PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
CHARLES RAYMOND NOEL; JACOB
RALPH NOEL, Individually and as
Personal Representative of the
Estate of Cheryl Lynn Noel;
RAMONA SCHWEIGER, To The Use
of Matthew Noel,
Plaintiffs-Appellants,
v.
CARLOS ARTSON, Officer, Badge No. 09-1562
No. 3836; DAVID SWEREN, Officer,
Badge #3794; MICHAEL GIDDINGS,
Officer, Badge #3305; MARK
CRUMP, Sergeant, Badge #3389;
ROBERT M. GIBBONS, Sergeant,
Badge #3904; BALTIMORE COUNTY,
MARYLAND,
Defendants-Appellees.
Appeal from the United States District Court
for the District of Maryland, at Baltimore.
William M. Nickerson, Senior District Judge.
(1:06-cv-02069-WMN)
Argued: March 25, 2011
Decided: June 2, 2011
Before TRAXLER, Chief Judge, and WILKINSON and
WYNN, Circuit Judges.
2 NOEL v. ARTSON
Affirmed by published opinion. Judge Wilkinson wrote the
opinion, in which Chief Judge Traxler joined. Judge Wynn
wrote an opinion concurring in the judgment.
COUNSEL
ARGUED: Terrell Roberts, ROBERTS & WOOD, Riverdale,
Maryland, for Appellants. Paul M. Mayhew, BALTIMORE
COUNTY OFFICE OF LAW, Towson, Maryland, for Appel-
lees. ON BRIEF: John E. Beverungen, County Attorney,
Adam M. Rosenblatt, Assistant County Attorney, BALTI-
MORE COUNTY OFFICE OF LAW, Towson, Maryland, for
Appellees.
OPINION
WILKINSON, Circuit Judge:
After a nine-day trial, a jury found that police officers car-
rying out a search warrant for narcotics did not violate the
Fourth Amendment when they performed a no-knock entry
into a residence and fatally shot a woman with a gun therein.
The woman’s family and estate now allege that a variety of
instructional and other errors taint that verdict. But the charge
provided a complete and accurate statement of the law and
afforded plaintiffs ample latitude to argue their case. Finding
no other reason for reversal, we affirm the judgment of the
district court.
I.
The unfortunate events that led to this lawsuit began when
a Baltimore County police officer noticed a plastic bag with
white dust in the car of Matthew Noel during an October 2004
traffic stop. Matthew, an eighteen-year-old who lived at home
NOEL v. ARTSON 3
with his parents Charles and Cheryl Noel, admitted to having
a Percocet abuse problem. In the following months, Baltimore
County Sergeant Robert Gibbons, a narcotics investigator,
examined the trash left outside for pickup at the Noel resi-
dence and discovered additional drugs and drug parapherna-
lia. On January 19, 2005, Sgt. Gibbons successfully applied
for a search warrant for the Noel home.
Sgt. Gibbons consulted with the supervisors of the Balti-
more County SWAT Team and decided that a no-knock entry
was appropriate. Gibbons testified that he was concerned for
the safety of the SWAT officers executing the warrant, and
thought that knocking and announcing their presence might
put them in danger for three reasons: (1) Charles Noel had a
thirty-year-old conviction for second-degree murder; (2) on
December 18, 2004, shortly before the search of the Noel
house, Matthew was charged with attempted first-degree mur-
der for shooting a man in the foot at a convenience store,
though the charge was eventually reduced to first-degree
assault; and (3) there were guns registered to Cheryl and her
other son Jacob at the Noels’ address.
On January 21 around 4:30 a.m., the team of fifteen offi-
cers approached the Noels’ residence. The officers breached
the front door with a battering ram and then deployed a flash-
bang grenade outside of the house to distract the occupants
momentarily. The officers testified that as soon as they
entered the house, one officer announced "Police — Search
Warrant" and continued to do so as the officers proceeded
upstairs and approached Charles and Cheryl’s bedroom.
Charles and his neighbors, however, testified that they heard
the explosion from the grenade but never heard any police
announcements.
Less than five seconds after the SWAT team entered the
house, Officer Carlos Artson entered Charles and Cheryl
Noel’s bedroom. There, he testified that he found Cheryl spin-
ning toward him holding a revolver. Officer Artson then
4 NOEL v. ARTSON
immediately fired two shots, hitting Cheryl in the left shoul-
der and the right breast. She then slumped to the floor near the
foot of the bed. Artson ordered Cheryl to drop the gun several
times, but even when Cheryl eventually released it, the gun
remained only eight inches from her right arm.
The parties agree that Officer Artson then ordered Cheryl
to move her hand away from the gun, but what happened after
that order was hotly contested. Artson testified that Cheryl
looked "like she’s trying to make a choice, make a decision,"
and that she moved her hand back towards the gun. Charles,
however, insisted that Cheryl never made any movement
toward the gun. At that point, Officer Artson shot her in the
chest. The coroner testified that Cheryl might have survived
the first two shots, but could not have recovered from the
third shot, which pierced her heart.
Cheryl’s family brought this suit against Officer Artson and
the rest of the SWAT team under 42 U.S.C. § 1983, claiming
that the officers violated her Fourth Amendment rights by
failing to knock and announce their presence, by executing
the search warrant unreasonably, and by using excessive
force. The officers moved for summary judgment. On Sep-
tember 6, 2007, the district court denied the officers’ motion.
We dismissed the officers’ appeal in 2008, holding that they
had waived the defense of qualified immunity by failing to
raise it in their motion for summary judgment. See Noel v.
Artson, 297 F. App’x 216 (4th Cir. 2008).
After a nine-day trial, the district court instructed the jury
as follows:
[T]he plaintiffs claim that the defendants acted
unreasonably, and in violation of Cheryl Noel’s con-
stitutional rights, in the manner of the execution of
the warrant. And that is by deliberately avoiding the
knock-and-announce rule or procedure before enter-
ing the residence, and by subjecting Ms. Noel to
NOEL v. ARTSON 5
unreasonably excessive and/or deadly force after
they entered. . . . So you should consider all the evi-
dence presented in relation to the method used in
executing the search warrant in reaching a decision
as to whether the plaintiff has proven a violation of
the Fourth Amendment rights.
And with regard to the plaintiffs’ claims of loss
and damages resulting from the alleged excessive
and/or deadly force used against Cheryl Noel, you’re
instructed that a law enforcement officer may only
employ that amount of force which is reasonably
necessary under the particular circumstances sur-
rounding the execution of the search warrant. There-
fore, in determining whether the plaintiffs have
proven a deprivation of Ms. Noel’s Fourth Amend-
ment rights, and a resulting loss or damages under
this theory, you must determine whether the amount
of force used against Ms. Noel exceeded that which
a reasonable officer would have employed in execut-
ing a warrant under similar circumstances.
In this regard, you consider all of the attending
and surrounding circumstances including the nature
and severity of the crime at issue, whether Ms. Noel
posed an immediate threat to the safety of any of the
officers or others, and whether she was actively
resisting or attempting to interfere with a lawful exe-
cution of the search warrant. The defendant, or the
particular officer whose actions or omissions you are
considering, need only have acted or failed to act
within a range of conduct considered to be reason-
able.
Reasonableness of an officer’s conduct in execut-
ing a search warrant, including the use of force . . .
must be judged from the perspective of a reasonable
officer on the scene, and not with the 20/20 vision of
6 NOEL v. ARTSON
hindsight. The test of reasonableness must allow for
the fact that police officers are often forced to make
split-second judgments in circumstances that are
tense, uncertain and rapidly evolving with respect to
the means and amount of force that is reasonable and
necessary in any particular situation.
On March 30, the jury returned a verdict for the officers on
all counts, and the district court later denied the Noels’
motion for a new trial. The Noels now appeal.
II.
The case before us presents numerous assignments of error.
No doubt litigants in a hotly contested jury trial become
invested in their case and losers often leave convinced that
only serious errors on the part of the trial court would have
allowed the jury to return the verdict that it did. In this case,
however, the trial was conducted more than capably and pro-
vided ample reason for an appellate court to sustain a verdict
on behalf of either party.
The first set of challenges relates to the jury instructions,
which we review holistically and through the prism of the
abuse of discretion standard. The Supreme Court has
instructed that "a single instruction to a jury may not be
judged in artificial isolation, but must be viewed in the con-
text of the overall charge." Henderson v. Kibbe, 431 U.S. 145,
153 n.10 (1977). It is easy enough to pick at words, phrases,
and sentences in a charge, but that overlooks the fact that the
charge in its totality was what the jury heard. A jury verdict,
moreover, represents a good deal of work on the part of a
good many people, and the instructions undergirding that col-
lective effort should not succumb lightly to semantic fencing.
Accordingly, we simply determine "whether the instructions
construed as a whole, and in light of the whole record, ade-
quately informed the jury of the controlling legal principles
without misleading or confusing the jury to the prejudice of
NOEL v. ARTSON 7
the objecting party." Bailey v. Cnty. of Georgetown, 94 F.3d
152, 156 (4th Cir. 1996) (quoting Spell v. McDaniel, 824 F.2d
1380, 1395 (4th Cir. 1987)).
The party challenging the jury instructions faces a heavy
burden, for "we accord the district court much discretion" to
fashion the charge. Teague v. Bakker, 35 F.3d 978, 985 (4th
Cir. 1994). A district court will be reversed for declining to
give an instruction proposed by a party only when the
requested instruction "(1) was correct; (2) was not substan-
tially covered by the court’s charge to the jury; and (3) dealt
with some point in the trial so important, that failure to give
the requested instruction seriously impaired" that party’s abil-
ity to make its case. United States v. Lighty, 616 F.3d 321,
366 (4th Cir. 2010) (quotation omitted).
III.
The Noels argued at trial that Officer Artson used excessive
force when he shot Cheryl Noel, and in particular that the
third shot was unreasonable. On appeal, their chief contention
is that the district court abused its discretion by refusing to
give a jury instruction that highlighted the issue of the third
shot’s reasonableness: "[E]ven if you decide that the initial
use of force was reasonable . . . you must also consider
whether the third shot was a reasonable use of force. The
force used at the beginning of an encounter may not be justi-
fied even seconds later if the justification for the initial use of
force has abated." The Noels argue that their instruction was
correct, not covered by the district court’s charge, and neces-
sary in light of this Court’s decision in Waterman v. Batton,
393 F.3d 471, 481 (4th Cir. 2005). But the claim that the dis-
trict court abused its discretion here falls flat for several rea-
sons.
A.
For starters, the district court’s charge covered the appro-
priate legal standard and left counsel more than enough room
8 NOEL v. ARTSON
to argue the facts in light of that standard. Following the pat-
tern jury instructions, the district court submitted the case to
the jury under the general rubric of reasonableness. The entire
charge embodied this simple query: Did the officers act rea-
sonably or did they not? This is indisputably the correct stan-
dard, for "all claims that law enforcement officers have used
excessive force . . . should be analyzed under the Fourth
Amendment and its ‘reasonableness’ standard." Graham v.
Connor, 490 U.S. 386, 395 (1989).
Quite aside from being a correct statement of the law, the
reasonableness instruction left the attorneys ample room to
argue their case. For example, counsel for the Noels offered
a spirited closing argument that the justification for using
deadly force on Cheryl Noel did not apply to the third shot
because she was already incapacitated and no longer pre-
sented a threat. This is what good jury instructions often
do—let counsel argue factually in terms of a legal standard,
rather than having the judge make counsel’s particularized
arguments for them. This approach rightly indicates that "dis-
trict judges are not required to comment on the evidence, and
their refusal to single out any particular item of evidence is
often a sensible approach to evenhandedness in the presenta-
tion of the law." Duke v. Uniroyal, Inc., 928 F.2d 1413, 1421
(4th Cir. 1991). The district court in this case successfully
avoided tilting the game board to one side.
The Noels insist, however, that the absence of this third-
shot instruction impaired their "ability to counter repeated
suggestions that Artson was not only justified in firing at the
outset of the encounter, but also that he could have kept on
shooting." Brief of Appellants at 30. In their view, only the
district court could keep the jury from accepting this contami-
nated account of reasonableness. But as we have explained,
the trial court need not bear the burden of highlighting helpful
arguments nor of marginalizing harmful ones. At trial, the
adversary system remains the best disinfectant.
NOEL v. ARTSON 9
There were good lawyers on both sides of this case, and
they both took advantage of ample opportunities to present
their version of the facts to the jury. We see no reason to
doubt that "the instructions construed as a whole, and in light
of the whole record, adequately informed the jury of the con-
trolling legal principles." Bailey, 94 F.3d at 156. In sum, the
adversary system worked well.
B.
The Noels argue that despite the breadth of the district
court’s instruction and their own ability to argue the theory of
their case, the district court nevertheless erred in not giving an
instruction based on Waterman v. Batton, 393 F.3d 471, 481
(4th Cir. 2005). In their view, the "failure to give the
requested instruction seriously impaired" their ability to per-
suade the jury, Lighty, 616 F.3d at 366, because the language
from Waterman would have had more force coming from the
trial judge.
This argument fails because it fundamentally misconceives
the role of appellate opinions like Waterman. Such opinions
are not jury instructions, nor are they meant to be. Rather,
they articulate general principles of law that decide cases. Of
course appellate opinions may guide a district judge’s discre-
tion when formulating jury instructions, or even bear upon the
formation of pattern instructions. But they are by no means
intended to preempt a district judge’s discretion to formulate
a suitable charge for a specific trial, for "courts must have the
flexibility in instructions to avoid confusing or prejudicial
statements that might arise from a discussion of the specific
contentions in a case." Hardin v. Ski Venture, Inc., 50 F.3d
1291, 1294-95 (4th Cir. 1995). Accordingly, we do not
require district courts to parse our opinions for every possible
instructional command.
Indeed, this case illustrates why appellate opinions cannot
mechanically supply jury instructions, for Waterman dealt
10 NOEL v. ARTSON
with a completely different factual scenario. There, plaintiffs’
decedent was attempting to flee in his car from pursuing
police officers when he approached a line of vehicles slowing
for a toll booth. 393 F.3d at 474. Several police officers
emerged from the toll plaza on foot and stood near his car’s
projected path. When the fleeing vehicle accelerated toward
the officers, they opened fire as the car approached them.
Even after the vehicle passed them, the officers continued to
fire from the side and from behind the car despite the fact that
it was no longer a threat to run them over. Id. at 474-75. It
was in that context we held that "force justified at the begin-
ning of an encounter is not justified even seconds later if the
justification for the initial force has been eliminated." Id. at
481. That is a far cry from the situation confronted by Officer
Artson, for the threat he faced remained in the very same
room with a firearm still close at hand.
The Noels appear to have recognized that Waterman is
inapposite to this case, for in their proposed jury instruction,
they altered the language borrowed from that case. Our hold-
ing in Waterman was premised on the threat being "elimi-
nated;" this term reflected the fact that in Waterman, the car
that posed the threat to the officers had already driven past
them, thus ending the officers’ need to defend themselves
with deadly force. The Noels’ instruction, by contrast, stated
that force is no longer justified "if the justification for the ini-
tial force has abated." This word choice is certainly more in
keeping with the Noels’ theory of the case, for at the time of
the third shot, the threat posed by Cheryl Noel certainly had
not been "eliminated:" she was still in the room and, accord-
ing to the Noels, still alive and near her firearm. But it was
not an abuse of discretion for the district judge to decline to
adopt the actual language from an inapposite case, and there
is certainly no error in declining to massage that language to
make it friendlier to one party.
NOEL v. ARTSON 11
IV.
The Noels’ second claim relates to a series of requested
instructions governing the manner in which the officers exe-
cuted the search warrant.
A.
The first manner-of-execution instruction requested by the
Noels indicated that the jury should consider "whether the
manner in which the officer executed the search warrant was
reasonable." The requested instruction then set forth a list of
factors for the jury to take into account, including "Ms. Noel’s
interests [in] security, the right to bear arms for her own pro-
tection, and the right not to be killed for simply defending her
family." The Noels contend that such an instruction was nec-
essary because while the district court addressed the need for
the no-knock entry itself to be reasonable, it did "not address
Noel’s contention that the manner in which the officers exe-
cuted the warrant after they crossed the threshold was unrea-
sonable under the Fourth Amendment." Brief of Appellants at
36. In their view, "[c]ounsel was not free to argue that the
officers’ tactics in executing the warrant at night, deploying
a flash bang grenade, and doing things in a way to prevent the
Noels from hearing and comprehending that the police had
entered the house or allowing Ms. Noel to disarm was unrea-
sonable under the Fourth Amendment." Reply Brief of Appel-
lants at 9.
This contention is without merit. The district court’s
instructions discussed at length the need for both the entry
itself and the officers’ post-entry conduct to be reasonable.
After addressing reasonableness in the context of the no-
knock entry, the court then instructed the jury that it "should
consider all the evidence presented in relation to the method
used in executing the search warrant." The court then stated
that the "[r]easonableness of an officer’s conduct in executing
a search warrant, including the use of force . . . must be
12 NOEL v. ARTSON
judged from the perspective of a reasonable officer on the
scene, and not with the 20/20 vision of hindsight." Reviewed
in their entirety, the jury instructions made clear that the rea-
sonableness requirement governed the search as a whole, not
just one segment of it.
Again, the district court provided here a complete and accu-
rate framework within which counsel could argue their view
of the facts. This approach is particularly appropriate with
respect to the Fourth Amendment’s reasonableness standard,
which requires a careful analysis of the "facts and circum-
stances of each particular case." Graham, 490 U.S. at 396. As
the district court noted, the Noels "were free to argue, and did
strenuously argue, the numerous ways in which they believed
Defendants’ methods were unreasonable." JA 1206. We can-
not say that the district court erred in declining to make these
arguments on counsel’s behalf.
B.
Next, the Noels claim that the district court erred in not
instructing the jury that Cheryl Noel "had a right to possess
the gun in her home and to have it available as she deemed
fit for her own protection." While the Noels assert that the
failure to give this instruction impeded their argument that
"the officers failed to adjust their method of entry to account
for the fact that she had a right to bear arms and use a gun for
her protection," Brief of Appellants at 37, we find this conten-
tion unconvincing.
It can hardly be maintained that the requested instruction
addressed a "point in the trial so important, that failure to give
the requested instruction seriously impaired" the Noels’ abil-
ity to present their case to the jury. Lighty, 616 F.3d at 366.
Cheryl Noel’s right to own and use a gun was not a central
issue in this case, and in any event was uncontested.
Moreover, we cannot fault the district court for declining to
give a wink and a nod to the jury by singling out this piece
NOEL v. ARTSON 13
of evidence. We have noted that a "court is not required to
comment on specific evidence in the course of giving a jury
instruction, and indeed often is well-advised not to." Hardin,
50 F.3d at 1294. As discussed above, the district court prop-
erly submitted this case to the jury under the general rubric of
reasonableness, and counsel were free to argue (and indeed
did argue) that the officers failed to take Cheryl Noel’s per-
fectly legal gun possession into account when executing the
search warrant. But "[w]here, as here, the instructions accu-
rately covered all the issues in the case, the failure to refer-
ence specific aspects of a party’s contentions . . . cannot serve
as a basis for a finding of error." Id. at 1295.
C.
Finally, the Noels challenge the district court’s failure to
instruct the jury that a "police officer, before using deadly
force, must give a warning, if feasible, to provide a person the
opportunity to recognize that it is an officer and to comply
with any commands that the officer may give." But this claim
falls short for the reasons that led to the rejection of the
Noels’ earlier assignments of error.
Excessive-force claims, like other manner-of-execution
claims, "should be analyzed under the Fourth Amendment and
its ‘reasonableness’ standard." Graham, 490 U.S. at 395.
"[P]roper application" of that standard "requires careful atten-
tion to the facts and circumstances of each particular case,"
and whether or not police have given a warning before using
deadly force is one of those facts and circumstances. Id. at
396.
We cannot hold that the district court abused its discretion
by declining to single out this additional piece of evidence.
We have always left "the choice between generality versus
specificity in the charge . . . to the sound discretion of the trial
courts." Hardin, 50 F.3d at 1294-95. The court’s general rea-
14 NOEL v. ARTSON
sonableness charge left counsel perfectly able to present the
specific failure-to-warn argument to the jury by themselves.
V.
The Noels next contend that the district court erred by
allowing Dan Rose, a Baltimore County tactical training offi-
cer, to testify at trial. Officer Rose, who was Baltimore Coun-
ty’s designated witness for the SWAT Team’s training,
personally trained Officer Artson. At trial, he testified to the
training he provided Artson in "shoot/no-shoot scenarios" and
provided a demonstration used in Artson’s training meant to
illustrate the so-called "reactionary gap" effect. The Noels
objected to Officer Rose’s testimony in general and in partic-
ular to his presentation of the reactionary gap demonstration,
but the district court overruled both objections.
A.
First, the Noels claim that the district court erred by allow-
ing Officer Rose to give his opinion regarding the propriety
of Officer Artson’s use of force despite not having personal
knowledge of the events in question and not being disclosed
as an expert witness as required by Fed. R. Civ. P.
26(a)(2)(A). But this claim faces several difficulties.
First of all, the party challenging the district court’s ruling
on the admissibility of evidence faces another heavy burden.
Evidentiary rulings are reviewed under the well-known abuse
of discretion standard, and "we will only overturn an evidenti-
ary ruling that is arbitrary and irrational." United States v.
Cole, 631 F.3d 146, 153 (4th Cir. 2011) (quotation omitted).
And here, the district court did not abuse its discretion. Offi-
cer Rose had personal knowledge of Officer Artson’s training
in this sort of scenario because Officer Rose had actually
trained him. Indeed, the Noels acknowledge that on direct
examination, "Officer Rose’s testimony provided only broad
training scenarios," Brief of Appellants at 40, scenarios that
NOEL v. ARTSON 15
were actually used in Officer Artson’s training. The district
court also repeatedly scrutinized the questioning of Officer
Rose to ensure that he provided only factual testimony regard-
ing Officer Artson’s training.
The Noels nevertheless seize on a response given by Offi-
cer Rose on cross-examination to show that he offered imper-
missible opinion testimony. In response to a question about
whether Officer Artson could have grabbed Cheryl Noel’s
gun after she had been shot twice, Officer Rose explained that
even a shot to the heart would not incapacitate a person until
thirty-to-sixty seconds later. He then stated that Officer Art-
son "went above and beyond and stopped during a lethal con-
frontation and continued to try and get her to not go for that
gun. So he went above and beyond our training, sir." Even if
this one response were impermissible lay opinion testimony,
not grounded in Officer Rose’s personal knowledge of Officer
Artson’s training, it was harmless in the context of the volu-
minous testimony offered during the course of the entire trial.
Moreover, it was on cross-examination that the Noels’ own
counsel "invited the error and therefore it provides no basis
for reversal." United States v. Neal, 78 F.3d 901, 904 (4th Cir.
1996). We thus cannot hold that the district court’s decision
to admit this testimony was "arbitrary and irrational." Cole,
631 F.3d at 153.
B.
Next, the Noels assert that the district court abused its dis-
cretion by allowing Officer Rose to demonstrate the reaction-
ary gap effect with the jury. In this demonstration, Rose asked
the members of the jury to hold their hands six inches apart
while he held his even farther apart, and then asked them to
clap their hands together before he could clap his. Rose
explained after the demonstration that "you can’t, because of
that reactionary gap." He further explained that in SWAT
training, "this is what I teach these folks . . . if we come
across someone who has a weapon that’s in a low ready posi-
16 NOEL v. ARTSON
tion, and by the time the flick of a wrist occurs and that round
is fired, it’s too late."
First, the Noels contend that Officer Rose’s demonstration
was an impermissible lay opinion. This claim fails, however,
because the demonstration was a training exercise that was
actually used in Officer Artson’s training. Assuming, how-
ever, that the method of its presentation through active jury
participation was error, we hold that it was harmless. The pre-
cise point could have been demonstrated in a number of other
ways that in fact would have been preferable to one involving
participation by the jurors themselves, but the demonstration
was a brief and minor part of the overall trial. Moreover, there
was no risk that the jury would confuse Officer Rose’s clap-
ping demonstration with an attempt to recreate the deadly
confrontation in the bedroom. To the contrary, Officer Rose
offered "a mere demonstration of a physical principle," which
we have recognized as unproblematic. See Gladhill v. General
Motors Corp., 743 F.2d 1049, 1051 (4th Cir. 1984).
Finally, assuming arguendo that the jury’s participation in
the demonstration was error, we do not think that the demon-
stration itself posed a substantial risk of unfair prejudice
under Fed. R. Evid. 403 to the plaintiffs on the grounds that
it "was a deliberate effort by a witness and comrade of the
officer on trial to gain favor with the jury." Brief of Appellants
at 47. All evidence introduced at trial attempts in some way
to gain the jury’s favor; otherwise a party would not offer it.
To be sure, Rule 403 is concerned with "the possibility that
the evidence will excite the jury to make a decision on the
basis of a factor unrelated to the issues properly before it."
Mullen v. Princess Anne Volunteer Fire Co., 853 F.2d 1130,
1134 (4th Cir. 1988). But evidence with an emotional valence
need only be excluded if there is "a genuine risk that the emo-
tions of the jury will be excited to irrational behavior, and that
this risk is disproportionate to the probative value of the
offered evidence." United States v. Ham, 998 F.2d 1247, 1252
(4th Cir. 1993) (quotation omitted). Here, there was no indica-
NOEL v. ARTSON 17
tion that Officer Rose’s demonstration of his training exercise
had the purpose or effect of influencing the emotions of the
jury or otherwise encouraging the jury to decide on an imper-
missible basis. For all of the above reasons, we find that any
error in allowing the jury to participate in the demonstration
was harmless. See Fed. R. Civ. P. 61 ("[T]he court must disre-
gard all errors and defects that do not affect any party’s sub-
stantial rights.").
VI.
Finally, the Noels contend that the district court erred by
failing to voir dire potential jurors on the subject of Charles
Noel’s thirty-year-old conviction for second-degree murder.
In their view, the murder conviction, which was one of the
three justifications offered by the officers for the no-knock
entry, "had a strong potential for juror bias" and "was an
essential part of the trial," Brief of Appellants at 51, and the
district court’s refusal to ask questions on this topic thus
deprived the Noels of their right to an impartial jury.
We are not persuaded. The Supreme Court has made clear
that "the trial court retains great latitude in deciding what
questions should be asked on voir dire." Mu’Min v. Virginia,
500 U.S. 415, 424 (1991). And while that discretion is not
infinite, "it is only a rare case in which a reviewing court will
find error in the trial court’s conduct." United States v. Hsu,
364 F.3d 192, 203 (4th Cir. 2004) (quotation omitted). The
district court need only question the venire so as to provide
"a reasonable assurance that prejudice would be discovered if
present." United States v. Lancaster, 96 F.3d 734, 740 (4th
Cir. 1996) (en banc) (quotation omitted).
We discern no abuse of discretion on voir dire, for Charles
Noel’s thirty-year-old conviction for second-degree murder
played at most a minor role in this case. The trial court is not
bound to ask members of the venire questions about every
evidentiary tangent or by-way, see, e.g., Ham v. South Caro-
18 NOEL v. ARTSON
lina, 409 U.S. 524, 527-28 (1973) (upholding a state trial
court’s refusal to ask voir dire questions regarding prejudice
against beards), and "[a]bsent a showing of compelling need
to propound such questions, we think the district judge clearly
correct in refusing them," Langley v. Turner’s Express, Inc.,
375 F.2d 296, 298 (4th Cir. 1967). We accordingly hold that
the district court’s refusal to ask questions regarding the mur-
der conviction demonstrated "reasonable restraint" in ques-
tioning that in no way prejudiced the Noels. Id. at 297.
VII.
Events at the Noel home on the evening in question took
a deeply regrettable turn. But the jury tasked with weighing
these sad happenings was not left in the dark. Over the course
of a nine-day trial, capable attorneys on each side thrashed out
the propriety of the officers’ actions before the body duly con-
stituted to assess them, and the district court properly
instructed that body in terms of the applicable standard of rea-
sonableness. Under these circumstances, we see no reason to
upset the jury’s conclusions. Because neither instructional
defects nor any other error undermines the verdict, we affirm
the judgment of the trial court.
AFFIRMED
WYNN, Circuit Judge, concurring in the judgment:
This Court’s review of jury instructions entails a relatively
simple inquiry: whether the district court’s instructions, con-
strued as a whole, accurately informed the jurors of the con-
trolling law without misleading or confusing them. In this
case, the district court was free to—and perhaps should
have—instructed the jury to the effect that force used at the
beginning of an encounter may not be justified later if the jus-
tification for the initial use of force has been eliminated. Nev-
ertheless, the charge that the district court did give accurately
stated the controlling law. For this reason, and because I agree
NOEL v. ARTSON 19
with my colleagues’ analysis as to the other issues on appeal,
I concur in the judgment.
I.
In this appeal, the Noels challenge, among other things,
aspects of the district court’s jury instructions. "Both the deci-
sion to give (or not to give) a jury instruction and the content
of an instruction are reviewed for abuse of discretion."*
United States v. Russell, 971 F.2d 1098, 1107 (4th Cir. 1992).
Through this deferential lens, we look to "whether the district
court’s instructions, construed as a whole, properly informed
the jury of the controlling legal principles without misleading
or confusing the jury." Hartsell v. Duplex Prods., 123 F.3d
766, 775 (4th Cir. 1997). Stated differently, "[s]o long as the
charge is accurate on the law and does not confuse or mislead
the jury, it is not erroneous." Hardin v. Ski Venture, Inc., 50
F.3d 1291, 1294 (4th Cir. 1995). This simple inquiry is the
heart of our review on an instruction appeal.
Given the nature of our inquiry, it is not surprising that
"[d]istrict courts are necessarily vested with a great deal of
discretion in constructing the specific form and content of
jury instructions." Id. at 1293. Accordingly, a district court
"is not required to comment on specific evidence in the course
of giving a jury instruction . . . ." Id. at 1294. "Similarly,
courts must have the flexibility in instructions to avoid con-
fusing or prejudicial statements that might arise from a dis-
cussion of the specific contentions in a case." Id. at 1294-95.
And a district court, in its broad discretion, is free to craft
instructions by looking to this Court’s opinions—so long as
*A district court will be reversed for refusing to give a requested
instruction only when the requested instruction "(1) was correct; (2) was
not substantially covered by the court’s charge to the jury; and (3) dealt
with some point in the trial so important, that failure to give the requested
instruction seriously impaired" that party’s ability to make its case. United
States v. Lighty, 616 F.3d 321, 366 (4th Cir. 2010) (internal quotation
marks omitted).
20 NOEL v. ARTSON
it does so in a manner that is faithful to the language of those
opinions and accurately characterizes applicable law. Cf. Jus-
tice v. Dennis, 793 F.2d 573, 576-78 (4th Cir. 1986), vacated
on other grounds, 490 U.S. 1087 (1989).
II.
The Noels first argue that the district court erred in refusing
to specifically instruct on the reasonableness of Officer Art-
son’s third and fatal shot in light of Waterman v. Batton, 393
F.3d 471 (4th Cir. 2005). Plaintiffs wanted the district court
to instruct that:
According to the evidence the first two shots were
fired close together and the third shot was fired later.
. . . [E]ven if you decide that the initial use of force
was reasonable . . . you must consider whether the
third shot was a reasonable use of force. The force
used at the beginning of an encounter may not be
justified even seconds later if the justification for the
initial use of force has abated. With respect to the
third shot as well, you must determine whether Mrs.
Noel’s response or lack of response to Officer Art-
son’s three commands to move away from the gun
justified Officer Artson’s shooting her a third time.
Instead of giving the requested instruction, the district court
instructed the jury that:
a law enforcement officer may only employ that
amount of force which is reasonably necessary under
the particular circumstances surrounding the execu-
tion of the search warrant. Therefore, in determining
whether the plaintiffs have proven a deprivation of
Ms. Noel’s Fourth Amendment rights, and a result-
ing loss or damages under this theory, you must
determine whether the amount of force used against
Ms. Noel exceeded that which a reasonable officer
NOEL v. ARTSON 21
would have employed in executing a warrant under
similar circumstances.
In this regard, you consider all of the attending
and surrounding circumstances including the nature
and severity of the crime at issue, whether Ms. Noel
posed an immediate threat to the safety of any of the
officers or others, and whether she was actively
resisting or attempting to interfere with a lawful exe-
cution of the search warrant. The defendant, or the
particular officer whose actions or omissions you are
considering, need only have acted or failed to act
within a range of conduct considered to be reason-
able.
The district court’s instructions accurately stated the appli-
cable law. See Graham v. Connor, 490 U.S. 386, 396 (1989)
(outlining the reasonableness standard governing the right to
be free from excessive force and noting that evaluating
whether law enforcement has used excessive force "requires
careful attention to the facts and circumstances of each partic-
ular case, including the severity of the crime at issue, whether
the suspect poses an immediate threat to the safety of the offi-
cers or others, and whether he is actively resisting arrest or
attempting to evade arrest by flight"). The same cannot be
said of the Noels’ proposed instruction.
In Waterman, on which the Noels’ instruction is admittedly
based, this Court indicated that force must be justified
throughout an encounter, stating:
To simply view all of the force employed in light of
only the information possessed by the officer when
he began to employ force would limit, for no good
reason, the relevant circumstances to be considered
in judging the constitutionality of the officer’s
actions. We therefore hold that force justified at the
beginning of an encounter is not justified even sec-
22 NOEL v. ARTSON
onds later if the justification for the initial force has
been eliminated.
Waterman, 393 F.3d at 481. Instead of adhering to Waterman
and its use of the word "eliminated," the Noels’ proposed
instruction used the amorphous "abated." "If a [Waterman]
instruction is given, it must be faithful to [Waterman]." Jus-
tice, 793 F.2d at 577. This alone blocks the Noels from suc-
cessfully arguing that the district court abused its discretion in
refusing to give their proffered instruction. See id.; Lighty,
616 F.3d at 366 (noting that a district court will be reversed
for refusing to give a proffered instruction, inter alia, when
the requested instruction was "correct").
Of course, the district court, in its broad discretion, could
have altered the Noels’ proposed instruction to accurately
reflect the Waterman holding. Giving such an instruction cer-
tainly would not have constituted an abuse of discretion—and
may well have been desirable. Indeed, as this Court recently
stated in a Section 1983 excessive force case, "precedent sug-
gests that it is possible to parse the sequence of events as they
occur; while a totality of circumstances analysis still remains
good law, if events occur in a series they may be analyzed as
such." Brockington v. Boykins, 637 F.3d 503, 507 (4th Cir.
2011) (citing Waterman, 393 F.3d 471, 477).
As noted in my colleagues’ opinion, the events at issue in
this case took place in a sequence—even if that sequence
occurred over a short span of time. Officer Artson entered the
Noels’ bedroom and found Cheryl Noel holding a revolver. At
that point, Officer Artson immediately fired two shots. Only
after at least some amount of time had passed and Cheryl
Noel had dropped her weapon did Officer Artson fire the third
and fatal shot. While the parties dispute whether Cheryl Noel
had moved her hand back toward her gun before the third shot
was fired, the shots nevertheless occurred in a sequence.
Under these circumstances, the district court could—and per-
haps should—have instructed the jury that force justified at
NOEL v. ARTSON 23
the beginning of an encounter is not justified later if the justi-
fication for the initial force has been eliminated. Waterman,
393 F.3d at 481. The district court’s decision not to do so,
however, and the accurate, if more general, instructions that
the court did give did not constitute an abuse of discretion.
III.
At the end of the day, this issue turns on neither the skill
of the Noels’ attorney nor the number of people who put
effort into trying the Noels’ case. Instead, the only relevant
inquiry is whether the jury instructions pass muster. Here,
they do. And while the district court was free to—and perhaps
should have—given the jury a charge based on Waterman v.
Batton to the effect that force used at the beginning of an
encounter may not be justified later if the justification for the
use of force has been eliminated, it was not an abuse of dis-
cretion for the district court to decline to do so. For this rea-
son, and because I agree with my colleagues’ analysis on the
other issues, I concur in affirming the district court’s judg-
ment.