). DeMonte also moved for JMOL of
noninfringement, which the court denied. DeMonte appeals both rulings. Sundance
cross-appeals the district court’s denial of prejudgment interest for infringing sales made
prior to the date it filed suit. For the reasons set forth below, we reverse the district
court’s judgment that the asserted claims are nonobvious as a matter of law, thereby
resolving all issues between the parties.
BACKGROUND
The ’109 patent is directed to retractable segmented covering systems for
“almost any structure or container,” such as truck trailers, swimming pools, porches, and
patios. ’109 patent col.2 ll.35-43. Independent claim 1, the only asserted claim in this
suit, reads as follows:
A retractable segmented cover system used with a truck trailer comprising
a plurality of flexible cover sections with a plurality of substantially parallel
supporting bows spaced therebetween and a drive assembly, wherein
each cover section is detachably connected between substantially parallel
supporting bows, the bows are slideably supported on the truck trailer and
at least one bow is fixedly connected to the drive assembly such that the
cover system can be extended or retracted by the drive assembly and
wherein a cover section can be removed from the cover system
independent of the other cover sections.
At trial, relevant to this appeal, DeMonte presented two prior art references to the
jury as a basis for a determination of obviousness—U.S. Patent Nos. 4,189,178
(Cramaro) and 3,415,260 (Hall). Cramaro discloses a retractable tarpaulin cover
system for use in trucks. The parties agree that the difference between the cover
system disclosed in claim 1 of the ’109 patent and the Cramaro cover system is that
Cramaro does not include “segmented tarps.” Sundance’s Br. at 26. The parties further
2008-1068,-1115 2
agree that Hall discloses a cover system divided into a number of “flexible screen
members.” Id. at 27. Hall indicates that its system “may be used as a truck cover.” Hall
col.6 l.48. Demonte’s patent law expert, Daniel Bliss, opined that one of ordinary skill in
the art would be motivated to combine Cramaro and Hall. 1 The jury determined that
claim 1 of the ’109 patent was obvious.
In a decision rendered before the Supreme Court’s holding in KSR, the district
court granted Sundance’s motion for JMOL, ruling that “there was not sufficient
evidence for the jury to conclude that one skilled in the art would have combined Hall
and Cramaro so as to arrive at the invention—a segmented tarp used for truck covers.”
Sundance, Inc. v. DeMonte Fabricating Ltd., No. 02-73543, 2006 WL 2708541, at *5
(E.D. Mich. Sept. 20, 2006). In particular, the district court concluded that Hall was
“prior art outside of the truck environment which used segmented tarps,” “a segmented
pool cover,” and “a segmented non truck cover.” Id. at *3-4.
In its ruling, the court also noted that Mr. Bliss “did not cite any references in
either [Hall or Cramaro] to support his conclusion” that a person of ordinary skill in the
art would have a motivation to combine the references. Id. at *5. Nor did the court find
any “suggestion in the art to combine” Cramaro—which the court characterized as a
truck cover—with Hall—which the court characterized as a non truck cover. Id. The
court reasoned that its conclusion—that DeMonte failed to adduce sufficient evidence
for the jury to conclude that one skilled in the art would have combined Hall and
Cramaro—was “especially true in light of the fact that the level of skill in the art is low
1
Sundance objected to the admission of the testimony of Mr. Bliss on the
issues of invalidity and noninfringement, arguing that Mr. Bliss was not qualified as a
technical expert, but merely a patent law expert. As explained below, the district court
erroneously admitted the testimony over Sundance’s objection.
2008-1068,-1115 3
and focuses on tarps used for truck covers.” Id. (emphasis added). The district court
further stated that “secondary considerations . . . support[] a finding of nonobviousness,”
including “long-felt but unresolved need” and “copying.” Id. After the Supreme Court
decided KSR, DeMonte moved for reconsideration, which the district court denied,
stating that it had not rigidly applied the teaching, suggestion, and motivation test in its
original analysis.
DeMonte has timely appealed, and Sundance has timely cross-appealed. We
have jurisdiction pursuant to 28 U.S.C. § 1295(a)(1).
DISCUSSION
I.
We first consider the district court’s admission of testimony from DeMonte’s
patent law expert, Mr. Bliss. Federal Rule of Evidence 702 provides that:
[i]f scientific, technical, or other specialized knowledge will assist the trier
of fact to understand the evidence or to determine a fact in issue, a
witness qualified as an expert by knowledge, skill, experience, training, or
education may testify thereto in the form of an opinion or otherwise, if
(1) the testimony is based upon sufficient facts or data, (2) the testimony is
the product of reliable principles and methods, and (3) the witness has
applied the principles and methods reliably to the facts.
Under Daubert v. Merrill Dow Pharmaceuticals, Inc., 509 U.S. 579, 597 (1993), and
Rule 702, courts are charged with a “gatekeeping role,” the objective of which is to
ensure that expert testimony admitted into evidence is both reliable and relevant. See
also Kumho Tire Co. v. Carmichael, 526 U.S. 137, 149 (1999) (holding that Rule 702
applies not only to “scientific” testimony, but to all expert testimony). Patent cases, like
all other cases, are governed by Rule 702. There is, of course, no basis for carving out
a special rule as to experts in patent cases.
2008-1068,-1115 4
We note that “[a]dmission of expert testimony is within the discretion of the trial
court.” Acoustical Design, Inc. v. Control Elecs. Co., 932 F.2d 939, 942 (Fed. Cir. 1991)
(citing Salem v. U.S. Lines Co., 370 U.S. 31, 35 (1962)). We review the admission of
expert testimony for an abuse of discretion. Id. (citing Seattle Box Co. v. Indus. Crating
& Packing, Inc., 731 F.2d 818, 826 (Fed. Cir. 1984)); see also Kumho Tire Co., 526 U.S.
at 152 (“[A] court of appeals is to apply an abuse-of-discretion standard when it reviews
a trial court’s decision to admit or exclude expert testimony.”).
DeMonte submitted the expert report of Mr. Bliss to the district court, indicating
that Mr. Bliss would opine on: USPTO practices and procedures (eight pages explaining
prosecution and reexamination); claim construction (four pages interpreting the claim
construction ruling); noninfringement (seven pages concluding that the claims of the
’109 patent are not infringed); invalidity, including anticipation and obviousness (thirteen
pages concluding that the claims of the ’109 patent are invalid); and inequitable conduct
(six pages concluding that the ’109 patent is unenforceable due to inequitable conduct).
Expert Report of Daniel H. Bliss (Docket No. 99-4, Mar. 28, 2006) (Report). Sundance
objected, filing a motion in limine to preclude Mr. Bliss from testifying at trial. Sundance
argued that Mr. Bliss “lacks appropriate technical background in the field of the
invention.” Sundance also argued that Mr. Bliss was not qualified to testify about “his
interpretation of the law governing invalidity, infringement,” or ultimate legal conclusions.
Opposing the motion, DeMonte argued that Mr. Bliss was qualified because he
“is a patent attorney with extensive experience in patent law and procedure,” and that
his testimony was admissible because courts may allow patent law experts to testify on
“general procedures involved in the patent application process,” citing Bausch & Lomb,
2008-1068,-1115 5
Inc. v. Alcon Laboratories, Inc., 79 F. Supp. 2d 252, 254-55 (W.D.N.Y. 2000). DeMonte
further argued that Mr. Bliss’s testimony should be admitted even though “Mr. Bliss may
not have experience specifically with segmented tarpaulin systems” because his
qualifications are “an appropriate subject for cross examination, but would go more to
the weight to be given his testimony,” citing Cameco Industries, Inc. v. Louisiana Cane
Manufacturing, Inc., No. 92-3158, 1995 U.S. Dist. LEXIS 11294, at *10-11 (E.D. La. July
27, 1995). The district court denied the motion in limine without comment, thereby
permitting Mr. Bliss to testify before the jury on all of the issues submitted in his expert
report.
Although the motion in limine was denied in its entirety, Mr. Bliss did not actually
testify as to all of the matters contained in his report. Mr. Bliss “was not asked to testify
in general on patent office practice and procedure.” Oral Arg. 1:23-1:27, available at
http://oralarguments.cafc.uscourts.gov/mp3/2008-1068.mp3. 2 Rather, his testimony
focused on the issues of noninfringement and invalidity, including the factual predicates
underlying obviousness as well as his conclusion that claim 1 of the ’109 patent would
have been obvious.
In their appellate briefs and during oral argument, the parties disputed whether
the district court properly admitted the testimony of Mr. Bliss on the issues of
noninfringement and invalidity. Sundance argues that “[a]lthough DeMonte refers to Mr.
Bliss as a technical expert, he has no technical experience in the field of truck[s] or
tarps and practiced as an engineer for but a year and a half in unrelated areas. He was
2
We have no reason to doubt that Mr. Bliss—an experienced patent
attorney—is qualified to testify as to patent office procedure generally. See Bausch &
Lomb, Inc., 79 F. Supp. 2d at 254-55 (allowing testimony directed to general procedures
involved in the patent application process).
2008-1068,-1115 6
not qualified at trial as a technical expert.” Sundance’s Br. at 14 n.4. DeMonte
responded that “reliance on a ‘patent expert’ for ‘an opinion on the ultimate question,’
such as infringement or invalidity, is entirely appropriate.” DeMonte’s Reply Br. at 5 n.1
(citing Snellman v. Ricoh Co., 862 F.2d 283, 287 (Fed. Cir. 1988)).
We conclude that the district court abused its discretion in denying Sundance’s
motion in limine; Mr. Bliss is not qualified to testify as an expert witness on the issues of
infringement or validity. These issues are analyzed in great part from the perspective of
a person of ordinary skill in the art, and testimony explaining the technical evidence
from that perspective may be of great utility to the factfinder. 3
Despite the absence of any suggestion of relevant technical expertise, Mr. Bliss
offered expert testimony on several issues which are exclusively determined from the
perspective of ordinary skill in the art. In elaborate technical detail, Mr. Bliss opined on
how the disclosed invention, accused system, and prior art operate, including his
opinions as to the noninfringement and invalidity of claim 1 of the ’109 patent.
3
Patent claims are construed from the perspective of one of ordinary skill in
the art. See Phillips v. AWH Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005). For the
purposes of the doctrine of equivalents, identification of the claim elements as well as
the determination of infringement itself are done from the perspective of one of ordinary
skill in the art. See AquaTex Indus., Inc. v. Techniche Solutions, 479 F.3d 1320, 1329
(Fed. Cir. 2007) (citing Graver Tank & Mfg. Co. v. Linde Air Prods. Co., 339 U.S. 605,
609 (1950)). What a prior art reference discloses or teaches is determined from the
perspective of one of ordinary skill in the art. Scripps Clinic & Research Found. v.
Genentech, Inc., 927 F.2d 1565, 1576 (Fed. Cir. 1991) (“There must be no difference
between the claimed invention and the reference disclosure, as viewed by a person of
ordinary skill in the field of the invention.”). Whether a patent claim would have been
obvious in light of prior art references is determined from the perspective of one of
ordinary skill in the art. See KSR, 127 S. Ct. at 1742 (2007) (emphasizing that, in
determining whether a patent combining known elements would have been obvious, the
focal question is whether the combination was obvious to a person with ordinary skill in
the art).
2008-1068,-1115 7
DeMonte failed to explain how Mr. Bliss possesses the relevant expertise in the
pertinent art. 4 Mr. Bliss has no experience whatsoever in “the field of tarps or covers.”
Nor does DeMonte purport that Mr. Bliss’s experience with engines and the like is
sufficiently related to covers. See Cameco Indus., 1995 U.S. Dist. LEXIS 11294, at *10-
11 (finding that expert’s education and experience were “sufficiently related to the
subject matter of plaintiff’s patent to allow him to speak with authority on the issues of
validity and infringement”). Mr. Bliss is not “qualified as an expert by knowledge, skill,
experience, training, or education” in the pertinent art; we therefore fail to see how he
could “assist the trier of fact to understand the evidence or to determine a fact in issue.”
Fed. R. Evid. 702.
4
In its opening brief, DeMonte described Mr. Bliss as its “technical expert.”
DeMonte’s Br. at 24. Nonetheless, the record clearly indicates that DeMonte at all
times proffered Mr. Bliss as a patent law expert, and not as a technical expert. In
response to Sundance’s interrogatories, DeMonte stated: “As to Daniel H. Bliss, the
witness will be called to testify as a patent expert.” Def.’s Fourth Supp. Resp. to Pls.’
First Set of Interrogs. to Defs. at 3 (emphasis added). DeMonte’s response to
Sundance’s motion in limine presents Mr. Bliss as “a patent attorney with extensive
experience in patent law and procedure,” without any reference to his technical
background. DeMonte did not suggest that Mr. Bliss was one of ordinary skill in the art
or a technical expert. Rather it relied upon examples where patent law experts have
been permitted in district courts to offer testimony on claim construction, infringement
and validity, citing Bausch & Lomb and Cameco.
Mr. Bliss’s pre-trial expert report details his years of experience as a patent
attorney, including preparation of opinions on invalidity and knowledge of USPTO
practice and procedure. Report at 3. The report does not present Mr. Bliss as having
any personal technical experience, or skills in the field of mechanics, much less covers.
Although Mr. Bliss also stated in his report that he has experience in “the vehicle field,”
support for this statement was only in the context of preparing and prosecuting patent
applications for inventions in the vehicle field and in testifying “as an expert on patent
law and patent office procedure” in connection with a separate suit also related to the
vehicle field. Id. at 3. Nor does his appended curriculum vitae reveal any relevant
technical experience with vehicle or other cover systems. Id. at 50. Indeed, his report
opines that the level of ordinary skill in the art “would be someone with a high school
education and one or more years of experience in the field of tarps or covers”—
experience that he himself lacks. Id. at 40.
2008-1068,-1115 8
Admitting testimony from a person such as Mr. Bliss, with no skill in the pertinent
art, serves only to cause mischief and confuse the factfinder. Unless a patent lawyer is
also a qualified technical expert, his testimony on these kinds of technical issues is
improper and thus inadmissible. Because Mr. Bliss was never offered as a technical
expert, and in fact was not qualified as a technical expert, it was an abuse of discretion
for the district court to permit him to testify as an expert on the issues of
noninfringement or invalidity.
DeMonte relies on Snellman, 862 F.2d at 287, for the proposition that we
previously allowed patent law experts to testify on the meaning of technical terms in
claims and to give opinions on ultimate questions of infringement and invalidity.
DeMonte mischaracterizes our holding in Snellman. In Snellman, we acknowledged
that there was substantial evidence to uphold the jury verdict which included testimony
from a patent law expert. Neither party raised the admissibility of the patent lawyer’s
testimony nor did we address this issue. The opinion mentions the patent lawyer’s
testimony in just two sentences without any analysis of the propriety of such testimony.
See United States v. L.A. Tucker Truck Lines, Inc., 344 U.S. 33, 38 (1952) (holding that
an issue neither “raised in briefs or argument nor discussed in the opinion of the Court”
cannot be taken as “a binding precedent on this point”).
We have on several occasions upheld a district court’s exclusion of testimony by
a patent law expert. See, e.g., Medtronic Inc. v. Intermedics, Inc., 799 F.2d 734, 741
(Fed. Cir. 1986) (determining no abuse of discretion where trial court excluded patent
law expert’s testimony relating to the infringement of the asserted claims); see also
Union Carbide Corp. v. Am. Can Co., 724 F.2d 1567, 1572 (Fed. Cir. 1984) (agreeing
2008-1068,-1115 9
with a district court that gave little weight to the opinion of a former patent attorney with
no “expertise as to the scope of the field of endeavor of the inventions of the patents in
suit or as to what other fields are analogous art”); Endress + Hauser, Inc. v. Hawk
Measurement Sys. Pty. Ltd., 122 F.3d 1040, 1042 (Fed. Cir. 1997) (“Indeed, this court
has on numerous occasions noted the impropriety of patent lawyers testifying as expert
witnesses and giving their opinion regarding the proper interpretation of a claim as a
matter of law, the ultimate issue for the court to decide.”). In light of all the contrary
precedent and the non-existent analysis in Snellman, we conclude that Snellman does
not control the disposition in this case.
We hold that it is an abuse of discretion to permit a witness to testify as an expert
on the issues of noninfringement or invalidity unless that witness is qualified as an
expert in the pertinent art. Testimony proffered by a witness lacking the relevant
technical expertise fails the standard of admissibility under Fed. R. Evid. 702. Indeed,
where an issue calls for consideration of evidence from the perspective of one of
ordinary skill in the art, it is contradictory to Rule 702 to allow a witness to testify on the
issue who is not qualified as a technical expert in that art. We understand that patent
lawyers are often qualified to testify as technical experts, but such a qualification must
derive from a lawyer’s technical qualifications in the pertinent art.
We do not, of course, suggest that being a person of ordinary skill in the art
automatically entitles a witness to testify as an expert on these or other matters. On the
other hand, our opinion should not be read as suggesting that Rule 702 requires a
witness to possess something more than ordinary skill in the art to testify as an expert.
A witness possessing merely ordinary skill will often be qualified to present expert
2008-1068,-1115 10
testimony both in patent trials and more generally. See Fed. R. Evid. 702; see also
United States v. Wilson, 484 F.3d 267, 275-77 (4th Cir. 2007) (district court did not
abuse discretion under Rule 702 by permitting police officer to testify as to the meaning
of coded drug language); United States v. Marler, 614 F.2d 47, 49-50 (5th Cir. 1980)
(district court did not err by permitting deputy fire marshal to offer expert testimony on
cause of fire). Admission of expert testimony remains subject to the Rules of Evidence
and is committed to the discretion of the district court. Fed. R. Evid. 702; Acoustical
Design, 932 F.2d at 942. 5
With regard to invalidity, for example, a witness not qualified in the pertinent art
may not testify as an expert as to anticipation, or any of the underlying questions, such
as the nature of the claimed invention, what a prior art references discloses, or whether
the asserted claims read on the prior art reference. See Acoustical Design, 932 F.2d at
942 (sustaining trial court’s preclusion of patent expert from testifying about the drafting
of claims to avoid prior art and that the claims in suit read on the prior art, as it would
not have been of any benefit to the jury).
Nor may a witness not qualified in the pertinent art testify as an expert on
obviousness, 6 or any of the underlying technical questions, such as the nature of the
5
Those of ordinary skill (or those of extraordinary skill) in the particular art
are not, of course, the only witnesses who may testify as experts in a patent trial. For
example, patent lawyers might offer testimony in contexts other than noninfringement
and invalidity, such as patent office practice and procedure; a chemist not skilled in the
particular art at issue might nevertheless appropriately testify as an expert as to the
consequences of reacting two chemicals in a particular environment.
6
Our holding that it was an abuse of discretion to allow Mr. Bliss to testify
on several issues including his opinion on the legal question of obviousness is not a
general proclamation as to the admissibility of expert testimony on legal questions. The
error here arises from Mr. Bliss’s lack of appropriate technical qualifications. Whether a
qualified technical expert can testify as to the ultimate question of obviousness is of
2008-1068,-1115 11
claimed invention, the scope and content of prior art, the differences between the
claimed invention and the prior art, or the motivation of one of ordinary skill in the art to
combine these references to achieve the claimed invention. See Medtronic, 799 F.2d at
741; In re Deters, 515 F.2d 1152, 1155 (CCPA 1975) (rejecting patent expert testimony
on nonobviousness where patent expert was not a person ordinarily skilled in the art
and thus his opinion was “not evidence entitled to any weight in resolving the issue”).
DeMonte has failed to demonstrate any possible relevancy or reliability of Mr.
Bliss’s testimony as to technical matters in light of his lack of relevant technical
expertise. 7 Mr. Bliss lacks the necessary expertise to be of assistance to the court or
the jury on the technical aspects of this case. The court, in its role as gatekeeper, must
exclude expert testimony that is not reliable and not specialized, and which invades the
course left to the discretion of the district court. We note, however, that our court has
held that allowing a witness to testify before the jury on claim construction would be
improper. See Cytologix Corp. v. Ventana Med. Sys., Inc., 424 F.3d 1168, 1172 (Fed.
Cir. 2005) (noting that “[t]he risk of confusing the jury is high when experts opine on
claim construction” before the jury); see also Endress + Hauser, 122 F.3d at 1042.
7
Notably, the District of Delaware has issued guidelines restricting the
scope of patent law expert testimony to practice and procedure in the Patent and
Trademark Office rather than legal issues and conclusions in an effort to prevent overly
expansive expert testimony that may usurp the jury and judge’s roles. See Guidelines:
Legal Expert Testimony in Patent Cases,
http://www.ded.uscourts.gov/SLR/Misc/Guidelines.pdf (last visited Dec. 9, 2008); John
E. Kidd & Keeto H. Sabharwal, The District of Delaware: An Ideal Venue for Patent
Litigators, 18 Del. Law. 16, 17 (Winter 2000); see also Nisus Corp. v. Perma-Chink Sys,
Inc., No. 3:03-CV-120, 2005 U.S. Dist. LEXIS 41068, at *10 (E.D. Tenn. May 27, 2005)
(limiting patent expert’s testimony just to USPTO practice and procedures); Minn.
Mining & Mfg. Co. v. Appleton Papers, Inc., No. 4-95-786, 1998 U.S. Dist. LEXIS 22597,
at *4-5 (D. Minn. June 25, 2008) (allowing a former patent examiner with a degree in
electrical engineering to testify as to USPTO procedure, but not as to claim
construction, infringement, or validity, because he had “not shown that he [wa]s
qualified to offer opinions from the perspective of a person of ordinary skill in the
relevant art”).
2008-1068,-1115 12
province of the jury to find facts and that of the court to make ultimate legal conclusions.
Allowing a patent law expert without any technical expertise to testify on the issues of
infringement and validity amounts to nothing more than advocacy from the witness
stand. 8 The district court’s denial of the motion in limine to exclude the testimony of Mr.
Bliss, a person not skilled in the pertinent art, was an abuse of discretion.
II.
We now consider the district court’s entry of JMOL overturning the jury verdict of
obviousness. Under Sixth Circuit law, we review a grant of a motion for JMOL de novo,
using the same standard of review required of the district court. Johnson Controls, Inc.
v. Jay Indus. Inc., 459 F.3d 717, 722 (6th Cir. 2006). JMOL is appropriate when viewing
the evidence in a light most favorable to the non-moving party—giving that party the
benefit of all reasonable inferences—there is no genuine issue of material fact for the
jury, and reasonable minds could come to but one conclusion in favor of the moving
party. Barnes v. City of Cincinnati, 401 F.3d 729, 736 (6th Cir. 2005) (citations omitted).
The consequence of our holding that the testimony of Mr. Bliss should have been
excluded is that there was no expert testimony supporting a holding of obviousness; we
conclude, however, that no such testimony was required because there are no
8
“Expert evidence can be both powerful and quite misleading because of
the difficulty in evaluating it.” Daubert, 509 U.S. at 595. This concern is further
compounded where the purported witness is an attorney. It is already difficult enough
for courts to separate intricate questions of fact in patent cases from equally intricate
questions of law. A technically unqualified patent attorney can do much mischief by
leading the jury to seemingly sound conclusions without ever providing a well-grounded
factual basis in the pertinent art. See Bausch & Lomb, Inc., 79 F. Supp. 2d at 255
(“Simply put, testimony that is designed to instruct the jury on the applicable law is not
admissible because, by purporting to do what lies with the exclusive province of the
court, it cannot be helpful to the jury.”).
2008-1068,-1115 13
underlying factual issues in dispute as to obviousness. The technology is simple and
neither party claims that expert testimony is required to support such a holding. See
Union Carbide, 724 F.2d at 1573 (“[T]he references and appellant’s invention are easily
understandable without the need for expert explanatory testimony.”); see also Centricut,
LLC v. Esab Group, Inc., 390 F.3d 1361, 1369-70 (Fed. Cir. 2004); Iron Grip Barbell
Co., v. USA Sports, Inc., 392 F.3d 1317, 1323 n.3 (Fed. Cir. 2004). We reverse the
district court’s grant of JMOL and conclude as a matter of law that claim 1 of the ’109
patent would have been obvious and is therefore invalid. See KSR, 127 S. Ct. at 1745-
46 (“The ultimate judgment of obviousness is a legal determination.”). The factual
inquiries underlying our determination of obviousness are not in material dispute
regardless of the admissibility of the testimony of Mr. Bliss. See id. (“Where, as here,
the content of the prior art, the scope of the patent claim, and the level of ordinary skill
in the art are not in material dispute, and the obviousness of the claim is apparent in
light of these factors, summary judgment is appropriate.”).
A.
On appeal, Sundance argues that the combination of Cramaro and Hall does not
disclose every limitation of claim 1 of the ’109 patent. There is no dispute that Cramaro
discloses a truck cover including every limitation of claim 1 except “a cover section [that]
can be removed from the cover system independent of the other cover sections.” The
district court construed the word “independent” to mean that “any one cover section can
be removed from the cover system without removing any other cover section,” a
definition that neither party challenges. The parties do not dispute that Hall discloses a
cover made up of a number of cover sections. Rather, Sundance argues that any
2008-1068,-1115 14
particular cover section of Hall cannot be removed “without removing any other cover
section.” Sundance contends that, in order to remove one of the cover sections in Hall,
a face plate must be completely removed such that the adjoining edge of adjacent
sections will drape and that they will no longer be part of the cover. In other words, the
process of removing one cover section of the Hall invention requires releasing one edge
of the adjacent cover sections, and these adjacent cover sections are then left hanging
from the cover frame. Oral Arg. at 22:10-23:15. According to Sundance, these hanging
cover sections are no longer part of the cover, and thus the section that had been
between the two hanging sections could not have been removed “without removing any
other cover section.”
Even accepting Sundance’s explanation of how the cover in Hall operates, there
is no serious dispute that in Hall, a cover section can be removed independent of the
other cover sections. The question is not whether the hanging sections are part of the
cover; the question is whether the hanging sections have been removed. After a first
section is removed, the two cover sections adjacent to the first section are still attached
to the cover—they have not been removed. Thus, a combination of Hall and Cramaro
satisfies every limitation of claim 1 of the ’109 patent. We next turn to whether the
combination would have been obvious at the time of the invention.
B.
The district court’s decision to overturn the jury verdict was based upon its
misunderstanding of Hall as “prior art outside of the truck environment which used
segmented tarps.” Sundance, 2006 WL 2708541 at *3-4 (describing Hall as “a
segmented pool cover” and “a segmented non truck cover”). Sundance does not
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dispute that this determination was an error, doubtless because Hall explicitly and
repeatedly suggests that its cover system may be used as a truck covering. In the “field
of the invention” section of the specification, the patent states that a “field of art to which
this invention might pertain is the general class of land vehicles, bodies and tops and in
particular to the general subclass of tops and more particularly to load covers and
collapsible standing tops.” Hall col.1 ll.29-34. The specification also describes one
preferred embodiment of the Hall invention as being “used as a truck cover which may
be moved to the cab or toward the end of the truck as desired.” Id. at col.6 ll.48-50.
The specification further notes that “[i]t is, of course, realized that this type of structure
may be used to provide an expandable cover for trucks.” Id. at col.6 ll.66-67. 9 The
district court based its grant of JMOL on a lack of motivation to combine Cramaro and
Hall, a conclusion which itself was based on the district court’s misunderstanding of Hall
as not within the scope of the relevant art.
“[I]n many cases a person of ordinary skill will be able to fit the teachings of
multiple patents together like pieces of a puzzle.” KSR, 127 S. Ct. at 1742. Such a
combination is more likely to be obvious where it “‘simply arranges old elements with
each performing the same function it had been known to perform’ and yields no more
than one would expect from such an arrangement.” Id. at 1740 (quoting Sakraida v. AG
Pro, Inc., 425 U.S. 273, 282 (1976)). The truck cover of claim 1 of the ’109 patent is the
result of precisely such an obvious combination.
9
In addition, the ’109 patent itself clearly discloses that its invention is not
limited for use in truck environments and can be used with swimming pools, just like the
Hall invention. See ’109 patent col.2 ll.29-40 (“For example, the present cover system
could be used as an awning over a porch or patio, or as a cover for a swimming pool.”).
2008-1068,-1115 16
In combination with each other, the cover system of Cramaro performs exactly
the function that it performs independent of Hall, and the removable cover sections of
Hall perform exactly the function that they perform independent of Cramaro. The
elements of the cover system of Cramaro perform several functions, including protection
of the cargo, containment of the cargo, and retraction of the cover. None of these
functions changes upon the simple act of replacing the one-piece cover of Cramaro with
the segmented cover of Hall. The segmented cover of Hall performs the function of
allowing individual replacement of the cover sections. This function does not change
upon incorporation into the Cramaro cover system. The combination simply
mechanizes Hall’s segmented cover or segments Cramaro’s mechanized cover.
In KSR, the Court considered the obviousness of a claim directed to an
adjustable automobile throttle pedal combined with an electronic sensor. The relevant
prior art included a patent that disclosed an adjustable pedal and another that disclosed
an electronic sensor. The Court held that it saw “little difference between the teachings
of [the relevant prior art] and the adjustable electronic pedal disclosed in [the claim]. A
person having ordinary skill in the art could have combined [the adjustable pedal] with a
pedal position sensor in a fashion encompassed by [the claim], and would have seen
the benefits of doing so.” KSR, 127 S. Ct. at 1743.
Just as with the claim at issue in KSR, the segmented truck cover claimed in the
’109 patent represents the “mere application of a known technique to a piece of prior art
ready for the improvement.” Id. at 1740. It would have been obvious to replace the
one-piece cover in Cramaro with the segmented cover of Hall. Indeed, the benefits of
combining Hall and Cramaro would have been inescapably obvious to a person of
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ordinary skill in the art at the time of the invention of the truck cover claimed in the ’109
patent. Adding the removable cover sections of Hall to Cramaro would give the
resulting design exactly the same benefit as Hall—individually replaceable cover
sections. Neither party has suggested that the combination of the removable cover
sections of Hall with the cover system of Cramaro yields anything “more than one would
expect from such an arrangement,” nor is any such result apparent. Sakraida, 425 U.S.
at 282.
The ’109 patent explains that “it would be desirable to have a retractable cover
system wherein only the damaged portion could easily be removed and replaced
without replacing or disassembling the entire cover system.” ’109 patent col.2 ll.12-17.
Hall explained that its segmented cover “can be prefabricated for ready assembly and
that replacement and repair is easily provided for.” Hall col.6 ll.28-32. The remaining
work to incorporate the replaceable cover sections of Hall into the design of Cramaro is
“the work of the skillful mechanic, not that of the inventor.” Sakraida, 425 U.S. at 282
(quoting Hotchkiss v. Greenwood, 52 U.S. (11 How.) 248, 267 (1851)). We conclude
that a cover designer of ordinary skill, at the time of the invention, would have found it
obvious to incorporate the removable cover sections of Hall into the cover system of
Cramaro.
Secondary considerations of nonobviousness—considered here by the district
court—simply cannot overcome this strong prima facie case of obviousness. Agrizap,
Inc. v. Woodstream Corp., 520 F.3d 1337, 1344 (Fed. Cir. 2008); see also Anderson’s-
Black Rock, Inc. v. Pavement Salvage Co., 396 U.S. 57, 61 (1969) (considering
argument of secondary considerations but holding that “those matters without invention
2008-1068,-1115 18
will not make patentability”); Leapfrog Enters., Inc. v. Fisher-Price, Inc., 485 F.3d 1157,
1162 (Fed. Cir. 2007) (holding that the objective considerations of nonobviousness
presented, including substantial evidence of commercial success, praise, and long-felt
need, were inadequate to overcome a strong showing of primary considerations that
rendered the claims at issue invalid); Dystar Textilfarben GMBH & Co. Deutschland KG
v. C.H. Patrick Co., 464 F.3d 1356, 1371 (Fed. Cir. 2006) (“The presence of certain
secondary considerations of nonobviousness are insufficient as a matter of law to
overcome our conclusion that the evidence only supports a legal conclusion that claim 1
would have been obvious.”). Based on the foregoing, we reverse the district court’s
holding that the asserted claims are nonobvious as a matter of law.
CONCLUSION
Because we hold as a matter of law that claim 1 of the ’109 patent is invalid for
obviousness, we need not address the issues of infringement or prejudgment interest.
The judgment below is
REVERSED.
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