Jones v. Smith

UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _____________________ No. 99-51184 Summary Calendar _____________________ JAMES STEPHEN JONES; GREGORY C. NIEMANN, Plaintiffs-Appellants, versus WALTER S. SMITH, JR., United States District Judge, Western District of Texas, Waco Division; WILLIAM WILSON JOHNSTON, Assistant United States Attorney, Western District of Texas, Waco Division; JOHN PHINIZY, Assistant United States Attorney, Western District of Texas, Waco Division; BRAD WATSON, Special Agent, Drug Enforcement Agency; ROBERT WILKERSON, Agent with the Narcotics Division of the Department of Public Safety, Waco Division; GEORGE MAYBEN, Narcotics Investigator for Department of Public Safety; J. R. SLOUGH, Chief Deputy of Hamilton County, Texas; RONALD HUDSON MOODY; STAN SCHWIEGER; JEFFEREY BRZOZOWSKI; JOEL BUDGE, Defendants-Appellees. _________________________________________________________________ Appeal from the United States District Court for the Western District of Texas (A-99-CV-549-JN) _________________________________________________________________ June 13, 2000 Before SMITH, BARKSDALE, and DENNIS, Circuit Judges. PER CURIAM:* * Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. James Stephen Jones, federal prisoner #56081-080, and Gregory C. Niemann, federal prisoner #26468-080, appeal the dismissal, as frivolous, of their action under the Racketeer Influenced and Corrupt Organizations Act (“RICO”), 18 U.S.C. §§ 1961-1968. They contend the district court abused its discretion in so dismissing pursuant to Heck v. Humphrey, 512 U.S. 477 (1994). Because the RICO action constitutes a challenge to the fact or duration of the confinement of Jones and Niemann, they are precluded from filing the action until their challenged convictions have been reversed, declared invalid, or otherwise impugned. See Stephenson v. Reno, 28 F.3d 26, 27-28 (5th Cir. 1994)(citing Heck, 512 U.S. at 486-87). Niemann has shown that his challenged conviction has been called into question; but, he has not shown that the challenged conviction has been reversed or declared invalid. One of Jones’ several convictions, that under 18 U.S.C. § 924(c) for using and carrying a firearm during a drug-trafficking offense, has been vacated pursuant to Bailey v. United States, 516 U.S. 137 (1995). But, even assuming vacating one of several convictions satisfies the Heck bar, the judgment may be affirmed on the alternative ground that Jones has not alleged sufficient facts to state any RICO claims against the defendants. See United States v. McSween, 53 F.3d 684, 687 n.3 (5th Cir.), cert. denied, 516 U.S. 874 (1995). Jones and Niemann contend for the first time on appeal that 2 the district court violated their due process and equal protection rights by applying Heck to their RICO claims. They have not demonstrated plain error. See Robertson v. Plano City of Texas, 70 F.3d 21, 22-23 (5th Cir. 1995). Heck has been applied to a Bivens action which also raised RICO claims. Stephenson, 28 F.3d at 27- 28. Jones and Niemann assert that the district court erred in adopting the magistrate judge’s report and recommendation without addressing their objections. Any error was harmless, because Niemann did not show in his objections that the district court erred in concluding his RICO claims were precluded by Heck. And, as noted, the dismissal of Jones’ action may be affirmed on the alternative ground that Jones failed to allege sufficient facts to state a RICO claim. Jones and Niemann contend that, after recusing himself, Judge Walter S. Smith, Jr., was without authority to transfer the case to Judge James R. Nowlin. They do not cite any authority to support their contention and have not shown that Judge Smith acted without authority or improperly. Jones and Niemann contend that the district court erred in not reviewing the magistrate judge’s denial of their motion to recuse Judge Nowlin; they maintain that the magistrate judge did not have authority to rule on the motion. Pursuant to 28 U.S.C. § 636(b), the district court referred all pretrial matters to the magistrate 3 judge. Thus, the magistrate judge had authority to rule on the motion to recuse. Because Jones and Niemann did not show that Judge Nowlin was biased or prejudiced, they have not shown that the magistrate judge erred. See United States v. MMR Corp., 954 F.2d 1040, 1044 (5th Cir. 1992) (28 U.S.C. § 144); United States v. Harrelson, 754 F.2d 1153, 1165 (5th Cir.) (28 U.S.C. § 455), cert. denied, 474 U.S. 908, 1034 (1985). For the first time on appeal, Jones and Niemann contend that Judge Nowlin retaliated against them by threatening to impose sanctions for exercising their First Amendment rights. Once again, they have not demonstrated plain error. Needless to say, the district court had discretion to warn that filing frivolous actions in the future would result in the imposition of sanctions. This warning did not violate First Amendment rights. See Mendoza v. Lynaugh, 989 F.2d 191, 195 (5th Cir. 1993). AFFIRMED 4