United States Court of Appeals
for the Federal Circuit
__________________________
IN RE YASUHITO TANAKA
__________________________
2010-1262
__________________________
Appeal from the United States Patent and Trademark
Office, Board of Patent Appeals and Interferences in
application Serial No. 10/201,948.
__________________________
Decided: April 15, 2011
__________________________
CHARLES GORENSTEIN, Birch, Stewart, Kolasch &
Birch LLP, of Falls Church, Virginia, argued for appel-
lant. With him on the brief were ROBERT J. WEBSTER and
MICHAEL B. MARION.
BENJAMIN D.M. WOOD, Associate Solicitor, United
States Patent and Trademark Office, of Alexandria,
Virginia, argued for appellee. With him on the brief were
RAYMOND T. CHEN, Solicitor, and NATHAN K. KELLEY,
Associate Solicitor.
R. CARL MOY, William Mitchell College of Law, of St.
Paul, Minnesota, for amicus curiae William Mitchell
College of Law Intellectual Property Institute.
CARTER G. PHILLIPS, Sidley Austin LLP, of Washing-
ton, DC, for amicus curiae Merck & Co., Inc. With him on
2 IN RE TANAKA
the brief were JEFFREY P. KUSHAN and PETER S. CHOI. Of
counsel on the brief was EDWARD W. MURRAY, Merck &
Co., Inc, of Rahway, New Jersey.
HENRY C. DINGER, Goodwin Procter LLP, of Boston,
Massachusetts, for amicus curiae Teva Pharmaceuticals
USA, Inc. With him on the brief were FREDERICK H. REIN
and ERIC H. YECIES, of New York, New York.
__________________________
Before BRYSON, LINN, and DYK, Circuit Judges.
Opinion for the court filed by Circuit Judge LINN.
Dissenting opinion filed by Circuit Judge DYK.
LINN, Circuit Judge.
Yasuhito Tanaka (“Tanaka”) appeals from a preceden-
tial decision of the Board of Patent Appeals and Interfer-
ences (“Board”) holding that a reissue application that
retains all of the original patent claims and adds only
narrower claims does not present the type of error correct-
ible by reissue under 35 U.S.C. § 251. See Ex parte Yasu-
hito Tanaka, No. 2009-000234 (B.P.A.I. Dec. 9, 2009)
(“Decision”). Because the Board’s determination is con-
trary to longstanding precedent of this court, this court
reverses and remands.
BACKGROUND
U.S. Patent No. 6,093,991 (“the ’991 patent”) issued
on July 25, 2000, with independent claim 1 and depend-
ent claims 2-7. It describes an “alternator pulley” that
uses a one-way clutch to improve the power generation
efficiency of an automobile’s alternator. Exactly two
years after its issue date, Tanaka filed reissue application
Serial No. 10/201,948 (“the ’948 application”) in the
IN RE TANAKA 3
United States Patent and Trademark Office (“PTO”)
seeking to broaden the scope of independent claim 1 of the
’991 patent. Tanaka’s declaration in support of the
broadening reissue stated that “the originally-presented
claims did not adequately define the invention because
they were more specific than necessary” and thus “the
claims of the original patent cover less subject matter
than we were entitled to claim.” J.A. 447.
Over the course of prosecution of the reissue applica-
tion, Tanaka gave up his attempt to broaden claim 1 and
instead presented for reexamination unamended original
claims 1-7 and new claim 16, dependent on claim 1. On
September 24, 2007, Tanaka submitted a substitute
reissue declaration stating that “because I did not fully
appreciate the process of claiming according to U.S.
practice, I did not realize that I had claimed more or less
than I was entitled to claim” and “the originally presented
claims did not adequately define the invention because
they were more specific than necessary.” J.A. 219-20.
On October 10, 2007, the examiner rejected claims 1-7
and 16 with the following explanation:
The nature of the defect is that the error
specified in the oath filed 9/24/2007 is not an
error correctible by a reissue. The Applicant
has not specified an error that broadens or
narrows the scope of the claims of issued
patent 6093991. The original claim 1 re-
mains in the current reissue application,
therefore the broadest scope of the patent
remains the same.
J.A. 207. This rejection was made final and Tanaka
appealed to the Board.
4 IN RE TANAKA
In a precedential opinion with a panel of seven judges,
the Board affirmed the examiner’s rejection. The Board
found no controlling authority to guide resolution of the
precise question at issue: whether the examiner “erred in
determining that the presentation of a narrower claim in
a reissue application that still contains all of the original
patent claims does not present the type of error correct-
ible by reissue under 35 U.S.C. § 251.” Decision at 5.
Interpreting the language of § 251 itself, the Board held
that the statute “disallow[s] reissue applications that
simply add narrow claims to the reissue patent when no
assertion of inoperativeness or invalidity for the reasons
set forth in § 251 can be made by the patentee . . . .”
Decision at 24. The Board thus affirmed the examiner’s
rejection, finding that Tanaka was impermissibly seeking
an additional claim on reissue “in order to hedge against
the possible invalidity of one or more of the original
claims.” Decision at 19-21.
Tanaka timely appealed. This court has jurisdiction
under 28 U.S.C. § 1295(a)(4)(A).
DISCUSSION
In the absence of disputed facts, this court reviews the
legal question of whether an applicant satisfies the statu-
tory requirements of 35 U.S.C. § 251 de novo. In re Ser-
enkin, 479 F.3d 1359, 1361 (Fed. Cir. 2007).
On appeal, Tanaka argues that the Board erred in
concluding that reissue is not a remedy available under
these circumstances. Tanaka argues that the Board’s
conclusion is contrary to the binding precedent of this
court and is a direct departure from long-established
practices of the PTO.
IN RE TANAKA 5
The PTO responds that the Board correctly concluded
that reissue is not an available remedy in this case. The
PTO asserts that omission of a dependent claim does not
render a patent “partially inoperative” under § 251,
because the subject matter covered by the dependent
claim is necessarily covered by its antecedent independent
claim. Nor does the omission of a dependent claim accord-
ing to the Director, constitute “claiming more or less than
the patentee had a right to claim in the patent” as re-
quired by the statute. The Director argues that because
binding precedent makes clear that “claiming more or
less” in § 251 refers to the scope of protection afforded by
the patent, an additional dependent claim neither adds to
nor detracts from the scope of protection afforded by the
original patent. Because Tanaka’s purported error is
neither one of overclaiming nor underclaiming, the PTO
contends that it is not a claiming error cognizable under
§ 251 and that there is no support for applying § 251
beyond its literal scope in this case.
This court concludes that the Board’s determination is
contrary to longstanding precedent of this court and flies
counter to principles of stare decisis. Section 251, which
governs the reissue of defective patents, provides in
pertinent part:
Whenever any patent is, through error without
any deceptive intention, deemed wholly or partly
inoperative or invalid, by reason of a defective
specification or drawing, or by reason of the pat-
entee claiming more or less than he had a right to
claim in the patent, the Director shall, on the sur-
render of such patent and the payment of the fee
required by law, reissue the patent for the inven-
tion disclosed in the original patent, and in accor-
dance with a new and amended application, for
the unexpired part of the term of the original pat-
6 IN RE TANAKA
ent. No new matter shall be introduced into the
application for reissue.
35 U.S.C. § 251 (emphases added).
As interpreted by this court, the reissue statute im-
poses two requirements for properly invoking the reissue
process. First, the original patent must be “wholly or
partly inoperative or invalid.” Hewlett-Packard Co. v.
Bausch & Lomb, Inc., 882 F.2d 1556, 1564 (Fed. Cir.
1989). Second, “the defective, inoperative, or invalid
patent” must have arisen “through error without decep-
tive intent.” Id. at 1565. There is no dispute in this case
that any defect arose without deceptive intent.
Nearly a half century ago, our predecessor court, the
Court of Customs and Patent Appeals, clearly stated that
adding dependent claims as a hedge against possible
invalidity of original claims “is a proper reason for asking
that a reissue be granted.” In re Handel, 312 F.2d 943,
946 n.2 (CCPA 1963). The basis for the reissue applica-
tion in Handel was nearly identical to that in this case.
The patentee had mistakenly failed to include narrow
claims that he had a right to claim and later sought
reissue to obtain those narrower claims without proposing
to cancel any broader claims encompassing the claims
sought to be added. The proposed reissue claims differed
from the existing claims simply by the inclusion of addi-
tional limitations.
Judge Giles S. Rich wrote the Handel decision revers-
ing the Board’s rejection of the reissue application. He
explained that the reissue claims involved subject matter
disclosed in the specification and thus were properly
directed to “the invention disclosed in the original patent.”
Id. at 944. In a footnote, Judge Rich remarked that “[t]he
term ‘inoperative’ has been construed to mean inoperative
adequately to protect the invention, which may be due to
IN RE TANAKA 7
failure of the solicitor to understand the invention.” Id. at
945 n.2 (quoting McGrady, Patent Office Practice 309 (4th
ed. 1959)). Judge Rich added that because the original
patent claims were all retained in the reissue application
the “term ‘less’ [in Handel’s reissue declaration] appears
to have been used in the sense of fewer claims than he
could properly have made, rather than in the statutory
sense of subject matter included within the claims.” Id. at
946 n.2 (emphasis in original). Thus “[t]he narrower
appealed claims are simply a hedge against possible
invalidity of the original claims should the prior use be
proved, which is a proper reason for asking that a reissue
be granted.” Id. While this court has since characterized
that view as dictum, it has not departed from it.
For example, in In re Muller, 417 F.2d 1387 (CCPA
1969), the Court of Customs and Patent Appeals reversed
a rejection under § 251 of a reissue application that
included all of the original patent claims and four addi-
tional narrower claims. The issue presented to the court
was whether the new claims were improper for reissue as
defining a species different from that of the original
claims. The court ruled in favor of the applicant and held:
By including an additional limitation in each of
four new claims here, appellant is not shifting to
different species; he is simply defining his inven-
tion more narrowly, which he could have done but
failed to do in the prosecution of the patent. We
find here no deliberate renunciation of subject
matter, and we do not reach the question of
whether a deliberate non-election of species can be
remedied by reissue. We conclude that the reis-
sue oath here shows that the failure to present the
narrower claims was through error without any
deceptive intention. The oath was therefore suffi-
cient under 35 U.S.C. § 251.
8 IN RE TANAKA
Muller, 417 F.2d at 1391. Although the court did not
expressly address the Handel case or restate the principle
set forth there, the plain implication of the court’s state-
ment is that the court regarded the inclusion of dependent
claims (i.e., “species”) to be proper in a reissue proceeding,
assuming that it was accompanied by an oath asserting
that the “failure to present the narrower claims was
through error without any deceptive intent.” Id.
Years later, in Hewlett-Packard, this court had before
it an application that, like the ’948 application here,
included all the original claims. 882 F.2d at 1565. Explic-
itly commenting on the language of footnote 2 in Handel,
the panel in Hewlett-Packard observed that “the practice
of allowing reissue for the purpose of including narrower
claims as a hedge against the possible invalidation of a
broad claim has been tacitly approved, at least in dicta, in
our precedent.” Id. The court then went on to “assume
that that practice is in accordance with the remedial
purpose of the statute,” but upheld the invalidation of
narrower reissue claims on an entirely different basis—
namely, the factual inaccuracy of the affidavits submitted
to the PTO in support of the reissue application. Id. at
1565-66.
Even though the rule that adding a dependent claim
as a hedge against possible invalidity is a proper reason to
seek reissue has seemingly never been formally embodied
in a holding of this court or its predecessor, articulation of
the rule in Handel was not simply a passing observa-
tion—it was a considered explanation of the scope of the
reissue authority of the PTO in the context of a detailed
explanation of the reissue statute. Based on this court’s
adoption of that rule and its adherence to the rule in both
Muller and Hewlett-Packard, this court rejects the Board’s
contrary ruling.
IN RE TANAKA 9
This court also rejects the PTO’s assertion that the
omission of a narrower claim from an original patent does
not constitute an error under § 251 because the omission
of a dependent claim does not render the patent inopera-
tive. While the Board correctly recognized that a patent
is inoperative under § 251 if it is ineffective to protect the
disclosed invention, the Board improperly assumed that
Tanaka’s original patent cannot be deemed partly inop-
erative in the absence of claim 16, whose scope is sub-
sumed by claim 1, from which it depends. Decision at 17-
18. This court, however, has recognized that “each claim
is a separate statement of the patented invention.” Pall
Corp. v. Micron Separations, Inc., 66 F.3d 1211, 1220
(Fed. Cir. 1995). And each claim of a patent has a pur-
pose that is separate and distinct from the remaining
claims. Claims of narrower scope can be useful to clarify
the meaning of broader, independent claims under the
doctrine of claim differentiation. Phillips v. AWH Corp.,
415 F.3d 1303, 1314 (Fed. Cir. 2005). And dependent
claims are also less vulnerable to validity attacks given
their more narrow subject matter. Thus, the omission of a
narrower claim from a patent can render a patent partly
inoperative by failing to protect the disclosed invention to
the full extent allowed by law.
Finally, this court rejects the Board’s conclusion that
adding a single dependent claim to the originally issued
claims is equivalent to the disallowed practice of filing a
“no defect” reissue. Decision at 20-23. This court in In re
Dien addressed the PTO’s former practice of allowing
patentees to file a reissue application for the purpose of
having the claims reexamined in light of newly discovered
prior art without alleging a defect nor seeking any change
in the patent. 680 F.2d 151, 152 (CCPA 1982). The court
criticized this practice as permitting a patentee to obtain
an advisory opinion from the PTO. Id. at 154. Here,
however, there is no dispute that Tanaka has admitted
error in the original prosecution, pointing out that he
10 IN RE TANAKA
neglected to seek a narrower dependent claim to which he
was entitled. In addition, unlike the practice of “no
defect” reissue, Tanaka’s reissue application requested
changes to his patent in the form of a new dependent
claim. Applying for a reissue that adds only narrower
claims without amending any of the original claims is not
the same as a “no defect” reissue. 1
1 The dissent’s reliance on Gage v. Herring, 107
U.S. 640 (1883) for the proposition that a reissue is not
proper in the absence of a surrender of subject matter is,
with all due respect, misplaced. Gage did not address
whether a reissue required that something be surren-
dered in the original claim(s) but instead invalidated a
newly added claim that was broader than the original
claim under a statute that at that time permitted correc-
tion of claims by reissue for the purpose of narrowing the
claims; i.e., where the patentee claimed “more than he
had a right to claim as new.” Id. at 644-45 (citing Act of
July 8, 1870, ch. 230, § 53, 16 Stat. 198). Although the
Supreme Court had interpreted that statute to permit
broadening reissue in certain circumstances, the Court in
Miller v. Brass Co. cautioned that “[r]eissues for the
enlargement of claims should be the exception and not the
rule.” 104 U.S. 350, 355 (1882). Moreover, the dissent’s
statement that “[h]ere, the applicants surrender nothing;
they attempt to retain their rights under the original
patent in their entirety” ignores applicant’s compliance
with § 251, which, as the dissent recognizes, requires an
offer to surrender the entire original patent upon the
filing of a reissue application. See 35 U.S.C. § 251; Man-
ual of Patent Examining Procedure § 1440-58 (7th rev.
2008) (“[A]n original claim, if re-presented in a reissue
application, will be fully examined in the same manner,
and subject to the same rules as if being presented for the
first time in an original non-reissue, nonprovisional
application.”).
IN RE TANAKA 11
Teva argues as amicus that the public has an interest
in preventing patentees from seeking reissue only to add
narrower claims because such practice limits the public’s
ability to rely on what is actually claimed in an issued
patent. This court, however, sees no problem that is not
already addressed by the equitable intervening rights
statute, 35 U.S.C. § 252, “under which a court may protect
investments made before reissue ‘to the extent and under
such terms as the court deems equitable.’” Revolution
Eyewear, Inc. v. Aspex Eyewear, Inc., 563 F.3d 1358, 1373
(Fed. Cir. 2009) (quoting 35 U.S.C. § 252).
This court recognizes that the reissue statute “was not
enacted as a panacea for all patent prosecution problems,
nor as a grant to the patentee of a second opportunity to
prosecute de novo his original application.” Serenkin, 479
F.3d at 1362 (quoting In re Weiler, 790 F.2d 1576, 1582
(Fed. Cir. 1986)). However, the narrow rule relating to
the addition of dependent claims as a hedge against
possible invalidity has been embraced as a reasonable
interpretation of the reissue statute by this court and its
predecessor for nearly fifty years without any obvious
adverse consequences. To deviate from that long-
standing interpretation would be contrary to the doctrine
of stare decisis and is unwarranted.
CONCLUSION
For the foregoing reasons, this court reverses the
judgment of the Board and remands for further proceed-
ings consistent with this opinion.
REVERSED AND REMANDED
United States Court of Appeals
for the Federal Circuit
__________________________
IN RE YASUHITO TANAKA
__________________________
2010-1262
__________________________
Appeal from the United States Patent and Trademark
Office, Board of Patent Appeals and Interferences in
application Serial No. 10/201,948.
__________________________
DYK, Circuit Judge, dissenting.
Respectfully, I dissent. I would affirm the Board’s
holding that the addition of a narrower claim in a reissue
application is not a proper basis for reissue under 35
U.S.C. § 251 if the application still contains all of the
original patent claims.
I
The majority here bases its decision on the assertion
that “the Board’s determination is contrary to longstand-
ing precedent of this court and flies counter to principles
of stare decisis.” Maj. op. at 5. To support this assertion
the majority relies on Hewlett-Packard Co. v. Bausch &
Lomb, Inc., 882 F.2d 1556 (Fed. Cir. 1989), In re Muller,
417 F.2d 1387 (CCPA 1969), and In re Handel, 312 F.2d
943 (CCPA 1963). In my view, none of these cases re-
IN RE TANAKA 2
solves the issue before us. Where, as here, the prior cases
have “never squarely addressed the issue, and have at
most assumed the applicability of [a particular] stan-
dard,” we are not bound by those decisions and remain
“free to address the issue on the merits” in subsequent
cases. Brecht v. Abrahamson, 507 U.S. 619, 631 (1993);
see also Jan’s Helicopter Serv., Inc. v. F.A.A., 525 F.3d
1299, 1308 n.9 (Fed. Cir. 2008); Co-Steel Raritan, Inc. v.
Int’l Trade Comm’n, 357 F.3d 1294, 1307 (Fed. Cir. 2004);
United States v. County of Cook, Ill., 170 F.3d 1084, 1088
(Fed. Cir. 1999).
In Handel, the examiner rejected the reissue claims in
part because the addition of narrower claims without
modification of the original claims was not a proper
ground for reissue. 312 F.2d at 945. The Board reversed
that ground for rejection, holding instead that the reissue
claims were improper because they were not “directed to
the same invention recited in the claims of the patent.”
Id. at 947. On appeal, our predecessor court made clear
that its “function [was] to pass only on such grounds of
rejection as [had] not been reversed by the [Board].” Id.
at 948 Thus, whether the addition of narrower claims
was a proper grounds for reissue was “clearly out of the
case.” Id. at 946. The court stated explicitly that the
“sole issue in the case [was] whether the [reissue] claims
[were] ‘for the invention disclosed in the original patent,’
as required by 35 U.S.C. § 251.” Id. at 944. Though the
court stated in a footnote that reissue is proper when the
only change to the original patent is the addition of nar-
rower claims as “a hedge against possible invalidity,” it
did not squarely address the issue. See id. at 945 n.2.
In Muller, the reissue claims were rejected in part be-
cause “they [were] drawn to species which were not
elected under a restriction requirement in the original
3 IN RE TANAKA
application.” 417 F.2d at 1388. The court reversed be-
cause it concluded that the applicant was “not shifting to
[a] different species.” Id. at 1391. Far from resolving the
issue before us today, the court said nothing about
whether the addition of a narrower claim in a reissue
application that still contains all of the original patent
claims is proper.
In Hewlett-Packard, we made clear that we were not
deciding whether to allow reissue for the purpose of
including narrower claims as a hedge against invalidity.
882 F.2d at 1565. We noted that, “[f]or purposes of this
case, we will assume that that practice is in accordance
with the remedial purpose of the [reissue] statute,” but
stated explicitly that “[w]e need not decide here whether
omission of narrow claims . . . meets . . . the requirement
for error [under § 251].” Id.
None of these cases squarely addressed or decided
whether seeking to include narrower claims while retain-
ing the original claims is a proper basis for reissue under
§ 251. In Hewlett-Packard we explicitly stated that we
were not deciding the issue. The earlier cases, moreover,
did not address the Supreme Court decision in Gage v.
Herring, 107 U.S. 640 (1883), discussed below. As a
result, we are free to decide the issue in this case.
II
Both the language and the purpose of the statute
clearly support the PTO’s position. The reissue statute
explicitly restricts reissue to circumstances in which the
“patent is, through error . . . , deemed wholly or partly
inoperative or invalid.” 35 U.S.C. § 251. Thus, the stat-
ute is intended to “provid[e] the patentee with an oppor-
tunity to correct errors” within the patent. In re Graff,
IN RE TANAKA 4
111 F.3d 874, 877 (Fed. Cir. 1997). Here, the applicants
made no correction to the original patent; instead, they
merely attempted to add claims to the original patent.
The required premise of the statute that the original
claims were “deemed wholly or partly inoperative or
invalid” as the result of an “error” is entirely missing. 35
U.S.C. § 251. There is no assertion that correction of
anything in the original patent was required. The Su-
preme Court in Gage held that under such circumstances
reissue is unavailable. 107 U.S. at 645.
Gage involved a patent that claimed “an improvement
in [a] means for cooling and drying meal.” Id. at 640. The
original claims recited a combination of elements, includ-
ing a chest, designated J, which “collect[ed] and save[d]
the lighter part of the meal thrown upwards by the [dry-
ing] fan,” and a rotating shaft within the chest, desig-
nated K, which “convey[ed] all the meal, after it ha[d]
been cooled, dried, and collected, to the elevator.” Id. at
643–44. The applicant contended that reissue was proper
because “the original patent was too much restricted by
including in the [claim] elements [J and K] which were no
part of the real invention.” Id. at 645. The applicant
sought to correct this supposed error via reissue by adding
a new broader claim, which deleted two of the original
claim elements (J and K), while retaining the original
claims. Id. The Court concluded that there was no mis-
take or error in the original patent as manifested by the
retention of the original claims without modification. Id.
The Court noted that while the applicant could have
demonstrated an error by modifying the original claim, he
chose not to do so. Id. The Court stated:
It is plausibly suggested that ‘the claim could
be made perfect in form, and consistent with the
description of all that portion of the apparatus
5 IN RE TANAKA
which relates to the invention, by simply striking
out the letter of designation for the upper chest, J,
and the letter of designation for the conveyor
shaft of that chest, K.’ But that the inventor did
not and does not intend so to amend his claim is
conclusively shown by his having repeated the
same claim, including these very letters of designa-
tion, in the [retained] claim of the reissued patent.
His attempt is, while he retains and asserts the
original claim in all particulars, to add to it an-
other claim which he did not make, or suggest the
possibility of, in the original patent . . . .
To uphold such a claim . . . would be to disre-
gard the principles governing reissued patents,
stated upon great consideration by this court at
the last term in the case of Miller v. [Bridgeport]
Brass Co., 104 U.S. 350, and since affirmed in
many other cases.
Id. (emphases added). The cited decision in Miller simi-
larly made clear that “a claim may be enlarged in a reis-
sued patent, [but] this can only be done when an actual
mistake has occurred; not from a mere error of judg-
ment.” 1 Miller v. Bridgeport Brass Co., 104 U.S. 350, 355
1 Contrary to the majority’s assertion, the Court in
Gage did not invalidate the newly added claim because
the statute in effect at that time did not permit correction
of claims by reissue for the purpose of broadening the
claims. The Court explicitly noted that the applicant
could have corrected the alleged error in his claims by
amending the original claim to broaden it in the desired
manner. Gage, 107 U.S. at 645. Even though the statute
in effect at the time of Gage did not explicitly permit
broadening reissues, the Supreme Court, in cases arising
prior to Gage, had interpreted the statute to permit
correction of the claims by reissue for the purpose of
IN RE TANAKA 6
(1881). The applicants here attempt to do virtually the
same thing as in Gage. By retaining the original claims
without alteration or amendment, the applicants have
admitted that there was no error in the original patent.
The fact that no error is being corrected here, as in Gage,
makes reissue unavailable in this case.
While our decisions, and those of our predecessor
court, have held that a reissue may sometimes be proper
where the original claims have not been revised, those
decisions make clear that some correction of an error
affecting the original claims is required. In other words,
the correction of that error must have a direct and identi-
fiable effect on the applicant’s rights under the original
patent. For example, where applicants were permitted to
perfect priority under 35 U.S.C. §§ 119 and 120, the
resulting correction to the patent had a direct impact on
the applicant’s rights under the original patent because
all of the claims were given a new priority date. See
Brenner v. Israel, 400 F.2d 789, 790–91 (D.C. Cir. 1968)
(permitting an applicant to perfect foreign priority under
35 U.S.C. § 119 via an application for reissue); Fontijn v.
broadening the claims. See Miller, 104 U.S. at 354–55;
Battin v. Taggert, 58 U.S. 74, 84 (1854); see also Topliff v.
Topliff, 145 U.S. 156, 167 (1892); 4A-15 Donald S. Chi-
sum, Chisum on Patents § 15.02[9][a] (2011) (noting that,
though the Patent Act of 1952 was the first statute to
explicitly permit broadening reissue, “the Supreme Court
had read [the prior statutes] as encompassing under-
claiming as well as overclaiming”). As noted in the text,
Miller, which is the lead case permitting the correction of
the claims by reissue for the purpose of broadening, is in
fact relied upon by the Court in Gage. Thus, in Gage, the
Court found fault not with the fact that the applicant was
attempting to broaden his claims, but with the fact that
he did so without making any change to the original
patent.
7 IN RE TANAKA
Okamoto, 518 F.2d 610, 621–23 (CCPA 1975) (permitting
an applicant to perfect a priority claim under 35 U.S.C. §
120). And in a case where the applicant was permitted to
correct the lack of antecedent basis in a claim, the correc-
tion directly affected the applicant’s rights under the
patent because it preserved the validity of the claim. See
In re Atenpohl, 500 F.2d 1151, 1156–57 (CCPA 1974). In
each of those cases a correction was made to the original
patent.
Here, the addition of the dependent claims has no im-
pact on the applicants’ rights under the original patent.
The original claims were not changed, and the addition of
new claims has no effect on the applicants’ rights under
the original claims. The applicants effectively attempt to
retain their rights under original patent while securing a
second patent which covers the subject matter of the
dependent claims.
This is, moreover, directly contrary to another aspect
of the reissue statue, which requires “surrender of [the
original] patent.” 35 U.S.C. § 251. As a condition of
reissue, § 251 requires that the applicant relinquish any
claim to the original patent—“the patentee has no rights
except such as grow out of the reissued patent.” Eby v.
King, 158 U.S. 366, 373 (1895). Here, the applicants
surrender nothing; they attempt to retain their rights
under the original patent in their entirety.