Case: 09-20665 Document: 00511446049 Page: 1 Date Filed: 04/14/2011
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
April 14, 2011
No. 09-20665 Lyle W. Cayce
Clerk
JARED LLOYD SHANKLIN,
Petitioner - Appellant
v.
RICK THALER, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL
JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION,
Respondent - Appellee
Appeal from the United States District Court
for the Southern District of Texas
USDC No.: 4:08-cv-01111
Before REAVLEY, JOLLY, and STEWART, Circuit Judges.
PER CURIAM:*
Before the court is Petitioner-Appellant Jared Lloyd Shanklin’s
(“Shanklin”) appeal of the district court’s denial of habeas relief, brought
pursuant to 28 U.S.C. § 2254. Finding no basis to grant relief, we AFFIRM.
I.
On November 19, 2002, Michael Gaddis (“Gaddis”) was shot and killed
following an altercation in Houston, Texas. The ensuing police investigation led
*
Pursuant to 5TH CIR . R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR .
R. 47.5.4.
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to Shanklin’s arrest. Testimony adduced at trial painted the following picture
of what transpired on that night.
Shanklin went to Carrington’s, a night club and pool hall, with his brother,
John Shanklin, and his friend, Darrell Willis. Shanklin v. State, 190 S.W.3d
154, 158 (Tex. Ct. App. 2005). While in the club, Shanklin, Gaddis, and others
got into an altercation. Id. at 170. As the club was closing and people were
exiting, the group continued their argument in the parking lot, which ultimately
graduated to a physical altercation. Id. A full beer bottle was thrown at
Shanklin, hitting him in the leg. Three people, including Gaddis, jumped on
Willis and began beating him. John testified that he did not intervene because
he feared for his life.
There was also testimony that Gaddis’s friends got him away from the
fight and into a truck, but subsequently Gaddis got out of the truck, rushed
towards Shanklin, and continued arguing with Shanklin until Shanklin shot
him. Id. Another witness testified that Shanklin retrieved a gun from his truck
and came back shooting at the crowd as Gaddis’s friends tried to get Gaddis to
leave. Many shots were fired, and Gaddis was shot twice at close range, once in
the side of the face and once in the abdomen. Shanklin asserted self-defense and
defense of a third person.
Shanklin testified that he fired his firearm and “shot in that direction”
because “once the bottle was thrown and they were swinging at [Willis, he] didn’t
know what was next.” He did not see anyone in Gaddis’s group with a weapon.
With regard to the need for deadly force, Shanklin testified that he:
knew [he] couldn’t go over there and physically fight with him
[because of leg problems]. So [he] felt like the only thing [he] could
do is shoot in that direction and scatter everything and just calm it
down so [he] could give [Willis] the chance to get away from all that.
Id. at 159–60. Shanklin further testified that while Gaddis was hitting his
friend, Willis, he shot in the group’s direction. Shanklin stated that he shot
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while he was getting up from the ground and that he was not sure whether he
shot “high or low.” Shanklin replied “No” when he was asked, “you weren’t
shooting at anybody, were you?” Shanklin agreed that he was just shooting into
the crowd blindly. Shanklin did not immediately realize that he had shot
anyone, let alone Gaddis. Id. at 160.
A witness, Troy Parker, arrived at Carrington’s near closing time and saw
a “group of people” arguing outside the club. Parker testified that people were
“trying to keep [Gaddis] inside the truck,” but also that he did not see Gaddis
with a weapon. Parker saw Shanklin shoot Gaddis from a distance of one or two
feet. He did not see anyone fighting or throwing punches before Shanklin shot
Gaddis. He did not see anyone throw a bottle at Shanklin.
Richard Carter was working as a security guard at Carrington’s that
night. He testified he did not see any weapons during the argument, anyone
throw a bottle during the argument, nor anyone engage in a physical altercation.
Carter testified that when he left his post to ask for help, he heard gunfire.
Carter turned and saw Gaddis “going down,” and Shanklin running away with
a gun. Shanklin was about “five feet or less” from the victim when Carter
turned. Carter was fifteen or twenty yards from Shanklin.
Gabino Garcia, another security guard, estimated that seven people
including Gaddis were involved in the argument. Garcia testified that after the
bottle was thrown, Shanklin retrieved a bag from a car, pulled a gun out of the
bag, and walked over to Gaddis and started shooting. Shanklin was pointing his
weapon “level ways . . . .where you could hit a person” not in the air. Garcia
testified that he did not see anyone fighting before the shooting and that he did
not see any weapons before the shooting.
The medical examiner testified that Gaddis was shot once in the stomach
and once in the head, the latter of which was fatal. A fired cartridge was
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recovered seventeen feet from Gaddis’s body. At the close of evidence, the trial
court charged the jury as to murder, self-defense, and defense of third persons.
The jury was instructed that it could “consider all relevant facts and
circumstances surrounding the death . . . going to show the condition of the mind
of the accused at the time of the offense.” The jury was also instructed that it
was required to find Shanklin not guilty if it determined that he shot Gaddis in
defense of John, Willis, or himself. The jury convicted Shanklin of murder and
the trial court sentenced Shanklin to 60 years in prison. Id. at 157.
Shanklin thereafter filed a motion for a new trial with the assistance of his
new attorney, Brian Wice. Shanklin alleged that his trial counsel, Lee
Richardson, rendered ineffective assistance when, among other things, he failed
to request jury instructions on the lesser-included offenses of manslaughter and
aggravated assault. Id.
The trial court conducted the motion for a new trial hearing only by
affidavits. Id. at 158. Shanklin stated in his affidavit that he told Richardson
that he never intended to kill anyone when he fired into the crowd and that he
expected Richardson to examine him regarding his intent during the trial, but
that Richardson did not. Shanklin further stated that had he known that he was
entitled to a jury instruction for manslaughter or aggravated assault, he would
have requested they be given. Id. Richardson admitted in his affidavit that he
failed to elicit Shanklin’s testimony regarding intent and that he failed to
request instructions on manslaughter or aggravated assault. Richardson stated
that his failures were not the result of any reasoned trial strategy.
The prosecutor, Paula Hartman, stated in her affidavit that she believed
Richardson was “not being candid with the court in his admissions to ‘alleged’
ineffective assistance.” In her view, “it was sound trial strategy on
[Richardson’s] part not to request the lesser offenses” since he had requested and
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received charges on self-defense and defense of others. Id. Hartman suggested
that the trial court view Richardson’s affidavit with a “degree of suspicion.”
A trial judge who had not presided over the trial conducted the affidavits-
only hearing. Shanklin argued the merits of his motion and objected to
Hartman’s affidavit as lacking foundation. The State argued that Richardson’s
affidavit was not credible. After hearing the arguments, the judge overruled
Shanklin’s motion for a new trial.
Shanklin, still represented by Wice, appealed his conviction and sentence
arguing, among other things, that Richardson rendered ineffective assistance
when he failed to request jury instructions on manslaughter and aggravated
assault. Shanklin, 190 S.W.3d at 158, 163. The appellate court held that
Shanklin was entitled to an instruction on the lesser-included offense of
manslaughter, finding that the evidence, construed in the light most favorable
to Shanklin, showed that Shanklin “did not intend to kill [Gaddis], but merely
to scatter the group of men who were hitting his friend.” Id. at 160. The panel
split, however, on the issue of whether Richardson rendered ineffective
assistance when he failed to request the instruction.
The majority, in applying Strickland v. Washington, 466 U.S. 668 (1984),
held that although Shanklin was entitled to the manslaughter instruction,
Richardson did not perform deficiently in failing to request it. Id. at 160–61.
The court stated that although Richardson indicated in his affidavit that his
failure to request the instruction was not the result of any reasoned trial
strategy, Richardson failed to explain why he chose not to ask for the
instructions. Id. The court explained that it would “assume a strategic motive
if any can be imagined” and agreed with the State that Richardson “may have
decided not to ask for the lesser included offense because he did not want the
jury to consider inconsistent defenses—defense of a third person and
manslaughter—each of which requires a different mens rea.” Id. at 160–61. The
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majority also speculated that Richardson could have been “pursuing an
all-or-nothing strategy” and concluded that Richardson would not have been
deficient if he was pursuing such a strategy because “the facts were more
consistent with an intentional killing in defense of self and others.” Id. at 161
(internal citations and quotation marks omitted). Finally, the court noted that
the district court was permitted to “view defense counsel’s affidavit with
skepticism because it was not supported by any offer of live testimony, subject
to cross-examination.” Id. The appellate court thus rejected Shanklin’s claim
that Richardson rendered ineffective assistance when he failed to request the
manslaughter instruction. Id. The court also rejected Shanklin’s ineffective
assistance claim as to the aggravated assault instruction. Id. at 161–62.
A dissenting opinion reasoned that it would have been unreasonable for
Richardson to pursue an all-or-nothing strategy, if he even had been (as the
majority concluded). Id. at 169–71. The dissent further concluded that
Richardson’s failure to request a manslaughter instruction deprived Shanklin
of the chance to be convicted on a lesser charge that was supported by the
testimony of several witnesses, that was otherwise supported by the record, and
that would have established a lesser degree of culpability which carried with it
a lesser sentence than murder. Id. at 171. Shanklin filed a petition for
discretionary review (PDR) with the Texas Court of Criminal Appeals (TCCA).
The TCCA initially granted Shanklin’s PDR, but ultimately concluded that its
“decision to grant appellant’s petition was improvident” and dismissed
Shanklin’s PDR.
Shanklin, still represented by Wice, then filed a petition for habeas relief,
pursuant to 28 U.S.C. § 2254 in the Southern District of Texas asserting only
that Richardson rendered ineffective assistance when he failed to request a
manslaughter instruction. Shanklin relied heavily on Richardson’s affidavit,
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arguing that it “rebutted the presumption that his trial counsel’s inaction was
a reasonable trial strategy” and established deficient performance.
The district court granted summary judgment to the State. With respect
to deficient performance, the district court considered Shanklin’s reliance on
Biagas v. Valentine, 265 F. App’x 166, 170–73 (5th Cir. 2008), misplaced because
in the instant case, Richardson’s affidavit was vigorously disputed by the State
and contradicted by the record which “show[ed] that trial counsel’s failure to ask
for a lesser-included-offense instruction was consistent with an overall strategy
of showing that Shanklin acted in self-defense or in defense of a third party,
Willis.” The district court ruled that the appellate court’s finding regarding
deficient performance was not an unreasonable finding of fact or an
unreasonable application of the law.
With respect to prejudice, an issue which the district court analyzed de
novo, the district court compared the evidence supporting Shanklin’s murder
conviction with the evidence that could have supported a manslaughter
conviction. The district court concluded that there was not “a reasonable
probability that, had the instruction been given, the jury would have found
Shanklin guilty of the lesser included offense.” The district court denied
Shanklin a certificate of appealability (“COA”). Shanklin timely appealed to this
court. This court granted a COA “as to whether the state court’s decision that
Shanklin’s trial attorney did not render ineffective assistance when he failed to
request a jury instruction on the lesser-included offense of manslaughter” was
contrary to or an unreasonable application of Strickland or was based on an
unreasonable determination of the facts in light of the evidence.
II.
Shanklin argues that the district court erred in denying his Strickland-
based § 2254 application. Specifically, Shanklin argues that the state court
majority’s speculation that counsel could have had a tactical reason for not
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seeking the manslaughter instruction is not supported by, and is contradicted,
not only by counsel’s sworn admission against interest, but also by Supreme
Court and Fifth Circuit precedent. The State counters that Shanklin has not
demonstrated that the denial of his ineffective assistance of counsel claim was
contrary to, or an unreasonable application of Strickland.
A.
We review Shanklin’s appeal de novo. See Ladd v. Cockrell, 311 F.3d 349,
357 (5th Cir. 2002) (“Because an ineffective assistance claim is a mixed question
of law and fact, we review de novo.”) (citing Crane v. Johnson, 178 F.3d 309, 312
(5th Cir. 1999)). This court applies the same deference to the state appellate
court’s decision as the district court must under the Anti-Terrorism and Effective
Death Penalty Act (AEDPA) of 1996. Lindh v. Murphy, 521 U.S. 320, 324–26
(1997). Under AEDPA, habeas relief may not be granted with respect to a claim
that was adjudicated on the merits in state court, unless the state court’s
decision “was contrary to, or involved an unreasonable application of, clearly
established Federal law as determined by the Supreme Court of the United
States,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable determination
of the facts in light of the evidence presented in the state court proceeding,” id.
at § 2254(d)(2).
Section 2254(d)(1) applies to questions of law as well as mixed questions
of law and fact. Penry v. Johnson, 532 U.S. 782, 792 (2001). A state court’s
decision is contrary to the Supreme Court’s clearly established precedent if the
state court either “applies a rule that contradicts the governing law set forth in
[Supreme Court] cases,” or “confronts a set of facts that are materially
indistinguishable from a decision of the [Supreme Court] and nevertheless
arrives at a [different result.]” Id. (citations omitted). A state court’s decision
is an unreasonable application of the Supreme Court’s clearly established
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precedent if it “correctly identifies the governing legal rule but applies it
unreasonably to the facts of a particular prisoner’s case.” Id. (citations omitted).
Section 2254(d)(2) applies to the state court’s overall determination of the
relevant facts. Fields v. Thaler, 588 F.3d 270, 279 (5th Cir. 2009). A state
court’s discrete factual findings are presumed to be correct, but a petitioner may
rebut the presumption with clear and convincing evidence. Id.; 28 U.S.C. § 2254
(e)(1).1 This court independently applies the law to the facts found by the district
court, as long as the district court’s factual determinations are not clearly
erroneous. Richards v. Quarterman, 566 F.3d 553, 561 (5th Cir. 2009).
B.
The “clearly established federal law” applicable to Shanklin’s claim is the
two-prong ineffective assistance test established in Strickland. 466 U. S. at 687
To prevail on an ineffective assistance claim, a defendant must show: (1) “that
counsel’s performance was deficient” and (2) “that the deficient performance
prejudiced the defense.” Id.
The deficiency prong requires a defendant to show that his “counsel’s
representation fell below an objective standard of reasonableness.” Strickland,
466 U.S. at 688. Courts, however, indulge a “strong presumption” that counsel’s
actions “might be considered sound trial strategy.” Id. at 689. On the other
hand, this court is “not required to . . . fabricate tactical decisions on behalf of
counsel when it appears on the face of the record that counsel made no strategic
decision at all.” Moore v. Johnson, 194 F.3d 586, 604 (5th Cir. 1999); see also
Richards, 566 F.3d at 564. The prejudice prong requires a defendant to “show
that there is a reasonable probability that, but for counsel’s unprofessional
1
Cf. Wood v. Allen, 130 S. Ct. 847, 849 (2010) (declining to decide whether § 2254
(e)(1)’s presumption of correctness and clear and convincing standard of proof govern every
challenge to a state court’s factual determination, or only those challenges that are based on
evidence that was not presented to the state court).
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errors, the result of the proceeding would have been different.” Strickland, 466
U.S. at 694. “A reasonable probability is a probability sufficient to undermine
confidence in the outcome.” Id.
C.
1.
As support for his petition, Shanklin relies heavily on this court’s
unpublished decision in Biagas. 265 F. App’x at 170–73. In Biagas, this court
affirmed a grant of habeas relief due to voir dire error by the petitioner’s original
trial counsel. The trial counsel in that case, Reginald McKamie, failed to dismiss
a juror who was a sheriff’s deputy from the same county which was a victim of
the criminal scheme in which Biagas was implicated. The “questionable juror,”
Victor Gamboa, was not a name of a juror whom the parties stipulated should
be stricken for cause, nor was he scrutinized further in chambers, as were
certain other prospective jurors. When McKamie noticed that Gamboa had been
seated, the trial court did not dismiss the juror, despite McKamie’s tardy
objections. Id. The jury, which included Gamboa, convicted Biagas. Id.
After exhausting his avenues in state court, Biagas was successful in his
§ 2254 petition. Biagas argued that his Sixth Amendment right to effective
counsel was violated. The district court agreed, ruling that the “trial court had
failed to ferret out the taint of juror bias.” Id. (internal citation and quotation
marks omitted). This court affirmed and found persuasive McKamie’s
uncontested admission that “his failure to challenge Gamboa was a mistake of
omission rather than a calculated choice.” Id. at 171.
Shanklin argues that Biagas supports the proposition that if trial counsel
acknowledges that his tactics lacked a reasoned trial strategy, then a petitioner
is entitled to habeas relief. Shanklin further argues that Richardson’s deficient
performance prejudiced his defense, asserting that “the jury was not given the
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opportunity to evaluate the evidence as it relates to the lesser offense,
which . . . calls into question the integrity of the jury’s decision making process.”
Yet, as the State argued and the district court presciently held, Shanklin’s
reliance on Biagas is misplaced. First, Richardson’s affidavit was vigorously
disputed by the State and contradicted by the record, which “show[ed] that trial
counsel’s failure to ask for a lesser-included-offense instruction was consistent
with an overall strategy of showing that Shanklin acted in self-defense or in
defense of [others].” The district court therefore correctly ruled that the
appellate court’s finding regarding deficient performance was not an
unreasonable finding of fact or an unreasonable application of law.
Moreover, as the State points out, the state habeas court was not bound
by Richardson’s affidavit and made a credibility choice—which must be
presumed correct2 —against trial counsel’s affidavit. Shanklin avers that too
much deference was afforded to the state court’s decision to disregard
Richardson’s admission against his own interest under oath. Shanklin argues
that because Richardson’s admission was contrary to his own interest, this case
is congruent to Biagas. But as the State suggests, it was entirely reasonable for
the state court to conclude that Richardson’s trial counsel did not request a
lesser offense instruction because that would have been incompatible with his
defense strategy at trial, i.e., that Shanklin was acting out of self-defense, and
the different mens rea attendant to the alternating charges.
Shanklin’s next argument for relief is under Richards. 566 F.3d 553. In
Richards, this court found deficient performance in trial counsel’s failure to
present crucial exculpatory evidence, request a lesser-included offense
2
The state cites to Self v. Collins, 973 F.2d 1178 (5th Cir. 1992). This court’s opinion
in Self is grounded in principles of federalism and reiterates that state findings are
presumptively correct unless they are not fairly supported by the record” or the petitioner
proves them erroneous by convincing evidence. Id. at 1204.
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instruction, put petitioner’s medical records into evidence, and conduct adequate
pre-trial investigation. Id. Relevant here, the court found that the aggregate of
these offenses should have led Richards’s counsel, Jill Davis, to request a lesser-
included offense instruction and Davis’s failure to do so was deficient and not a
strategic decision. Id. at 569. In Richards, the jury convicted defendant
Richards and the trial court sentenced him to 25 years in prison, following
Richards’s refusal of a plea offer that would have yielded a five-year prison term.
Id. at 558.
Shanklin’s reliance on Richards is equally misplaced. First, Richards is
distinguishable because in that case, trial counsel argued that the failure to offer
a lesser instruction was a strategic decision. The record here supports a choice
to pursue self-defense as a theory of the case. Moreover, the record in Richards
was more favorable to a jury returning a verdict of acquittal than is the case
here. In fact, as the State points out, the jury in this case considered (and
rejected) a theory of self-defense implicitly in its conviction.
Richards works both ways. In Richards, this court held that a state
court’s finding that trial counsel employed a two-bites-at-the-apple strategy
lacked even fair support in the record. See generally id. at 557. The record here
suggests that counsel for Shanklin is doing just that. Nonetheless, Richardson’s
potential error was not so grievous as to render his performance to Shanklin
deficient. As we have held before, “in a non capital case, the failure to give an
instruction on a lesser-included offense does not raise a constitutional issue.”
Creel v. Johnson, 162 F.3d 385, 390 (5th Cir. 1998) (citations omitted). Thus, the
district court did not err when it found that Shanklin’s trial counsel’s
performance was not deficient.
2.
Not only has Shanklin failed to establish Richardson rendered deficient
performance, he also cannot establish prejudice, which he is required to do.
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Strickland’s prejudice inquiry is process based: given deficient
performance (which we assume for the sake of argument), “do we have
confidence in the process afforded the criminally accused.” Virgil v. Dretke, 466
F.3d 604, 612 (5th Cir. 2006). As stated above, the prejudice prong requires a
defendant to “show that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.”
Strickland, 466 U.S. at 694. “A reasonable probability is a probability sufficient
to undermine confidence in the outcome.” Id.
Here, we cannot say that Shanklin has shown that there is a reasonable
probability that the result of the proceeding would have been different.
Shanklin has not articulated why the result would have been different—he just
conclusively asserts that it would have been. The jury here affirmatively found
a higher mens rea requirement necessary to convict for murder than for a
conviction for manslaughter. Moreover, the trial did not establish evidence for
the charge as Shanklin’s defense was premised on one theory, one that was
rejected. Put simply, there is not enough in the record to support Shanklin’s
assertion that the failure of counsel to include a lesser charge in the jury
instruction was sufficient to undermine confidence in the outcome, and deem his
assistance of counsel ineffective. It merely suggests Shanklin’s attempt to get
a second bite at the apple when the record does not support the instruction.
Moreover, Strickland requires Shanklin to affirmatively prove he has
suffered prejudice. 466 U.S. at 693. He has not done so. At best, his averments
of prejudice amount to nothing more than conjecture. Shanklin’s habeas petition
ponders what could have been—that a jury which was reticent to convict on the
more serious charge of murder could have a buffet of choices and convict on the
less-serious manslaughter charge, while still apportioning guilt for Shanklin’s
culpability in Gaddis’s death. Thus, we agree with the district court’s analysis
on this prong of the Strickland analysis.
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3.
We find additional support for our conclusion in a recent decision of the
Supreme Court concerning the deference we owe to state courts in § 2254 cases.
Harrington v. Richter, 131 S.Ct. 770 (2011). In Harrington, the Supreme Court
reversed the Ninth Circuit’s grant of habeas relief under § 2254 and framed the
issue in the following way: “The pivotal question [in a § 2254 petition] is whether
the state court’s application of the Strickland standard was unreasonable. This
is different from asking whether defense counsel’s performance fell below
Strickland’s standard.” Id. at 785. The Court continued, “it is a necessary
premise that the two questions are different . . . an unreasonable application is
different from an incorrect application of federal law.” Id. at 783 (emphasis in
original).
The Court explained that federal courts owe great deference to state courts
in their ability to handle and consider habeas cases born in their criminal justice
system. Federal courts, Harrington instructs, should not so readily hold that
state courts err in their Strickland analyses. In these cases, de novo review of
the attorney’s conduct is not warranted, nor is it the law. “If this standard is
difficult to meet, that is because it was meant to be . . . § 2254 stops short of
imposing a complete bar on federal court relitigation of claims already rejected
in state proceedings.” Id. at 786. The Court continued, “§ 2254 preserves
authority to issue the writ in cases where there is no possibility that fairminded
jurists could disagree that the state court’s decision conflicts with th[e Supreme
Court]’s precedents.” Id. The Court noted further, “a state prisoner must show
that the state court’s ruling on the claim being presented in federal court was so
lacking in justification that there was an error well understood and
comprehended in existing law beyond any possibility for fairminded
disagreement.” Id. at 786–87. Here, Shanklin has not made such a showing.
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In dismissing the defendant’s complaints that his counsel erred in not
pursuing certain experts, the Supreme Court in Harrington counseled that
“[r]epresentation is constitutionally ineffective only if it so undermined the
proper functioning of the adversarial process that the defendant was denied a
fair trial . . . just as there is no expectation that competent counsel will be a
flawless strategist or tactician, an attorney may not be faulted for a reasonable
miscalculation or lack of foresight or for failing to prepare for what may appear
to be remote possibilities.” Id. at 791 (internal citation and quotations omitted)
Harrington makes more difficult Shanklin’s efforts at habeas relief here.
The Supreme Court instructs lower federal courts that “state proceedings are the
central process, and not just a preliminary step for a later federal habeas
proceeding.” Because the question in this proceeding is whether there is any
reasonable argument that counsel satisfied Strickland’s deferential standard,
Shanklin’s petition fails.
The central tension in this case is whether Shanklin’s counsel rendered
ineffective assistance of counsel by failing to ask for a lesser instruction when
the case was submitted to the jury. It appears that this argument is the type the
Supreme Court contemplated when it counseled that “[r]eliance on the harsh
light of hindsight to cast doubt on a trial that took place [ . . . eight] years ago is
precisely what Strickland and AEDPA seek to prevent.” Id. at 789 (internal
citations and quotations omitted).
Here, the record reveals that Shanklin’s counsel made the strategic
decision to pursue a self-defense strategy. A review of the witnesses and the
nature of their testimony evinces an attempt by Richardson to narrate an
explanation that Shanklin fired a weapon into a crowd to either disperse it, or
prevent injury to himself or others. This conclusion is buttressed by the fact that
the mens rea for self-defense is different than for manslaughter, thereby further
undermining the conclusion that Richardson’s performance was deficient.
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As the Supreme Court explained in Harrington, the likelihood of a
different result as a consequence of Shanklin’s counsel’s deficient performance
“must be substantial, not just conceivable.” Id. at 792. Here, given the
deference this court owes to the state court’s application of Strickland, the record
does not support a conclusion that had Shanklin’s counsel offered a lesser-
instruction, that there is a substantial likelihood of a different result. Moreover,
fair minded jurists could disagree that the state court’s decision conflicts with
the Supreme Court’s precedent. Thus, Harrington reinforces the conclusion that
Shanklin was not rendered deficient performance by Richardson.
As articulated above, the burden is on Shanklin to demonstrate
entitlement to habeas relief. The burden Shanklin must satisfy in order to
establish entitlement to habeas relief is conjunctive: he must demonstrate
deficient performance and prejudice therefrom. Richards, 566 F.3d at 561. The
state court concluded he did not warrant habeas relief. Pursuant to AEDPA, our
review compels relief only if we conclude that the state court’s analysis was
contrary to or an unreasonable application of Strickland. We find that because
Shanklin must demonstrate deficient performance and prejudice therefrom, and
in fact has done neither, the state court’s treatment of Shanklin’s ineffective
assistance of counsel complaint was not contrary to, and did not involve an
unreasonable application of, Strickland.
III.
For the foregoing reasons, Shanklin’s petition for habeas relief brought
pursuant to 28 U.S.C. § 2254 is denied and the judgment of the district court
is AFFIRMED.
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