NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
____________
No. 10-3093
____________
UNITED STATES OF AMERICA
v.
LEO SMITH, III,
Appellant
____________
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
(D.C. Crim. No. 03-CR-00045-002)
District Judge: Honorable Thomas I. Vanaskie
____________
Submitted Under Third Circuit LAR 34.1(a)
March 14, 2011
____________
Before: RENDELL, BARRY and CHAGARES, Circuit Judges
(Opinion Filed: March 22, 2011)
____________
OPINION
____________
BARRY, Circuit Judge
Leo Smith, III, appeals the District Court’s order denying him relief under 18
U.S.C. § 3582(c)(2), thus reaffirming a previously imposed sentence of 240 months
imprisonment for his role in a drug distribution conspiracy. For the reasons set forth
below, we will affirm.
I.
Federal agents arrested Smith on May 9, 2003, pursuant to a criminal complaint
charging him with distribution and possession with intent to distribute cocaine base
(crack), in violation of 21 U.S.C. § 841(a)(1). On May 13, 2003, a nine-count second
superseding indictment was filed, alleging in count one that Smith conspired to distribute
and possess with intent to distribute more than fifty grams of crack, in violation of 21
U.S.C. § 846, and alleging in count nine that Smith possessed firearms in relation to drug
trafficking felonies, in violation of 18 U.S.C. § 924(c)(1)(A)(i).
Smith entered into a plea agreement with the government, and on January 28,
2004, he pled guilty to count one. Pursuant to the agreement, count one was amended to
reflect no specific quantity of crack. The government also agreed to dismiss count nine.
Accordingly, Smith faced a maximum statutory sentence of 240 months and no
mandatory minimum. On October 22, 2004, the District Court sentenced Smith to the
statutory maximum, which was less than the imprisonment range of 262 to 327 months
recommended by the Guidelines. On appeal, we remanded for resentencing in light of the
Supreme Court’s decision in United States v. Booker, 543 U.S. 220 (2005).
On June 29, 2006, the District Court resentenced Smith to the statutory maximum.
In declining to grant a variance under Booker, the Court noted that it would have imposed
the same sentence had the crime involved powder cocaine, and that in sentencing Smith to
2
the maximum term it was taking into account his leadership role in the conspiracy as well
as the involvement of firearms and the “extreme danger” associated with the use of
firearms. App. at 127; see also id. at 125-32. We affirmed. See Smith v. United States,
250 F. App’x 522 (3d Cir. 2007), cert. denied, 553 U.S. 1027 (2008).
On May 11, 2010, Smith moved, pursuant to 18 U.S.C. § 3582(c)(2), for a
reduction in his sentence in light of Amendment 706 to the Guidelines, which
retroactively “lowered the base offense level for offenses involving most quantities of
crack cocaine by two levels.” United States v. Flemming, 617 F.3d 252, 256 (3d Cir.
2010). For purposes of the Guidelines range, the U.S. Probation Office recalculated
Smith’s Total Offense Level as 35, which, as it had before, included a two-level
enhancement for the possession of a firearm, pursuant to § 2D1.1(b)(1). Smith’s adjusted
Guidelines range was 210 to 240 months.1 In denying Smith’s motion for relief under 18
U.S.C. § 3582(c)(2), the District Court again noted Smith’s leadership role and the
extreme danger involved with firearms, App. at 5-6, and concluded that it “remains
convinced that a sentence of 240 months is appropriate in this case.” Id. at 6.
Smith appeals. We have jurisdiction pursuant to 28 U.S.C. § 1291. We review a
district court’s decision “whether to grant or deny a defendant’s motion to reduce
sentence under § 3582(c)(2) for abuse of discretion.” United States v. Mateo, 560 F.3d
152, 154 (3d Cir. 2009). However, “[w]e exercise plenary review over legal questions
1
If not for the statutory maximum of 240 months, the recommended imprisonment
range would have been 210 to 262 months.
3
concerning the proper interpretation of the Sentencing Guidelines.” United States v.
Thompson, 70 F.3d 279, 280-81 (3d Cir. 1995) (per curiam).
II.
Smith argues that by considering his possession of a firearm as a basis to deny his
request for a sentence reduction, the District Court effectively punished him twice
because his Guidelines range already included an enhancement for firearms possession in
connection with a drug offense. Citing to § 2K2.4 cmt. n.42 of the Guidelines, as well as
to cases from outside this circuit, Smith contends that “[i]n general, the Guidelines seek to
avoid double counting where, as here, a particular enhancement is already included in the
prosecution or sentencing calculus.” Appellant’s Br. at 12-13. While he acknowledges
that his “circumstance does not squarely implicate this rule,” he argues that “the multiple
use of a factor that has already been incorporated into the Guidelines is substantially
similar.” Id. at 13.
We previously have rejected this argument, and will do so again. In United States
v. Greenidge, the defendant claimed that the district court erred at sentencing by giving
undue consideration to actions by which he obstructed justice, when the Guidelines range
already included an obstruction of justice enhancement. 495 F.3d 85, 102 (3d Cir. 2007),
cert. denied, 552 U.S. 1017 (2007). Rejecting this claim, “[w]e emphasize[d] that a
2
Section 2K2.4 cmt. n.4 generally discusses when a court may apply a sentencing
enhancement for weapon possession or use, but Smith does not specify which part of this
multiple-paragraph section supports his theory of improper double counting.
4
sentencing court is not prohibited from considering the factual basis underlying a
defendant’s sentence enhancements, and indeed, should consider those facts in order to
tailor the sentence to the defendant’s individual circumstances.” Id. at 103.
Smith’s case is on all fours with Greenidge, and the District Court did not err in
considering Smith’s possession of a firearm when it declined to reduce his sentence. It is
well settled that, after Booker, a district court must follow a three-step sentencing process.
First, the court must calculate the Guidelines sentence “precisely as [it] would have
before Booker.” United States v. Gunter, 462 F.3d 237, 247 (3d Cir. 2006). Second, the
court must “formally rul[e] on the motions of both parties and stat[e] on the record
whether [it is] granting a departure and how that departure affects the Guidelines
calculation, and tak[e] into account this Circuit’s pre-Booker caselaw, which continues to
have advisory force.” United States v. King, 454 F.3d 187, 196 (3d Cir. 2006). Finally,
the court must exercise its discretion by considering the relevant factors in 18 U.S.C. §
3553(a) in setting the sentence imposed, “regardless whether it varies from the sentence
calculated under the Guidelines.” Gunter, 462 F.3d at 247.
By considering Smith’s possession of a firearm in connection with the § 3553(a)
factors, the District Court followed clear post-Booker sentencing procedures and the
guidance of the Sentencing Commission. See U.S. Sentencing Guidelines Manual §§
1B1.10 cmt. n.1(B)(i), (ii) (noting that, when considering a § 3582(c)(2) motion, the court
“shall consider” the § 3553(a) factors and “shall consider” public safety considerations).
5
The Court did not abuse its discretion in denying Smith’s motion for a sentence reduction.
III.
We will affirm the order of the District Court.
6