FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 10-30101
Plaintiff-Appellee,
v. DC No.
9:09 cr 0049 DWM
JEREMIAH LETTIERE,
OPINION
Defendant-Appellant.
Appeal from the United States District Court
for the District of Montana
Donald W. Molloy, District Judge, Presiding
Submitted April 14, 2011*
Seattle, Washington
Filed May 23, 2011
Before: Andrew J. Kleinfeld, A. Wallace Tashima, and
Barry G. Silverman, Circuit Judges.
Opinion by Judge Tashima;
Concurrence by Judge Tashima
*The panel unanimously finds this case suitable for decision without
oral argument. See Fed. R. App. P. 34(a)(2)(C).
6773
6776 UNITED STATES v. LETTIERE
COUNSEL
Andrew J. Nelson, Assistant Federal Defender, Missoula,
Montana, for the defendant-appellant.
Tara J. Elliott, Assistant United States Attorney, Missoula,
Montana, for the plaintiff-appellee.
OPINION
TASHIMA, Circuit Judge:
Appellant Jeremiah Lettiere was convicted of robbery
affecting commerce and use of a firearm during a crime of
violence. Lettiere’s sole contention on appeal is that the dis-
trict court erred in instructing the jury on the definition of
“brandish.” We have jurisdiction under 28 U.S.C. § 1291, and
we affirm the conviction.
I. BACKGROUND
Lettiere was charged, together with co-defendants Michael
File and Skye Bruns, with one count of robbery affecting
commerce, in violation of 18 U.S.C. § 1951(a), and one count
of use of a firearm during a crime of violence, in violation of
18 U.S.C. § 924(c)(1)(A).
On September 3, 2009, a deputy sheriff, in Missoula, Mon-
tana, saw a white pickup truck sideswipe a blue pickup truck.
The deputy pursued the vehicles. The chase came to an end
when the white truck, which was driven by one Patrick Col-
lins, rolled over and the blue truck, which held Lettiere and
his co-defendants, crashed through a fence. An altercation
between Collins and Lettiere was ongoing when the deputy
arrived at the scene. Collins told the deputy that he had been
chasing Lettiere, File, and Bruns because they had just robbed
him of five pounds of marijuana and $12,000.
UNITED STATES v. LETTIERE 6777
Collins testified at trial that he and another individual had
met Lettiere and Bruns in a motel room (File joined them
later), intending to sell them ten pounds of marijuana for
$30,000. Collins had brought five pounds of marijuana and
over $12,000 in cash, in a backpack, with him to the meeting.
During the meeting, according to Collins, Lettiere got up and
pulled a gun out from under the mattress of one of the beds,
then sat down again and placed it in his lap.
File testified that he wasn’t sure if Collins was looking at
Lettiere when he retrieved the gun and that at that point Let-
tiere “wasn’t pointing it at anybody,” but was “just kind of
moving it around in his hand.” Lettiere then told Collins to
give his backpack to Bruns. Collins refused. Regarding what
happened next, Collins’ testimony differs from File’s. Collins
testified that he stood up in an attempt to leave and that Let-
tiere then “pointed the gun towards” him and told him to sit
back down and give the backpack to Bruns or else File would
“knock [him] out.” File testified that Collins actually had
attempted to take the $12,000 out of his backpack when he
realized Bruns was going to take the backpack from him, at
which point Lettiere “waved the gun [but] never pointed it at
him” and said “[i]f you don’t stop right now, I’m going to get
vicious.” In any event, Lettiere, Bruns, and File then left the
room with Collins’ backpack, which still contained the cash
and marijuana, and got into the blue pickup. Collins got into
his own pickup and chased them, resulting in the crash and
altercation witnessed by the deputy.
Lettiere was charged with, inter alia, use of a firearm dur-
ing a crime of violence, in violation of 18 U.S.C.
§ 924(c)(1)(A). Section 924(c)(1)(A) is a penalty provision
that sets out mandatory minimum sentences for “any person
who, during and in relation to any crime of violence or drug
trafficking crime . . . uses or carries a firearm, or who, in fur-
therance of any such crime, possesses a firearm.” 18 U.S.C.
§ 924(c)(1)(A). Persons who merely use, carry, or possess a
firearm in relation to or furtherance of the crime are subject
6778 UNITED STATES v. LETTIERE
to a mandatory minimum term of imprisonment of five years.
18 U.S.C. § 924(c)(1)(A)(i). The mandatory minimum
increases to seven years, however, if the firearm is “bran-
dished.” 18 U.S.C. § 924(c)(1)(A)(ii).1 The baseline issue of
whether the firearm was carried, used, or possessed is an ele-
ment of the offense and must be found by a jury. The
Supreme Court has held, however, that whether a firearm was
brandished is a “sentencing factor . . . to be found by the
judge, not [an] offense element . . . to be found by the jury.”
Harris v. United States, 536 U.S. 545, 556 (2002).
The indictment alleged that Lettiere had “used and bran-
dished” a firearm in violation of § 924(c)(1)(A)(ii), in spite of
the fact that a finding of brandishment is not required for con-
viction under § 924(c)(1)(A), and a finding of brandishment
for purposes of determining the mandatory minimum sentence
does not need to be made by the jury. Therefore, at the charge
conference, there was some dispute as to how to instruct the
jury on brandishment. Lettiere’s counsel admitted that brand-
ishment is not an element of the offense, but still sought a jury
instruction that required the jury to find that Lettiere had used
and brandished, rather than used or brandished, the firearm.
Counsel for the government eventually agreed to this, stating
that she believed “we [have] proved [both] used and bran-
dished.” The district judge stated that he believed a jury
instruction on brandishment was not required, but that he
would include it anyway, because counsel for Lettiere and
counsel for the government “both want[ed] it.”
With that issue decided, counsel for both parties agreed that
a definition of “brandish” should be included in the instruc-
tions. Lettiere had requested that the jury be given the defini-
tion of “brandish” from the American Heritage Dictionary,
which is “1. To wave or flourish menacingly; 2. To display
ostentatiously.” The court, however, decided to give the statu-
1
If the firearm is discharged, the mandatory minimum is ten years. 18
U.S.C. § 924(c)(1)(A)(iii).
UNITED STATES v. LETTIERE 6779
tory definition, as set forth in § 924(c)(4), which is “to display
all or part of the firearm, or otherwise make the presence of
the firearm known to another person, in order to intimidate
that person, regardless of whether the firearm is directly visi-
ble to that person.”
The jury found Lettiere guilty of both counts and Lettiere
appeals.
II. DEFINITION OF “BRANDISH”
[1] Lettiere argues that the challenged instruction incor-
rectly defined “brandish”; it did not. We express no opinion
on whether the inclusion of “brandished” in the indictment
was harmless surplusage, or on whether “brandished” became
a de facto element that the government improvidently obli-
gated itself to prove. Specifically, Lettiere contends that the
district court erred by not providing the dictionary definition
of “brandish” in lieu of or in addition to the statutory definition.2
That contention, however, is contrary to the well-settled prin-
ciple that, for purposes of statutory interpretation, the lan-
guage of the statute is the first and, if the language is clear,
the only relevant inquiry. See Schwab v. Reilly, 130 S.Ct.
2652, 2662 (2010) (“Although we may look to dictionaries
. . . to determine the meaning of words the [Bankruptcy] Code
does not define . . . , the Code’s definition of [the term at
issue] in this case is clear” and is therefore controlling.); Bur-
gess v. United States, 553 U.S. 124, 129 (2008) (statutes con-
trol the meaning of the words used in them in the ordinary
case); Stenberg v. Carhart, 530 U.S. 914, 942 (2000) (“When
a statute includes an explicit definition, we must follow that
definition, even if it varies from that term’s ordinary mean-
ing.”) (emphasis added); United States v. Carter, 421 F.3d
2
The parties dispute the standard of review on this issue, with Lettiere
arguing for de novo review, while the government argues that the proper
standard is abuse of discretion. Because we would find no error under
either standard, we need not decide which standard applies.
6780 UNITED STATES v. LETTIERE
909, 911 (9th Cir. 2005) (“It is well settled that, in a statutory
construction case, analysis must begin with the language of
the statute itself; when the statute is clear, judicial inquiry into
[its] meaning, in all but the most extraordinary circumstance,
is finished.”) (internal quotation marks omitted). Only in the
absence of a statutory definition does this court normally look
to the ordinary meaning or dictionary definitions of a term.
United States v. Banks, 556 F.3d 967, 978 (9th Cir. 2009) We
perceive no reason why, in the circumstances of this case, this
principle should not extend to the definition of terms given in
jury instructions.
Lettiere cites only one case to counter the weight of this
authority, and that case does not support his assertion that a
dictionary definition must, or even may, supplant a statutory
one. Johnson v. Aljian, 490 F.3d 778 (9th Cir. 2007), notes
that a court’s analysis “must begin with the statutory lan-
guage” but that courts may “follow the common practice of
consulting dictionary definitions to clarify [the] ordinary
meaning” of terms used in a statute. Id. at 780 (emphasis
added). But clarification is not necessary when a statute
defines its own terms. Moreover, the court in Johnson cited
for this principle the case of United States v. TRW Rifle
7.62X51mm Caliber, 447 F.3d 686 (9th Cir. 2006), in which
the court “follow[ed] the common practice of consulting dic-
tionary definitions” only because “Congress did not define
what it meant by” the statutory term at issue. Id. at 689.
[2] Better support for Lettiere’s argument comes from
United States v. Albritton, 622 F.3d 1104 (9th Cir. 2010), in
which this court considered the meaning of the term “bran-
dish” as it is used in the United States Sentencing Guidelines
(the “Guidelines”). In contrast to § 924(c), which imposes a
higher minimum sentence when a firearm is brandished
(seven years) than when it is “used” (five years), the Guide-
lines impose a greater offense-level for “otherwise us[ing]” a
dangerous weapon, than for “brandish[ing]” a dangerous
weapon. See U.S.S.G. §§ 2B3.1(b)(2)(D), 2B3.1(b)(2)(E).
UNITED STATES v. LETTIERE 6781
The Guidelines define “otherwise used” as conduct that
“[does] not amount to the discharge of a firearm but [is] more
than brandishing . . . .” U.S.S.G. § 1B1.1 cmt.n.1(I). The
Guidelines definition of “brandish” is effectively identical to
that in § 924(c)(4). U.S.S.G. § 1B1.1 cmt.n.1(C). The defen-
dant in Albritton argued that the district court had improperly
determined that he had “otherwise used” a weapon and that in
fact he had only “brandished” it. 622 F.3d at 1105. The court
looked to dictionary definitions, as well as the definition in
the Guidelines and interpretations in existing caselaw, to
determine the nature of the distinction between “brandishing”
and “otherwise using.” Id. at 1106-07.
[3] Albritton does not indicate, however, that we should
disregard the general principle that a clear statutory definition
is controlling. While we did use dictionary definitions for
clarity in that case, our analysis began with the definition in
the Guidelines. Id. at 1106. We then turned to caselaw from
other circuits for perspective on the term and, finally, cited to
dictionary definitions merely to provide further support for
the conclusions already reached about the correct definition of
the term. Id. at 1107.
[4] Lettiere also argues that the statutory definition is defi-
cient because it inverts the quantum of proof necessary to find
brandishment relative to the quantum of proof necessary to
find that the defendant only used the firearm — in other
words, that the statutory definition of brandished requires a
lesser finding than used, despite the fact that the mandatory
minimum sentence is greater for the former than the latter.
There is no statutory definition of “use” in § 924(c), but
courts have interpreted it as requiring merely some form of
“active employment” of the weapon. United States v. Beau-
dion, 416 F.3d 965, 968 (9th Cir. 2005) (citing Bailey v.
United States, 516 U.S. 137, 149-51 (1995)).3 Lettiere’s argu-
3
The Supreme Court in Bailey was interpreting an earlier version of the
statute; after that decision was issued, Congress amended the statute to
6782 UNITED STATES v. LETTIERE
ment is that, given this definition of “use,” the statutory defi-
nition of “brandish” permits one to “brandish” a weapon
without “using” it — that is, without actively employing it in
connection with a crime.
[5] This argument is unavailing in light of both the plain
language of the statute and this court’s past interpretations of
the term “use” in § 924(c). For starters, § 924(c)(1)(A) clearly
requires that any use, brandishment, or discharge of the
weapon occur “during and in relation to” the relevant crime.
The statutory definition of brandish requires a defendant to
display or make reference to a weapon in order to intimidate
another person. There is simply no logical basis for Lettiere’s
assertion that a defendant could in any conceivable circum-
stances engage in such behavior “during and in relation to” a
crime without being deemed to have “actively employed” the
weapon in relation to the crime.
[6] This court’s past holdings support that interpretation. In
Beaudion, we rejected the defendant’s argument that there
was no distinction between use and brandishment because one
could not use a firearm without brandishing it. In fact, we
held that use of a firearm can encompass activities that do not
require the defendant to brandish it — for example, bartering
it in a criminal context, using the butt of a rifle to break a pad-
lock, or sneaking up on a security guard and using a firearm
to strike him unconscious. 416 F.3d at 968-69; see also
United States v. Bowen, 527 F.3d 1065, 1073-74 (10th Cir.
provide that the mandatory minimum would also apply to possession of
a weapon (not just its use) in furtherance of the crime. See Beaudion, 416
F.3d at 969 n.4. The Court’s reasoning in Bailey was based in part on the
fact that Congress had not elected to include possession in the earlier ver-
sion of the statute and thus that Congress must have intended “use” to
mean something more active than the mere carrying or possession of a
weapon. Bailey, 516 U.S. at 148-51. Nonetheless, the gloss that the Bailey
court put on the term “use” is still valid and has been treated as such by
this court, even though the case no longer provides an accurate description
of the range of behavior covered by § 924(c)(1)(A).
UNITED STATES v. LETTIERE 6783
2008) (brandish as defined in § 924(c) is a subset of use).
Moreover, the statutory definition of brandishment adds a key
element that distinguishes it from use: the firearm must be
used to intimidate another person. United States v. Carter,
560 F.3d 1107, 1114 (9th Cir. 2009); Beaudion, 416 F.3d at
968. The intimidation requirement not only makes brandish-
ment a narrower category of activity than use, but it also
makes the statutory definition narrower than the dictionary
definition offered by Lettiere, which would permit a finding
of brandishment if a criminal carried an expensive antique
gun in a holster or pocket during the commission of a crime
and then waved it about in glee, thereby “display[ing] it
ostentatiously,” to celebrate the successful completion of the
crime.
III. CONCLUSION
[7] We hold that the district court neither erred nor abused
its discretion in instructing the jury with the statutory defini-
tion of “brandish” and declining Lettiere’s proffer of a dictio-
nary definition.4
AFFIRMED.
TASHIMA, Circuit Judge, concurring:
I write separately to explain why it is necessary for us fully
to review Lettiere’s challenge to the jury instruction defining
“brandish.”
At first glance, the knowledgeable reader of this opinion
will ask herself or himself why did the Ninth Circuit conclude
it was necessary to define “brandish” for jury instruction pur-
4
Because we conclude that the district curt did not err in its jury instruc-
tions, we need not decide whether any error was harmless.
6784 UNITED STATES v. LETTIERE
poses when brandishing is not an element of the offense
defined in 18 U.S.C. § 924(c)(1), which must be found by a
jury, but is a “sentencing factor . . . to be found by the judge”?
Harris v. United States, 536 U.S. 545, 556 (2002). The
answer to that question, which the majority opinion declines
to address, see Maj. Op. at 6779, is wrapped up in the unusual
nature of the proceedings at the charge conference in district
court.
As explained by the majority, the indictment charged that
Lettiere had both “used and brandished” a firearm in violation
of § 924(c)(1)(A)(ii). Further, at the charge conference, both
the defendant and the government agreed that the jury instruc-
tions should include a definition of “brandish.” See Maj. Op.
at 6778. Thus, we are confronted with a threshold issue of
first impression in this circuit: given that the jury was not
required to find that Lettiere had brandished a firearm in order
for him to be convicted under § 924(c)(1)(A), or for Lettiere
to be subject to the mandatory minimum sentence for brandish-
ing,1 should we decline to hear Lettiere’s challenge to the jury
instruction on brandishing because it is a moot point? Stated
differently, when a judge instructs a jury on an issue that is
not an element of the offense, is the instruction surplusage
and, thus, any error in the formulation of that instruction per
se harmless error?2
Because there is no Ninth Circuit or Supreme Court case
law on this subject, I would look to the law of the other cir-
cuits for guidance. Doing so, I would answer these questions
in the negative. Several circuits have held that, when a trial
judge instructs the jury, without objection from the govern-
1
For sentencing purposes, as noted above, whether a firearm is bran-
dished is to be found by the court.
2
The government has not made this argument, but we may affirm on
any ground supported by the record, see Sec. Life Ins. Co of Am. v. Meyl-
ing, 146 F.3d 1184, 1190 (9th Cir. 1998), and this argument, if sustained,
would be an easy ground on which to affirm the conviction.
UNITED STATES v. LETTIERE 6785
ment, that a specific element must be found for a criminal
conviction, that element becomes a necessary element of that
particular conviction under the “law of the case” doctrine,
even if the element would not otherwise have been necessary
under controlling case law or statute.3 See United States v.
Williams, 376 F.3d 1048, 1051 (10th Cir. 2004); United States
v. Taylor, 933 F.2d 307, 310 (5th Cir. 1991); United States v.
Tapio, 634 F.2d 1092, 1094 (8th Cir. 1980); see also United
States v. Zanghi, 189 F.3d 71, 79 (1st Cir. 1999) (clarifying
that this rule applies in criminal cases only when the extrane-
ous element is charged in the indictment and the jury instruc-
tion is not “patently incorrect”). This rule is based on the
principle that “the Government chooses its charge and once it
announces to the jury what it will have to prove,” it should be
held to its charge, “even though it undertook to prove an ele-
ment not required by the law.” United States v. Romero, 136
F.3d 1268, 1273 (10th Cir. 1998).
In this case, the government undertook to prove that Let-
tiere had brandished a firearm at two junctures: first, when it
charged brandishment in the indictment, and, second, when it
agreed to an instruction on brandishment.4 It is because of
3
A leading treatise, while noting the existence of this rule, observes that
it is not really a proper application of the “law of the case” doctrine but
instead is more likely a manifestation of principles “of proper trial-court
procedure and the proper relationships between appellate courts and trial
courts.” 18B Charles Alan Wright & Arthur R. Miller, Federal Practice
& Procedure § 4478.6 (2d ed. 2010).
4
It is true that the government initially proposed instructions that
required the jury to find only that Lettiere had used or brandished the gun
and argued to the district judge that the jury would not need to find brand-
ishment to convict or to permit the judge to apply the minimum sentence
for brandishment. But government counsel eventually capitulated to Let-
tiere’s argument that the instructions should require a finding that he both
used and brandished the gun, stating that the government “would shoulder
the burden of [both] used and brandished” because she, government coun-
sel, believed the government had proven both and that she “[didn’t] mind”
the instruction requiring the jury to find both. Therefore, it is clear that the
government did not object to the instruction on brandishment.
6786 UNITED STATES v. LETTIERE
these circumstances that I agree with the majority, which
implicitly, but necessarily, holds that the jury instruction
requiring a finding of brandishment has, in the circumstances
of this case, become a necessary element of Lettiere’s convic-
tion under § 924(c)(1).
Once the district court undertook to instruct the jury on
“brandish,” even though it was not required to do so as an ele-
ment of the offense, under the law of the case doctrine, I
would expressly hold that the district court was bound cor-
rectly to instruct the jury. With these additional comments, I
fully join in the majority opinion.