NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 11a0146n.06
No. 09-6437 FILED
Mar 15, 2011
UNITED STATES COURT OF APPEALS
LEONARD GREEN, Clerk
FOR THE SIXTH CIRCUIT
JOHNNY S. PARKS, ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
Plaintiff-Appellant, ) COURT FOR THE EASTERN
) DISTRICT OF KENTUCKY
v. )
)
SOCIAL SECURITY ADMINISTRATION, )
) OPINION
Defendant-Appellee. )
)
BEFORE: COLE and WHITE, Circuit Judges, and O’MEARA,* Senior District Judge
HELENE N. WHITE, Circuit Judge. Johnny S. Parks appeals the denial of his application
for disability insurance and supplemental security income benefits. After suffering a heart attack and
undergoing coronary bypass surgery in early June 2005, when he was 53 years old, Parks was unable
to continue working as a truck driver and heavy equipment operator and sought benefits. Parks’s
claim was heard by an administrative law judge, who concluded that Parks became disabled when
he turned 55 years old in February 2007, but that he was not disabled prior to this time. The district
court upheld this decision. We AFFIRM.
*
The Honorable John Corbett O’Meara, United States District Court for the Eastern District
of Michigan, sitting by designation.
No. 09-6437
Parks v. Soc. Sec. Admin.
I.
A.
Plaintiff Johnny S. Parks has spent most of his career working as a coal-truck driver and
heavy equipment operator in the coal-mining industry. He was first examined by a physician for
heart-related medical problems on August 19, 2003. On this occasion, he was treated by Dr. Stuart
J. Bresee at the University of Tennessee Memorial Hospital. Parks underwent heart catheterization,
coronary angiography, and left ventriculography. He was diagnosed with mild coronary-artery
disease, but no limitations were placed on his level of physical exertion and he continued to work
after undergoing this examination.
Parks claims that he became disabled as of March 31, 2005. On this date, Parks experienced
chest pain, shortness of breath, and weakness while at work. He was evaluated by Dr. Bruce
Woodall and stayed overnight at Jellico Community Hospital. Parks was discharged with the
following diagnosis: “(1) chest pain, myocardial infarction excluded, suspicious for angina; (2) mild
coronary artery disease; (3) gastroesophogeal reflux disease; (4) hyperlipidemia; and (5) mild
obesity.” The discharge report stated that Parks’s prognosis was good and did not suggest that he
would be limited with respect to his work abilities. Parks returned to work following his brief
hospital stay.
On June 3, 2005, Parks was admitted to Jellico Memorial Hospital complaining of chest pain
and discomfort that arose while he was resting. Dr. Clint Doiron performed a cardiac catheterization
and recommended that Parks undergo coronary-artery bypass surgery. Parks was then transferred
to the Baptist Hospital of East Tennessee where he was seen by Dr. Lacy Harville. Dr. Harville
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performed coronary bypass surgery on June 7, 2005. On June 11, 2005, Parks was discharged from
the hospital with the following instructions: “no smoking and avoid second-hand smoke. No heavy
lifting over 10 pounds or driving at this time. Call the office for temperatures greater than 101.” Ten
days after being discharged, Parks first applied for disability status with the Department of Disability
Determination in Frankfort, Kentucky.
On June 27, 2005, Dr. Harville sent a letter to Dr. Doiron with an update on Parks’s status.
Dr. Harville stated that Parks was “doing remarkably well” and that, as of the date of the
communication, he was permitted to resume driving, but was “cautioned . . . to avoid lifting anything
heavier than 15 pounds for the first three months after his surgery.”
Approximately two months later, on August 26, 2005, Dr. John N. Boll, Parks’s primary-care
physician, conducted a follow-up examination and observed that Parks’s
cardiologist has noted that he does not want [Parks] to return to his job at the present
time; he works as a heavy machine operator. There is really no light duty at his
occupation. The possibility of returning there in the future may be, however he’ll
most likely be off several months, at least until he sees the cardiologist.
Following an October 18, 2005 examination, Dr. Boll noted that Parks’s chest pain was
almost gone, that he was feeling well, and that he “was wondering about going back to work.” Dr.
Boll further stated that he encouraged Parks to call him “if he were to find a job that he would be
able to perform. At which point we could discuss with cardiology about releasing him to go back.”
Parks attempted to return to his job as a heavy equipment operator at some point between
October and November 2005. In a letter dated November 2, 2005 from Dr. Doiron to Parks, Dr.
Doiron reported that Parks had “attempted to go back to work and found that [he] was unable to do
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this.” Dr. Doiron also opined that Parks had “not really recovered yet from the surgery” and that he
exhibited chest pains and pain in the muscles and joints. Dr. Doiron ultimately recommended that
Parks continue his cardiac rehabilitation, stating:
You have attempted to go back to work and found that you are unable to do this.
This has been documented. I would say that we do not have all of the answers yet.
We just need to back off on your Crestor which could be causing some of these
symptoms . . . . Obviously you will not be able to work for an indeterminate amount
of time until we ascertain the exact etiology of your problems.
On December 16, 2005, Dr. Boll conducted a follow-up examination and reported that Parks
returned to work “for a day and a half but ended up having significant [chest pain], got hospitalized
and ended up being put off work until February by his cardiologist. He has been frustrated by this.”
A myocardial perfusion scan done on February 9, 2006 was abnormal, revealing anterior wall
ischemia and an ejection fraction of 55%. Based on an examination conducted the same day, Dr.
Doiron observed that Parks had “chest discomfort and shortness of breath when he trie[d] to exert
himself.” As a result, on March 16, 2006, Dr. Doiron performed a percutaneous transluminal
coronary-angioplasty with stenting of the left main coronary artery. Dr. Doiron reported that Parks
“had an excellent result” from the stenting. On May 4, 2006, Parks returned to Dr. Doiron’s office
for a follow-up examination and saw Physician’s Assistant Eric Dickenson. Parks reported that in
general he was feeling fairly well despite the fact that he still had some chest wall soreness and
musculoskeletal-type discomfort. Erickson saw no changes from Parks’s July 2005
electrocardiogram. He noted that Parks was walking thirty-five minutes a day.
On October 24, 2006, Parks saw Dr. Boll and complained of mild shortness of breath during
exercise. Dr. Boll said that this could be bronchospasm and recommended some medication. He
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asked that Parks come in for a follow-up visit in three months. Parks also told Dr. Boll that he had
difficulty with his hands and neck. Dr. Boll recommended pain medication and noted that Parks
would wait to decide whether he wanted to be referred to a specialist to address this issue.
On June 6, 2007, Dr. Boll wrote in a letter that Parks had “ongoing issues in relationship to
his coronary artery disease,” which had “made it very difficult [for Parks] to perform tasks around
his house . . . [and] in a work environment.” Although he stated that he did not conduct disability
exams in the office, Dr. Boll recommended that Parks be restricted to walking for only one hour,
standing for fifteen to twenty minutes, and sitting for thirty minutes at a time.
Several doctors evaluated Parks in connection with his request for disability benefits. On
October 4, 2005, Dr. Jorge Baez-Garcia reviewed Parks’s earlier treatment records on behalf of the
Social Security Administration (SSA) and found Parks’s allegation of a heart attack to be credible.
Dr. Baez-Garcia determined, based on the fact that Parks was doing very well after his surgery, that
Parks could occasionally lift and/or carry fifty pounds, frequently lift and/or carry twenty-five
pounds, stand and/or walk for about six hours in an eight-hour workday with normal breaks, sit for
about six hours in an eight-hour workday with normal breaks, and push and/or pull without any
restrictions. These determinations were consistent with an ability to perform medium work. See 20
C.F.R. § 404.1567(c).
On July 13, 2006, Dr. Timothy Gregg assessed Parks’s physical residual functional capacity
for the SSA. Dr. Gregg solely reviewed Dr. Baez-Garcia’s opinions and affirmed the results of the
evaluation conducted on October 4, 2005 by Dr. Baez-Garcia. Dr. Gregg’s single independent
finding was that Parks should avoid concentrated exposure to extreme heat and cold.
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On July 27, 2006, Dr. Gary Wortz conducted a consultative examination of Parks on behalf
of the SSA. At the in-person exam, Parks stated that “his chest pain [was] getting more frequent and
more severe and being brought on with less exertion . . . [and] . . . that his chest pain limit[ed] his
activities that require endurance.” He also reported that he could walk for one block, stand for one
half-hour, sit for one hour, lift one gallon of milk, and do most of his activities of daily living. Dr.
Wortz concluded that there existed “[n]o physical evidence for significant restriction in the patient’s
tolerance for stooping, bending, sitting, standing, moving about, or ability to travel [although there
was] . . . .some evidence for restriction of the patient’s tolerance for reaching, lifting, carrying and
handling objects.” He found “mild-to-moderate impairment secondary to [Parks’s] angina.” Dr.
Wortz also noted that Parks had carpal tunnel syndrome and therefore he would be “limited in his
activities requiring repetitive motion of the bilateral hands and would have a mild impairment
secondary to his condition.” Dr. Wortz found that Parks’s “gross manipulation [was] within normal
limits.” He also stated that Parks did not “have any restriction in his daily activities, interest, ability
to relate[,] memory and concentration.”
In addition to undergoing physical examinations, Parks was also evaluated for possible
mental impairments. On November 5, 2005, Parks met with Dr. Robert Spangler, a licensed
psychologist who was assigned by the SSA to conduct the initial in-person consultative examination
in connection with Parks’s application for disability status. Dr. Spangler assessed Parks’s mental
functioning and medical history and noted that Parks was alert, was “oriented by four,” had
“adequate recall of remote events, but inadequate recall of recent events,” was “pleasant and
forthcoming,” and was “mildly anxious.” Dr. Spangler diagnosed Parks with “[a]djustment disorder
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with anxious mood, mild secondary to medical condition.” He further noted that Parks had “[l]ow
average intelligence” and “[l]imited education.” Finally, Dr. Spangler opined that Parks’s
ability to understand and remember is limited due to long-term memory and
impairment recent events, moderate, and limited education academic skills. His
ability to sustain concentration and persistence is not significantly limited. His social
interaction is limited due to an adjustment disorder with anxious mood, mild. His
ability to adapt is not significantly limited.
On November, 18, 2005, Dr. Edward Stodola reviewed the medical evaluations submitted
in connection with Parks’ application for disability status, specifically Dr. Spangler’s evaluation, and
determined that Parks suffered from an anxiety-related disorder1 and medical impairments, not
severe.2 Dr. Stodola concluded that Parks had mild limitations on his daily living, social functioning,
concentration, persistence and pace, and suffered no limitations from decompensation. On July 31,
2006, Dr. Lea Perritt examined Parks’s records and agreed with Dr. Stodola’s determinations.
B.
Parks first applied for disability status on June 21, 2005. His application was denied initially
on December 5, 2005 and upon reconsideration on August 9, 2006. In the reconsideration notice,
the Regional Commissioner of the SSA stated that “due to your overall condition, you would have
some work-related limitations. However these limitations would not prevent you from performing
all types of jobs. Based on your description of your past work as a highlift operator, we have
concluded that you have the ability to perform this job.”
1
Dr. Stodola determined that Parks suffered from “adjustment disorder with anxiety, mild.”
2
In the context of disability under the Social Security Act, the term “severe” indicates an
impairment that “significantly limit[s] [one’s] physical or mental ability to do basic work activities.”
20 C.F.R. §§ 404.1521(a), 416.921(a).
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On September 5, 2006, Parks timely requested a hearing before an administrative law judge
(ALJ). The hearing took place on April 16, 2007. Parks, who was represented by an attorney,
testified at the hearing. Vocational expert Anne Thomas also testified at the hearing.
Thomas first stated that Parks’s work as a truck driver was considered medium, semi-skilled
work and his work as a coal miner was very heavy, skilled work. She testified that Parks did not
acquire any skills from his previous jobs that could be transferred to other light or sedentary work.
The ALJ then asked Thomas the following hypothetical question,
assume the claimant is capable of performing a range of light exertion. Assume he
could be capable of sitting or standing, each 30 minutes at a time uninterrupted before
having to change positions. No climbing of ladders, ropes, or scaffolds. No
crawling. No more than occasional use of climbing of ramps or stairs. No more than
occasional bending or stooping or crouching or balancing. No work at unprotected
heights, around hazardous machinery, in temperature extremes and the claimant
referred to 40 to 80 degree Fahrenheit temperatures. . . . No excessive levels of
humidity. No more than frequent reaching, handling, or fine manipulation with the
upper extremities. No more than simple instructions.
Taking into account Parks’s age, limited education, and work experience, Thomas testified
that Parks could hold the following light and unskilled jobs: production laborer, hand packer, and
production inspector. Parks’s attorney asked Thomas whether Parks would have to work at a fast
pace at any of these positions. Thomas answered that production inspectors work on a line and must
meet quotas, while hand packers and production laborers do not do production rate or quota work.
Parks’s attorney also asked whether Parks would be permitted to take more than three breaks per day
(two breaks and a lunch period) because he had difficulty walking for more than five or six minutes
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at a time. Thomas said that taking more than the allotted amount of breaks would eliminate all
potential jobs.
On July 25, 2007, the ALJ issued a partially-favorable decision, finding that Parks was
disabled as of February 13, 2007, the date he turned 55 years old, but that he was not disabled prior
to this time. After reviewing the entire record, the ALJ went through the first three steps of the
evaluation process designed to determine whether Parks was disabled. At step three, the ALJ
determined that Parks did not have an impairment or combination of impairments that met or
medically equaled one of the listed impairments in 20 C.F.R. pt. 404, subpt. P, app. 1 (20 C.F.R. §§
404.1520(d) and 416.920(d)). He rated Parks’s “limitations with regard to restriction of activities
of daily living as mild; difficulties in maintaining social functioning as mild to moderate; difficulties
in maintaining concentration, persistence, or pace as mild to moderate; and repeated episodes of
decompensation, each of extended duration as none.”
Prior to considering step four, the ALJ determined that Parks had
the residual functional capacity to perform a range of light exertion that allows a
sit/stand option every 30 minutes. [Parks] cannot climb ladders, ropes, or scaffolds
and cannot crawl. He can climb ramps and stairs on an occasional basis. He should
avoid balancing, crouching, temperature and humidity extremes and hazardous
machinery. [Parks] can perform no more than frequent reaching, handling, or fine
manipulation with the upper extremities. [Parks] is limited to work that involves no
more than simple instructions.
At step four, the ALJ determined that Parks was unable to perform any past relevant work.
Finally, at step five, the ALJ determined that considering Parks’s age, education, work experience,
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and residual functional capacity, there were a significant number of jobs in the national economy that
he could have performed prior to February 13, 2007.3
Parks requested a review of the ALJ’s partially-favorable decision, which was denied by the
Appeals Council. Parks then filed an action in the United States District Court for the Eastern
District of Kentucky, arguing that the SSA’s decision was not supported by sufficient evidence, was
contrary to the applicable law, and evidenced the incorrect application of certain standards. The
district court affirmed the denial of benefits, finding that the ALJ’s determination was supported by
substantial evidence. Parks timely appealed.
II.
Parks raises three issues on appeal. He argues that the ALJ’s decision was not supported by
sufficient evidence because the ALJ (1) rejected the opinions of two treating sources without
providing good reasons for doing so; (2) made no reference to 20 C.F.R. § 404.1562, which directs
a finding of disability if a claimant has a marginal educational level, has done arduous unskilled
physical labor for 35 years or more, and is no longer able to do this kind of work because of a severe
impairment; and (3) asked the vocational expert a hypothetical question that did not accurately
portray Parks’s physical and mental impairments.
The Social Security Act (the Act) defines disability as the inability “to engage in any
substantial gainful activity by reason of any medically determinable physical or mental impairment
which can be expected to result in death or which has lasted or can be expected to last for a
3
Once Parks turned 55 years old on February 13, 2007, however, Medical-Vocational Rule
202.06 directed a finding of “disabled” based on his education level, lack of transferable skills, and
limitation to light work.
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continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). An individual is disabled
under the Act “only if his physical or mental impairment or impairments are of such severity that
he is not only unable to do his previous work but cannot, considering his age, education, and work
experience, engage in any other kind of substantial gainful work which exists in the national
economy.” Id. § 423(d)(2)(A).
To determine if a claimant is disabled within the meaning of the Act, the ALJ must follow
a five-step analysis, as set forth in 20 C.F.R. § 404.1520. Pursuant to this five-step inquiry: (1) a
claimant who is engaging in substantial gainful activity will not be found to be disabled regardless
of medical findings; (2) a claimant who does not have a severe impairment will not be found to be
disabled; (3) a finding of disability will be made without consideration of vocational factors if a
claimant is not working and is suffering from a severe impairment which meets the duration
requirement and which meets or equals a listed impairment in Appendix 1 to Subpart P of the
Regulations. Claimants with lesser impairments proceed to step four; (4) a claimant who can
perform work that he has done in the past will not be found to be disabled; and (5) if a claimant
cannot perform his past work, other factors including age, education, past work experience and
residual functional capacity must be considered to determine if other work can be performed. Cruse
v. Comm’r of Soc. Sec., 502 F.3d 532, 539 (6th Cir. 2007) (citing Wyatt v. Sec’y of Health & Human
Servs., 974 F.2d 680, 683-84 (6th Cir. 1992)).
The claimant bears the burden of proof at steps one through four. Warner v. Comm’r of Soc.
Sec., 375 F.3d 387, 390 (6th Cir. 2004). At step five, however, the burden shifts to the
Commissioner to identify “a significant number of jobs in the economy that accommodate the
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claimant’s residual functional capacity (determined at step four) and vocational profile.” Jones v.
Comm’r of Soc. Sec., 336 F.3d 469, 474 (6th Cir. 2003). In this case, it is undisputed that Parks
can no longer perform his past work. Thus, we must determine whether substantial evidence
supports the ALJ’s determination that, based on Parks’s residual functional capacity, age, education,
and work experience, he was, prior to February 13, 2007, able to make an adjustment to other work
available in the national economy. See 20 C.F.R. § 404.1520(a)(4)(v); see also 20 C.F.R. §
416.920(a)(4)(v).
The Commissioner’s conclusion will be affirmed absent a determination that the ALJ failed
to apply the correct legal standard or made fact findings unsupported by substantial evidence in the
record. White v. Comm’r of Soc. Sec., 572 F.3d 272, 281 (6th Cir. 2009) (citing 42 U.S.C. § 405(g)).
Substantial evidence is “such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Lindsley v. Comm’r of Soc. Sec., 560 F.3d 601, 604 (6th Cir. 2009) (citing
Richardson v. Perales, 402 U.S. 389, 401 (1971)). In order to affirm the Commissioner’s decision,
we need not “agree with the Commissioner’s finding, as long as it is substantially supported in the
record.” Kyle v. Comm’r of Soc. Sec., 609 F.3d 847, 854 (6th Cir. 2010) (citations omitted).
A.
Parks first challenges the ALJ’s decision by arguing that the ALJ improperly rejected the
opinion of Parks’s treating physicians. In assessing the medical evidence supporting a claim for
disability benefits, the ALJ must adhere to certain standards such as the “treating physician rule.”
Blakley v. Comm’r of Soc. Sec., 581 F.3d 399, 406 (6th Cir. 2009). This rule “requires the ALJ to
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generally give greater deference to the opinions of treating physicians than to the opinions of non-
treating physicians,” id., because “these sources are likely to be the medical professionals most able
to provide a detailed, longitudinal picture of [the claimant’s] medical impairment(s) and may bring
a unique perspective to the medical evidence that cannot be obtained from the objective medical
findings alone.” Wilson v. Comm’r of Soc. Sec., 378 F.3d 541, 544 (6th Cir. 2004) (quoting 20
C.F.R. § 404.1527(d)(2)).
The ALJ must afford a treating source opinion controlling weight if the treating source
opinion is “well-supported by medically acceptable clinical and laboratory diagnostic techniques”
and is “not inconsistent with the other substantial evidence in [the] case record.” Id. (quoting 20
C.F.R. § 404.1527(d)(2)). If the ALJ does not accord controlling weight to a treating physician, the
ALJ must still determine how much weight is appropriate by considering a number of factors,
including the length of the treatment relationship and the frequency of examination, the nature and
extent of the treatment relationship, any specialization of the treating physician, and whether the
treating source opinion is supported by the record and is consistent with the record as a whole. See
Blakley, 581 F.3d at 406; Wilson, 378 F.3d at 544; see also 20 C.F.R. § 404.1527(d)(2).
Further, the regulations require the ALJ to “always give good reasons in [the] notice of
determination or decision for the weight” given to the claimant’s treating source’s opinion. 20
C.F.R. § 404.1527(d)(2). These good reasons must be “supported by the evidence in the case record,
and must be sufficiently specific to make clear to any subsequent reviewers the weight the
adjudicator gave to the treating source’s medical opinion and the reasons for that weight.” Blakley,
581 F.3d at 407 (citations omitted). We have held that an ALJ’s “failure to follow the procedural
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requirement of identifying the reasons for discounting the opinions and for explaining precisely how
those reasons affected the weight” given “denotes a lack of substantial evidence, even where the
conclusion of the ALJ may be justified based upon the record.” Rogers v. Comm’r of Soc. Sec., 486
F.3d 234, 243 (6th Cir. 2007).
Parks’s three treating physicians were Dr. Harville, Dr. Doiron, and Dr. Boll. Parks
specifically argues that the ALJ improperly rejected the opinions of Dr. Harville and Dr. Doiron.
We disagree. The ALJ referred to Dr. Harville’s recommendation that Parks should lift no more than
fifteen pounds for three months after his surgery.4 Additionally, the ALJ correctly observed that “no
treating source has described the claimant as unable to perform even light exertion for at least twelve
months prior to his 55th birthday.”
Dr. Doiron did tell Parks in November 2005 that he would “not be able to work for an
indeterminate amount of time until we ascertain the exact etiology of your problems.” This
statement, however, does not suggest that Dr. Doiron adjudged Parks to be disabled. Although Dr.
Doiron may have been suggesting that Parks could not return to his previous job, for Parks to be
4
Contrary to Parks’s contention, this does not constitute a limitation to sedentary work.
Instead, it falls between the sedentary and light work categories and is limited in duration to three
months in light of the recency of Parks’s surgery. “Sedentary work involves lifting no more than 10
pounds at a time and occasionally lifting or carrying [small] articles . . . and small tools. Although
a sedentary job is defined as one which involves sitting, a certain amount of walking and standing
is often necessary in carrying out job duties.” 20 C.F.R. § 404.1567. On the other hand, light work
“involves lifting no more than 20 pounds at a time with frequent lifting or carrying of objects
weighing up to 10 pounds.” 20 C.F.R. § 404.1567. A job in this category could involve “a good
deal of walking or standing” or “sitting most of the time with some pushing and pulling of arm or
leg controls.” Id.
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considered disabled he would have to have been unable to perform not just his past work, but also
any other substantial gainful work that exists in the national economy. 20 C.F.R. § 404.1505; see
also 20 C.F.R. § 416.909. Further, Dr. Boll noted in December 2005 that after his unsuccessful
return to work, Parks’s cardiologist (presumably Dr. Doiron) “put off work until February [2006.]”
This comment does not suggest that Dr. Doiron determined that Parks was disabled. Instead, it
suggests that Dr. Doiron was considering permitting Parks to return to work at some point following
Parks’s unsuccessful attempt to resume his previous job.
The ALJ also ruled in Parks’s favor with respect to the reports of the non-treating, reviewing
physicians. Dr. Wortz found that Parks had mild to moderate impairment in activities requiring
endurance while Dr. Gregg opined that Parks could perform work requiring medium exertion. The
ALJ, however, gave Parks’s “testimony partial credibility and [found] that he [was] limited to light
exertion, based on his testimony and the prior opinions of treating physicians.” None of the treating
physicians’ opinions are inconsistent with this finding. Because the ALJ did not reject the opinions
of Parks’s treating physicians, the ALJ’s decision is supported by substantial evidence.
B.
Next, Park argues that the ALJ erred by failing to apply 20 C.F.R. § 404.1562 to resolve
Parks’s claim. Pursuant to this provision, a claimant is considered disabled if he (1) has done only
arduous unskilled physical labor; (2) has no more than a marginal education; (3) has work experience
of thirty-five years or more; and (4) is not working and is no longer able to do this kind of work
because of severe impairment(s).
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Parks has previously performed skilled and semi-skilled work and therefore he cannot satisfy
the first requirement of 20 C.F.R. § 404.1562. Additionally, to fulfill the requirement of having no
more than a marginal education, Parks would have had to attend school for six grades or less. 20
C.F.R. § 404.1564(b)(2). Because he attended school for ten grades, Parks is considered to have a
limited education. Id. § 404.1564(b)(3). Evidence outside the numerical grade level that the
claimant completed in school may be used to determine the claimant’s educational abilities.
However, “if there is no other evidence to contradict it, [the SSA] will use [the claimant’s] numerical
grade level to determine [the claimant’s] educational abilities.” Id. § 404.1564(b). Parks’s argument
that he was unable to perform “serial 7s or serial 3s” when asked to do so by Dr. Spangler does not
contradict that he has a limited (and not a marginal) education. Despite Parks’s failure to complete
some tests, Dr. Spangler ultimately opined that Parks had a limited education.
Moreover, it is unclear whether Parks has thirty-five years of work experience (not to
mention arduous, unskilled work experience), as required by the statute, because his listed work
experience begins in 1984, or twenty-six years ago, and the work record appended to his disability
application dates back to 1980. Thus, the ALJ did not err by declining to apply 20 C.F.R. §
404.1562.
C.
Finally, Parks argues that the ALJ’s hypothetical question did not accurately portray Parks’s
mental and physical impairments. “In order for a vocational expert’s testimony in response to a
hypothetical question to serve as substantial evidence in support of the conclusion that a claimant
can perform other work, the question must accurately portray a claimant’s physical and mental
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impairments.” Ealy v. Comm’r of Soc. Sec., 594 F.3d 504, 516 (6th Cir. 2010). Hypothetical
questions, however, need only incorporate those limitations which the ALJ has accepted as credible.
Casey v. Sec’y of Health & Human Servs., 987 F.2d 1230, 1235 (6th Cir. 1993).
Parks argues that the ALJ failed to incorporate Dr. Wortz’s finding of limited endurance and
restrictions in reaching and handling and Dr. Spangler’s findings of long-term memory deficits and
difficulty with social interaction into the hypothetical question posed to the vocational expert.
Although the ALJ did not describe Parks’s limitations using the exact language used by the treating
and examining physicians, he incorporated all of Parks’s credible mental and physical impairments.
First, the ALJ’s statement that Parks could perform a range of light exertion—meaning lifting
no more than twenty pounds at a time and frequent lifting or carrying of objects weighing up to ten
pounds—benefitted Parks, as Dr. Baez-Garcia and Dr. Gregg said that Parks could occasionally lift
and/or carry fifty pounds and frequently lift and/or carry twenty-five pounds. Second, the ALJ’s
statement that Parks was “capable of sitting or standing, each 30 minutes at a time uninterrupted
before having to change positions,” partially reflects Dr. Boll’s recommendation that Parks be
restricted to walking for only one hour, standing for fifteen to twenty minutes, and sitting for thirty
minutes at a time, and reflects Dr. Wortz’s finding, based on his conversation with Parks, that Parks
could walk for one block, stand for one half-hour, and sit for one half-hour.
Third, the ALJ’s statement that Parks could not climb ladders, ropes, or scaffolds, crawl, and
only bend, stoop, crouch, or balance on occasion benefits Park, as Dr. Wortz determined that there
existed “[n]o physical evidence for significant restriction in the patient’s tolerance for stooping,
bending, sitting, standing, moving about, or ability to travel.” Fourth, the ALJ’s statement that Parks
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Parks v. Soc. Sec. Admin.
could not do “more than frequent reaching, handling, or fine manipulation with the upper
extremities” reflects Dr. Wortz’s opinion that there was “some evidence for restriction of the
patient’s tolerance for reaching, lifting, carrying and handling objects,” and that Parks’s carpal tunnel
syndrome would limit “his activities requiring repetitive motion of the bilateral hands,” while
crediting Dr. Wortz’s determination that Parks’s “gross manipulation [was] within normal limits.”
Fifth, the ALJ’s directive that Parks could not work in temperature extremes or where
excessive humidity was present reflected Dr. Gregg’s assessment that Parks should avoid
concentrated exposure to extreme heat and cold. Sixth, and finally, the ALJ’s statement that Parks
could receive no “more than simple instruction,” reflects Dr. Spangler’s determination that Parks’s
ability to understand and remember was limited due to long-term memory impairment. This
statement also reflects Parks’s prior skilled and semi-skilled work experience, as he necessarily
received at least simple instruction at his previous jobs.
Parks correctly points out that the ALJ did not mention that Dr. Spangler diagnosed Park with
an “adjustment disorder” and opined that his social interaction was limited. Dr. Stodola and Dr.
Perritt rejected Dr. Spangler’s determination on this point, however, and even Dr. Spangler noted
that Parks was “pleasant and forthcoming” during their meeting. Because the ALJ only needed to
include in the hypothetical limitations he found credible and that were supported by the evidence,
he need not have included a disputed limitation that was also negated by Parks’s manner during his
in-person testimony. As a result, the ALJ’s hypothetical question accurately portrayed Parks’s
impairments.
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No. 09-6437
Parks v. Soc. Sec. Admin.
III.
Based on the foregoing, we AFFIRM the district court’s decision, which upheld the ALJ’s
determination in this case.
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