In the
United States Court of Appeals
For the Seventh Circuit
Nos. 10-3957, 10-3965 & 11-1016
N ATIONAL R IFLE A SSOCIATION OF A MERICA, INC., et al.,
Plaintiffs-Appellants,
v.
C ITY OF C HICAGO, ILLINOIS, and V ILLAGE OF O AK P ARK ,
ILLINOIS,
Defendants-Appellees.
Appeals from the United States District Court
for the Northern District of Illinois, Eastern Division.
Nos. 08 C 3645 et al.—Milton I. Shadur, Judge.
S UBMITTED M AY 16, 2011—D ECIDED JUNE 2, 2011
Before E ASTERBROOK, Chief Judge, and B AUER and
P OSNER, Circuit Judges.
E ASTERBROOK, Chief Judge. The Supreme Court held
in District of Columbia v. Heller, 554 U.S. 570 (2008), that
a federal enclave’s ban on operable handguns in the
home violates the Constitution’s second amendment.
In 2008 the City of Chicago and the Village of Oak Park
had ordinances that were functionally the same as the
2 Nos. 10-3957, 10-3965 & 11-1016
law in Heller. After the Supreme Court’s decision several
plaintiffs, including Otis McDonald and the National
Rifle Association, filed suits against the City and the
Village, which defended by arguing that the second
amendment does not apply to the states. The district
court agreed and dismissed the suits; we affirmed. 567
F.3d 856 (7th Cir. 2009). The Supreme Court granted a
petition for certiorari and concluded, to the contrary,
that the second amendment applies to states and munici-
palities as a matter of due process. McDonald v. Chicago,
130 S. Ct. 3020 (2010).
The Supreme Court entered its judgment on June 28,
2010. On July 2 Chicago repealed its ordinance; Oak
Park followed suit on July 19. We held that the repeals
made the litigation moot and directed the district court
to dismiss the suits for want of a case or controversy. 393
F. App’x 390 (7th Cir. Aug. 25, 2010) (nonprecedential
order). Chicago has a new gun-control ordinance that
has been contested in separate litigation; that did not
keep the current suits alive.
Plaintiffs’ requests for attorneys’ fees under 42 U.S.C.
§1988(b) remained for decision. The district court con-
cluded that plaintiffs are not “prevailing parties” and
thus are not entitled to fees. 2010 U.S. Dist. L EXIS 135538
(Dec. 22, 2010) (NRA), and 2011 U.S. Dist. L EXIS 349 (Jan. 3,
2011) (McDonald); both decisions supplemented by
2011 U.S. Dist. L EXIS 2051 (Jan. 7, 2011). The district
court relied on Buckhannon Board & Care Home, Inc. v. West
Virginia Department of Health & Human Resources, 532
U.S. 598 (2001), and Zessar v. Keith, 536 F.3d 788 (7th Cir.
Nos. 10-3957, 10-3965 & 11-1016 3
2008). Buckhannon holds that a suit’s role as a catalyst
in inducing the defendant to change its policies
does not support an award of attorneys’ fees; a plaintiff
“prevails” only by obtaining a judicial order altering
its legal status vis-à-vis its adversary. Zessar applies
Buckhannon to a case that became moot when the
statute being contested was materially amended
between a district court’s opinion and its judgment.
Mootness made it impermissible for the district court
to enter a judgment in plaintiffs’ favor, and we ordered
the judgment’s vacatur; that left the case in the same
situation as Buckhannon and disallowed an award of fees
under §1988.
Chicago and Oak Park contend that Zessar controls:
after the Supreme Court issued its opinion, but before
the district court could enter a final judgment, they re-
pealed their ordinances and the suits were dismissed as
moot. That left plaintiffs without a favorable judgment,
so Buckhannon disentitles them to attorneys’ fees. The
district court agreed with this line of argument.
The district court was right to observe that plaintiffs
did not receive a favorable judgment from it. But they
did better: They won in the Supreme Court, which
entered a judgment in their favor. When the Supreme
Court rendered its decision, the controversy was live.
Neither Chicago nor Oak Park contends that post-
McDonald legislative action requires the Supreme Court
to vacate its judgment. A litigant that surrenders or
settles after a judgment is not entitled to vacatur. See
U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513
4 Nos. 10-3957, 10-3965 & 11-1016
U.S. 18 (1994); In re Memorial Hospital of Iowa County, Inc.,
862 F.2d 1299 (7th Cir. 1988). Many a defendant gives
up after a district court’s final decision and does not
appeal; some other parties settle to avoid the risk of
reversal. If a cessation of hostilities after a district court’s
decision does not deprive the victor of prevailing-
party status, why should conceding defeat after a
decision by the Supreme Court do so?
Plaintiffs achieved a decision that alters “the legal
relationship of the parties.” Buckhannon, 532 U.S. at 605.
It has been established conclusively, and not just by
a district court’s opinion that never led to a valid judg-
ment (as in Zessar), that the second amendment applies
to the ordinances that Chicago and Oak Park then had
in force, and to any successor ordinances.
The municipalities insist that the Supreme Court’s
decision addressed only “a preliminary legal issue that
did not resolve plaintiffs’ claims against Chicago
or Oak Park.” That’s not realistic. Whether the second
amendment applies to the states and subsidiary units of
government was the issue in this litigation. The Court’s
decision was not just a procedural skirmish. Contrast
Hanrahan v. Hampton, 446 U.S. 754 (1980) (an appellate
holding that plaintiffs have presented a triable issue
does not make them prevailing parties, because they
may still lose at trial); Sole v. Wyner, 551 U.S. 74 (2007)
(a preliminary injunction in plaintiffs’ favor does not
make them prevailing parties, when the case finally is
resolved in defendants’ favor on the merits). After the
Supreme Court held that the second amendment applies
Nos. 10-3957, 10-3965 & 11-1016 5
to the municipalities’ ordinances, defendants’ position
was untenable; neither Chicago nor Oak Park contends
that the ordinance in force in 2008 could have been sus-
tained under Heller’s substantive standards. This litiga-
tion was over except for the entry of an injunction by
the district court. Chicago and Oak Park capitulated,
which made the exercise unnecessary. By the time de-
fendants bowed to the inevitable, plaintiffs had in hand
a judgment of the Supreme Court that gave them every-
thing they needed. If a favorable decision of the
Supreme Court does not count as “the necessary judicial
imprimatur” on the plaintiffs’ position (Buckhannon, 532
U.S. at 605), what would?
The district court’s decision is reversed, and the cases
are remanded for awards of reasonable attorneys’ fees
under §1988.
6-2-11