FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
RUSSELL ALLEN NORDYKE; ANN
SALLIE NORDYKE, dba TS Trade
Shows; JESS B. GUY; DUANE DARR;
WILLIAM J. JONES; DARYL N.
DAVID; TASIANA WESTYSCHYN; JEAN
LEE; TODD BALTES; DENNIS BLAIR,
R.L. ADAMS; ROGER BAKER; MIKE No. 07-15763
FOURNIER; VIRGIL MCVICKER,
Plaintiffs-Appellants, D.C. No.
CV-99-04389-MJJ
v. OPINION
MARY V. KING; GAIL STEELE;
WILMA CHAN; KEITH CARSON;
SCOTT HAGGERTY; COUNTY OF
ALAMEDA; COUNTY OF ALAMEDA
BOARD OF SUPERVISORS,
Defendants-Appellees.
Appeal from the United States District Court
for the Northern District of California
Martin J. Jenkins, District Judge, Presiding
Opinion Issued April 20, 2009
Opinion Withdrawn July 29, 2009
Reheard En Banc September 24, 2009
Remanded to Panel July 12, 2010
Re-argued and Re-submitted
October 19, 2010—San Francisco, California
Filed May 2, 2011
Before: Arthur L. Alarcón, Diarmuid F. O’Scannlain and
Ronald M. Gould, Circuit Judges.
5627
5628 NORDYKE v. KING
Opinion by Judge O’Scannlain;
Partial Concurrence by Judge Gould
NORDYKE v. KING 5631
COUNSEL
Donald E. Kilmer, Jr., Law Offices of Donald Kilmer, San
Jose, California, argued the cause for the plaintiffs-appellants
and filed the brief. Don B. Kates, Battleground, Washington,
was also on the brief.
Sayre Weaver, Richards, Watson & Gershon, Los Angeles,
California, argued the cause for the defendants-appellees and
filed the brief. Richard E. Winnie, County Counsel, Alameda
County, California, T. Peter Pierce, Richards, Watson & Ger-
shon, Los Angeles, California, and Veronica S. Gunderson,
Richards Watson & Gershon, Los Angeles, California, were
also on the brief.
Paul D. Clement, Jeffrey S. Bucholtz, and Adam Conrad,
King & Spalding, LLP, Washington, DC, filed a brief on
behalf of amicus curiae the National Rifle Association of
America, Inc., in support of the plaintiffs-appellants.
Alan Gura, Gura & Possessky, PLLC, Alexandria, Virginia,
filed a brief on behalf of amicus curiae the Second Amend-
ment Foundation, Inc., in support of the defendants-appellees.
C.D. Michel, Michel & Associates, PC, Long Beach, Califor-
nia, Glenn S. McRoberts, Michel & Associates, PC, Long
Beach, California, and Stephen P. Halbrook, Law Offices of
Stephen P. Halbrook, Fairfax, Virginia, filed a brief on behalf
of amicus curiae the California Rifle & Pistol Association, in
support of the plaintiffs-appellants.
Herbert W. Titus, William J. Olson, John. S. Miles, and Jere-
miah L. Morgan, William J. Olson, PC, Vienna, Virginia,
5632 NORDYKE v. KING
filed a brief on behalf of amici curiae Gun Owners of Califor-
nia, Inc., Gun Owners of America, Inc., and Gun Owners
Foundation, in support of the plaintiffs-appellants.
Jonathan E. Lowy, Brady Center to Prevent Violence, Wash-
ington, DC, and Gil N. Peles, Proskauer Rose LLP, Los
Angeles, California, filed a brief on behalf of amicus curiae
Brady Center to Prevent Gun Violence, in support of the
defendants-appellees.
Charles M. Dyke, Nixon Peabody LLP, San Francisco, Cali-
fornia, filed a brief on behalf of amici curiae the Legal Com-
munity Against Violence, California Peace Officers’
Association, California Police Chiefs’ Association, California
State Sheriffs’ Association, City of Oakland, City and County
of San Francisco, Violence Policy Center, and Youth Alive!,
in support of the defendants-appellees.
OPINION
O’SCANNLAIN, Circuit Judge:
We must decide whether the Second Amendment prohibits
a local government from banning gun shows on its property.
I
A
Russell and Sallie Nordyke operate a business that pro-
motes gun shows throughout California. A typical gun show
involves the display and sale of thousands of firearms, gener-
ally ranging from pistols to rifles. Since 1991, the Nordykes
have promoted numerous shows across the state, including
one at the public fairgrounds in Alameda County. The Ala-
meda gun shows routinely draw about 4,000 people. In the
NORDYKE v. KING 5633
summer of 1999, the county passed an ordinance making it a
misdemeanor to bring onto or to possess a firearm or ammuni-
tion on county property. See Alameda Code § 9.12.120(b)
(“the Ordinance”). The Ordinance does not mention gun shows.1
The county asserts that it passed the Ordinance in response
to a shooting that occurred the previous summer at the annual
county fair. The Ordinance’s text reflects this, finding that
“gunshot fatalities are of epidemic proportions in Alameda
County.” Id. § 9.12.120(a). The Nordykes, however, allege
that the Ordinance’s real purpose is to ban gun shows from
county fairgrounds. To support this allegation, the Nordykes
note that, shortly before proposing the Ordinance, the former
county supervisor, Mary King, sent a memorandum to Rich-
ard Winnie, the county counsel, stating that King has “been
trying to get rid of gun shows on County property” for “about
three years,” and asking Winnie to research “the most appro-
priate way that [King] might proceed.” The memorandum
also states that, in her efforts to ban gun shows, King has
“gotten the run around” from “spineless people hiding behind
the Constitution.” At a subsequent press conference, the Nor-
dykes assert, King again made clear that the purpose of the
Ordinance was to outlaw gun shows on county property.2
1
The Ordinance does, however, contain an exception for “[t]he posses-
sion of a firearm by an authorized participant in a motion picture, televi-
sion, video, dance, or theatrical production or event . . . .” Alameda Code
§ 9.12.120(f)(4). This exception was apparently added in response to com-
plaints by military reenactors, who wished to use firearms loaded with
blank ammunition.
2
At the press conference, King said that she “finds it ridiculous that the
county is participating . . . in the distribution of guns” by hosting gun
shows on the county fairgrounds. She found it “strange,” that “a facility
owned by the residents of this county” is used “to display guns for wor-
ship as deities for the collectors who treat them as icons of patriotism.”
She spoke of her past “efforts . . . to outlaw [gun] shows on county proper-
ty,” and implied that the Ordinance was the fruit of these efforts. King
later referred to gun show supporters as “gun worshipers.”
5634 NORDYKE v. KING
Whatever the intent of the Ordinance, the Nordykes assert
that its effect was to ban gun shows on county property. After
the county passed the Ordinance, the manager of the fair-
grounds asked the Nordykes to submit a written plan explain-
ing how their next gun show would comply with the
Ordinance. Although the Ordinance did not expressly prohibit
gun shows or the sale of firearms, the Nordykes insisted then
and maintain now that they cannot hold a gun show without
guns.3 Rather than submitting a compliance plan, the Nor-
dykes filed this suit.4
B
Before discussing the district court rulings now before us,
it is necessary to summarize this case’s long and tangled pro-
cedural history. The Nordykes, joined by several would-be
exhibitors or patrons at their gun shows (collectively, “the
Nordykes”), first sued Alameda County, its Board of Supervi-
sors, and a number of its employees, including King (collec-
tively, “the County”) in 1999. Initially, the Nordykes asserted
just two claims: a First Amendment free speech claim, and a
claim that the Ordinance was preempted by state law. In due
course, they moved for a preliminary injunction forbidding
the County from enforcing the Ordinance against their gun
3
To support this assertion, the Nordykes note that more than half of the
would-be vendors at their gun show canceled their plans to attend after the
Ordinance passed. These vendors allegedly stated that they would not par-
ticipate in a gun show where guns could not be displayed.
4
Significantly, the Nordykes have made clear that the Second Amend-
ment violation, which they and their co-plaintiffs allegedly suffered, stems
wholly from the Nordykes’ inability to conduct a successful gun show at
the county fairgrounds. Indeed, the Proposed Second Amended Complaint
notes repeatedly that “[s]imply adding gun shows . . . to the list of events
exempt from the general prohibition [of possessing guns on county prop-
erty] would have been sufficient to prevent this particular lawsuit from
being filed.” The proposed complaint never alleges that any of the plain-
tiffs wished to carry guns onto county property for the purpose of defend-
ing themselves while on that property.
NORDYKE v. KING 5635
show. After the district court denied this motion, we accepted
the Nordykes’ interlocutory appeal. Rather than reaching the
First Amendment question, however, we certified the preemp-
tion question to the California Supreme Court. See Nordyke
v. King, 229 F.3d 1266, 1267 (9th Cir. 2000) (“Nordyke I”).
The California Supreme Court answered that the County
Ordinance was not preempted by state law. See Nordyke v.
King, 44 P.3d 133, 138 (Cal. 2002) (“Nordyke II”).
After receiving that response, we returned to the Nordykes’
First Amendment claim. Construing their challenge as a facial
one, we rejected the argument that the Ordinance burdened
the expressive conduct of gun possession. See Nordyke v.
King, 319 F.3d 1185, 1190 (9th Cir. 2003) (“Nordyke III”).
Our opinion noted that its rejection of the facial attack did not
“foreclose a future as applied challenge to the Ordinance.” Id.
at 1190 n.3.
In Nordyke III we also responded to developments in the
law while the certified question was pending in the California
Supreme Court, by granting the Nordykes’ motion to file sup-
plemental briefing on a potential Second Amendment claim,
see id. at 1188, and then holding that Ninth Circuit precedent
precluded such claim, see id. at 1191-92 (citing Hickman v.
Block, 81 F.3d 98 (9th Cir. 1996)).
On remand, the Nordykes moved for leave to amend the
complaint to add claims under the Second Amendment, the
Equal Protection Clause, the Due Process Clause, and the
Ninth Amendment.5 The district court allowed the addition of
all claims except for the Second Amendment claim, which the
district court deemed futile because Nordyke III had already
held that a Second Amendment claim was precluded by bind-
ing circuit precedent. After two motions to dismiss, only the
First Amendment and equal protection claims survived. The
5
This motion, now at issue, was filed six years ago, on December 4,
2004.
5636 NORDYKE v. KING
district court then granted summary judgment to the County
on those remaining claims. The Nordykes timely appealed.
On that appeal, the Nordykes challenged the district court’s
ruling that adding a Second Amendment claim would be
futile, as well as the district court’s grant of summary judg-
ment on their First Amendment and equal protection claims.
Before we ruled on the appeal, however, the Supreme Court
decided District of Columbia v. Heller, 554 U.S. 570 (2008),
which held that the Second Amendment protects an individual
right to keep and to bear arms for self-defense. After further
briefing, we affirmed on all three issues. See Nordyke v. King,
563 F.3d 439 (9th Cir. 2009) (“Nordyke IV”). On the Second
Amendment issue, we held: (1) the individual right to keep
and to bear arms recognized in Heller is incorporated against
state and local governments through the Due Process Clause
of the Fourteenth Amendment; but (2) the Ordinance consti-
tuted a permissible regulation of firearms under the Second
Amendment. See id. at 446-60. We declined to adopt an
explicit standard of review for evaluating gun-control regula-
tions.
Nordyke IV was subsequently vacated and reheard en banc.
See Nordyke v. King, 575 F.3d 890 (9th Cir. 2009). But before
the en banc panel issued its decision, the Supreme Court
decided McDonald v. Chicago, 130 S. Ct. 3020 (2010), hold-
ing, as we did in Nordyke IV, that “the Second Amendment
right to keep and bear arms” is “fundamental to our scheme
of ordered liberty” and, therefore, incorporated against the
states through the Due Process Clause of the Fourteenth
Amendment. Id. at 3036. To support this holding, the Court
went to great lengths to demonstrate that the right to keep and
to bear arms is a “fundamental” right. See id. at 3037, 3041-
44. McDonald also specifically rejected the suggestion that
the Second Amendment should receive less protection than
the rest of the Bill of Rights. See id. at 3044 (“[W]hat [respon-
dents] must mean is that the Second Amendment should be
singled out for special—and specially unfavorable—
NORDYKE v. KING 5637
treatment. We reject that suggestion.”). McDonald, like
Heller before it, did not explicitly adopt a standard of review
for Second Amendment cases. See Heller, 554 U.S. at 629,
634.
In response, the en banc panel remanded the case to this
panel “for further consideration in light of McDonald.” Nor-
dyke v. King, 611 F.3d 1015, 1015 (9th Cir. 2009) (en banc).
We then ordered supplemental briefing addressing “the
impact of McDonald on the disposition of this case,” as well
as “any other issue properly before this court, including the
level of scrutiny that should be applied to the ordinance in
question.” After further oral argument, the case was resubmit-
ted.
II
[1] Because the Supreme Court has yet to articulate a stan-
dard of review in Second Amendment cases, that task falls to
the courts of appeals and the district courts. It has been sug-
gested that only regulations which substantially burden the
right to keep and to bear arms should receive heightened scru-
tiny. See United States v. Masciandaro, ___ F.3d ___, 2011
WL 1053618, at *11 (4th Cir. 2011); United States v. Chester,
628 F.3d 673, 680-83 (4th Cir. 2010); United States v. Marz-
zarella, 614 F.3d 85, 89 (3d Cir. 2010); Heller v. District of
Columbia, 698 F. Supp. 2d 179, 188 (D.D.C. 2010). Other
courts would apply strict scrutiny to all gun-control regula-
tions. See United States v. Engstrum, 609 F. Supp. 2d 1227,
1231-32 (D. Utah 2009).6
6
We recently upheld the constitutionality of 18 U.S.C. § 924(c)(1)(A),
which criminalizes the possession of a gun in furtherance of a drug crime,
against a Second Amendment challenge. See United States v. Potter, 630
F.3d 1260 (9th Cir. 2011). But we declined to adopt a standard of review
for Second Amendment analysis in that case.
5638 NORDYKE v. KING
A
[2] The Supreme Court’s reasoning in Heller and McDon-
ald suggests that heightened scrutiny does not apply unless a
regulation substantially burdens the right to keep and to bear
arms for self-defense. In Heller, the Court distinguished the
blanket handgun ban there at issue from apparently permissi-
ble gun-control regulations, by examining the extent to which
each law burdened the core right to armed self-defense. The
Court asserted that “the inherent right of self-defense has been
central to the Second Amendment right. The handgun ban
amounts to a prohibition of an entire class of arms that is
overwhelmingly chosen by American society for that lawful
purpose.” Heller, 554 U.S. at 628. The Heller Court pro-
ceeded to review several reasons why “a citizen may prefer a
handgun for home defense.” Id. at 629.7 The Court concluded
that, “whatever the reason, handguns are the most popular
weapon chosen by Americans for self-defense in the home,
and a complete prohibition of their use is invalid.” Id. “Few
laws in the history of our Nation have come close to the
severe restriction of the District’s handgun ban,” the Court
added. Id. Heller thus reasoned that, because handguns are
extremely useful for self-defense, the District’s complete
handgun ban substantially burdened the core right to armed
self-defense, and was therefore unconstitutional. See Eugene
Volokh, Implementing the Right to Keep and Bear Arms for
Self-Defense, 56 UCLA L. Rev. 1443, 1456-57 (2009) (noting
that Heller struck down the handgun ban because it made
“self-defense materially more difficult” and that the Heller
Court’s “analysis suggested that the severity of the burden
was important”). Likewise, Heller determined that the Dis-
trict’s requirement that firearms in the home be kept inopera-
ble made “it impossible for citizens to use [firearms] for the
7
The reasons the Court listed were that handguns are “easier to store in
a location that is readily accessible in an emergency,” they “cannot easily
be redirected or wrestled away by an attacker,” they are “easier to use for
those without the upper-body strength to lift and aim a long gun,” and they
“can be pointed at a burglar with one hand while the other hand dials the
police.” Heller, 554 U.S. at 629.
NORDYKE v. KING 5639
core lawful purpose of self-defense and is hence unconstitu-
tional.” Id. at 630. It was the handgun ban’s heavy burden on
effective self-defense that offended the Second Amendment.
The Heller Court contrasted the handgun ban’s substantial
burden on Second Amendment rights with eighteenth-century
gunpowder storage laws, which required that excess gunpow-
der be kept in a special container or on the top floor of the
home. The Court noted that “[n]othing about those fire-safety
laws undermines our analysis” because “they do not remotely
burden the right of self-defense as much as an absolute ban
on handguns.” Id. at 632. Similarly, in distinguishing the
handgun ban from colonial laws that imposed minor fines for
unauthorized discharge of weapons, the Court asserted that
“[t]hose [colonial] laws provide no support for the severe
restriction in the present case.” Id. In so reasoning, the Heller
Court again suggested a distinction between remote and
severe burdens on the right to keep and to bear arms. See also
id. at 629 (citing a nineteenth century state supreme court case
for the proposition that “[a] statute which, under the pretence
of regulating, amounts to a destruction of the right, or which
requires arms to be so borne as to render them wholly useless
for the purpose of defence, would be clearly unconstitution-
al”).
Conversely, applying strict scrutiny to every gun-control
regulation would be inconsistent with Heller’s reasoning.
Under the strict scrutiny approach, a court would have to
determine whether each challenged gun-control regulation is
narrowly tailored to a compelling governmental interest (pre-
sumably, the interest in reducing gun crime). But Heller spe-
cifically renounced an approach that would base the
constitutionality of gun-control regulations on judicial estima-
tions of the extent to which each regulation is likely to reduce
such crime.
Indeed, the Heller majority rejected Justice Breyer’s pro-
posed “interest-balancing” test that would ask “whether the
5640 NORDYKE v. KING
statute burdens a protected interest . . . out of proportion to the
statute’s salutary effects upon other important governmental
interests.” Id. at 689-90 (Breyer, J., dissenting). The problem
with Justice Breyer’s test was not that it would require judges
to determine the burden that gun-control regulations impose
on the right to keep and to bear arms; indeed, as demonstrated
above, the Heller majority engaged in just that analysis.
Rather, the majority rejected such test because it would allow
judges to constrict the scope of the Second Amendment in sit-
uations where they believe the right is too dangerous. See id.
at 634 (majority opinion) (“The very enumeration of the right
takes out of the hands of government—even the Third Branch
of Government—the power to decide on a case-by-case basis
whether the right is really worth insisting upon.”); id. (“A
constitutional guarantee subject to future judges’ assessments
of its usefulness is no constitutional guarantee at all.”). But
applying strict scrutiny to every gun-control regulation would
require courts routinely to make precisely those types of gov-
ernment interest assessments.
[3] Just as important as what Heller said about a
government-interest approach is what Heller did not say.
Nowhere did it suggest that some regulations might be per-
missible based on the extent to which the regulation furthered
the government’s interest in preventing crime. Instead, Heller
sorted such regulations based on the burden they imposed on
the right to keep and to bear arms for self-defense.
B
We are satisfied that a substantial burden framework will
prove to be far more judicially manageable than an approach
that would reflexively apply strict scrutiny to all gun-control
laws. As McDonald recognized, “assess[ing] the costs and
benefits of firearms restrictions” requires “difficult empirical
judgments in an area in which [judges] lack expertise.” 130
S. Ct. at 3050. Indeed, whether a gun-control regulation
serves the government’s interest in safety is likely to be a dif-
NORDYKE v. KING 5641
ficult question to answer. See Heller, 554 U.S. at 702 (Breyer,
J., dissenting) (“[E]mpirically based arguments . . . cannot
prove either that handgun possession diminishes crime or that
handgun bans are ineffective.”); Volokh, supra, at 1461
(arguing that it “is likely to be especially hard” to “estimate
the effectiveness of [a gun-control] law in preventing future
crime and injury”).
Applying strict scrutiny to every gun regulation would
require courts to assess the effectiveness of a myriad of gun-
control laws. Whenever a law is challenged under the Second
Amendment, the government is likely to claim that the law
serves its interest in reducing crime. See, e.g., Defs.’ Br. at 19
(asserting that the Ordinance serves the County’s interest in
“minimiz[ing] the risk of shootings”). Because the Supreme
Court has already held that “the Government’s general inter-
est in preventing crime” is “compelling,” United States v.
Salerno, 481 U.S. 739, 754 (1987), the question, under strict
scrutiny, would be whether the regulation is narrowly tailored
to that interest. But courts cannot determine whether a gun-
control regulation is narrowly tailored to the prevention of
crime without deciding whether the regulation is likely to be
effective (or, at least, whether less burdensome regulations
would be as effective). Sorting gun-control regulations based
on their likely effectiveness is a task better fit for the legisla-
ture. Cf. Richard H. Fallon, Jr., Judicially Manageable Stan-
dards and Constitutional Meaning, 119 Harv. L. Rev. 1274,
1291 (2006) (“A test may be deemed judicially unmanageable
if it would require courts to make empirical findings or pre-
dictive judgments for which they lack competence.”).
By contrast, the substantial burden test, though hardly
mechanical, will not produce nearly as many difficult empiri-
cal questions as strict scrutiny. See Volokh, supra, at 1459-60
(arguing that it is easier to determine whether a law substan-
tially burdens the right to bear arms than to figure out whether
a law “will reduce the danger of gun crime”). Indeed, courts
make similar determinations in other constitutional contexts.
5642 NORDYKE v. KING
See, e.g., Planned Parenthood of Se. Pa. v. Casey, 505 U.S.
833 (1992) (holding that pre-viability abortion regulations are
unconstitutional if they impose an “undue burden” on a
women’s right to terminate her pregnancy); Clark v. Cmty. for
Creative Non-Violence, 468 U.S. 288, 293 (1984) (stating that
content-neutral speech regulations are unconstitutional if they
do not “leave open ample alternative channels for communi-
cation”). Courts can use the doctrines generated in these
related contexts for guidance in determining whether a gun-
control regulation is impermissibly burdensome, as we sug-
gest below.
C
In their supplemental briefs, the Nordykes and their amici
argue that McDonald requires this Court to give strict scrutiny
to the Ordinance. This is so, the briefs assert, because
McDonald held that the right to keep and to bear arms is “fun-
damental.” For support, the briefs point to a number of cases
noting that laws burdening fundamental rights trigger strict
scrutiny. See, e.g., Clark v. Jeter, 486 U.S. 456, 461 (1988)
(“[C]lassifications affecting fundamental rights . . . are given
the most exacting scrutiny.”).
But, the Supreme Court does not apply strict scrutiny to
every law that regulates the exercise of a fundamental right,
despite language in some cases suggesting the contrary.
Instead, in a variety of contexts, the Court applies mere ratio-
nal basis scrutiny to laws that regulate, but do not signifi-
cantly burden, fundamental rights. Cf. Casey, 505 U.S. at 873
(“Not every law which makes a right more difficult to exer-
cise is, ipso facto, an infringement of that right.”).
For instance, even though the Supreme Court has recog-
nized a constitutional right to obtain an abortion,8 it has
8
Admittedly, there is some dispute over whether the right to obtain an
abortion still enjoys “fundamental” status. See Lawrence v. Texas, 539
NORDYKE v. KING 5643
approved a number of regulations that had the “effect of
increasing the cost or decreasing the availability” of abor-
tions. Id. at 874. These regulations command mere rational
basis review so long as they do not pose an “undue burden”
on the right to abort a non-viable fetus. See Gonzales v. Car-
hart, 550 U.S. 124, 146 (2007). Similarly, “the government
may impose reasonable restrictions on the time, place, or
manner of protected speech,” provided, inter alia, that the
restrictions are not too cumbersome. See Ward v. Rock
Against Racism, 491 U.S. 781, 791 (1989).
And the Court has rejected the proposition that “a law that
imposes any burden upon the right to vote [or to associate
with others for political purposes] must be subject to strict
scrutiny.” Burdick v. Takushi, 504 U.S. 428, 432 (1992).
Thus, rather than strictly scrutinizing every law which bur-
dens these rights, the Supreme Court has held that “the rigor-
ousness of our inquiry into the propriety of a state election
law depends upon the extent to which a challenged regulation
burdens First and Fourteenth Amendment rights.” Id. at 434.
Election laws trigger strict scrutiny only where the rights to
vote and to associate “are subjected to ‘severe’ restrictions.”
Id. (internal quotation marks and citations omitted); see also
Wash. State Grange v. Wash. State Republican Party, 552
U.S. 442, 451-52 (2008). Indeed, even though “the right to
marry is of fundamental importance,” regulations of that right
do not trigger strict scrutiny unless they “significantly inter-
fere[ ] with [its] exercise.” Zablocki v. Redhail, 434 U.S. 374,
383 (1978).
U.S. 558, 589-95 (2003) (Scalia, J., dissenting) (arguing that Roe’s state-
ment that abortion is a “fundamental right” has been undermined by sub-
sequent cases holding that only rights that are “ ‘deeply rooted in this
Nation’s history and tradition’ ” are “fundamental” (quoting Washington
v. Glucksberg, 521 U.S. 702, 721 (1997))). Compare Roe v. Wade, 410
U.S. 113, 155 (1973) (deeming the right to an abortion “fundamental”),
with Casey, 505 U.S. at 843-912 (not once describing abortion as a “fun-
damental right” or a “fundamental liberty interest”). We express no opin-
ion on this issue.
5644 NORDYKE v. KING
[4] Accordingly, we hold that only regulations which sub-
stantially burden the right to keep and to bear arms trigger
heightened scrutiny under the Second Amendment.9
III
[5] Having determined the standard of review, the question
becomes whether the Nordykes’ Proposed Second Amended
Complaint sufficiently alleged that the Ordinance substan-
tially burdens their right to keep and to bear arms. The Nor-
dykes only challenge the ordinance as an effective prohibition
of gun shows on county fairgrounds. That is, they complain
that they cannot display and sell guns on county property;
they do not allege that they wish to carry guns on county
property for the purpose of defending themselves while on
that property.10 Thus, the proper inquiry is whether a ban on
gun shows at the county fairgrounds substantially burdens the
right to keep and to bear arms; not whether a county can ban
all people from carrying firearms on all of its property for any
purpose. See Carhart, 550 U.S. at 168 (“It is neither our obli-
gation nor within our traditional institutional role to resolve
questions of constitutionality with respect to each potential
situation that might develop.”).11
9
We need not decide today precisely what type of heightened scrutiny
applies to laws that substantially burden Second Amendment rights.
10
Indeed, the Proposed Second Amended Complaint repeatedly notes
that simply excepting gun shows from the ban on possessing guns on
county property “would have been sufficient to prevent this particular law-
suit from being filed.”
11
Even if the Court construes the claim as a facial challenge—an inter-
pretation which the proposed complaint does not support— such a chal-
lenge would clearly fail because the Nordykes have not alleged that the
Ordinance “would be unconstitutional in a large fraction of relevant
cases,” Carhart, 550 U.S. at 124, let alone that it would be unconstitu-
tional in all cases, see Ohio v. Akron Ctr. for Reproductive Health, 497
U.S. 502, 514 (1990) (“[B]ecause appellees are making a facial challenge
to a statute, they must show that no set of circumstances exists under
which the Act would be valid” (internal quotation marks omitted)); United
NORDYKE v. KING 5645
A
Where, as here, government restricts the distribution of a
constitutionally protected good or service, courts typically ask
whether the restriction leaves open sufficient alternative ave-
nues for obtaining the good or service. For instance, courts
reviewing a restriction on the time, place, or manner of pro-
tected speech will ask whether the restriction “leave[s] open
ample alternative channels for communication of the informa-
tion.” Ward, 491 U.S. at 791. Thus, the Supreme Court upheld
an ordinance that prohibited “picketing before or about the
residence . . . of any individual” because protestors were not
barred from residential neighborhoods generally, but rather
could “enter such neighborhoods, alone or in groups, even
marching,” go “door-to-door to proselytize their views,” “dis-
tribute literature,” and “contact residents by telephone.”
Frisby v. Schultz, 487 U.S. 474, 477, 483-84 (1988).
Likewise, the Supreme Court recently held that a ban on
one particular method of performing an abortion did not con-
stitute an “undue burden” on the right to an abortion in part
because “[a]lternatives [were] available to the prohibited pro-
cedure.” Carhart, 550 U.S. at 164; see also id. at 165 (“[T]he
Act allows . . . a commonly used and generally accepted
[abortion] method, so it does not construct a substantial obsta-
cle to the abortion right.”).
[6] Following this lead, when deciding whether a restric-
tion on gun sales substantially burdens Second Amendment
rights, we should ask whether the restriction leaves law-
abiding citizens with reasonable alternative means for obtain-
States v. Salerno, 481 U.S. 739, 745 (1987) (“A facial challenge to a legis-
lative Act is . . . the most difficult challenge to mount successfully, since
the challenger must establish that no set of circumstances exists under
which the Act would be valid.”). Instead, the Nordykes only discuss one
application of the Ordinance—to gun shows on fairgrounds.
5646 NORDYKE v. KING
ing firearms sufficient for self-defense purposes. See United
States v. Marzzarella, 595 F. Supp. 2d 596, 606 (W.D. Pa.
2009) (suggesting that a ban on guns with obliterated serial
numbers should be judged under a standard comparable to
that “applicable to content-neutral time, place and manner
restrictions,” and upholding the ban partly because it leaves
“open ample opportunity for law-abiding citizens to own and
possess guns”), aff’d, 614 F.3d 85, 95 (3d Cir. 2010).
Similarly, a law does not substantially burden a constitu-
tional right simply because it makes the right more expensive
or more difficult to exercise. See Carhart, 550 U.S. at 157-58
(“ ‘The fact that a law which serves a valid purpose, one not
designed to strike at the right itself, has the incidental effect
of making it more difficult or more expensive to procure an
abortion cannot be enough to invalidate it.’ ” (quoting Casey,
505 U.S. at 874)); Zablocki, 434 U.S. at 387 n.12 (noting that
a law reducing the federal benefits of a couple by twenty dol-
lars on account of their marriage did not “substantial[ly] . . .
interfere[ ] with the freedom to marry,” because it was
unlikely to “significantly discourage[ ]” any marriage). Thus,
regulations of gun sales do not substantially burden Second
Amendment rights merely because they make it more difficult
to obtain a gun. Cf. Heller, 554 U.S. at 626-27 (“[N]othing in
our opinion should be taken to cast doubt on . . . laws impos-
ing conditions and qualifications on the commercial sale of
arms.”).
Finally, a regulation is particularly unlikely to impose a
substantial burden on a constitutional right where it simply
declines to use government funds or property to facilitate the
exercise of that right. For instance, the Supreme Court held
that excluding even medically necessary abortions from Med-
icaid coverage did not constitute an “unduly burdensome
interference with [a pregnant women’s] freedom to decide
whether to terminate her pregnancy.” Harris v. McRae, 448
U.S. 297, 313 (1980). Regulations that simply refuse to pro-
vide government subsidies to gun dealers, therefore, do not
NORDYKE v. KING 5647
constitute a substantial burden on the right to keep and to bear
arms.
B
[7] Applying the foregoing considerations, we must deter-
mine whether the Proposed Second Amended Complaint
alleged sufficient facts to suggest plausibly that the Ordinance
substantially burdens the Nordykes’ right to keep and to bear
arms.12 It does not assert that the Ordinance makes it materi-
ally more difficult to obtain firearms. Nor does it allege a
shortage of places to purchase guns in or near Alameda
County. In any event, the Ordinance does not prohibit gun
shows, but merely declines to host them on government prem-
ises. The Proposed Second Amended Complaint, therefore,
does not allege sufficient facts to state a Second Amendment
claim capable of surviving a motion to dismiss. Accordingly,
we conclude that the district court properly denied the Nor-
dykes’ motion for leave to amend to that extent.
Nevertheless, the district court did not state whether its
denial of leave to amend was with prejudice, which it presum-
ably was since it unequivocally stated that “Plaintiffs lack[ ]
standing to assert a Second Amendment violation.” A denial
of leave to amend for futility should be with prejudice when-
ever a dismissal of the proposed complaint would have been
12
Under Federal Rule of Civil Procedure 15(a), leave to amend should
be given freely, but need not be granted when the proposed amendment
is futile. See Universal Mortgage Co. v. Prudential Ins. Co., 799 F.2d 458,
459 (9th Cir. 1986). A proposed amended complaint is futile if it would
be immediately “subject to dismissal.” Steckman v. Hart Brewing, Inc.,
143 F.3d 1293, 1298 (9th Cir. 1998). Thus, the “proper test to be applied
when determining the legal sufficiency of a proposed amendment is identi-
cal to the one used when considering the sufficiency of a pleading chal-
lenged under Rule 12(b)(6).” Miller v. Rykoff-Sexton, Inc., 845 F.2d 209,
214 (9th Cir. 1988). In evaluating whether the district court should have
granted the Nordykes’ motion for leave to amend, therefore, we look only
to facts pled in the Proposed Second Amended Complaint. See Ashcroft
v. Iqbal, 129 S. Ct. 1937, 1949-50 (2009).
5648 NORDYKE v. KING
with prejudice, Miller, 845 F.2d at 214, that is, if the proposed
complaint “could not be saved by amendment,” Eminence
Capital, LLC v. Aspeon, Inc., 316 F.3d 1048, 1052 (9th Cir.
2003).
But the Nordykes submitted the Proposed Second
Amended Complaint over six years ago. Since then, all of the
Supreme Court’s modern Second Amendment case law has
been created. See McDonald v. Chicago, 130 S. Ct. 3020
(2010); District of Columbia v. Heller, 554 U.S. 570 (2008);
cf. Nordyke IV, 563 F.3d at 459 (“Second Amendment law
remains in its infancy.”).13 Accordingly, there may well be
facts which the Nordykes did not consider relevant in 2004,
and thus did not allege in the Proposed Second Amended
Complaint, but which, if now alleged, might plausibly suggest
that the Ordinance substantially burdens the Nordykes’ Sec-
ond Amendment rights.
[8] Therefore, to the extent that the district court’s denial
of leave to amend was with prejudice, it must be vacated and
the Nordykes given the opportunity further to amend their
complaint. If they do, the district court should consider, in
light of Heller, McDonald, and this opinion, whether the Nor-
dykes have alleged a viable Second Amendment claim.
IV
Judge Gould respectfully disagrees with the substantial bur-
den framework that we adopt today. Instead, he would “sub-
ject to heightened scrutiny only arms regulations falling
within the core purposes of the Second Amendment.” Concur.
at 5659. All other gun-control regulations would trigger only
13
Before Heller, the Court last considered the meaning of the Second
Amendment in United States v. Miller, 307 U.S. 174 (1939). For years,
several courts, including our own, read Miller to hold that the Second
Amendment does not afford individuals the right to keep and to bear arms
for self-defense. See, e.g., Hickman, 81 F.3d at 101.
NORDYKE v. KING 5649
“reasonableness review.” Id. Depending on how one reads
Judge Gould’s framework, we suggest that it is either equiva-
lent to the approach we adopt today, or inconsistent with the
Supreme Court’s decisions in Heller and McDonald.
On one reading, Judge Gould’s approach is roughly the
same as our own. After all, it is not initially clear how deter-
mining whether a regulation “substantially burdens the right
to keep and to bear arms” is different from determining
whether the regulation “fall[s] within the core purposes of the
Second Amendment.” Both approaches would require a court
to determine the extent to which a regulation interferes with
the right to keep and to bear arms, and both would apply
heightened scrutiny only to regulations whose interference
with the right reaches a certain threshold.
Judge Gould seems to think his “core purposes” test does
not require any such degree-of-burden analysis. For instance,
he insists that “[l]aws banning handguns are constitutionally
suspect not because they ‘burden’ the Second Amendment
right, but because they proscribe the very activity that the
Second Amendment protects—armed defense of the home.”
Concur. at 5662. But a handgun ban does not “proscribe”
armed self-defense; it just makes it far more difficult. Thus,
in Heller, the District of Columbia asserted that “it is permis-
sible to ban the possession of handguns so long as the posses-
sion of other firearms ( i.e., long guns) is allowed.” 554 U.S.
at 629. In order to reject this argument, the Heller majority
had to establish that handguns are extremely useful for self-
defense and, therefore, that the handgun ban seriously under-
mined the right to armed self-defense. Id. Given the infinite
variety of conceivable gun-control regulations, we suspect
that applying Judge Gould’s test would require a similar
degree-of-burden assessment in order to determine which reg-
ulations conflict with the “core purposes” of the Second
Amendment and which do not.
Judge Gould’s framework could also be read as applying
mere rational basis scrutiny to every gun-control regulation
5650 NORDYKE v. KING
that is not a complete ban on handguns. This reading is sug-
gested by Judge Gould’s statements that “reasonableness
should be our guide in the Second Amendment context,” Con-
cur. at 5660-61, and that he “would be deferential to a legisla-
ture’s reasonable regulations unless they specifically restrict
defense of the home, resistance of tyrannous government, or
protection of country,” id. at 5663. But the Supreme Court has
rejected an approach that would enforce the Second Amend-
ment wholly, or primarily, through rational basis review. See
Heller, 554 U.S. at 629 n.27 (“If all that was required to over-
come the right to keep and bear arms was a rational basis, the
Second Amendment would be redundant with the separate
constitutional prohibitions on irrational laws, and would have
no effect.”); cf. McDonald, 130 S. Ct. at 3044 (refusing to
treat the Second Amendment as a “second-class right, subject
to an entirely different body of rules than the other Bill of
Rights guarantees”).
Appearing to defend this second reading of his approach,
Judge Gould asserts that “[i]n the First Amendment context,
we do not hold time, place, and manner speech restrictions to
be constitutionally suspect when they substantially burden
speech.” Concur. at 5662. But, even content-neutral time,
place, and manner restrictions are suspect if they fail to “leave
open ample alternative channels for communication.” Ward,
491 U.S. at 791. That is just another way of saying that such
regulations cannot be too “restrictive,” id. at 802, or, too bur-
densome. Accordingly, the Court has struck down content-
neutral, time, place, and manner restrictions that are so broad
as to burden substantially one’s freedom of speech. See Mar-
tin v. Struthers, 319 U.S. 141 (1943) (striking down an ordi-
nance banning door-to-door solicitation); Schneider v. New
Jersey, 308 U.S. 147, 162-63 (1939) (striking down an ordi-
nance prohibiting the distribution of handbills).
Drawing from these cases, we have directed lower courts,
when deciding whether a restriction on gun sales substantially
burdens Second Amendment rights, to ask whether the restric-
NORDYKE v. KING 5651
tion leaves law-abiding citizens with reasonable alternative
means for obtaining firearms sufficient for self-defense pur-
poses. See supra Part III.A. By contrast, Judge Gould would
apparently apply rational basis review to every gun sales reg-
ulation, even if it made guns nearly impossible to obtain. This
is alarming since almost every gun-control regulation—even
those amounting to de facto gun bans—is rationally related to
the government’s legitimate interest in reducing gun crime.
See Heller, 554 U.S. at 629 n.27 (“[T]his law, like almost all
laws, would pass rational-basis scrutiny.”). The Supreme
Court was not exaggerating when it insisted that a Second
Amendment backed only by rational basis review would have
“no effect.” Heller, 554 U.S. at 629 n.27.14
Finally, Judge Gould asserts that there is a difference
between “rational basis review” and “reasonableness review,”
14
Heller made clear that the right it recognized is not “a right to keep
and carry any weapon whatsoever in any manner whatsoever and for
whatever purpose,” asserting that “nothing in our opinion should be taken
to cast doubt on longstanding prohibitions on the possession of firearms
by felons and the mentally ill, or laws forbidding the carrying of firearms
in sensitive places, such as schools and government buildings, or laws
imposing conditions and qualifications on the commercial sale of arms.”
554 U.S. at 626. In a footnote, the Court stated that “we identify these pre-
sumptively lawful regulatory measures only as examples; our list does not
purport to be exhaustive.” Id. at 627 n.26.
Judge Gould focuses on the footnote’s reference to “presumptively law-
ful regulations,” reading it to mean “regulations that will command only
rationality review.” Concur. at 5661. We believe it most unlikely that, in
a one-sentence footnote, the Supreme Court would undermine the rest of
its analysis by declaring, inter alia, that all gun sales regulations, no matter
how burdensome, should receive the rubber stamp of rational basis review.
Instead, we read “presumptively lawful regulations” to mean “regulations
which we presume will survive constitutional scrutiny,” and to say nothing
about what standard of review should be applied to them. This reading fits
with the context in which the remark was made: cautioning readers against
overreading the opinion. As Judge Easterbrook put it, this section of
Heller is merely “precautionary language” that “warns readers not to treat
Heller as containing broader holdings than the Court set out to establish.”
United States v. Skoien, 614 F.3d 638, 640 (7th Cir. 2010).
5652 NORDYKE v. KING
in that the latter “ ‘focuses on the balance of the interests at
stake, rather than merely on whether any conceivable ratio-
nale exists.’ ” Concur. at 5663-64 (quoting State v. Cole, 665
N.W.2d 328, 338 (Wis. 2003)). This interest-balancing test
sounds exactly like Justice Breyer’s “interest-balancing” test
that would ask “whether the statute burdens a protected inter-
est . . . out of proportion to the statute’s salutary effects upon
other important governmental interests.” Heller, 554 U.S.
689-90 (Breyer, J., dissenting). We believe the Supreme Court
has rejected such an approach in no uncertain terms. See id.
at 634-35; McDonald, 130 S. Ct. at 3047 (“In Heller . . . we
expressly rejected the argument that the scope of the Second
Amendment right should be determined by judicial interest
balancing.”).
V
The Nordykes also appeal from the district court’s grant of
summary judgment on their First Amendment claim.
[9] We have already laid out the template for analyzing the
Nordykes’ First Amendment claim, albeit in the context of a
facial challenge:
In evaluating the Nordykes claim, we must ask
whether “[a]n intent to convey a particularized mes-
sage [is] present, and [whether] the likelihood [is]
great that the message would be understood by those
who viewed it.” Spence v. Washington, 418 U.S.
405, 410-11 (1974). If the possession of firearms is
expressive conduct, the question becomes whether
the County’s “regulation is related to the suppression
of free expression.” Texas v. Johnson, 491 U.S. 397,
403 (1989). If so, strict scrutiny applies. If not, we
must apply the less stringent standard announced in
United States v. O’Brien, 391 U.S. 367, 377 (1968).
Nordyke III, 319 F.3d at 1189. Because the County “does not
contest that gun possession in the context of a gun show may
NORDYKE v. KING 5653
involve certain elements of protected speech,” we assume,
without deciding, that the display of guns at a gun show is
expressive conduct under Spence.
A
The next question is whether to apply strict scrutiny to the
Ordinance under Johnson or “the less stringent standard” of
O’Brien. The level of scrutiny depends on whether the Ordi-
nance is “related to the suppression of free expression.” John-
son, 491 U.S. at 407 (internal quotation marks and citation
omitted). That is, the government may not “proscribe particu-
lar conduct because it has expressive elements.” Id. at 406. If
a law hits speech because it aimed at it, then courts apply
strict scrutiny; but if it hits speech without having aimed at it,
then courts apply the O’Brien intermediate scrutiny standard.
See id. at 407 (“[T]he governmental interest in question
[must] be unconnected to expression in order to come under
O’Brien’s less demanding rule.”).
The Nordykes argue that the County adopted the Ordinance
in order to prevent members of the “gun culture” from
expressing their views about firearms and the Second Amend-
ment. However, the Ordinance’s language suggests that gun
violence, not gun culture, motivated its passage. Section
9.12.120(a) recites several statistics about gunshot deaths and
injuries in Alameda County and then concludes that
“[p]rohibiting the possession of firearms on County property
will promote the public health and safety by contributing to
the reduction of gunshot fatalities and injuries in the County.”
Id. Nevertheless, the Nordykes point to alternative evidence
of the Ordinance’s purpose: the comments of Supervisor King
and the section 9.12.120(f)(4) exception for authorized fire-
arm use at certain artistic events.
King’s private and public remarks, quoted above, could be
read to suggest that she harbored a motive to exclude people
of a certain view on gun use from the fairgrounds. But the
5654 NORDYKE v. KING
feelings of one county official do not necessarily bear any
relation to the aims and interests of the county legislature as
a whole. Indeed, the O’Brien Court admonished litigants
against attributing the motivations of legislators to legisla-
tures:
What motivates one legislator to make a speech
about a statute is not necessarily what motivates
scores of others to enact it, and the stakes are suffi-
ciently high for us to eschew guesswork. We decline
to void essentially on the ground that it is unwise
legislation which Congress had the undoubted power
to enact and which could be reenacted in its exact
form if the same or another legislator made a ‘wiser’
speech about it.
391 U.S. at 384.
In Johnson, too, the Court determined whether the law at
issue was related to the suppression of speech without psy-
choanalyzing its authors. The opinion did not mention legisla-
tive history or the stated motives of any legislator. Instead, it
analyzed the statute in terms of the interests the state declared,
not the personal likes or dislikes of the law’s backers. Other
First Amendment cases are of a piece. See, e.g., City of Ren-
ton v. Playtime Theatres, Inc., 475 U.S. 41, 48 (1986) (“The
ordinance by its terms is designed to prevent crime, protect
the city’s retail trade, maintain property values, and generally
protect and preserve the quality of the city’s neighborhoods,
commercial districts, and the quality of urban life, not to sup-
press the expression of unpopular views.” (emphasis added)
(internal quotation marks and alterations omitted)).
This approach is particularly appropriate here, because the
County has offered a plausible purpose for the Ordinance: the
reduction of gun violence on county property. The Ordinance
itself proclaims that purpose; even Supervisor King expressed
it during her press conference.
NORDYKE v. KING 5655
Undeterred, the Nordykes insist that the Ordinance’s excep-
tion for certain artistic productions or events reveals its con-
stitutionally suspect motives. They cry foul because the
Ordinance effectively bans gun shows at the fairgrounds,
while going out of its way to accommodate gun-bearing mili-
tary reenactors. But statutes frequently have exceptions; the
exceptions only suggest unconstitutional favoritism if what
they allow generates problems that are so similar to what they
prohibit as to admit of no other rational explanation. See
Metromedia, Inc. v. City of San Diego, 453 U.S. 490, 510-12
(1981) (plurality opinion). It is not difficult to see how 4000
shoppers trading in modern firearms is sufficiently distinct
from a crowd of history buffs dressed in traditional garb play-
ing with blank ammunition.
[10] Accordingly, we reject the Nordykes’ invitation to
apply strict scrutiny because we conclude that the Ordinance
is “unrelated to the suppression of free expression.” Johnson,
491 U.S. at 407 (internal quotation marks and citation omit-
ted). Instead, O’Brien’s intermediate scrutiny standard
applies.
B
“[W]hen ‘speech’ and ‘nonspeech’ elements are combined
in the same course of conduct, a sufficiently important gov-
ernmental interest in regulating the nonspeech element can
justify incidental limitations on First Amendment freedoms.”
O’Brien, 391 U.S. at 376. More specifically, “a government
regulation is sufficiently justified if it is within the constitu-
tional power of the Government; if it furthers an important or
substantial governmental interest; if the governmental interest
is unrelated to the suppression of free expression; and if the
incidental restriction on alleged First Amendment freedoms is
no greater than is essential to the furtherance of that interest.”
Id. at 377.
Because the Nordykes no longer argue that the County
lacks the power to regulate firearms possession on county
5656 NORDYKE v. KING
property, see Nordyke II, 44 P.3d 133 (stating that the Ordi-
nance is not preempted by state law), we need not address the
first prong.
[11] The second prong requires us to evaluate whether the
Ordinance furthers the County’s interest in promoting safety
and discouraging violence. The Nordykes argue that, given
their as-applied challenge, the Ordinance is unconstitutional
because the County cannot show that any violence ever
occurred at their gun shows. But, even for an as-applied chal-
lenge, the government need not show that the litigant himself
actually contributes to the problem that motivated the law he
challenges. See, e.g., Clark, 468 U.S. at 296-97 (“[T]he valid-
ity of this regulation need not be judged solely by reference
to the demonstration at hand.”); One World One Family Now
v. City & Cnty. of Honolulu, 76 F.3d 1009, 1013 n.6 (9th Cir.
1996) (noting, in the context of an as-applied challenge, that
the government need not “offer any concrete evidence demon-
strating that [the plaintiff’s activities] actually” caused the
harm the government sought to prevent). Rather, it is enough
that the regulation generally “furthers an important or sub-
stantial governmental interest.” O’Brien, 391 U.S. at 376.
Here, there is sufficient evidence to suggest that the Ordi-
nance furthers the County’s interest in keeping those on its
property safe from gun crime.
[12] The third prong of the O’Brien test simply repeats the
threshold inquiry of whether the statute is unrelated to the
suppression of free expression, which we addressed above.
Which leaves the fourth and final prong: whether the restric-
tion on free expression is greater than necessary to further the
government’s interest. The Nordykes assert that there are less
restrictive ways the County could reduce gun violence, such
as by using metal detectors. But metal detectors would not
reduce gun violence on county property unless county offi-
cials could confiscate the guns that those devices discover.
And county officials could not confiscate the guns which the
metal detectors discover unless it were illegal to posses fire-
NORDYKE v. KING 5657
arms on county property. The County thought it dangerous for
people to possess firearms on its property. Banning or strictly
regulating gun possession on county land is a straightforward
response to such a danger.
[13] We conclude that the Ordinance passes the O’Brien
test as applied to the Nordykes’ gun shows. The district court
properly granted summary judgment to the County on this
claim.
VI
The Nordykes’ final claim alleges a violation of the Equal
Protection Clause. This claim revolves around their suspicion
that the exception in the Ordinance for certain artistic events,
Alameda Code § 9.12.120(f)(4), was designed to favor mili-
tary reenactors over gun show participants, an alleged favorit-
ism resting on the County’s disdain for the “gun culture.”
[14] Where, as here, an ordinance does not “purposefully
operate[ ] to the detriment of a suspect class, the only require-
ment of equal protection is that [the ordinance] be rationally
related to a legitimate governmental interest.” Harris, 448
U.S. at 326; see also Romer v. Evans, 517 U.S. 620, 631
(1996) (stating that, because “most legislation classifies for
one purpose or another, with resulting disadvantage to various
groups,” the Court will uphold a legislative classification so
long as it “neither burdens a fundamental right nor targets a
suspect class,” and “bears a rational relation to some legiti-
mate end”). Here, the burdened class—be it “gun-owners,” or
“gun-show promoters and participants”—is not suspect. See
Olympic Arms v. Buckles, 301 F.3d 384, 388-89 (6th Cir.
2002). And, although the right to keep and to bear arms for
self-defense is a fundamental right, McDonald, 130 S. Ct. at
3036-43, that right is more appropriately analyzed under the
Second Amendment. Cf. Albright v. Oliver, 510 U.S. 266, 273
(1994) (“Where a particular Amendment ‘provides an explicit
textual source of constitutional protection’ against a particular
5658 NORDYKE v. KING
sort of government behavior, ‘that Amendment, not the more
generalized notion of substantive due process, must be the
guide for analyzing these claims.’ ” (quoting Graham v. Con-
nor, 490 U.S. 386, 395 (1989))).
[15] Therefore, the Nordykes’ equal protection claim will
fail so long as the Ordinance’s distinction between military
reenactments and gun shows is rational. See Romer, 517 U.S.
at 631. The County could reasonably conclude that gun shows
are more dangerous than military reenactments. This is
enough to satisfy rational basis scrutiny. See Williamson v.
Lee Optical, 348 U.S. 483, 489 (1955) (“Evils in the same
field may be of different dimensions and proportions, requir-
ing different remedies. Or so the legislature may think.”).
[16] Accordingly, the district court correctly awarded the
County summary judgment on the equal protection claim.
VII
For the foregoing reasons, we AFFIRM the district court’s
grant of summary judgment to the County on the Nordykes’
First Amendment and equal protection claims. Because the
Nordykes may still be able to allege sufficient facts to state
a Second Amendment claim, we VACATE the district court’s
denial of leave to amend the complaint to the extent that the
denial was with prejudice, and REMAND for further proceed-
ings.
Each party shall bear its own costs.
AFFIRMED in part, VACATED in part, and
REMANDED.
NORDYKE v. KING 5659
GOULD, Circuit Judge, concurring in part and in the judg-
ment:
I concur in the majority opinion to the extent that it affirms
the dismissal of the plaintiffs’ complaint and remands to
allow amendment of pleadings, giving plaintiffs an opportu-
nity to seek to assert an actionable claim in light of recent
developments in Second Amendment law. However, I would
use a test to decide Second Amendment claims different from
that set out by the majority. Drawing from First Amendment
doctrine, I would subject to heightened scrutiny only arms
regulations falling within the core purposes of the Second
Amendment, that is, regulations aimed at restricting defense
of the home, resistance of tyrannous government, and protec-
tion of country; I would subject incidental burdens on the Sec-
ond Amendment right (analogous to time, place, and manner
speech restrictions1) to reasonableness review. Cf. Pleasant
Grove City v. Summum, 129 S. Ct. 1125, 1132 (2009)
(“Reasonable time, place, and manner restrictions are
allowed, but any restriction based on the content of the speech
must satisfy strict scrutiny . . . .” (citations omitted)).2
1
Time, place, and manner restrictions, while sometimes said to be sub-
ject to intermediate scrutiny, are normally upheld when reasonable. See
Board of Trustees of State University of New York v. Fox, 492 U.S. 469,
480 (1989) (“What our decisions require is a ‘fit’ between the legislature’s
ends and the means chosen to accomplish those ends . . . . Within those
bounds we leave it to governmental decisionmakers to judge what manner
of regulation may best be employed.” (internal quotation marks and cita-
tions omitted)); City of Renton v. Playtime Theatres, Inc., 475 U.S. 41, 47
(1986) (“[T]ime, place, and manner regulations are acceptable so long as
they are designed to serve a substantial governmental interest and do not
unreasonably limit alternative avenues of communication.”); Clark v.
Cmty. for Creative Non-Violence, 468 U.S. 288, 313-15 (1984) (Marshall,
J., dissenting) (“[R]egulations that are aimed at matters other than expres-
sion receive only a minimal level of scrutiny . . . [and it is assumed] that
the balance struck by officials is deserving of deference so long as it does
not appear to be tainted by content discrimination.”).
2
See Parker v. District of Columbia, 478 F.3d 370, 399 (D.C. Cir. 2007)
(“The protections of the Second Amendment are subject to the same sort
of reasonable restrictions that have been recognized as limiting, for
instance, the First Amendment.”), aff’d, District of Columbia v. Heller,
554 U.S. 570 (2008).
5660 NORDYKE v. KING
I
When we first heard this case eight years ago, before the
Supreme Court provided for an individual Second Amend-
ment right in District of Columbia v. Heller, 554 U.S. 570
(2008), I urged that “[w]e should recognize that individual cit-
izens have a right to keep and bear arms, subject to reasonable
restriction by the government.” Nordyke v. King, 319 F.3d
1185, 1193 (9th Cir. 2003) (Gould, J., concurring). My spe-
cial concurrence foreshadowed the issue before us today:
[T]hough recognizing an individual right to keep and
bear arms, government can within due bounds regu-
late ownership or use of weapons for the public
good. We would make progress if the Supreme
Court were to establish a doctrine of an individual
Second Amendment right subject to reasonable gov-
ernment regulation. The decisional chips would
thereafter fall where they may on the basis of partic-
ular cases and the delicate balance of their precise
facts, aided by the complementary efforts of lawyers,
scholars and judges. The law would best put aside
extreme positions and adopt an assessment of rea-
sonableness of gun regulation, for this would place
us on the right track.
Id. at 1197. I cited in support of my view the position of the
United States as stated in a brief opposing certiorari and in a
memorandum from then-Attorney General John Ashcroft,
both of which said that the Second Amendment protects an
individual right with “reasonable [arms] restrictions” permit-
ted.3 See id. at 1193 nn.1-2. My view continues to be that rea-
3
One commentator observed of the Ashcroft memorandum, “After set-
ting forth the administration’s support for the individual-rights reading, [it]
stated that ‘[t]he Department [of Justice] can and will continue to defend
vigorously the constitutionality, under the Second Amendment, of all
existing federal firearms laws.’ In other words, in the Department’s view,
every single federal law burdening the right to bear arms remains constitu-
tional . . . .” Adam Winkler, Scrutinizing the Second Amendment, 105
Mich. L. Rev. 683, 691-92 (2007).
NORDYKE v. KING 5661
sonableness should be our guide in the Second Amendment
context.
This view finds support in the controlling Supreme Court
opinions. Heller identifies a number of “presumptively lawful
regulatory measures,” 554 U.S. at 627 n.26, such as “prohibi-
tions on the possession of firearms by felons and the mentally
ill, or laws forbidding the carrying of firearms in sensitive
places such as schools and government buildings, or laws
imposing conditions and qualifications on the commercial
sale of arms.” Id. at 626-27.4 Despite this guidance, the major-
ity would subject at least some of these “presumptively law-
ful” arms restrictions to a level of scrutiny that by definition
presumes them unlawful. See 1 Rodney A. Smolla & Melville
B. Nimmer, Freedom of Speech § 4:3 (2010) (“When some
form of heightened scrutiny is applied, the law may properly
be regarded as ‘presumptively’ invalid, and likely to be struck
down.” (emphasis added)); see also Emp’t Div., Dept. of
Human Res. v. Smith, 494 U.S. 872, 888 (1990) (explaining
that heightened scrutiny deems laws “presumptively invalid”).
Given the Supreme Court’s admonition that certain arms
restrictions are presumptively lawful, “a heightened standard
that presumes every regulation to be unconstitutional makes
no sense.” Winkler, supra, at 708. To take one example, the
majority erects a high hurdle for felon dispossession laws to
surmount.5 I would not read Heller to require such rigorous
review.
4
We are bound by the Supreme Court’s instruction that these sorts of
regulations are “presumptively lawful,” and have rejected the suggestion
that the instruction is mere dictum. United States v. Vongxay, 594 F.3d
1111, 1115 (9th Cir. 2010); see also United States v. Barton, 633 F.3d
168, 171 (3d Cir. 2011).
5
See C. Kevin Marshall, Why Can’t Martha Stewart Have a Gun?, 32
Harv. J.L. & Pub. Pol’y 695, 730 (2009) (“[A]bsent conviction for some
‘crime of violence,’ . . . it is difficult to see how the Second Amendment
could allow a convict to be disabled from keeping or bearing arms.”);
Andrew R. Gould, The Hidden Second Amendment Framework Within
District of Columbia v. Heller, 62 Vand. L. Rev. 1535, 1567 (2009) (“If
the Heller Court had truly subjected this list of ‘presumptively lawful reg-
ulatory measures’ to conventional strict scrutiny, it is doubtful that any of
the regulations would be upheld.”).
5662 NORDYKE v. KING
The majority, I think incorrectly, reads Heller as “sort[ing]
[arms] regulations based on the burden they impose[ ] on the
right to keep and to bear arms for self-defense.” Maj. op. at
5640. Heller nowhere assesses the extent of a handgun ban’s
“burden” on the Second Amendment right. Rather, Heller
holds that a law barring home-possession of handguns is cate-
gorically impermissible because it targets “ ‘the most pre-
ferred firearm in the nation to ‘keep’ and use for protection
of one’s home and family,’ ” 554 U.S. at 628-29 (quoting
Parker, 478 F.3d at 400), and “makes it impossible for citi-
zens to use [arms] for the core lawful purpose of self-
defense,” id. at 630. Laws banning handguns are constitution-
ally suspect not because they “burden” the Second Amend-
ment right, but because they proscribe the very activity that
the Second Amendment protects—armed defense of the
home, a right that millions of Americans rightly and wisely
respect.6
In the First Amendment context, we do not hold time,
place, and manner speech restrictions to be constitutionally
suspect when they substantially burden speech. Strict scrutiny
and presumed invalidity is triggered when a regulation
restricts the content of speech, not by the extent of a regula-
tion’s incidental burden. See Clark, 486 U.S. at 293-99;
6
Heller’s statement that the Second Amendment protects only weapons
“in common use” further belies the majority’s “substantial burden”
review. To be sure, laws barring possession of military-grade weapons
might be argued to substantially burden the right to have weapons. Indeed,
these laws completely foreclose the use of arms designed for large-scale
military purposes. Nonetheless, these laws in my view are indisputably
permissible because they do not tread on the Second Amendment’s core
purposes and are reasonable. I do not mean to be facetious, but to me it
is obvious that the Second Amendment does not protect the right to keep
a nuclear weapon in one’s basement, or a chemical or biological weapons
in one’s attic, or a tank in one’s backyard. Either such weapons do not
constitute “arms” within the meaning of the Second Amendment, or regu-
lation must nonetheless be sustained to protect society’s interest. In any
event, such weapons are not “in common use” within the meaning of
Heller.
NORDYKE v. KING 5663
Frisby v. Schultz, 487 U.S. 474, 481-88 (1988). Similarly in
the Second Amendment context, I would be deferential to a
legislature’s reasonable regulations unless they specifically
restrict defense of the home, resistance of tyrannous govern-
ment, or protection of country.7
II
Some scholars and judges have argued that reviewing arms
restrictions for reasonableness is too deferential to legislative
determinations. Some have proposed complex doctrines to aid
the sorting of gun control laws into categories of constitu-
tional and unconstitutional. These approaches suffer from the
error of “view[ing] the Second Amendment exclusively or
primarily with the issue in mind of whether it constrains gun
control.” Nordyke, 319 F.3d at 1197 n.11 (Gould, J., specially
concurring). The Framers of our Constitution and its Bill of
Rights did not have in mind modern-day guns and corollary
regulations, and we should not craft our judicial doctrine from
the premise that the Second Amendment necessarily pro-
scribes existing restrictions.
The majority opinion criticizes reasonableness review for
“applying mere rational basis scrutiny to every gun-control
regulation that is not a complete ban on handguns.” Maj. op.
at 5649-50. But this conflates reasonableness review with
rational basis review. “[T]he reasonableness test focuses on
7
An example of an arms regulation that specifically restricts resistance
of tyrannous government is a law barring only members of a disfavored
or dissident group from gun ownership. This sort of regulation is a famil-
iar way that autocrats have seized and centralized power. See David C.
Williams, Constitutional Tales of Violence: Populists, Outgroups, and the
Multicultural Landscape of the Second Amendment, 74 Tul. L. Rev. 387,
417 n.172 (1999) (collecting historical examples); see also Silveira v.
Lockyer, 328 F.3d 567, 569 (9th Cir. 2003) (Kozinski, J., dissenting from
denial of rehearing en banc) (“Disarmament was the tool of choice for
subjugating both slaves and free blacks in the South. . . . [T]he institution
of slavery required a class of people who lacked the means to resist.”).
5664 NORDYKE v. KING
the balance of the interests at stake, rather than merely on
whether any conceivable rationale exists under which the leg-
islature may have concluded the law could promote the public
welfare.” State v. Cole, 665 N.W.2d 328, 338 (Wis. 2003).
For example, state court decisions applying the reasonable
regulation test have invalidated blanket bans on the transpor-
tation of firearms. See, e.g., City of Junction City v. Mevis,
601 P.2d 1145, 1152 (Kan. 1979); City of Lakewood v. Pil-
low, 501 P.2d 744, 745 (Colo. 1972); City of Las Vegas v.
Moberg, 485 P.2d 737, 738 (N.M. Ct. App. 1971). But these
restrictions would surely have been upheld if scrutized for
only a conceivable rational basis. The majority’s warning that
reasonableness review would approve laws that “ma[k]e guns
nearly impossible to obtain,” Maj. op. 5651, is therefore unwar-
ranted.8
For the Second Amendment’s protection to be meaningful,
judges need not inject their preferences into all arms policy
decisions.
[B]y employing a deferential standard the courts can
oversee governmental regulation of the arms right
and guard against extreme and excessive laws that
effectively eliminate the core right to bear arms. . . .
[C]ourts can serve as a check on the elected branches
to insure that legislation does not eliminate the basic
right. If gun control laws are excessive, the courts
can . . . provide some relief for the affected individu-
als. Where a law is so broad as to make gun
ownership—or at least gun purchasing and repair—
illegal, the courts insure that the underlying right is
more than illusory. The reasonable regulation stan-
dard enables the courts to act as a safety valve to
counter governmental overreaching, but does not
8
Similarly, the majority’s citation to Supreme Court authority disclaim-
ing rational basis review is misplaced here, as I do not propose rational
basis review.
NORDYKE v. KING 5665
seriously interfere with legislative authority to regu-
late firearms in the interests of public safety.
Winkler, supra, at 725. The line of precedent interpreting
state constitutions, including “hundreds of cases involving
challenges to a wide array of gun laws,” is instructive. Allen
Rostron, Protecting Gun Rights and Improving Gun Control
after District of Columbia v. Heller, 13 Lewis & Clark L.
Rev. 383, 407 (2009). Among state courts, “there is an over-
whelming consensus that government restrictions on guns are
valid if they are ‘reasonable regulations.’ ” Id. (internal cita-
tion omitted). The standard applied by state courts, while def-
erential, is not toothless; state courts “have used it to strike
down laws found to be arbitrary or to amount to a complete
denial of the right to bear arms.” Id. at 407-08 (internal quota-
tion omitted). “States have far more experience than the fed-
eral government when it comes to charting the lines between
gun rights and safety regulation, and the ‘reasonableness’
standard they have unanimously endorsed both reflects their
collective wisdom on the subject and permits individual states
to tailor gun regulations to their own circumstances.” Joseph
Blocher, Reverse Incorporation of State Constitutional Law,
84 So. Cal. L. Rev. 323, 383 (2011). Our doctrine should be
a bulwark against impermissibly arbitrary and sweeping arms
restrictions, indeed it should be “the palladium of the liberties
of a republic,” to borrow a phrase from Justice Story in his
famed Commentaries on the Constitution of the United States,9
but it should not constrain enactment of commonsense public
safety policies.
9
3 Joseph Story, Commentaries on the Constitution of the United States
§ 1890, at 746 (Boston, Hilliard, Gray & Col. 1833) (“The right of the citi-
zens to keep and bear arms has justly been considered, as the palladium
of the liberties of a republic; since it offers a strong moral check against
the usurpation and arbitrary power of rulers . . . .”).
5666 NORDYKE v. KING
III
I have written repeatedly of the vital interests served by a
robust and vibrant Second Amendment. Central to the
Amendment’s core purpose is not just defense of the home,
as emphasized by the Supreme Court in Heller, but also
defense of country from both foreign intrusion and internal
tyranny. Those who have learned, even imperfectly, the les-
sons of history, and who understand that human nature does
not change as rapidly as technology, will recognize that these
are not phantom threats but core values protected by the Sec-
ond Amendment. Our government has been democratic and
our borders secure, and so it is hard for modern minds to con-
sider the need to take up arms for protection of country from
threats both internal and external. But constitutions are
designed to endure and the Bill of Rights must be interpreted
in light of the long period of time over which we hope that
our country will thrive. The Framers of the Second Amend-
ment had in mind that an armed citizenry can both repel exter-
nal aggression and check the danger of an internal
government degenerating to tyranny.
As I have said previously, “I do not think that individual
rights under the Second Amendment are outmoded . . . . The
Second Amendment was designed to provide national security
not only when our country is strong but also if it were to
become weakened or otherwise subject to attack. As the peo-
ple bear the risk of loss of their freedom and the pain of any
attack, our Constitution provides that the people have a right
to participate in defense of the Nation. The Second Amend-
ment protects that fundamental right.” Nordyke v. King, 364
F.3d 1025, 1037 (9th Cir. 2004) (Gould, J., dissenting from
denial of rehearing en banc) (internal alterations and citation
omitted).
Prudent, measured arms restrictions for public safety are
not inconsistent with a strong and thriving Second Amend-
ment. For that reason, I disagree with and do not join the por-
NORDYKE v. KING 5667
tion of the majority opinion that requires heightened scrutiny
for arms regulations substantially burdening the right to bear
arms, even though these may represent reasonable arms regula-
tions.10
10
I disagree with the majority’s characterization of the law governing
abortion. For example, the majority says that abortion’s status as a funda-
mental right is disputed and cites for that proposition only a dissenting
opinion from an unrelated case. Maj. op. at 5642-43 n.8. But if dissenting
opinions called into question whether legal rules are settled, then all
Supreme Court opinions not commanding unanimity would be “disputed.”
In any event, this appeal is not about abortion rights and the opinion of the
court errs, I think seriously, when it inserts its views on abortion rights in
a Second Amendment controversy.