United States Court Of Appeals for the Federal Circuit
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KYOCERA WIRELESS CORPORATION,
Appellant,
and
QUALCOMM INCORPORATED,
Appellant,
and
MOTOROLA, INC.,
Appellant,
and
SAMSUNG ELECTRONICS CORPORATION, LTD.,
Appellant,
and
LG ELECTRONICS MOBILECOMM U.S.A., INC.,
Appellant,
and
SANYO FISHER CO.,
Appellant,
and
T-MOBILE USA, INC.,
Appellant,
and
AT&T MOBILITY, LLC (formerly known as Cingular Wireless, LLC),
Appellant,
and
SPRINT NEXTEL CORPORATION,
Appellant,
and
PALM, INC.,
Appellant,
and
PANTECH WIRELESS, INC., PANTECH CO., LTD.,
and PANTECH & CURITEL COMMUNICATIONS, INC.,
Appellants,
and
UT STARCOM, INC.,
Appellant,
and
HIGH TECH COMPUTER CORPORATION,
Appellant,
and
SHENZHEN HUAWEI COMMUNICATION TECHNOLOGIES CO., LTD.,
Appellant,
and
RESEARCH IN MOTION LIMITED and RESEARCH IN MOTION CORPORATION,
Appellants,
and
FOXCONN INTERNATIONAL HOLDINGS LTD.,
Appellant,
and
CASIO HITACHI MOBILE COMMUNICATIONS COMPANY, LTD.,
Appellant,
v.
INTERNATIONAL TRADE COMMISSION,
Appellee,
and
BROADCOM CORPORATION,
Intervenor.
Kenneth W. Starr, Kirkland & Ellis LLP, of Los Angeles, California, argued for
appellants, Motorola, Inc., Samsung Electronics Corporation, Ltd., Kyocera Wireless
Corporation, LG Electronics Mobilecomm U.S.A., Inc., and Sprint Nextel Corporation.
Gregory A. Castanias, Jones Day, of Washington, DC, argued for appellants Foxconn
International Holdings Ltd., Casio Hitachi Mobile Communications Company, Ltd., Palm Inc.,
Sanyo Fisher Co., Pantech & Curitel Communications, et al. High Tech Computer
Corporation, Shenzhen Huawei Communication Technologies Co. Ltd., and UT Starcom, Inc.
Carter G. Phillips, Sidley Austin LLP, of Washington, DC, argued for appellant
Qualcomm Incorporated. With him on the brief were Stephen B. Kinnaird, Robert A. Parker,
William K. West, Jr., Cecilia H. Gonzalez, and Juliana M. Cofrancesco, Howrey LLP, of
Washington, DC; Karin J. Kramer, Howrey LLP, of San Francisco, California; Timothy S. Teter
and Lorie R.E. Ploeger, Cooley Godward Kronish LLP, of Palo Alto, California; and Stanley J.
Panikowski, DLA Piper US LLP, of San Diego, California. Of counsel was William D.A.
Zerhouni, Covington & Burling LLP, of Washington, DC.
Claudia W. Frost, Pillsbury Winthrop Shaw Pittman LLP, of Houston, Texas, argued for
appellant T-Mobile USA, Inc., AT&T Mobility LLC, Research in Motion Limited, et al.
Andrea C. Casson, Assistant General Counsel for Litigation, Office of the General
Counsel, United States International Trade Commission of Washington, DC, argued for
appellee. With her on the brief were James M. Lyons, General Counsel, Michael Liberman,
Paul M. Bartowski, and James A. Worth, Attorneys.
Robert A. Van Nest, Keker & Van Nest, LLP, of San Francisco, California, argued for
intervenor. With him on the brief were Ragesh K. Tangri, Steven Hirsh, Daniel E. Purcell, and
Steven K. Taylor. Of counsel were James M. Dowd, Gregory H. Lantier, and William G.
McElwain, Wilmer Cutler Pickering Hale & Dorr, LLP, of Washington, DC; and Scott P.
McBride, and Alejandro Menchaca, McAndrews, Held & Malloy, Ltd., of Chicago, Illinois.
Don F. Livornese, Howrey LLP, of Los Angeles, California, for appellant Kyocera
Wireless Corp. With him on the brief were Roman E. Darmer and Richard J. Burdge, Jr. Of
counsel were Tom Crunk and Bradley J. Sparks.
Russell E. Levine, Kirkland & Ellis LLP, of Chicago, Illinois, for appellant Motorola, Inc.
With him on the brief were Christopher R. Liro and Nyika O. Strickland.
Russell E. Levine, Kirkland & Ellis LLP, of Chicago, Illinois, for appellant Samsung
Electronics Corporation, Ltd. With him on the brief were Gregory S. Arovas and Todd M.
Friedman.
Mark S. Zolno, Katten Muchin Rosenman LLP, of Chicago, Illinois, for appellant Sanyo
Fisher Co. With him on the brief were Michael A. Dorfman and Eric R. Rock, and James A.
Gromada, of Washington, DC. Of counsel was Kazumune V. Kano.
Michael J. McKeon, Fish & Richardson, P.C., of Washington, DC, for appellant LG
Electronics MobileComm U.S.A., Inc. With him on the brief was Scott A. Elengold.
Josh A. Krevitt, Gibson, Dunn & Crutcher LLP, of New York, New York, for appellant T-
Mobile USA, Inc. With him on the brief was Kevin W. Cherry. Of counsel were Mark A. Perry,
Mathew D. McGill, and Minodora D. Vancea, of Washington, DC. Of counsel was Richard M.
Kohel.
Kathryn L. Clune, Crowell & Moring LLP, of Washington, DC, for appellant Sprint Nextel
Corporation. With her on the brief were Richard McMillan, Jr. and Lisa A. Murray.
V. James Adduci, II, Adduci, Mastriani & Schaumberg, LLP, of Washington, DC, for
appellant Palm, Inc. With him on the brief were Munford P. Hall, II, Patricia Larios, and
Jamie D. Underwood.
Adam R. Hess, Pillsbury Winthrop Shaw Pittman LLP, of Washington, DC, for appellant
Casio Hitachi Mobile Communications Company, Ltd.
Hae-Chan Park, H.C. Park & Associates, PLC, of Vienna, Virginia, for appellants
Pantech & Curitel Communications, Inc., et al. With him on the brief was Wayne M. Helge.
Theodore T. Herhold, Townsend & Townsend & Crew LLP, of Palo Alto, California, for
appellant Shenzhen Huawei Communication Technologies Co., Ltd.
Robert F. Aldrich, Dickstein Shapiro LLP, of Washington, DC, for appellant UT
Starcom, Inc. On the brief was Charles W. Saber.
Steven E. Adkins, Jones Day, of Washington, DC, for appellant Foxconn International
Holdings Ltd. With him on the brief was Kenneth R. Adamo, of Cleveland, Ohio.
William S. Feiler, Morgan & Finnegan, LLP, of New York, New York, for appellants
Research In Motion Corporation, et al. On the brief were Peter N. Fill and Eric G. Wright, of
Washington, DC. Of counsel was Robert K. Goethals, of New York, New York.
Christopher F. Corr, White & Case LLP, of Washington, DC, for appellant High Tech
Computer Corporation. With him on the brief were Todd P. Taylor, Alexander W. Dennis. Of
counsel on the brief was Warren S. Heit. Of counsel was Monisha Deka, of Washington, DC,
and Farhenna Y. Rasheed, White & Case, LLP, of Palo Alto, California.
Appealed from: United States International Trade Commission
United States Court of Appeals for the Federal Circuit
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KYOCERA WIRELESS CORPORATION,
Appellant,
and
QUALCOMM INCORPORATED,
Appellant,
and
MOTOROLA, INC.,
Appellant,
and
SAMSUNG ELECTRONICS CORPORATION, LTD.,
Appellant,
and
LG ELECTRONICS MOBILECOMM U.S.A., INC.,
Appellant,
and
SANYO FISHER CO.,
Appellant,
and
T-MOBILE USA, INC.,
Appellant,
and
AT&T MOBILITY, LLC (formerly known as Cingular Wireless, LLC),
Appellant,
and
SPRINT NEXTEL CORPORATION,
Appellant,
and
PALM, INC.,
Appellant,
and
PANTECH WIRELESS, INC., PANTECH CO., LTD., and PANTECH & CURITEL
COMMUNICATIONS, INC.,
Appellants,
and
UT STARCOM, INC.,
Appellant,
and
HIGH TECH COMPUTER CORPORATION,
Appellant,
and
SHENZHEN HUAWEI COMMUNICATION TECHNOLOGIES CO., LTD.,
Appellant,
and
RESEARCH IN MOTION LIMITED and RESEARCH IN MOTION CORPORATION,
Appellants,
and
FOXCONN INTERNATIONAL HOLDINGS LTD.,
Appellant,
and
CASIO HITACHI MOBILE COMMUNICATIONS COMPANY, LTD.,
Appellant,
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v.
INTERNATIONAL TRADE COMMISSION,
Appellee,
and
BROADCOM CORPORATION,
Intervenor
On appeal from the United States International Trade Commission in Investigation No.
337-TA-543.
___________________________
DECIDED: October 14, 2008
___________________________
Before RADER, BRYSON, and LINN, Circuit Judges.
RADER, Circuit Judge.
The United States International Trade Commission (“ITC” or “Commission”)
determined that Qualcomm Incorporated (“Qualcomm”) infringed Broadcom
Corporation’s (“Broadcom’s”) United States Patent 6,714,983 (“’983 Patent”) with its
imports. As a remedy, the ITC issued a limited exclusion order (“LEO”) against the
importation of all downstream products containing the accused technology. Aside from
Qualcomm, the appellants in this action are Qualcomm’s customers. Some customers
are wireless device manufacturers whose products are subject to the LEO. Others are
wireless network operators whose networks depend on products subject to the LEO.
Despite the broad downstream scope of the LEO, Broadcom named only Qualcomm as
a respondent in its ITC complaint. Because the ITC correctly construed the critical
disputed claim term in Broadcom’s patent, and because the ITC correctly rejected
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Qualcomm’s invalidity arguments under 35 U.S.C. §§ 102 and 103, this court affirms the
ITC’s finding that the ’983 Patent is not invalid. This court also affirms the ITC’s
determination of no direct infringement by Qualcomm. However, because the ITC
misapplied the standard for induced infringement, this court vacates and remands on
infringement. Finally, because the ITC has no statutory authority to issue an LEO
against downstream products of non-respondents, this court vacates and remands the
limited exclusion order.
I.
Broadcom’s ’983 patent is entitled “Modular, portable data processing terminal
for use in a communication network.” The patent claims a mobile computing device that
can both communicate with wireless networks and operate in a reduced power mode to
extend battery life:
One or more circuits adapted for use in a mobile computing device comprising:
a terminal adapted to receive battery power for at least one of the circuits;
communication circuitry comprising a reduced power mode and being adapted to
use a first wireless communication and a second wireless communication
different from the first wireless communication to transmit data to access
points, the communication circuitry reducing power by controlling the frequency
of scanning for the access points; and
processing circuitry arranged to process data received from the communication
circuitry.
’983 Patent col.42 l.57-col.43 l.2 (Claim 1). In the liability phase at the ITC, the parties
vigorously contested the interpretation of the phrase “a first wireless communication and
a second wireless communication different from the first wireless communication.” The
ITC administrative law judge characterized this dispute in terms of “how different these
wireless communications need to be.” In re Certain Baseband Processor Chips &
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Chipsets, Transmitter & Receiver (Radio) Chips, Power Control Chips, & Prod.
Containing Same, Including Cellular Telephone Handsets, Inv. No. 337-TA-543, 2006
ITC LEXIS 803, at *185 (Int’l Trade Comm’n Oct. 10, 2006) (“Initial Determination”).
Before the ITC, Qualcomm argued that “different” is extremely broad and is not
limited to any particular type of difference. The ITC concluded Qualcomm’s proposal
was too broad and would “include any slight difference in wireless communications,
without regard to the context of the claim.” Id. The ITC construed the term as
“refer[ring] to two different methods of communication.” Id. at *186. In this appeal,
Qualcomm challenges the ITC’s construction as too narrow and argues instead for its
originally proffered broad interpretation.
This action began on May 19, 2005, when Broadcom filed a complaint in the ITC
alleging unfair acts in violation of 19 U.S.C. § 1337 (Section 337 of the Tariff Act of
1930, or “Section 337”). Broadcom named Qualcomm, and only Qualcomm, as a
respondent. Broadcom alleged that thirteen Qualcomm chips and chipsets infringe
several Broadcom patents. The administrative law judge bifurcated the ITC’s
proceedings into separate liability and remedy proceedings.
On liability, the ITC determined that Qualcomm had not infringed two of
Broadcom’s patents (U.S. Patent Nos. 6,374,311 and 6,583,675). These aspects of the
ITC’s rulings were the subject of a separate, recently decided appeal. See Broadcom
Corp. v. ITC, No. 2007-1164 (Fed. Cir. Sep. 19, 2008).
With regard to the ’983 Patent, however, the ITC determined that Qualcomm’s
chips, when programmed to enable certain battery-saving features, infringe the ’983
patent. Moreover, the ITC found Qualcomm liable for inducing third party
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manufacturers to incorporate battery-saving software and Qualcomm’s chips into their
mobile devices. Further, the Commission rejected Qualcomm’s anticipation and
obviousness arguments under 35 U.S.C. §§ 102 and 103.
With regard to remedy, the ITC issued an LEO excluding “[h]andheld wireless
communications devices, including cellular telephone handsets and PDAs, containing
Qualcomm baseband processor chips or chipsets that are programmed to enable the
power saving features covered by claims 1, 4, 8, 9, or 11 of U.S. Patent No. 6,714,983,
wherein the chips or chipsets are manufactured abroad by or on behalf of Qualcomm
Incorporated.” In re Certain Baseband Processor Chips & Chipsets, Transmitter &
Receiver (Radio) Chips, Power Control Chips, & Prod. Containing Same, Including
Cellular Telephone Handsets, Inv. No. 337-TA-543 3-4 (Int’l Trade Comm’n June 7,
2007) (“Limited Exclusion Order”).
Qualcomm appeals both the liability and remedy findings. Kyocera and other
wireless device manufacturers—non-respondents to Broadcom’s ITC complaint—are
subject to the LEO because they purchase and incorporate Qualcomm chips into their
mobile wireless devices outside the United States, and then import them into the United
States for sale. AT&T and other wireless network carriers—also not named as
respondents to Broadcom’s complaint—deploy networks which depend on devices that
include Qualcomm chips. This appeal consolidates the several appeals of Qualcomm
and these third-party manufacturers and carriers. This court has jurisdiction to review
ITC determinations under 28 U.S.C. § 1295(a)(6) and 19 U.S.C. § 1337(c).
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A.
This court reviews claim construction without deference. Cybor Corp. v. FAS
Techs., Inc., 138 F.3d 1448, 1451 (Fed. Cir. 1998) (en banc). Generally this court gives
claim terms their ordinary and customary meanings, according to the customary
understanding of a person of ordinary skill in the art who reads them in the context of
the intrinsic record. See Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed. Cir.
2005) (en banc). The specification “is the single best guide to the meaning of a
disputed term.” Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir.
1996). This court recognizes, however, “there is sometimes a fine line between reading
a claim in light of the specification, and reading a limitation into the claim from the
specification.” Comark Commcns., Inc. v. Harris Corp., 156 F.3d 1182, 1186 (Fed. Cir.
1998).
The disputed claim term in this case—“different”—appears in the following claim
phrase: “[A] second wireless communication different from the first.” This phrase does
not, in and of itself, suggest any limitation on the degree of difference between the two
wireless communications. The phrase merely requires that the communications be
“different,” without suggesting any manner or degree of difference.
However, this court does not interpret claim terms in a vacuum, devoid of the
context of the claim as a whole. See Hockerson-Halberstadt, Inc. v. Converse Inc., 183
F.3d 1369, 1374 (Fed. Cir. 1999) (“proper claim construction . . . demands interpretation
of the entire claim in context, not a single element in isolation.”); ACTV, Inc. v. Walt
Disney Co., 346 F.3d 1082, 1088 (Fed. Cir. 2003) (“While certain terms may be at the
center of the claim construction debate, the context of the surrounding words of the
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claim also must be considered . . . .”). Claim 1 requires “communication circuitry”
“being adapted” to use the two different wireless communications. Communications
circuitry capable of using a “first wireless communication” need not be “adapted” to use
a “second wireless communication different from the first” unless the difference between
the first and second communications is somehow significant. In this context, the
disputed claim term suggests that the two claimed wireless communications are not
merely “different” in any way, but in such a way that requires adaptations in
“communication circuitry” to facilitate both wireless uses.
With this introduction, this court consults the specification to determine the nature
of the potential differences in wireless communications. See V-Formation, Inc. v.
Benetton Group SpA, 401 F.3d 1307, 1311 (Fed. Cir. 2005) (“In most cases, the best
source for discerning this proper context is the patent specification wherein the patent
applicant describes the invention.”). In the background section, the inventors explain
that the prior art used different communication modules to achieve different methods of
communication: “Communications supported by computer modules may include wired
connection, such as over phone lines for a modem or through a wired local area
network (LAN), and wireless communication such as a wireless LAN, a wide area
network (WAN), or infrared.” ’983 Patent col.4 ll.52-56. The number of different
communication methods in one device depended on the number of module slots in that
computer. Therefore, “there is a need for a multipurpose computer module that can
provide more than one peripheral function and control switching between those
functions in a single module.” Id. col.5 ll.4-7.
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The specification explains further that the invention addresses this need with a
portable device adapted to accommodate different communications methods. The
invention is a “portable data terminal” with “at least two communication transceivers
having different operating characteristics for conducting data communications on . . .
different subnetworks.” Id. col.5 ll.23-36. The specification supplies examples of
different possible operating characteristics of these transceivers: “narrowband radio
frequency, frequency-hopping or direct-sequence spread spectrum radio frequency,
modem or other wired network communication, infrared, etc.” Id. col.9 ll.46-49.
Moreover, the specification explains that the transceivers included in the invention’s
mobile devices are “operable on any number of communication mediums, since the
differences in their operating characteristics are isolated from the base module of the
MCDs 1606 by a communication processor.” Id. col.42 ll.25-29. Thus, the specification
consistently teaches that the relevant difference between the two claimed wireless
communications is their method of communication.
Qualcomm argues that reading “different” to mean different methods of
communication would impermissibly exclude preferred embodiments, specifically the
one outlined in Figure 11:
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Figure 11 and its accompanying description describe the way a mobile communication
device (“MCD”) can “roam” between base stations while connected to one or more
networks. The MCD communicates with an “access point” in a “structured manner,”
sending several messages such as “request-for-poll” messages, “data message[s],”
“acknowledge” signals, and “POLL-DATA sequences.” Id. col.30 ll.15-24. According to
Qualcomm, these structured messages use the same method of wireless
communication. Therefore, Qualcomm contends, a first wireless communication (e.g., a
request for poll message) and a second wireless communication (e.g., a data message)
do not necessarily mean two methods of wireless communication within the context of
the patent.
To the contrary, claim 1 of the ’983 Patent may require a device capable of using
two different wireless communication methods and still fall within the terms of Figure 11.
Figure 11 describes communication with a device through one access point with just
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one of those methods. The ’983 Patent’s inventors were clear that different access
points could employ different communications methods: “[A]ccess point 1409 provides
for communication via one type of radio communication while access point 1403
provides for another. For example, access point 1409 may provide a long-distance
digital cellular link while access point 1413 provides for local spread spectrum link.”
’983 patent col.39 ll.31-36. Further, “[t]he present invention contemplates various
combinations of communication technologies, all accommodated by communication
modules of MCD 1606.” Id. col.42, ll.22-26.
Thus, read in the context of the entire specification, Figure 11 merely provides
exemplary details of a claimed device communicating with a particular access point
using a particular method of communication. This Figure does not change claim 1’s
requirement for a device “adapted” to use two different communications. The
specification provides the necessary context for the difference between the claimed first
and second wireless communications. The difference envisioned by the claim is a
difference in their method of communication. In other words, the ITC properly construed
the meaning of the term “different.”
Qualcomm also contends that this court’s construction of the same claim term in
Sorensen v. ITC, 427 F.3d 1375 (Fed. Cir. 2005), mandates a broad construction of
“different” in this different patent. The patent in Sorensen pertained to a method of
spacing plastic mold sections during sequential steps of plastic injection molding. Id. at
1377. The claim in question required “injecting a second plastic material having
different characteristics than the first plastic material . . . .” Id. at 1378. This court
construed “different characteristics” to mean “any difference in characteristics between
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the two injected materials,” including a difference in color alone. Id. at 1379.
Qualcomm reads that particular holding to create a rule that use of the claim term
“different” without further qualification must mean “any difference.”
Sorensen created no such categorical rule. In Sorensen, this court only
discerned a broad meaning for the term “different” after concluding that a) the claim
term in the context of the entire claim connoted that “different” implied any difference in
characteristics and b) the specification and the prosecution history showed “no
disavowal of claim scope in relation to material characteristics.” Id. at 1379. This
court’s analysis of the context of this different claim as a whole, as well as the intrinsic
record for this different patent, to arrive at the proper context for the term “different” is
thus not inconsistent with Sorensen. In sum, the specification and context of the claim
term in Sorensen did not qualify or limit the nature of the “different” characteristics of the
plastic; the specification and context in this case show that the “different” wireless
communications means a difference in the method of communication, not simply any
conceivable difference. Accordingly, this court sustains the ITC determination that
“different” first and second wireless communications refers to two different methods of
communication.
B.
Qualcomm argues the ITC erred by concluding the ’983 Patent claims are not
anticipated by three pieces of prior art: U.S. Patent Nos. 4,964,121 (“Moore”); 5,128,938
(“Borras”); and 5,203,020 (“Sato”). Qualcomm does not contest the ITC’s findings that
each of Moore, Borras, and Sato discloses communication via a single communication
method. Thus, Qualcomm’s argument on appeal depends entirely on this court
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disturbing the ITC’s claim construction in favor of a broader understanding of the word
“different.”
Because this court affirms the ITC’s claim construction and rejects Qualcomm’s
broader understanding of “different” in the context of claim 1 of the ’983 patent, this
court affirms the ITC’s finding that the Moore, Borras, and Sato references do not
anticipate under 35 U.S.C. § 102.
C.
Qualcomm further appeals the ITC’s finding that a collection of technical
specifications known as the Global System for Mobile Communications (“GSM”)
standard does not anticipate the asserted ’983 claims. The GSM standard is a
comprehensive set of specifications for a second generation (“2G”) mobile network.
The European Telecommunications Standards Institute (“ETSI”), an independent
standards organization comprised of telecommunications manufacturers and carriers,
devised this standard. The standards are technical specifications that describe one
aspect of the technology for inter-operable GSM-compliant equipment.
The ITC determined Qualcomm did not show that the GSM standard was a
“printed publication” under 35 U.S.C. § 102. Specifically, Qualcomm did not show that
the GSM standard was publicly available. In addition, the ITC found the GSM standard
did not constitute a single prior art reference for purposes of anticipation under 35
U.S.C. § 102. Initial Determination, 2006 ITC LEXIS 803, at *267.
1.
“Whether an asserted anticipatory document qualifies as a ‘printed publication’
under § 102 is a legal conclusion based on underlying factual determinations.” Cooper
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Cameron Corp. v. Kvaerner Oilfield Prods., Inc., 291 F.3d 1317, 1321 (Fed. Cir. 2002).
This court reviews the legal conclusion without deference while according substantial
evidence deference to the factual components of the determination. See Bourdeau
Bros., Inc. v. ITC, 444 F.3d 1317, 1320 (Fed. Cir. 2006).
The “printed publication” requirement appears in 35 U.S.C. § 102: “A person shall
be entitled to a patent unless . . . (b) the invention was patented or described in a
printed publication in this or a foreign country . . . more than one year prior to the date of
the application for patent in the United States.” “Because there are many ways in which
a reference may be disseminated to the interested public, ‘public accessibility’ has been
called the touchstone in determining whether a reference constitutes a ‘printed
publication’ bar under 35 U.S.C. § 102(b).” In re Hall, 781 F.2d 897, 898-899 (Fed. Cir.
1986). A reference is publicly accessible “upon a satisfactory showing that such
document has been disseminated or otherwise made available to the extent that
persons interested and ordinarily skilled in the subject matter or art exercising
reasonable diligence, can locate it . . . .” SRI Int'l, Inc. v. Internet Sec. Sys. Inc., 511
F.3d 1186, 1194 (Fed. Cir. 2008) (quoting Bruckelmyer v. Ground Heaters, Inc., 445
F.3d 1374, 1378 (Fed. Cir. 2006)). This court assesses public accessibility on a case-
by-case basis. In re Cronyn, 890 F.2d 1158, 1161 (Fed. Cir. 1989).
The ITC concluded the GSM standard was not publicly available because it was
analogous to the publication in Northern Telecom, Inc. v. Datapoint Corp., 908 F.2d 931
(Fed. Cir. 1990). In Northern Telecom, the documents described a complex military
system. The company maintaining the documents housed them in a proprietary library
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with access restricted to persons authorized by the company. Id. at 936. Under these
circumstances, the document was not sufficiently available to the public. Id. at 936-37.
In this case, however, the record shows that the GSM reference was not
secluded under a similar veil of secrecy. The record shows that GSM specifications,
though drafted within smaller technical subcommittees, were widely distributed before
the critical date of the ’983 Patent. Versions of the standard were “publicly available
and released as consistent sets.” Pautet Witness Statement 17, Jan. 23, 2006. Several
U.S. companies took part in the ETSI work and had access to the GSM specifications
through their European subsidiaries. The specifications themselves were visible to any
member of the interested public without requesting them from an ETSI member.
Further, ETSI did not impose restrictions on ETSI members to prevent them from
disseminating information about the standard to non-members. Pautet Witness
Statement 14, 19.
The ITC places inordinate emphasis on the record evidence that archival paper
copies of the standard are maintained in a limited-access facility. The record does not
show, however, that the standard was closed to public access in that manner at the time
critical to the invention of the ’983 Patent’s claims. To the contrary, the record details
the publication in 1992 of a seven-hundred page technical book entitled “The GSM
System for Mobile Communications,” referred to popularly as the “GSM bible.” This
“bible” sold more than 25,000 copies with the express purpose of giving wider access to
the GSM standard. Pautet Witness Statement 6.
Indeed, the primary purpose of the GSM standard was to develop a system
interoperable across national borders. This purpose made it crucial to grant access to
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any interested parties. ETSI’s broad membership is a testament to the fruition of this
purpose. Thus, the GSM standard documents do not fall in the same confidential
category as the Northern Telecom documents, which were not authorized for public
release and were maintained under a policy of restricted access. Because the GSM
standard was “sufficiently accessible, at least to the public interested in the art,” this
court finds insubstantial evidence for the ITC’s conclusion that the GSM standard was
not publicly available. See In re Hall, 781 F.2d at 899.
2.
This court next turns to Qualcomm’s contention that the ITC incorrectly found that
Qualcomm’s proffered collection of eleven separate GSM specifications does not
anticipate the asserted ‘983 Patent claims because the specifications do not together
constitute a single reference for § 102 purposes. Qualcomm argues the different GSM
specifications are like chapters of a book and function as a single, coherent reference
that is simply too voluminous to bind into one volume.
This court requires that in order to anticipate a claim, “a single prior art reference
must expressly or inherently disclose each claim limitation.” Finisar Corp. v. DirecTV
Group, Inc., 523 F.3d 1323, 1334 (Fed. Cir. 2008). The record evidence suggests that
the GSM standard is not a single reference. The different specifications that comprise
the GSM standard were authored by different subsets of authors at different times.
Indeed, the GSM standard includes hundreds of individual specifications drafted by
approximately ten different subgroups, each with its own title and separate page
numbering. Each specification, though part of the greater GSM standard, stands as a
separate document in its own right. Even Qualcomm’s witness—admittedly one of the
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most knowledgeable people in the world about the operation of GSM—testified that she
had not read the entire standard and did not know of any person who had read the
entire standard. Open Session Tr. 1712, Mar. 15, 2006. Under these circumstances,
the GSM standard is actually several prior art references with separate dates of
creation, rather than a single prior art reference.
Qualcomm asserts that each GSM specification incorporates the others by
reference. Even if true, this fact does not qualify the GSM standard as a single
reference. This court has been clear that in order for one document to incorporate
another document by reference, the incorporating document must identify the
incorporated document with detailed particularity, clearly indicating the specific material
for incorporation. See Advanced Display Sys., Inc. v. Kent State Univ., 212 F.3d 1272,
1282 (Fed. Cir. 2000). At most, each relevant GSM specification identifies itself as a
part of the greater GSM standard; specifications at times cross-reference other
specifications. This vague referencing practice is hardly sufficient to meet this court's
legal requirements for incorporation. In sum, the GSM standard is simply not a
coherent whole document that can be assigned a single prior art date of creation.
For this reason, as opposed to the secrecy justification, this court affirms the
ITC’s determination that the GSM standard is not available for use as a single
anticipating reference under § 102. Because the GSM standard is not a single
reference for an anticipation examination, this court need not reach Qualcomm’s
arguments that the GSM standard discloses all the requirements of Broadcom’s
asserted claims.
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D.
Qualcomm’s final invalidity defense on appeal pertains to obviousness under 35
U.S.C. § 103. The Commission rejected Qualcomm’s obviousness arguments, finding
that Qualcomm waived this defense by failing to raise it in a timely manner. Qualcomm
now argues it never had the opportunity to present evidence under the proper legal
standard because the Supreme Court’s decision in KSR Int’l Co. v. Teleflex, Inc., 127 S.
Ct. 1727 (2007), was decided after the ITC’s determination of liability. Accordingly,
Qualcomm maintains, this court should now assess obviousness in the light of the
Supreme Court’s language in KSR.
Qualcomm cannot invoke intervening Supreme Court case law to correct its own
procedural misstep. As the ITC correctly determined, Qualcomm did not set forth an
obviousness analysis for the independent claims of the ’983 patent until after the
administrative law judge had made an initial determination. Neither Qualcomm’s expert
reports nor written testimony contained an obviousness opinion. Qualcomm’s pre-
hearing brief was similarly devoid of an obviousness analysis. This court need not
engage in an obviousness inquiry when Qualcomm did not assert relevant obviousness
arguments at the proper time. Further, because Qualcomm waived the defense of
obviousness, this court declines to consider the merits of Qualcomm’s position that
Broadcom’s asserted claims are obvious in light of the prior art. See Hazani v. U.S.
ITC, 126 F.3d 1473, 1476-77 (Fed. Cir. 1997) (“We find no legal error in the
administrative law judge's determination that the arguments that Hazani raised for the
first time on reconsideration were untimely and could properly be rejected on that
ground alone.”).
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II.
Broadcom argued before the ITC that Qualcomm violated Section 337 through
both direct and indirect infringement of the ’983 Patent. As intervenor, Broadcom here
challenges the ITC’s finding of no direct infringement by Qualcomm as an alternative
basis on which to sustain the Commission’s Order. With regard to indirect infringement,
Qualcomm appeals the Commission’s finding of inducement.
A.
The Commission unambiguously rejected Broadcom’s sole proffer with regard to
direct infringement by Qualcomm, which was an allegation relating to Qualcomm’s
importation and use of certain testing devices known as “Form Factor Accurate” (FFA)
devices. Initial Determination, 2006 ITC LEXIS 803, at *209-13.
This finding was amply supported by substantial evidence. Broadcom’s own
expert did not test any of Qualcomm’s FFAs, and Broadcom’s only real evidence
regarding infringement by these devices was the testimony of three Qualcomm
witnesses. Id. at *213. The testimony of these witnesses, Messrs. Grob, Proakis, and
Mollenkopf, did not come close to establishing direct infringement by Qualcomm. Mr.
Grob’s testimony did not make reference to a reduced power mode, and thus could not
have established infringement of the asserted claims of the ‘983 Patent, which all
require this feature. Id. at *212. With regard to Dr. Proakis, substantial evidence
supports the conclusion that his testimony was inconclusive, because he stated he had
no “specific knowledge” as to how FFA testing was performed. Id. at *213. Finally, Mr.
Mollenkopf’s testimony was equally unenlightening because (a) he was never
personally involved in performing FFA testing, (b) his recollection was that such testing
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occurred two years before the ’983 patent issued, and (c) such recollection was still just
a “guess.” Mollenkopf Dep. 108:4-25, Dec. 9, 2005. In sum, because there was
substantial evidence for the Commission to conclude that Broadcom failed to establish
infringement by Qualcomm’s FFA devices, this court affirms the finding of no direct
infringement.
B.
Qualcomm’s appeal of the ITC’s finding of induced infringement is squarely
before this court. The Commission found that the “MSM6250” baseband processor chip
is representative of thirteen Qualcomm chips (all with the prefix “MSM”) that Broadcom
alleges infringe the ‘983 claims. Specifically, the Commission found that Qualcomm’s
MSM chips infringe the ’983 Patent’s asserted claims when they are programmed with
computer source code (“system determination software”) that implements battery-saving
features such as reducing the frequency of scanning for network access points. Initial
Determination, 2006 ITC LEXIS 803, at *226.
For example, the ITC found that the MSM6250 chipset scans for an access point
for up to fifteen minutes before entering into a power-saving search algorithm. If fifteen
minutes of searching does not yield an access point, the system determination software
directs the chipset to alternate between periods of scanning for an access point and
powering down the communication circuitry. Such software alleviates the familiar
problem of rapid battery drainage that occurs, for example, when a mobile phone is in a
network “dead spot” and continually searches for an access network.
The ITC determined that Qualcomm’s handset manufacturer customers directly
infringe the ’983 Patent by making handsets that incorporate the accused MSM chipsets
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and system determination software. The ITC further determined that Qualcomm
induces the infringing acts of its handset manufacturer customers by, inter alia,
providing customers with the system determination software, training them on
implementation of their mobile devices, providing software and firmware updates,
offering customer support, furnishing promotional and technical documents for the
accused MSM chipsets, and recommending that its customers implement battery saving
features. Id.
Under 35 U.S.C. § 271(b), “[w]hoever actively induces infringement of a patent
shall be liable as an infringer.” To prevail on inducement, “the patentee must show, first
that there has been direct infringement, and second that the alleged infringer knowingly
induced infringement and possessed specific intent to encourage another's
infringement.” Minn. Mining & Mfg. Co. v. Chemque, Inc., 303 F.3d 1294, 1304-05
(Fed. Cir. 2002) (citation omitted). In DSU Med. Corp. v. JMS Co., this court clarified en
banc that the specific intent necessary to induce infringement “requires more than just
intent to cause the acts that produce direct infringement. Beyond that threshold
knowledge, the inducer must have an affirmative intent to cause direct infringement.”
471 F.3d 1293, 1306 (Fed. Cir. 2006) (en banc review of intent requirement).
The ITC released its initial determination before this court’s clarification of the
intent standard for inducement in DSU. The ITC’s administrative law judge understood
Federal Circuit law to permit a finding of inducement upon “a showing of either general
or specific level of intent” and expressly adopted Broadcom’s argument that “the only
intent required of the defendant is the intent to cause the acts that constitute
infringement.” Initial Determination, 2006 ITC LEXIS 803 at *126, *225. Applying this
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understanding of the law, the Commission determined that “Qualcomm intends to
induce infringement because it provides its customers with the system determination
code.” Id. at *225.
Although thought to be proper at the time, the approach adopted by the ITC is
improper under this court’s decision in DSU. Proof of intent to cause infringing acts is a
necessary but not sufficient condition for induced infringement. Inducement additionally
requires “evidence of culpable conduct, directed to encouraging another’s infringement,”
i.e., specific intent to encourage infringement. DSU, 471 F.3d at 1306. This specific
intent may, of course, be demonstrated by circumstantial evidence such as that
presented by Broadcom. Id. But the ITC’s conclusion that “Qualcomm intends to
induce infringement because it provides its customers with the system determination
code” evinces, at most, a finding that Qualcomm generally intended to cause acts that
produced infringement. Thus, the current record falls short of the necessary intent
showing for inducement—that Qualcomm possessed a specific intent to cause
infringement of Broadcom’s patent.
Because the Commission based its finding on an approach overruled by DSU,
this court vacates and remands the ITC’s determination of induced infringement. On
remand, the ITC will have the opportunity to examine whether Qualcomm's conduct
satisfies the specific intent requirement set forth in DSU.
III.
Under the statutory framework of Section 337, the ITC must determine the
appropriate remedy for an adjudged violation. Between July 6 and 11, 2006, the ITC
held a hearing in which Broadcom, Qualcomm, and six intervenors (whose participation
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was limited to the remedy phase) presented extensive testimony about proper
remedies. Because virtually all putatively infringing articles sold for importation or
imported into the United States are contained in handsets manufactured by downstream
third parties, the Commission held a further remedy hearing on March 21-22, 2007 in
which it considered evidence (both written and live) related to remedy and the public
interest. The Commission entertained testimony from dozens of witnesses.
On June 7, 2007, the Commission issued a lengthy remedy decision setting forth
a limited exclusion order. The LEO covers both Qualcomm baseband processor chips
programmed to enable the power saving features covered by claims 1, 4, 8, 9, or 11 of
the ’983 patent; and handheld wireless devices (including cellular phones and personal
digital assistants) that contain such programmed Qualcomm chips and that were not
imported for sale before the date of the order. Limited Exclusion Order, Inv. No. 337-
TA-543 at 3-4.
On appeal, Qualcomm and the third-party appellants argue, inter alia, that the
Commission exceeded its statutory authority by issuing an LEO that excludes imports of
downstream manufacturers who were not named as respondents in Broadcom’s initial
complaint. According to these appellants, LEOs may only exclude the products of
named parties. Broadcom and the Commission maintain that the ITC has authority to
order an LEO which excludes all of a respondent’s articles that are determined to
violate, regardless of the identity of the importer.
The ITC is a creature of statute, and must find authority for its actions in its
enabling statute. See Vastfame Camera, Ltd. v. ITC, 386 F.3d 1108, 1112 (Fed. Cir.
2004). Accordingly, this court must examine the Commission's authority under 35
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U.S.C. § 1337(d) to issue exclusion orders. This court conducts statutory
interpretations in accordance with the framework established by Chevron U.S.A. Inc. v.
Nat’l Res. Def. Council, Inc., 467 U.S. 837 (1984). Under Chevron, “a reviewing court
must first ask ‘whether Congress has directly spoken to the precise question at issue.’”
FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 132 (2000) (quoting
Chevron, 467 U.S. at 842). “If Congress has done so, the inquiry is at an end; the court
‘must give effect to the unambiguously expressed intent of Congress.’” Id. (quoting
Chevron, 467 U.S. at 843). However, if “the statute in question is ambiguous and the
agency’s interpretation is reasonable,” “a court must defer to an agency's construction
of a statute governing agency conduct.” Cathedral Candle Co. v. U.S. ITC, 400 F.3d
1352, 1361 (Fed. Cir. 2005).
In order to determine whether the Smoot-Hawley Act or any of its amendments
has directly spoken to the precise question at issue, this court must give the terms of
that statute their “ordinary, contemporary, common meaning, absent an indication
Congress intended them to bear some different import.” Williams v. Taylor, 529 U.S.
420, 431 (2000) (internal quotation marks omitted). This court must “give effect, if
possible, to every clause and word of [the] statute.” United States v. Menasche, 348
U.S. 528, 538-39 (1955) (citation omitted). Further, “in expounding a statute, we must
not be guided by a single sentence or member of a sentence, but look to the provisions
of the whole law, and to its object and policy.” U.S. Nat'l Bank of Or. v. Indep. Ins.
Agents of Am., Inc., 508 U.S. 439, 455 (1993) (internal quotation marks omitted).
Section 1337(d) provides, in relevant part:
(d) Exclusion of articles from entry
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(1) If the Commission determines, as a result of an investigation under this
section, that there is a violation of this section, it shall direct that the articles
concerned, imported by any person violating the provision of this section, be
excluded from entry into the United States, unless, after considering the effect of
such exclusion upon the public health and welfare, competitive conditions in the
United States economy, the production of like or directly competitive articles in
the United States, and United States consumers, it finds that such articles should
not be excluded from entry . . .
(2) The authority of the Commission to order an exclusion from entry of articles
shall be limited to persons determined by the Commission to be violating this
section unless the Commission determines that—
(A) a general exclusion from entry of articles is necessary to prevent
circumvention of an exclusion order limited to products of named persons;
or
(B) there is a pattern of violation of this section and it is difficult to identify
the source of infringing products.
19 U.S.C. § 1337(d) (2006) (emphases added).
According to the plain language of the statute, Congress created two distinct
forms of exclusion orders: one limited and one general. The default exclusion remedy
“shall be limited to persons determined by the Commission to be violating this section.”
Id. § 1337(d)(2). By contrast, a “general exclusion” order (“GEO”) is only appropriate if
two exceptional circumstances apply. Specifically, under subsection d(2)(A), the
Commission may issue a GEO if it is “necessary to prevent circumvention of an
exclusion order limited to products of named persons” or, under subsection d(2)(B), if
“there is a pattern of violation of this section and it is difficult to identify the source of
infringing products.” Id. §§ 1337(d)(2)(A) and (B). By implication, an LEO is both “an
order limited to products of named persons,” and one where the complainant has not
demonstrated “a pattern of violation of this section and [difficulty in identifying] the
source of infringing products.” Thus, on its face, the statutory context limits LEOs to
named respondents that the Commission finds in violation of Section 337. The ITC
cannot expand its authority from “persons determined by the Commission to be
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violating” to “articles manufactured by persons determined by the Commission to be
violating.” See Burlington N. R.R. Co. v. Okla. Tax Comm'n, 481 U.S. 454, 463 (U.S.
1987) (“[T]he addition of words to a statutory provision which is complete as it stands . .
. would require amendment rather than construction of the statute, and it must be
rejected here”). If a complainant wishes to obtain an exclusion order operative against
articles of non-respondents, it must seek a GEO by satisfying the heightened burdens of
§§ 1337(d)(2)(A) and (B).
Any reading of Section 337(d) that would enable LEOs to exclude articles
manufactured by non-respondents would impermissibly render sections of the statute
superfluous. Section 337(d)(1) provides that the Commission “shall direct that the
articles concerned, imported by any person violating the provision of this section, be
excluded from entry into the United States.” 19 U.S.C. § 1337(d)(1) (emphasis added).
In a similar vein, Section 337(e)(1) provides preliminary relief for “articles concerned,
imported by any person with respect to whom there is reason to believe that such
person is violating this section, be excluded from entry into the United States.” Id. §
1337(e)(1) (emphasis added). If, as Broadcom and the ITC argue, an infringing article
is excludable under an LEO, regardless of the importer, the language in these sections
requiring the importer to be in violation of the statute would be redundant. Those
sections could merely state that once the Commission finds any violation to have
occurred, it “shall direct that the articles concerned be excluded from entry . . . .” This
court, however, must interpret Section 337 to give meaning to all of its clauses. See,
e.g., TRW Inc. v. Andrews, 534 U.S. 19, 31 (2001) (“It is a cardinal principle of statutory
construction that a statute ought . . . to be so construed that . . . no clause, sentence, or
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word shall be superfluous . . . .”) (internal quotation marks and citation omitted);
Huntleigh USA Corp. v. United States, 525 F.3d 1370, 1382 (Fed. Cir. 2008) (“[T]he
words of a statute are not to be rendered superfluous if such a construction can be
avoided.”).
The Commission and Broadcom argue that Congress could not possibly have
intended to limit the effect of LEOs to named respondents, because unnamed, difficult-
to-identify importers of infringing articles might escape enforcement through this
loophole. To the contrary, this court does not perceive that its ruling today renders
Section 337 relief illusory. Rather, the trade law speaks directly to the very concerns
voiced by the Commission and Broadcom in Section 337(d)(2). A party concerned
about potential “circumvention” of an LEO “limited to products of named persons” or
fearing the difficulty of identifying “the source of infringing products” has the option to
bring a case under either subsection 337(d)(2)(A) or 337(d)(2)(B). In other words, the
trade act has made it clear that a party must meet these heightened requirements
before the ITC has authority to issue a general exclusion order against products of non-
respondents. See 19 U.S.C. § 1337(d)(2).
Broadcom has a particular difficulty making its argument about the drastic
potential consequences of following the statutory requirement of a general exclusion to
reach imports beyond those of a respondent. The record in this case shows that the
Commission explicitly found that Broadcom knew the identity of the handset
manufacturers whose products contain the accused chips. Initial Determination, 2006
ITC LEXIS 803, at *414. Broadcom thus could have named such manufacturers as
respondents to the Section 337 investigation. Further, the Commission found that
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Broadcom knew when it filed its complaint that almost all of the accused chips entering
the United States were incorporated into handsets by third parties, rather than being
imported separately by Qualcomm. Id. Broadcom appears to have made the strategic
decision to not name downstream wireless device manufacturers and to not request the
ITC to enter a GEO. Thus, Broadcom chose to forego the full advantage of an LEO’s
statutory scope by not naming known downstream respondents. Broadcom also chose
to forego the burden of proving the extra statutory requirements for a GEO. Based on
those choices, Broadcom does not stand in the best position to attempt to blur the clear
line drawn by the statute between LEOs and GEOs.
The Commission and Broadcom further argue that LEOs are neutral with respect
to the importing entity because section 337 exclusion orders are in rem instruments.
They point to subsection 337(d)’s title, “Exclusion of articles from entry,” and section
d(1)’s requirement excluding “articles concerned” from importation (emphases added).
According to the Commission and Broadcom, a requirement to name downstream
importers as respondents for a LEO impermissibly converts Section 337 into an in
personam instrument. To the contrary, the Act plainly constrains the Commission’s
authority to exclude articles to those of “persons determined by the Commission to be
violating this section” without a GEO. 19 U.S.C. § 1337(d)(2). Broadcom and the ITC’s
desired interpretation ignores the language of 337(d)(2), which incorporates the in
personam element.
This court’s decision in Hyundai Electronics Industries Co. v. United States ITC,
899 F.2d 1204 (Fed. Cir. 1990), does not suggest that LEOs may cover downstream
products of non-respondents. In Hyundai, this court affirmed an ITC “limited exclusion
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order” that excluded both infringing memory devices and downstream products that
contained those memory devices. Id. at 1209. However, in Hyundai, the downstream
products affected by the ITC’s order were “Hyundai computers, computer peripherals,
telecommunications equipment, and automotive electronic equipment containing
infringing [memory devices].” Id. at 1206. Thus, in approving such an LEO, this court
did not address the Commission’s authority to exclude downstream products of third
parties. The only downstream products affected by the ITC’s LEO were those of the
sole adjudged violator of section 337, namely, Hyundai.
Indeed, this court has consistently honored the Act’s distinction between limited
and general exclusion orders. For example, this court has held that LEOs “only apply to
the specific parties before the Commission in the investigation.” Fuji Photo Film Co. v.
ITC, 474 F.3d 1281, 1286 (Fed. Cir. 2007). By contrast, GEOs “bar the importation of
infringing products by anyone, regardless of whether they were a respondent in the
Commission's investigation.” Id.; see also Vastfame Camera, Ltd. v. ITC, 386 F.3d
1108, 1114 (Fed. Cir. 2004) (“A general exclusion order broadly prohibits entry of
articles that infringe the relevant claims of a listed patent without regard to whether the
persons importing such articles were parties to, or were related to parties to, the
investigation that led to issuance of the general exclusion order.”).
This court notes as well: regardless of the limitations within Section 337 on
LEOs, the Commission’s downstream order in this case would be ultra vires. The ITC’s
June 7, 2007 LEO identifies the excluded downstream articles as, e.g., “[h]andheld
wireless communications devices . . . containing Qualcomm baseband processor chips
or chipsets that are programmed to enable the power saving features covered by claims
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1, 4, 8, 9, or 11 of U.S. Patent No. 6,714,983.” Qualcomm does not manufacture these
finished articles. Indeed, the ITC found a Section 337 violation solely based on an
inducement theory, rejecting Broadcom’s argument that Qualcomm directly infringes the
’983 Patent. Thus, even if LEOs could exclude beyond the limits of listed respondents,
the order would still be limited to downstream articles manufactured by a person found
to be violating the statute (here, Qualcomm). The Commission would lack authority to
exclude devices manufactured by anyone other than Qualcomm. The ITC seems to
miss its own factual conclusion that Qualcomm is not a manufacturer of infringing
programmed chips. Therefore, the ITC’s attempt to fashion a GEO that poses as an
LEO fails even under the ITC’s erroneous interpretation of Section 337.
In summary, Section 337 permits exclusion of the imports of non-respondents
only via a general exclusion order, and then too, only by satisfying the heightened
requirements of 1337(d)(2)(A) or (B). The statute permits LEOs to exclude only the
violating products of named respondents. Because the Act speaks unambiguously to
the precise question at issue in this case, the Chevron inquiry is at an end. This court
must simply “give effect to the unambiguously expressed intent of Congress.” Chevron,
467 U.S. at 843.
Because the Commission did not issue a GEO under either of the two statutory
exceptions in 19 U.S.C. § 1337(d)(2), the Act prevents the Commission from issuing a
limited exclusion order that excludes products of those who are not “persons
determined . . . to be violating [Section 337].” Accordingly, this court vacates the ITC’s
exclusion order. On remand, the Commission can reconsider its enforcement options.
2007-1493, -1494, -1495, -1496, 30
-1497, -1498, -1499, -1514, -1573;
2008-1004, -1009, -1010, -1012,
-1013, -1015, -1018, -1019
CONCLUSION
This court affirms the ITC’s claim construction and determination of validity, both
as to anticipation and obviousness. Further, this court vacates and remands the finding
of liability based on the ITC’s erroneous application of the legal standard for induced
infringement. Finally, this court vacates and remands the exclusion order fashioned by
the Commission because Section 337 unambiguously limits the ITC’s exclusionary
authority to persons named by the complainant.
COSTS
Each party shall bear its own costs.
AFFIRMED-IN-PART, VACATED-AND-REMANDED-IN-PART.
2007-1493, -1494, -1495, -1496, 31
-1497, -1498, -1499, -1514, -1573;
2008-1004, -1009, -1010, -1012,
-1013, -1015, -1018, -1019