NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 11a0421n.06
No. 10-5181
FILED
UNITED STATES COURT OF APPEALS Jun 28, 2011
FOR THE SIXTH CIRCUIT
LEONARD GREEN, Clerk
UNITED STATES OF AMERICA, )
) ON APPEAL FROM THE
Plaintiff-Appellee, ) UNITED STATES DISTRICT
) COURT FOR THE
v. ) WESTERN DISTRICT OF
) KENTUCKY
KEITH HAMILTON HARTMAN, )
) OPINION
Defendant-Appellant. )
BEFORE: COOK, McKEAGUE, GRIFFIN, Circuit Judges.
McKeague, Circuit Judge. Keith Hamilton Hartman was convicted of one count each of
receipt, distribution, and possession of child pornography, and sentenced to 292 months’
imprisonment, to run consecutively with a twenty-five year state sentence in Kentucky. Hartman
now appeals his sentence, arguing (1) that the district court erred when it ordered his federal sentence
run consecutively rather than concurrently with his state sentence and (2) that the district court relied
on an erroneous fact in its written statement of reasons, rendering his sentence unreasonable. For
the reasons that follow, we VACATE Hartman’s sentence and REMAND for resentencing.
I. BACKGROUND
In March 2009, Hartman was indicted on one count each of receipt, distribution, and
possession of child pornography, all in violation of 18 U.S.C. § 2252A. The presentence report
(“PSR”) established the following facts. In June 2007, a student at Western Kentucky University
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was searching for music to download when he came across a file belonging to another student.
When the student opened the file, he found that it “contained images of young, nude or seminude
children.” The student contacted the university police and informed them of the images he had
discovered and that the file containing the images was attached to a file that originated from “Keith’s
LimeWire.” It was determined that this file belonged to the defendant Hartman, also a student at
Western Kentucky University.
A search warrant was obtained for Hartman’s dormitory room. When officers advised
Hartman of the warrant, he “blurted out that they should just arrest him now because there were
things on his computer that should not be there.” Hartman admitted that he was in possession of and
had viewed child pornography, but he claimed to be “unaware he had been advertising his collection
of videos for file sharing purposes.” Officers seized Hartman’s laptop, CDs, DVDs, and other items
from his room, and on August 7, 2007, he was arrested.
After Hartman’s arrest, officers were informed that Hartman’s ex-wife had reported that her
daughter, adopted by her and Hartman when they were married, had alleged that Hartman had
molested her. The child also stated that it had occurred for years, including the time during which
Hartman was living in the dormitory. It was also revealed by Hartman during the investigation that
he had taken nude pictures of the child. As a result, Hartman was charged with multiple counts of
sodomy, rape, and incest in Kentucky state court, and after pleading guilty to all counts, was
sentenced to twenty-five years in prison on August 27, 2008.
In October 2009, Hartman entered a plea of guilty, without a plea agreement, in the United
States District Court for the Western District of Kentucky to Counts 1, 2, and 3 of the indictment.
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Following the change of plea hearing, a PSR was completed. The PSR determined that under the
2009 U.S. Sentencing Guidelines Manual (“USSG”), Hartman’s total offense level was 39 and, as
a result of his state court conviction, his criminal history category was II. Accordingly, his resulting
Guidelines range was 292 to 365 months.
At Hartman’s sentencing hearing, his counsel and the government both stated that there were
no objections to the PSR. The court found the PSR to be accurate and concluded that the total
offense level was 39 and Hartman’s criminal history category was II; neither party expressed any
objections to the final calculation.1 However, Hartman’s counsel did request that the court run
Hartman’s sentence either completely or partially concurrent with his state sentence of twenty-five
years. Hartman’s counsel argued that Hartman “has an illness, so he’s being punished for this
illness,” and that twenty-five years was “an awful lot of time in state court.” The government, while
not taking a position on whether the sentence should run concurrently or consecutively, requested
that the court sentence Hartman in the middle of the Guidelines range, which was 328 months. The
government argued that “the nature of the distribution . . . was particularly egregious” due to
Hartman’s distribution of child pornography images over the Western Kentucky computer network
and that Hartman’s case was “particularly disturbing because of the history and characteristics of Mr.
Hartman,” who had “a pattern of sexually abusing a child,” specifically his adopted daughter, for
1
Hartman’s counsel did argue that Hartman’s state court offense did not qualify as a prior
offense, pursuant to 18 U.S.C. § 3559(e). The government argued that the correct statute was
actually 18 U.S.C. § 2252A, which would have imposed a mandatory minimum of fifteen years.
Although the court agreed with the government, both parties acknowledged that for the purpose of
sentencing, this determination ultimately was of no consequence because the established Guidelines
range was higher than the mandatory minimum.
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four years. The government also mentioned that Hartman had admitted to taking nude photographs
of his daughter, but that the government “was unable to develop the evidence to prove a production
charge.” The government explained that Hartman was accountable for 4,479 images, which was “far
in excess of the maximum of 600 under the guidelines,” thus making a mid-range sentence
appropriate.
Following the parties’ arguments, the district court stated that, “having considered the
advisory guidelines and 18 [U.S.C. §] 3553(a),” it would impose a sentence of “292 months as to
each of Counts 1 and 2 in the indictment” and 240 months as to Count 3, which would run
concurrently with the 292-month sentence, for a total aggregate sentence of 292 months. However,
the court ordered that the term of imprisonment would run consecutively with Hartman’s state
sentence. The court again stated that it had considered 18 U.S.C. § 3553(a) and the advisory
Guidelines range, and that it believed the sentence, which fell within the Guidelines range, was
“reasonable” and was “sufficient but not greater than necessary to comply with the purposes set forth
in Section 3553(a)(2) and satisfies the statutory provisions.”2 The court also stated that although the
government sought a mid-range penalty, the court chose the low range sentence and ran it
consecutively because in doing so, the “penalty is high” to account for the high number of images
Hartman possessed. The court explained:
2
The court also stated that the sentence would “conform[] with the plea agreement,” however,
there was no plea agreement in this case. Hartman does not raise any argument with regard to this
statement in his opening brief on appeal, therefore, any such argument is waived. See American
Trim, L.L.C. v. Oracle Corp., 383 F.3d 462, 477 (6th Cir. 2004).
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Once [the images] get on a computer, they start proliferating. And there are always
more than you think they should be. So I think this is in accord with like sentences
with like number of images, and I think he’s been penalized extra because of
his—he’s already been convicted of this horrible conduct in state court.
The court then asked whether there were “any objections to the sentence pronounced or
special conditions imposed . . . not previously [] raised” by the government or Hartman. Hartman’s
counsel confirmed that the sentences for Counts 1 and 2 would run concurrently with the sentence
for Count 3, and that the federal sentence would run consecutively with the state sentence.
Hartman’s counsel then stated that she understood that the state and federal terms would be
consecutive, noting it was “over [Hartman’s] objection, of course,” but made no specific objections
to the sentence. The court entered judgment on February 19, 2009, and Hartman filed a timely notice
of appeal.
II. ANALYSIS
A. Imposition of a Consecutive Sentence Under USSG § 5G1.3
On appeal, Hartman first argues that the district court abused its discretion by running his
federal sentence consecutive to his state sentence, rendering his sentence both procedurally and
substantively unreasonable. Hartman asserts that the district court failed to properly consider USSG
§ 5G1.3(c) and the factors listed in 18 U.S.C. § 3553(a) when deciding whether to impose a
consecutive or concurrent sentence. Although this court typically reviews a sentence for abuse of
discretion, because Hartman failed make this objection “with enough specificity, a plain error
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standard of review applies.”3 United States v. Harmon, 607 F.3d 233, 236–37 (6th Cir. 2010).
“Under plain-error review, relief is granted only under ‘exceptional circumstances,’” such that to
obtain relief, Hartman must show “(1) error (2) that was ‘obvious or clear,’ (3) that ‘affected
defendant’s substantial rights' and (4) that ‘affected the fairness, integrity, or public reputation of the
judicial proceedings.’” United States v. Houston, 529 F.3d 743, 750 (6th Cir. 2008) (quoting United
States v. Vonner, 516 F.3d 382, 386 (6th Cir. 2008)).
Under 18 U.S.C. § 3584, “[i]f multiple terms of imprisonment are imposed on a defendant
at the same time, or if a term of imprisonment is imposed on a defendant who is already subject to
an undischarged term of imprisonment, the terms may run concurrently or consecutively . . . .” 18
U.S.C. § 3584(a). In considering whether to impose a concurrent or consecutive sentence, the
district court, “shall consider, as to each offense for which a term of imprisonment is being imposed,
the factors set forth in section 3553(a),” 18 U.S.C. § 3584(b), which includes “any pertinent policy
statement” issued by the Sentencing Commission, 18 U.S.C. § 3553(a)(5). Such a policy statement
is found in § 5G1.3(c) of the Sentencing Guidelines, which states that “[i]n any other case involving
an undischarged term of imprisonment, the sentence for the instant offense may be imposed to run
concurrently, partially concurrently, or consecutively to the prior undischarged term of imprisonment
to achieve a reasonable punishment for the instant offense.” Further guidance is provided in the
application notes, which explain that the court should consider the following factors:
3
Although Hartman originally argued in his brief on appeal that the abuse of discretion
standard applied, in his reply brief Hartman conceded that the plain error standard applied.
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(i) The factors set forth in 18 U.S.C. 3584 (referencing 18 U.S.C. 3553(a));
(ii) The type (e.g., determinate, indeterminate/parolable) and length of the prior
undischarged sentence;
(iii) The time served on the undischarged sentence and the time likely to be served
before release;
(iv) The fact that the prior undischarged sentence may have been imposed in state
court rather than federal court, or at a different time before the same or different
federal court; and
(v) Any other circumstance relevant to the determination of an appropriate sentence
for the instant offense.
USSG § 5G1.3(c) cmt. n.3(A).
Hartman argues that district court provided a “cryptic explanation of the reasons for imposing
a consecutive sentence” that did “not comport with 18 U.S.C. § 3584(b) and USSG § 5G1.3(c).”
Hartman also argues that the court’s reference to § 3553(a) was “cursory” and that the explanation
provided did “not adequately set forth the rationale under which it imposed the consecutive
sentence.” He further asserts that the factors that were cited by the district court were already
“included in the sentencing calculus before the court had to decide whether to impose” a consecutive
sentence, and were also “common in child pornography cases,” and so could not serve as the basis
for ordering Hartman’s sentence to run consecutively.
Whether the district court imposes a sentence consecutively or concurrently is a matter of the
court’s discretion. See United States v. Hall, 632 F.3d 331, 335 (6th Cir. 2011). “However, this is
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‘not unfettered discretion,’ and ‘the record on appeal should show that the district court turned its
attention to § 5G1.3(c) and the relevant commentary in its determination of whether to impose a
concurrent or consecutive sentence.’” United States v. Johnson, 553 F.3d 990, 998 (6th Cir. 2009)
(quoting United States v. Covert, 117 F.3d 940, 945 (6th Cir. 1997)). However, the court need not
explicitly reference the 5G1.3 factors or the provision itself, provided the record shows that the court
considered this Guidelines provision. See Hall, 632 F.3d at 335–36 (noting that the district court
need not reference 5G1.3 expressly if there is “other evidence in the record that it considered the
section”); Harmon, 607 F.3d at 239 (explaining that “[a]lthough the record on appeal should show
that the district court turned its attention to U.S.S.G. § 5G1.3, it need not explicitly reference the
§ 5G1.3 considerations if the record shows that it considered this Guideline” (internal quotation
marks and citation omitted)). Thus, there is no error where “the totality of the record makes clear
that the district court properly turned its attention to § 5G1.3(c) and the relevant commentary before
imposing a consecutive sentence,” Covert, 117 F.3d at 946, even if the reference is “brief” and the
explanation is “somewhat cursory,” United States v. Watford, 468 F.3d 891, 916–17 (6th Cir. 2006).
At the sentencing hearing, the district court adopted the PSR without change, which cited
§ 5G1.3 and expressly stated that the court could order Hartman’s sentence to run consecutively,
concurrently, or partially concurrently. Additionally, Hartman’s counsel sought a concurrent or
partially concurrent sentence, yet the court chose to impose a consecutive sentence, indicating
awareness of the possible options under 5G1.3(c). Thus, although not referenced explicitly by the
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court at the sentencing hearing, the record demonstrates that the court was aware of the relevant
Guidelines provision.4
Moreover, although the court did not expressly reference the factors in 5G1.3 or § 3553(a),
it did appear to consider those factors. The court recognized that Hartman’s undischarged sentence
was imposed in state, rather then federal court; that the state sentence was to run for a period of
twenty-five years (as well as being informed, through the PSR, when Hartman had been sentenced
and how much time he had already served on that state sentence); and the conduct for which
Hartman was convicted in state court. See USSG § 5G1.3 cmt. n. 3(A). The court made clear that
while it was imposing a sentence at the low end of the Guidelines range, it was doing so in
conjunction with ordering the sentence to run consecutively with the state sentence, so as to provide
just punishment for a serious offense. See 18 U.S.C. §§ 3553(a)(2)(A), (a)(4). The court specifically
explained that because the number of images attributed to Hartman was high, the punishment was
correspondingly high. The court also recognized that it could have ordered Hartman’s federal
sentences to run consecutively to one another, but believed that running them concurrently would
provide for a reasonable sentence that was “sufficient but not greater than necessary” to comply with
§ 3553(a). Additionally, the court stated that the sentence was “in accord with like sentences with
like number of images,” thus properly considering “the need to avoid unwarranted sentence
disparities.” Id. at § 3553(a)(6). Accordingly, we conclude that although “the district court did not
4
Although the PSR cites to § 5G1.3(b), rather than subsection (c), it properly quotes the
relevant language from subsection (c). The court also expressly referenced§ 3553(a) multiple times
during the hearing, as noted above.
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mention § 5G1.3 specifically, in light of its entire explanation, it is evident that the district court
considered § 5G1.3(c) and adequately explained its reasons for applying it when sentencing”
Hartman. Hall, 632 F.3d at 336 (reviewing for plain error); see also United States v. Berry, 565 F.3d
332, 342–43 (6th Cir. 2009) (finding that the district court did not abuse its discretion in imposing
a consecutive sentence where the court did not explicitly reference the § 5G1.3 considerations but
did discuss the relevant factors in making this determination); Watford, 468 F.3d at 917 (“The
District Court's reasoning for imposing a consecutive sentence, while somewhat cursory, does not
constitute an abuse of discretion. From the record, it is clear that the District Court considered the
recommendations of the Guidelines and the pertinent policy statement.”). Thus, the district court
did not commit plain error when it ordered Hartman’s federal sentence to run consecutively with his
state sentence.5
B. Inclusion of an Erroneous Fact in the Written Statement of Reasons
Hartman also argues that the district court erred when it improperly relied on an unproven
fact in its statement of reasons for imposing Hartman’s sentence. Specifically, in the written
statement of reasons, the district court wrote:
The defendant is currently serving a 25-year state sentence of imprisonment for
sexual contact offenses. Some of the pictures distributed in this case involved the
child he abused in the state case. Therefore, a sentence at the low end of the
applicable guideline range, to run consecutively to the state sentence the defendant
is currently serving, appears sufficient, but not greater than necessary in this case.
5
Hartman also asserts that, for the same reasons set forth above, imposition of a consecutive
sentence was substantively unreasonable because the district court failed to consider the relevant
§ 3553(a) factors and failed to provide an adequate explanation of those factors. However, for the
reasons already stated, Hartman’s claim is without merit.
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Hartman argues that although he admitted to having photographed his daughter in the nude, there
was no evidence that these photographs were ever distributed, so the district court’s reliance on this
as a factor in its sentencing decision constituted procedural error. In his reply brief, he further asserts
that the district court’s reference was not simply a mistake or clerical error, but rather “a finding of
fact that played a significant role in the court’s sentencing decision.”
Hartman is correct that selecting a sentence based on clearly erroneous facts would amount
to procedural error. See United States v. Grams, 566 F.3d 683, 685 (6th Cir. 2009) (citing Gall v.
United States, 552 U.S. 38 (2007)). It is also true that “if there is a discrepancy between the oral
pronouncement of a criminal sentence and the written judgment, the oral sentence generally
controls.” United States v. Cofield, 233 F.3d 405, 406–07 (6th Cir. 2000); see also United States
v. Schultz, 855 F.2d 1217, 1225 (6th Cir. 1988) (explaining that there is a “long line of cases that
hold that when an oral sentence conflicts with the written sentence, the oral sentence controls”)
(citing Hill v. United States ex rel. Wampler, 298 U.S. 460 (1936)). Nonetheless, while the court
provided its reasoning for imposition of the sentence at Hartman’s sentencing hearing, the sole
reason detailed in the written statement of reasons (Hartman’s alleged distribution of nude
photographs of his daughter) was not actually addressed by the district court at the hearing.
Although the government explained that a distribution charge could not be sustained on the basis of
the evidence it possessed, the district court did not acknowledge this point nor did it expressly reject
this fact in sentencing Hartman. As a result, we are unable to conclusively determine whether or to
what extent the district court relied on this erroneous fact in sentencing Hartman. Therefore, we
must remand this case to the district court for resentencing.
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III. CONCLUSION
For the above reasons, we VACATE Hartman’s sentence and REMAND for resentencing.
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