NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 10-3536
___________
BARRY YOUNG,
Appellant
v.
SCHOOL DISTRICT OF PHILADELPHIA
____________________________________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civil Action No. 06-cv-04485)
District Judge: Honorable Louis H. Pollak
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
April 22, 2011
Before: SLOVITER, FISHER and WEIS, Circuit Judges
(Opinion filed: May 11, 2011)
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OPINION
___________
PER CURIAM.
Barry Young, proceeding pro se, appeals from the order of the District
Court entering final judgment in favor of the defendant. For the following reasons, we
will affirm.
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I.
In December 2006, Barry Young filed a pro se complaint in the Eastern
District of Pennsylvania against the School District of Philadelphia (“the school district”)
alleging harassment, retaliation, discrimination, and unfair hiring claims under Title VII
of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2(a) (“Title VII”) and the
Pennsylvania Human Relations Act, 43 Pa. Cons. Stat. §§ 951-963 (“PHRA”).1 He also
alleged violations of the substance abuse policy contained in the collective bargaining
agreement between the school district and his union, as well as state law claims for
defamation, forgery, and breach of a resignation agreement.
The school district hired Young in September 2002. Because Young’s
position was considered “safety-sensitive,” he was subject to random drug testing and
testing for reasonable suspicion. While employed by the school district, Young was a
member of Local 1201, Firemen and Oilers Union (“the union”). A collective bargaining
agreement (“CBA”) governed the relationship between the school district and the union,
and the CBA included a Policy on Substance Abuse (“PSA”). Two weeks after his
employment commenced, Young was accused of stealing classroom supplies. At his
disciplinary hearing in January 2003, Young’s supervisor, Timothy McCollum,
1
In addition to the instant case, Young filed two other complaints in the District Court.
The District Court granted summary judgment in favor of the defendants in the first, in
which Young alleged that the union discriminated against him because of his race. (D.C.
07-cv-03576). In the second case, against the Governor of Pennsylvania, Young alleged
that the Pennsylvania Human Relations Commission failed to properly investigate his
claim against the union. The District Court dismissed the action. (C.V. 09-cv-02220).
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recommended that he be discharged. Young was not fired; he claims that, as a result,
McCollum instigated a campaign of discrimination, harassment, and retaliation against
him.
Young also contends that the PSA was applied to him in a discriminatory
manner. He admits to using drugs and alcohol. In January 2004, Young sought
assistance with his substance abuse problem. The school district referred him to his
union representative, Ron Ellis, who arranged for Young to attend a rehabilitation
program in Florida. Upon his discharge, Young participated in an outpatient treatment
program in Pennsylvania. In March 2004, Young again sought help for substance abuse.
He signed a “self-referral” notice and was referred to rehabilitation. At the end of March
2004, Young tested positive for drugs in his return-to-duty test. He returned to work in
April, and tested negative in a follow-up test in May.
In June 2004, Young contacted Ellis, and asked him to send him to a
psychiatrist or after-work rehabilitation program due to ongoing alcohol abuse. Instead,
Ellis referred him again to the Florida inpatient program. Following his discharge, he
again participated in the Pennsylvania outpatient treatment program. He returned to work
in June 2005 after being cleared by a substance abuse professional and after passing a
return-to-work test. A follow-up test in October 2005 was positive for cocaine. After
notice and a termination hearing, the school district told Young that, pursuant to the PSA,
he would be fired because he had tested positive for drugs while on probation. Ellis
convinced him to sign a resignation letter, which entitled him to termination benefits.
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Young claims that Ellis coerced him into signing the resignation letter.
In August 2007, the Magistrate Judge granted Young’s motion for
appointment of counsel, but later vacated that order after a five-lawyer Employment
Discrimination panel rejected his case three times. In January 2009, the school district
moved for summary judgment. Young moved to amend his complaint to add a claim of
wrongful termination. In September 2009, the District Court denied Young’s request to
amend the complaint as futile, as Young’s argument was already within the scope of the
litigation, and denied his motion for a speedy trial. The court granted the school district’s
motion for summary judgment as to his claims of racial discrimination, harassment,
retaliation, unfair hiring practices, defamation, and forgery, and denied it as to Young’s
CBA violation and breach of contract claims. Both parties filed motions for
reconsideration. In March 2010, the District Court granted the school district’s motion,
dismissing Young’s CBA violation and contract claims, and denied Young’s motion in
part, and dismissed it in part as moot.
II.
In reviewing a District Court’s grant of summary judgment, we exercise
plenary review and apply the same standard that the District Court should have applied.
Regents of Mercersburg Coll. v. Republic Franklin Ins. Co., 458 F.3d 159, 163 (3d Cir.
2006); Fed. R. Civ. P. 56(a). Summary judgment is proper when, viewing the evidence
in the light most favorable to the non-moving party and drawing all inferences in that
party’s favor, there is no genuine issue of material fact and the moving party is entitled to
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judgment as a matter of law. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986); Saldana
v. Kmart Corp., 260 F.3d 228, 232 (3d Cir. 2001); Fed. R. Civ. P. 56(a). The party
opposing summary judgment “may not rest upon the mere allegations or denials of the . .
. pleading,” but “must set forth specific facts showing that there is a genuine issue for
trial.” Saldana, 260 F.3d at 232 (internal citations omitted).
We review a denial of a motion for reconsideration for abuse of discretion,
while reviewing the District Court’s underlying legal determinations de novo and its
factual determinations for clear error. Max’s Seafood Café ex rel. Lou-Ann, Inc. v.
Quinteros, 176 F.3d 669, 673 (3d Cir. 1999).
III.
A. Order Vacating Grant of Motion for Counsel
Young challenges the District Court’s decision to vacate the order granting
the appointment of counsel. We review the District Court’s decision for abuse of
discretion. See Parham v. Johnson, 126 F.3d 454, 456-57 (3d Cir. 1997). First, there is
no constitution or statutory right to appointed counsel in civil cases. Id. at 457. Second,
a panel of employment discrimination lawyers rejected Young’s case three separate
times. As such, we perceive no abuse of discretion in the court’s decision to vacate its
earlier order.
B. September 2009 Order
1. Discrimination
Title VII prohibits discriminatory employment practices based upon an
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individual’s “race, color, religion, sex, or national origin.” See 42 U.S.C. § 2000e-2(a).
A plaintiff carries the initial burden of establishing a prima facie case. See McDonnell
Douglas Corp. v. Green, 411 U.S. 792, 802 (1973). To establish a prima facie case, a
Title VII plaintiff must demonstrate that: 1) he belongs to a protected class; 2) he was
qualified for the position; 3) he was subject to an adverse employment action; and 4) the
adverse action was under circumstances giving rise to an inference of discrimination.
Sarullo v. U.S. Postal Serv., 352 F.3d 789, 797 (3d Cir. 2003). A defendant can rebut the
claim by presenting a legitimate, non-discriminatory reason for the employment action.
Id. The plaintiff must then “establish by a preponderance of the evidence that the
employer’s proffered reasons were merely a pretext for discrimination.” Id.
Young is a member of a protected class, and the District Court assumed the
second and third elements of the prima facie case were also met. The relevant question,
therefore, is whether he had been subject to an adverse employment action under
circumstances suggesting discrimination.
Young claimed that the school district applied the PSA policy in a
discriminatory way to him, as compared to white employees who had either self-referred
or failed drug tests.2 The District Court assumed without deciding that the differences in
2
The records of three white employees were submitted into evidence. Employee A
signed a self-referral form after being directed to take a reasonable suspicion test. He
never returned to work and resigned after being called to a hearing to discuss
unauthorized absences. Employee B, who is still employed by the school district, tested
positive for drugs and went to rehabilitation. After returning to work, Employee B was
tested four times, all of which were negative. Employee C submitted two self-referral
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treatment between Young and the three white employees were sufficient to fulfill the
final prong of the prima facie case. Nevertheless, the school district countered that
Young’s violation of the PSA was the reason for his termination. We agree with the
District Court’s conclusion that Young’s evidence could not overcome the school
district’s race-neutral reason for his termination. Accordingly, the District Court properly
granted summary judgment in favor of the school district on this claim.
2. Harassment
To establish a claim of harassment under Title VII, a plaintiff must show
that: 1) he suffered intentional discrimination because of his membership in a protected
class; 2) the discrimination was pervasive and regular; 3) the discrimination detrimentally
affected him; 4) the discrimination would detrimentally affect a reasonable person of the
same race in that position; and 5) respondeat superior liability exists. Cardenas v.
Massey, 269 F.3d 251, 260 (3d Cir. 2001).
Young alleged he was subjected to harassment on account of his race. The
District Court considered each alleged instance in detail, finding that there was no
evidence that any of the alleged acts were racially motivated. He alleged that McCollum:
1) recommended his dismissal; 2) cursed at him in the classroom and demanded that he
and another African American stop discussing religion in the classroom; and 3)
forms, then tested positive for drugs, and then resigned. The District Court determined
that, within the meaning of the PSA, Young self-referred twice: once, when he signed a
self-referral form in March 2004, and twice, when he voluntarily asked Ellis to send him
to rehabilitation. His circumstances were most like Employee C, who self-referred twice
and who was tested more frequently than Young after returning to work.
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wrongfully marked some of Young’s absences as unexcused. The District Court found
that McCollum’s actions might have been “boorish,” and were evidence that he and
Young disagreed, but concluded that there was no evidence indicating that McCollum’s
actions were racially motivated. Likewise, Young’s claim that a supervisor gave him
faulty equipment, failed to respond to his calls for assistance, and made a false report
about safety issues lacks any suggestion that any of the actions were on account of
Young’s race. Finally, Young’s claims that the school district failed to pay him for the
leave time reflected on his pay statement at the time of his resignation and forced him to
undergo drug tests upon his return to work do not constitute harassment under Title VII.
Accordingly, summary judgment on this claim was proper.
3. Retaliation
To establish a prima facie case of retaliation under Title VII, a plaintiff
must present evidence sufficient to establish that: (1) he was engaged in protected
conduct; (2) an adverse action was taken; and (3) there is a causal link between the
protected conduct and the adverse action. Woodson v. Scott Paper Co., 109 F.3d 913,
920 (3d Cir. 1997).
The District Court concluded that Young did not engage in any protected
conduct. Young claims that he was terminated in retaliation for his complaints to Ellis
about McCollum’s harassment. Protests of discrimination can amount to protected
activity; however, under Title VII they must allege that “a protected characteristic was
the basis for the adverse employment action.” Curay-Cramer v. Ursuline Acad. of
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Wilmington, Del., Inc., 450 F.3d 130, 135 (3d Cir. 2006). As the District Court noted,
Young complained to Ellis that McCollum improperly coded his absences as unexcused.
Young admits that he did not complain to the union about any harassment on account of
his race. Because Young could not satisfy the first element, he failed to establish a prima
facie case of retaliation, and summary judgment was appropriately granted.3
4. Unfair Hiring
Young’s unfair hiring practices claim arose out circumstances relating to an
earlier term of employment by the school district. The District Court noted that Young
had failed to exhaust his administrative remedies on this claim. See Antol v. Perry, 82
F.3d 1291, 1296 (3d Cir. 1996). Accordingly, the District Court properly granted
summary judgment on this claim.
5. State Law Claims
The District Court properly granted summary judgment in favor of the
school district on Young’s defamation and forgery claims. First, local governments and
agencies are immune from suit for defamation. 42 Pa. Cons. Stat. § 8541; see also Keeler
v. Everett Area Sch. Dist., 533 A.2d 836, 837 (Pa. Commw. Ct. 1987) (defamation not
one of the exceptions provided for in 42 Pa. Cons. Stat. § 8542(b)). Second, plaintiff
3
To the extent that Young raises his claim of retaliation under the First Amendment, in
addition to Title VII, he would need to prove that he engaged in protected activity, that
the school district responded with retaliation, and that his activity was the cause of the
retaliation. See Anderson v. Davila, 125 F.3d 148, 161 (3d Cir. 1997). Under this
standard, assuming the first two elements were met, Young cannot demonstrate that his
termination was causally related to his objections to Ellis. The school district’s stated
reason for firing Young was his violation of the PSA.
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failed to support his claim that his signature on the self-referral form was forged when he
admitted at his deposition that he did sign the form.
6. Motion to Amend Complaint
Young argues that the District Court erred in denying his claim for
wrongful termination, because he was within the statute of limitations for claims brought
pursuant to the Equal Pay Act, 29 U.S.C. §§ 206, et seq. The Equal Pay Act is
inapplicable to Young’s claim, which does not rest on gender discrimination.
Furthermore, the District Court did not deny the motion based on its untimeliness.
Rather, the court disallowed the claim because its underlying argument was already
within the scope of the litigation. Accordingly, the District Court did not abuse its
discretion in denying Young’s motion. See Winer Family Trust v. Queen, 503 F.3d 319,
325 (3d Cir. 2007).
March 2010 Order
The District Court initially denied summary judgment on Young’s claims
that the school district violated the CBA and his resignation agreement. The school
district moved for reconsideration, and the District Court granted the motion. It
concluded that state law governs Young’s claim that the school district breached the
CBA. See Pennsylvania Public Employee Relations Act, 43 Pa. Stat. §§ 1101.101, et seq
(governing labor relations between public employers and their employees); see also
Hollinger v. Dep’t of Pub. Welfare, 365 A.2d 1245, 1249-51 (Pa. 1976). In addition,
Pennsylvania labor law requires arbitration of all disputes arising under public sector
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collective bargaining agreements. See 43 Pa. Stat. § 1101.903 (“Arbitration of disputes
or grievances arising out of the interpretation of the provisions of a [CBA] is
mandatory.”); Martino v. Transp. Workers’ Union of Phila., 480 A.2d 242, 248 n.10, 249
(Pa. 1984). Even if the District Court had jurisdiction to hear Young’s CBA claim, there
is no evidence in the summary judgment record suggesting that he pursued his claims
through the mandatory arbitration process.
In addition, the District Court considered that Young’s motion indicated
that all of the evidence relevant to his breach of resignation claim was not before the
court. Because Young’s federal claims had been dismissed, and because the record was
relatively undeveloped as to these remaining claims, see Queen City Pizza, Inc. v.
Domino’s Pizza, Inc., 124 F.3d 430, 444 (3d Cir. 1997), we find that the District Court
did not abuse its discretion in dismissing the claims without prejudice for refilling in state
court.
Young’s motion for reconsideration challenged the grant of summary
judgment on his discrimination, harassment, and retaliation claims. The District Court
analyzed each of Young’s arguments in detail, and we will not recreate those now. The
District Court did not abuse its discretion in determining that Young’s arguments either
mirrored those previously rejected, or failed to present any new evidence, see Max’s
Seafood Café, 176 F.3d at 677 (evidence is not new where it is “available when the court
granted the motion for summary judgment”), or evidence containing “manifest errors of
law or fact.” Harsco Corp. v. Zlotnicki, 779 F.2d 906, 909 (3d Cir. 1985).
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V.
For the foregoing reasons, we will affirm the District Court’s judgment.
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